DUCKWORTH WEALTH ADVISORS, INC.
CRD #108114 SEC #801-57574 NEWPORT BEACH, CA 949-629-4040
SEC Registered
Total AUM
$162.4M
Discretionary
$162.4M
Employees
4
Clients
26
Accounts
110
Firm Details
- Organization Type
- Corporation
- State of Formation
- California
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Feb 20, 2017
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| DORAN, MARK, ALLAN | I | DIRECTOR | NA | |
| DORAN, MARK, ALLAN | I | DIRECTOR | NA | |
| DUCKWORTH, KARA, LEIGH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DUCKWORTH, KARA, LEIGH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DUCKWORTH, KARA, LEIGH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DUCKWORTH, KARA, LEIGH | I | CHIEF COMPLIANCE OFFICER/SECRETARY | NA | Control |
| DUCKWORTH, KARA, LEIGH | I | CHIEF COMPLIANCE OFFICER/SECRETARY | NA | Control |
| DUCKWORTH, KARA, LEIGH | I | CHIEF COMPLIANCE OFFICER/SECRETARY | NA | Control |
| DUCKWORTH, KARA, LEIGH | I | CHIEF COMPLIANCE OFFICER/SECRETARY | NA | Control |
| DUCKWORTH, KARA, LEIGH | I | CHIEF COMPLIANCE OFFICER/SECRETARY | NA | Control |
| DUCKWORTH, KARA, LEIGH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DUCKWORTH, KARA, LEIGH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DUCKWORTH, KARA, LEIGH | I | CHIEF COMPLIANCE OFFICER/SECRETARY | NA | Control |
| DUCKWORTH, KARA, LEIGH | I | CHIEF COMPLIANCE OFFICER/SECRETARY | NA | Control |
| MANCHESTER, RICHARD, BYERS | I | CHIEF INVESTMENT OFFICER/CHIEF COMPLIANCE OFFICER | NA | Control |
| MANCHESTER, RICHARD, BYERS | I | EXECUTIVE DIRECTOR | NA | Control |
| DUCKWORTH, MICHAEL, CRAIG | I | PRESIDENT | E | Control |
| DUCKWORTH, MICHAEL, CRAIG | I | PRESIDENT | E | Control |
| DUCKWORTH, MICHAEL, CRAIG | I | PRESIDENT | E | Control |
| DUCKWORTH, MICHAEL, CRAIG | I | PRESIDENT | E | Control |
| DUCKWORTH, MICHAEL, CRAIG | I | PRESIDENT | E | Control |
| DUCKWORTH, MICHAEL, CRAIG | I | PRESIDENT | E | Control |
| DUCKWORTH, MICHAEL, CRAIG | I | PRESIDENT | E | Control |
| DUCKWORTH, MICHAEL, CRAIG | I | PRESIDENT | E | Control |
| DUCKWORTH, MICHAEL, CRAIG | I | PRESIDENT | E | Control |
| DUCKWORTH, MICHAEL, CRAIG | I | PRESIDENT | D | Control |
| DUCKWORTH, MICHAEL, CRAIG | I | PRESIDENT | D | Control |
| DUCKWORTH, MICHAEL, CRAIG | I | PRESIDENT | D | Control |
| DUCKWORTH, MICHAEL, CRAIG | I | PRESIDENT | D | Control |
| DUCKWORTH, MICHAEL, CRAIG | I | PRESIDENT | D | Control |
| DUCKWORTH, MICHAEL, CRAIG | I | PRESIDENT | D | Control |
| DUCKWORTH, MICHAEL, CRAIG | I | PRESIDENT | D | Control |
| MEHNER, GLENN, ROBERT | I | VICE PRESIDENT/SECRETARY | C | Control |
| MEHNER, GLENN, ROBERT | I | VICE PRESIDENT/SECRETARY | C | Control |
| MEHNER, GLENN, ROBERT | I | EXECUTIVE DIRECTOR/SECRETARY | C | Control |
| MEHNER, GLENN, ROBERT | I | EXECUTIVE DIRECTOR/SECRETARY | C | Control |
| MEHNER, GLENN, ROBERT | I | EXECUTIVE DIRECTOR/SECRETARY | C | Control |
| MEHNER, GLENN, ROBERT | I | VICE PRESIDENT/SECRETARY | C | Control |
| MEHNER, GLENN, ROBERT | I | EXECUTIVE DIRECTOR/SECRETARY | C | Control |
| MEHNER, GLENN, ROBERT | I | VICE PRESIDENT/SECRETARY | B | Control |
| MEHNER, GLENN, ROBERT | I | VICE PRESIDENT/SECRETARY | B | Control |
Registrations
Federal
IA
Feb 20, 2017 REGISTERED
Notice Filings (2)
CA TX
Address
1500 QUAIL STREETSUITE 200
NEWPORT BEACH, CA 92660
United States
Phone: 949-629-4040