COATES CARL VICTOR
Legal name: C. VICTOR COATES, C.P.A.
CRD #108144 SEC #801-56893 PONCA CITY, OK 580-762-7537
SEC Registered
Total AUM
$32.9M
Discretionary
$32.9M
Employees
1
Clients
11
Accounts
114
Firm Details
- Organization Type
- Sole Proprietorship
- State of Formation
- Oklahoma
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jan 20, 2012
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| CORBIN, GERALD | I | REGISTERED REPRESENTATIVE | NA | Control |
| CORBIN, GERALD, DON | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CORBIN, GERALD, DON | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CORBIN, GERALD, DON | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CORBIN, GERALD, DON | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CORBIN, GERALD, DON | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CORBIN, GERALD, DON | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CORBIN, GERALD, DON | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CORBIN, GERALD, DON | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CORBIN, GERALD, DON | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CORBIN, GERALD, DON | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CORBIN, GERALD, DON | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| COATES, C | I | OWNER | E | Control |
| COATES, CARL, VICTOR | I | OWNER | E | Control |
| COATES, CARL, VICTOR | I | OWNER | E | Control |
| COATES, CARL, VICTOR | I | OWNER | E | Control |
| COATES, CARL, VICTOR | I | OWNER | E | Control |
| COATES, CARL, VICTOR | I | OWNER | E | Control |
| COATES, CARL, VICTOR | I | OWNER | E | Control |
| COATES, CARL, VICTOR | I | OWNER | E | Control |
| COATES, CARL, VICTOR | I | OWNER | E | Control |
| COATES, CARL, VICTOR | I | OWNER | E | Control |
| COATES, CARL, VICTOR | I | OWNER | E | Control |
| COATES, CARL, VICTOR | I | OWNER | E | Control |
Registrations
Federal
IA
Jan 20, 2012 REGISTERED
Notice Filings (1)
OK
Address
1223 E HIGHLANDSUITE 314
PONCA CITY, OK 74601
United States
Phone: 580-762-7537