BARNES INVESTMENT ADVISORY INC
CRD #108145 SEC #801-55835 PHOENIX, AZ 602-248-9099
SEC Registered
Total AUM
$140.6M
Discretionary
$140.6M
Employees
6
Clients
101
Accounts
480
Firm Details
- Organization Type
- Corporation
- State of Formation
- Arizona
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Feb 16, 2017
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BURTON, MICHELLE, MARIE | I | CHIEF COMPLIANCE OFFICER/BUSINESS MANAGER | NA | Control |
| BURTON, MICHELLE, MARIE | I | CHIEF COMPLIANCE OFFICER/BUSINESS MANAGER | NA | Control |
| BURTON, MICHELLE, MARIE | I | CHIEF COMPLIANCE OFFICER/BUSINESS MANAGER | NA | Control |
| BURTON, MICHELLE, MARIE | I | CHIEF COMPLIANCE OFFICER/BUSINESS MANAGER | NA | Control |
| BARNES, KATHIE, JO BECK | I | PRESIDENT/TREASURER | D | Control |
| BARNES, KATHIE, JO BECK | I | PRESIDENT/TREASURER | D | Control |
| BARNES, KATHIE, JO BECK | I | PRESIDENT/TREASURER | D | Control |
| BARNES, KATHIE, JO BECK | I | PRESIDENT/TREASURER | D | Control |
| BARNES, KATHIE, JO BECK | I | PRESIDENT/TREASURER | D | Control |
| BARNES, KATHIE, JO BECK | I | PRESIDENT/TREASURER | D | Control |
| BARNES, KATHIE, JO BECK | I | PRESIDENT/TREASURER | D | Control |
| BARNES, KATHIE, JO BECK | I | PRESIDENT/TREASURER | D | Control |
| BARNES, KATHIE, JO BECK | I | PRESIDENT/TREASURER | D | Control |
| BARNES, KATHIE, JO BECK | I | PRESIDENT/TREASURER | D | Control |
| BARNES, KATHIE, JO BECK | I | PRESIDENT/TREASURER | D | Control |
| BARNES, KATHIE, JO BECK | I | PRESIDENT/TREASURER | D | Control |
| BARNES, KATHIE, JO BECK | I | PRESIDENT/TREASURER | D | Control |
| BARNES, KATHIE, JO BECK | I | PRESIDENT/TREASURER | D | Control |
| BARNES, KATHIE, JO BECK | I | PRESIDENT/TREASURER | D | Control |
| BARNES, KATHIE, JO BECK | I | PRESIDENT/TREASURER | D | Control |
| BARNES, KATHIE, JO BECK | I | PRESIDENT/TREASURER | D | Control |
| BARNES, KATHIE, JO BECK | I | PRESIDENT/TREASURER | D | Control |
| BARNES, KATHIE, JO BECK | I | PRESIDENT/TREASURER | D | Control |
| BARNES, KATHIE, JO BECK | I | PRESIDENT/TREASURER | D | Control |
| BARNES, KATHIE, JO BECK | I | PRESIDENT/TREASURER | D | Control |
| BARNES, KATHIE, JO BECK | I | PRESIDENT/TREASURER | D | Control |
| BARNES, KATHIE, JO BECK | I | PRESIDENT/TREASURER | D | Control |
| BARNES, STEPHEN, PAUL | I | VICE PRESIDENT/SECRETARY/CHIEF COMPLIANCE OFFICER | D | Control |
| BARNES, STEPHEN, PAUL | I | VICE PRESIDENT/SECRETARY | D | Control |
| BARNES, STEPHEN, PAUL | I | VICE PRESIDENT/SECRETARY | D | Control |
| BARNES, STEPHEN, PAUL | I | VICE PRESIDENT/SECRETARY | D | Control |
| BARNES, STEPHEN, PAUL | I | VICE PRESIDENT/SECRETARY | D | Control |
| BARNES, STEPHEN, PAUL | I | VICE PRESIDENT/SECRETARY | D | Control |
| BARNES, STEPHEN, PAUL | I | VICE PRESIDENT/SECRETARY | D | Control |
| BARNES, STEPHEN, PAUL | I | VICE PRESIDENT/SECRETARY/CCO | D | Control |
| BARNES, STEPHEN, PAUL | I | VICE PRESIDENT/SECRETARY | D | Control |
| BARNES, STEPHEN, PAUL | I | VICE PRESIDENT/SECRETARY/CCO | D | Control |
| BARNES, STEPHEN, PAUL | I | VICE PRESIDENT/SECRETARY | D | Control |
| BARNES, STEPHEN, PAUL | I | VICE PRESIDENT/SECRETARY/CCO | D | Control |
| BARNES, STEPHEN, PAUL | I | VICE PRESIDENT/SECRETARY | D | Control |
| BARNES, STEPHEN, PAUL | I | VICE PRESIDENT/SECRETARY/CCO | D | Control |
| BARNES, STEPHEN, PAUL | I | VICE PRESIDENT/SECRETARY/CCO | D | Control |
| BARNES, STEPHEN, PAUL | I | VICE PRESIDENT/SECRETARY | D | Control |
| BARNES, STEPHEN, PAUL | I | VICE PRESIDENT/SECRETARY/CCO | D | Control |
| BARNES, STEPHEN, PAUL | I | VICE PRESIDENT/SECRETARY | D | Control |
| BARNES, STEPHEN, PAUL | I | VICE PRESIDENT/SECRETARY/CCO | D | Control |
| BARNES, STEPHEN, PAUL | I | VICE PRESIDENT/SECRETARY | D | Control |
| BARNES, STEPHEN, PAUL | I | VICE PRESIDENT/SECRETARY/CCO | D | Control |
| BARNES, STEPHEN, PAUL | I | VICE PRESIDENT/SECRETARY/CCO | D | Control |
| BARNES, STEPHEN, PAUL | I | VICE PRESIDENT/SECRETARY/CCO | D | Control |
| BARNES, STEPHEN, PAUL | I | VICE PRESIDENT/SECRETARY/CCO | D | Control |
| BARNES, STEPHEN, PAUL | I | VICE PRESIDENT/SECRETARY/CCO | D | Control |
| BARNES, STEPHEN, PAUL | I | VICE PRESIDENT/SECRETARY/CCO | D | Control |
| BARNES, STEPHEN, PAUL | I | VICE PRESIDENT/SECRETARY/CCO | D | Control |
| BARNES, STEPHEN, PAUL | I | VICE PRESIDENT/SECRETARY/CCO | D | Control |
| BARNES, STEPHEN, PAUL | I | VICE PRESIDENT/SECRETARY/CHIEF COMPLIANCE OFFICER | C | Control |
| BARNES, STEPHEN, PAUL | I | VICE PRESIDENT/SECRETARY/CHIEF COMPLIANCE OFFICER | C | Control |
Registrations
Federal
IA
Feb 16, 2017 REGISTERED
Notice Filings (4)
AZ CA LA TX
Address
7250 NORTH 16TH STREETSTE 412
PHOENIX, AZ 85020-5264
United States
Phone: 602-248-9099