STAFFORD CAPITAL MANAGEMENT LLC
CRD #108134 SEC #801-56846 SAN FRANCISCO, CA 415-362-6120
SEC Registered
Total AUM
$50.9M
Discretionary
$50.9M
Employees
1
Clients
--
Accounts
40
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- California
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jul 13, 2012
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BROWNE, GREGORY, WALDEN | I | CHIEF COMPLIANCE OFFICER | NA | |
| BROWNE, GREGORY, WALDEN | I | CHIEF COMPLIANCE OFFICER | NA | |
| BROWNE, GREGORY, WALDEN | I | CHIEF COMPLIANCE OFFICER | NA | |
| BROWNE, GREGORY, WALDEN | I | CHIEF COMPLIANCE OFFICER | NA | |
| BROWNE, GREGORY, WALDEN | I | CHIEF COMPLIANCE OFFICER | NA | |
| BROWNE, GREGORY, WALDEN | I | CHIEF COMPLIANCE OFFICER | NA | |
| DOMBKOWSKI, BRIAN | I | CO CHIEF INVESTMENT OFFICIER | NA | |
| DOMBKOWSKI, BRIAN | I | CO CHIEF INVESTMENT OFFICIER | NA | |
| DOMBKOWSKI, BRIAN | I | CO CHIEF INVESTMENT OFFICIER | NA | |
| HORACE, CAROL, MARSHALL | I | CHIEF COMPLIANCE OFFICER | NA | |
| HORACE, CAROL, MARSHALL | I | CHIEF COMPLIANCE OFFICER | NA | |
| HORACE, CAROL, MARSHALL | I | CHIEF COMPLIANCE OFFICER | NA | |
| HORACE, CAROL, MARSHALL | I | CHIEF COMPLIANCE OFFICER | NA | |
| HORACE, CAROL, MARSHALL | I | CHIEF COMPLIANCE OFFICER | NA | |
| KWOK, JOSEPHINE, SHUK | I | SENIOR ANALYST | NA | |
| KWOK, JOSEPHINE, SHUK | I | SENIOR ANALYST | NA | |
| KWOK, JOSEPHINE, SHUK | I | SENIOR ANALYST | NA | |
| KWOK, JOSEPHINE, SHUK | I | SENIOR ANALYST | NA | |
| KWOK, JOSEPHINE, SHUK | I | SENIOR ANALYST | NA | |
| KWOK, JOSEPHINE, SHUK | I | SENIOR ANALYST | NA | |
| ROBERTSON, NGOC, NGUYEN | I | VP OPERATIONS | NA | |
| ROBERTSON, NGOC, NGUYEN | I | VP OPERATIONS | NA | |
| ROBERTSON, NGOC, NGUYEN | I | VP OPERATIONS | NA | |
| ROBERTSON, NGOC, NGUYEN | I | VP OPERATIONS | NA | |
| ROBERTSON, NGOC, NGUYEN | I | VP OPERATIONS | NA | |
| STAFFORD, ROBERT, MERRILL | I | PRESIDENT | E | Control |
| STAFFORD, ROBERT, MERRILL | I | PRESIDENT | E | Control |
| STAFFORD, ROBERT, MERRILL | I | PRESIDENT | E | Control |
| STAFFORD, ROBERT, MERRILL | I | PRESIDENT | E | Control |
| STAFFORD, ROBERT, MERRILL | I | PRESIDENT | D | Control |
| STAFFORD, ROBERT, MERRILL | I | PRESIDENT | D | Control |
| STAFFORD, ROBERT, MERRILL | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | D | Control |
| STAFFORD, ROBERT, MERRILL | I | PRESIDENT | D | Control |
| STAFFORD, ROBERT, MERRILL | I | PRESIDENT | D | Control |
| STAFFORD, ROBERT, MERRILL | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | D | Control |
| STAFFORD, ROBERT, MERRILL | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | D | Control |
| STAFFORD, ROBERT, MERRILL | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | D | Control |
| STAFFORD, ROBERT, MERRILL | I | PRESIDENT | D | Control |
| STAFFORD, ROBERT, MERRILL | I | PRESIDENT | D | Control |
| STAFFORD, ROBERT, MERRILL | I | PRESIDENT | D | Control |
| STAFFORD, ROBERT, MERRILL | I | CEO, CHAIRMAN AND CO CHIEF INVESTMENT OFFICIER | D | Control |
| STAFFORD, ROBERT, MERRILL | I | CEO, CHAIRMAN AND CO CHIEF INVESTMENT OFFICIER | D | Control |
| STAFFORD, ROBERT, MERRILL | I | CEO, CHAIRMAN AND CO CHIEF INVESTMENT OFFICIER | D | Control |
| STAFFORD, ROBERT, MERRILL | I | CEO, CHAIRMAN AND CO CHIEF INVESTMENT OFFICIER | D | Control |
| STAFFORD, ROBERT, MERRILL | I | CEO, CHAIRMAN AND CO CHIEF INVESTMENT OFFICIER | D | Control |
| DOMBKOWSKI, BRIAN | I | CO CHIEF INVESTMENT OFFICIER | C | Control |
| STAFFORD, ROBERT, MERRILL | I | PRESIDENT | C | Control |
| STAFFORD, ROBERT, MERRILL | I | PRESIDENT | C | Control |
| STEPHENS, CRAIG, ARTHUR | I | EXECUTIVE VICE PRESIDENT | C | Control |
| STEPHENS, CRAIG, ARTHUR | I | EXECUTIVE VICE PRESIDENT | C | Control |
| STEPHENS, CRAIG, ARTHUR | I | EXECUTIVE VICE PRESIDENT | C | Control |
| STEPHENS, CRAIG, ARTHUR | I | EXECUTIVE VICE PRESIDENT | C | Control |
| STEPHENS, CRAIG, ARTHUR | I | EXECUTIVE VICE PRESIDENT | C | Control |
| STEPHENS, CRAIG, ARTHUR | I | EXECUTIVE VICE PRESIDENT | C | Control |
| STEPHENS, CRAIG, ARTHUR | I | PRESIDENT, CO CHIEF INVESTMENT OFFICER | C | Control |
| STEPHENS, CRAIG, ARTHUR | I | PRESIDENT, CO CHIEF INVESTMENT OFFICER | C | Control |
| STEPHENS, CRAIG, ARTHUR | I | PRESIDENT, CO CHIEF INVESTMENT OFFICER | C | Control |
| STEPHENS, CRAIG, ARTHUR | I | PRESIDENT, CO CHIEF INVESTMENT OFFICER | C | Control |
| STEPHENS, CRAIG, ARTHUR | I | PRESIDENT, CO CHIEF INVESTMENT OFFICER | C | Control |
| BLAIR, KARIN, MARILEE | I | CHIEF OPERATIONS/COMPLIANCE OFFICER | B | |
| BLAIR, KARIN, MARILEE | I | CHIEF OPERATIONS/COMPLIANCE OFFICER | B | |
| BLAIR, KARIN, MARILEE | I | CHIEF OPERATION OFFICER/CHIEF FINANCIAL OFFICER | B | |
| BLAIR, KARIN, MARILEE | I | CHIEF OPERATION OFFICER/CHIEF FINANCIAL OFFICER | B | |
| BLAIR, KARIN, MARILEE | I | CHIEF OPERATION OFFICER/CHIEF FINANCIAL OFFICER | B | |
| BLAIR, KARIN, MARILEE | I | CHIEF OPERATION OFFICER/CHIEF FINANCIAL OFFICER | B | |
| BLAIR, KARIN, MARILEE | I | CHIEF OPERATION OFFICER/CHIEF FINANCIAL OFFICER | B | |
| BLAIR, KARIN, MARILEE | I | CHIEF OPERATION OFFICER/CHIEF FINANCIAL OFFICER | B | |
| LUCAS, JOHN, WILLIAM | I | DIRECTOR OF RESEARCH/SECRETARY | B | |
| LUCAS, JOHN, WILLIAM | I | DIRECTOR OF RESEARCH/SECRETARY | B | |
| LUCAS, JOHN, WILLIAM | I | DIRECTOR OF RESEARCH/SECRETARY | B | |
| LUCAS, JOHN, WILLIAM | I | DIRECTOR OF RESEARCH/SECRETARY | B | |
| LUCAS, JOHN, WILLIAM | I | DIRECTOR OF RESEARCH/SECRETARY | B | |
| LUCAS, JOHN, WILLIAM | I | DIRECTOR OF RESEARCH/SECRETARY | B | |
| KWOK, JOSEPHINE, SHUK | I | SENIOR ANALYST | A | |
| KWOK, JOSEPHINE, SHUK | I | SENIOR ANALYST | A |
Registrations
Federal
IA
Jul 13, 2012 REGISTERED
Notice Filings (3)
CA NH TX
Address
275 BATTERY STREETSUITE 1600
SAN FRANCISCO, CA 94111
United States
Phone: 415-362-6120