RIA Intelligence

KINGDOM CAPITAL MANAGEMENT, INC.

CRD #108159 SEC #801-57611 NEW ORLEANS, LA 504-525-8524
SEC Registered
Total AUM
$40M
Discretionary
$0
Employees
5
Clients
0
Accounts
120

Firm Details

Organization Type
Corporation
State of Formation
Louisiana
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Jan 31, 2007
Branch Offices
--

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
BROWN, MICHAEL, JAMESIDIRECTORNA Control
BROWN, MICHAEL, JAMESIDIRECTORNA Control
BROWN, MICHAEL, JAMESIDIRECTORNA Control
BROWN, MICHAEL, JAMESIDIRECTORNA Control
BROWN, MICHAEL, JAMESIDIRECTORNA Control
FRENCH, DOROTHY, FISHERICHIEF COMPLIANCE OFFICERNA Control
FRENCH, DOROTHY, FISHERICHIEF COMPLIANCE OFFICERNA Control
FRENCH, DOROTHY, FISHERICHIEF COMPLIANCE OFFICERNA Control
FRENCH, DOROTHY, FISHERICHIEF COMPLIANCE OFFICERNA Control
HOEFER, KARL, ERNSTIDIRECTORNA Control
HOEFER, KARL, ERNSTIDIRECTORNA Control
KATZ, ROBERT, WILLIAMIPRESIDENTNA Control
KATZ, ROBERT, WILLIAMIPRESIDENTNA Control
KATZ, ROBERT, WILLIAMIPRESIDENTNA Control
KATZ, ROBERT, WILLIAMIPRESIDENTNA Control
KATZ, ROBERT, WILLIAMIPRESIDENT/CHIEF COMPLIANCE OFFICERNA Control
KATZ, ROBERT, WILLIAMIPRESIDENTNA Control
KATZ, ROBERT, WILLIAMIPRESIDENTNA Control
KATZ, ROBERT, WILLIAMIPRESIDENTNA Control
MARSHALL, JOHN, EDWARDIDIRECTORNA Control
MOVASSAGHI, ERIC, ABBAIDIRECTORNA Control
MOVASSAGHI, ERIC, ABBAIDIRECTORNA Control
MOVASSAGHI, ERIC, ABBAIDIRECTORNA Control
MOVASSAGHI, ERIC, ABBAIDIRECTORNA Control
MOVASSAGHI, ERIC, ABBAIDIRECTORNA Control
PARKER, JEFFERSON, GLENNYIDIRECTORNA Control
PARKER, JEFFERSON, GLENNYIDIRECTORNA Control
PARKER, JEFFERSON, GLENNYIDIRECTORNA Control
SMITH, VICKI, JUNEICHIEF COMPLIANCE OFFICERNA Control
SMITH, VICKI, JUNEICHIEF COMPLIANCE OFFICERNA Control
SMITH, VICKI, JUNEICHIEF COMPLIANCE OFFICERNA Control
WATERS, JASON, HUGHIDIRECTORNA Control
IBERIABANKDESHAREHOLDERE Control
IBERIABANKDESHAREHOLDERE Control
IBERIABANKDESHAREHOLDERE Control
IBERIABANKDESHAREHOLDERE Control
IBERIABANKDESHAREHOLDERE Control
IBERIABANKDESHAREHOLDERE Control
IBERIABANKDESHAREHOLDERE Control
IBERIABANKDESHAREHOLDERE Control
KATZ, ROBERT, WILLIAMIPRESIDENT/CHIEF COMPLIANCE OFFICERE Control
KATZ, ROBERT, WILLIAMIPRESIDENT/CHIEF COMPLIANCE OFFICERE Control
KATZ, ROBERT, WILLIAMIPRESIDENT/CHIEF COMPLIANCE OFFICERE Control
ASHER, HAROLD, ALANISECRETARYD Control
ASHER, HAROLD, ALANISECRETARYD Control
KATZ, ROBERT, WILLIAMIPRESIDENTD Control

Indirect Owners (Schedule B)

NameTypeEntityOwnershipControl
IBERIABANK CORPORATIONDEIBERIABANKE Control
IBERIABANK CORPORATIONDEIBERIABANKE Control
IBERIABANK CORPORATIONDEIBERIABANKE Control
IBERIABANK CORPORATIONDEIBERIABANKE Control
IBERIABANK CORPORATIONDEIBERIABANKE Control
IBERIABANK CORPORATIONDEIBERIABANKE Control
IBERIABANK CORPORATIONDEIBERIABANKE Control
IBERIABANK CORPORATIONDEIBERIABANKE Control

Registrations

Federal

IA
Jan 31, 2007 REGISTERED

Notice Filings (3)

AL LA TX

Address

1515 POYDRAS STREET
SUITE 1800
NEW ORLEANS, LA 70112
USA
Phone: 504-525-8524