ADVISORY SERVICES & INVESTMENTS, LLC
Legal name: ASI WEALTH MANAGEMENT & CONSULTING SERVICES
CRD #108138 SEC #801-55026 BEND, OR 541-617-0898
SEC Registered Disclosures
Total AUM
$1.7B
Discretionary
$942M
Employees
15
Clients
101
Accounts
418
This firm has regulatory disclosures on file.
View disclosures
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Oregon
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 30, 2024
- Branch Offices
- 4
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| MILLER, RANDY, LEE | I | OWNER/CHIEF COMPLIANCE OFFICER | E | Control |
| MILLER, RANDY, LEE | I | OWNER/CHIEF COMPLIANCE OFFICER | E | Control |
| MILLER, RANDY, LEE | I | OWNER/CHIEF COMPLIANCE OFFICER | E | Control |
| MILLER, RANDY, LEE | I | OWNER/CHIEF COMPLIANCE OFFICER | E | Control |
| MILLER, RANDY, LEE | I | OWNER/CHIEF COMPLIANCE OFFICER | E | Control |
| MILLER, RANDY, LEE | I | OWNER/CHIEF COMPLIANCE OFFICER | E | Control |
| MILLER, RANDY, LEE | I | OWNER/CHIEF COMPLIANCE OFFICER | E | Control |
| MILLER, RANDY, LEE | I | OWNER/CHIEF COMPLIANCE OFFICER | E | Control |
| MILLER, RANDY, LEE | I | OWNER/CHIEF COMPLIANCE OFFICER | E | Control |
| MILLER, RANDY, LEE | I | OWNER/CHIEF COMPLIANCE OFFICER | E | Control |
| MILLER, RANDY, LEE | I | OWNER/CHIEF COMPLIANCE OFFICER | E | Control |
| MILLER, RANDY, LEE | I | OWNER/CHIEF COMPLIANCE OFFICER | E | Control |
| MILLER, RANDY, LEE | I | OWNER/CHIEF COMPLIANCE OFFICER | E | Control |
| MILLER, RANDY, LEE | I | OWNER/CHIEF COMPLIANCE OFFICER | E | Control |
| MILLER, RANDY, LEE | I | OWNER/CHIEF COMPLIANCE OFFICER | E | Control |
| MILLER, RANDY, LEE | I | OWNER/CHIEF COMPLIANCE OFFICER | E | Control |
| MILLER, RANDY, LEE | I | OWNER/CHIEF COMPLIANCE OFFICER | E | Control |
| MILLER, RANDY, LEE | I | OWNER/CHIEF COMPLIANCE OFFICER | E | Control |
| MILLER, RANDY, LEE | I | OWNER/CHIEF COMPLIANCE OFFICER | E | Control |
| MILLER, RANDY, LEE | I | OWNER/CHIEF COMPLIANCE OFFICER | E | Control |
| MILLER, RANDY, LEE | I | OWNER/CHIEF COMPLIANCE OFFICER | E | Control |
| MILLER, RANDY, LEE | I | OWNER/CHIEF COMPLIANCE OFFICER | E | Control |
| MILLER, RANDY, LEE | I | OWNER/CHIEF COMPLIANCE OFFICER | E | Control |
| MILLER, RANDY, LEE | I | OWNER/CHIEF COMPLIANCE OFFICER | E | Control |
| MILLER, RANDY, LEE | I | OWNER/CHIEF COMPLIANCE OFFICER | E | Control |
| MILLER, RANDY, LEE | I | OWNER/CHIEF COMPLIANCE OFFICER | E | Control |
| MILLER, RANDY, LEE | I | OWNER/CHIEF COMPLIANCE OFFICER | E | Control |
| MILLER, RANDY, LEE | I | OWNER/CHIEF COMPLIANCE OFFICER | E | Control |
| MILLER, RANDY, LEE | I | OWNER/CHIEF COMPLIANCE OFFICER | E | Control |
| MILLER, RANDY, LEE | I | OWNER/CHIEF COMPLIANCE OFFICER | E | Control |
| MILLER, RANDY, LEE | I | OWNER/CHIEF COMPLIANCE OFFICER | E | Control |
| MILLER, RANDY, LEE | I | OWNER/CHIEF COMPLIANCE OFFICER | E | Control |
| MILLER, RANDY, LEE | I | OWNER/CHIEF COMPLIANCE OFFICER | E | Control |
| FISHER, ROGER, ALAN | I | OWNER | C | Control |
| FISHER, ROGER, ALAN | I | OWNER | C | Control |
| MILLER, RANDY, LEE | I | OWNER/CCO | C | Control |
| MILLER, RANDY, LEE | I | OWNER | C | Control |
Registrations
Federal
IA
Mar 30, 2024 REGISTERED
Notice Filings (8)
AZ CA DC ID MT OR TX WA
Address
15 SW COLORADOSUITE 280
BEND, OR 97702-1129
United States
Phone: 541-617-0898