LAIDLAW GROUP, LLC
CRD #108116 SEC #801-55762 STAMFORD, CT 203-227-4515
SEC Registered
Total AUM
$36.3M
Discretionary
$4.1M
Employees
1
Clients
0
Accounts
25
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- New York
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 29, 2016
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| LAIDLAW, DAVID, KENNEDY | I | ONLY EXECUTIVE - INCLUDING CEO, CHIEF COMPLIANCE OFFICER ETC. | E | Control |
| LAIDLAW, DAVID, KENNEDY | I | ONLY EXECUTIVE - INCLUDING CEO, CCO, CFO, COO ETC. | E | Control |
| LAIDLAW, DAVID, KENNEDY | I | MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER | E | Control |
| LAIDLAW, DAVID, KENNEDY | I | ONLY EXECUTIVE - INCLUDING CEO, CHIEF COMPLIANCE OFFICER ETC. | E | Control |
| LAIDLAW, DAVID, KENNEDY | I | MEMBER | E | Control |
| LAIDLAW, DAVID, KENNEDY | I | MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER | E | Control |
| LAIDLAW, DAVID, KENNEDY | I | MEMBER | E | Control |
| LAIDLAW, DAVID, KENNEDY | I | MEMBER | E | Control |
| LAIDLAW, DAVID, KENNEDY | I | ONLY EXECUTIVE - INCLUDING CEO, CHIEF COMPLIANCE OFFICER ETC. | E | Control |
| LAIDLAW, DAVID, KENNEDY | I | MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER | E | Control |
| LAIDLAW, DAVID, KENNEDY | I | MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER | E | Control |
| LAIDLAW, DAVID, KENNEDY | I | MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER | E | Control |
| LAIDLAW, DAVID, KENNEDY | I | MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER | E | Control |
| LAIDLAW, DAVID, KENNEDY | I | MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER | E | Control |
| LAIDLAW, DAVID, KENNEDY | I | MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER | E | Control |
| LAIDLAW, DAVID, KENNEDY | I | MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER | E | Control |
Registrations
Federal
IA
Mar 29, 2016 REGISTERED
Notice Filings (10)
CA CT FL MA MD NH NJ NY PA TX
Address
5 HIGH RIDGE PARKSTAMFORD, CT 06905
United States
Phone: 203-227-4515