WHITNEY HOLDINGS LLC
CRD #108166 SEC #801-56941 NEW CANAAN, CT 203-716-6100
SEC Registered
Total AUM
$2.2B
Discretionary
$2.2B
Employees
--
Clients
--
Accounts
13
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 30, 2007
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ALLEN, JULIAN | I | MANAGING DIRECTOR | NA | Control |
| ALLEN, JULIAN | I | MANAGING DIRECTOR | NA | Control |
| ALLEN, JULIAN | I | MANAGING DIRECTOR | NA | Control |
| ALLEN, JULIAN | I | PARTNER | NA | Control |
| BARNETT, DAVID, ANDREW | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BARNETT, DAVID, ANDREW | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BARNETT, DAVID, ANDREW | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BARNETT, DAVID, ANDREW | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CARRABINO, JOSEPH, DOMINIC | I | MANAGING DIRECTOR | NA | Control |
| CARRABINO, JOSEPH, DOMINIC | I | MANAGING DIRECTOR | NA | Control |
| CARRABINO, JOSEPH, DOMINIC | I | MANAGING DIRECTOR | NA | Control |
| CARRABINO, JOSEPH, DOMINIC | I | PARTNER | NA | Control |
| CASTLEMAN, PETER, MUIR | I | CHAIRMAN AND MANAGING DIRECTOR | NA | Control |
| CASTLEMAN, PETER, MUIR | I | CHAIRMAN AND MANAGING PARTNER | NA | Control |
| CASTLEMAN, PETER, MUIR | I | CHAIRMAN AND MANAGING DIRECTOR | NA | Control |
| CASTLEMAN, PETER, MUIR | I | CHAIRMAN AND MANAGING PARTNER | NA | Control |
| CASTLEMAN, PETER, MUIR | I | CHAIRMAN AND MANAGING PARTNER | NA | Control |
| CURLEY, KEVIN, J. | I | GENERAL COUNSEL | NA | Control |
| CURLEY, KEVIN, JOHN | I | GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | NA | Control |
| CURLEY, KEVIN, JOHN | I | GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | NA | Control |
| CURLEY, KEVIN, JOHN | I | GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | NA | Control |
| CURLEY, KEVIN, JOHN | I | GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | NA | Control |
| DEFLORLO, MICHAEL, BRENNAN | I | MANAGING DIRECTOR | NA | Control |
| DEFLORLO, MICHAEL, BRENNAN | I | MANAGING DIRECTOR | NA | Control |
| DEFLORLO, MICHAEL, BRENNAN | I | MANAGING DIRECTOR | NA | Control |
| DEFLORLO, MICHAEL, BRENNAN | I | PARTNER | NA | Control |
| DOYLE, BRIAN, JOSEPH | I | MANAGING DIRECTOR | NA | Control |
| DOYLE, BRIAN, JOSEPH | I | MANAGING DIRECTOR | NA | Control |
| DOYLE, BRIAN, JOSEPH | I | MANAGING DIRECTOR | NA | Control |
| FORDYCE, JAMES, HARRISON | I | MANAGING DIRECTOR | NA | Control |
| FORDYCE, JAMES, HARRISON | I | MANAGING DIRECTOR | NA | Control |
| FORDYCE, JAMES, HARRISON | I | PARTNER | NA | Control |
| FORDYCE, JAMES, HARRISON | I | MANAGING DIRECTOR | NA | Control |
| FORDYCE, JAMES, HARRISON | I | MANAGING DIRECTOR | NA | Control |
| FORDYCE, JAMES, HARRISON | I | MANAGING DIRECTOR | NA | Control |
| FORDYCE, JAMES, HARRISON | I | PARTNER | NA | Control |
| FORDYCE, JAMES, HARRISON | I | PARTNER | NA | Control |
| HOCKIN, JOHN, CHRISTOPHER | I | PARTNER | NA | Control |
| HOCKIN, JOHN, CHRISTOPHER | I | PARTNER | NA | Control |
| HOCKIN, JOHN, CHRISTOPHER | I | PARTNER | NA | Control |
| HOGAN, TERENCE, MICHAEL | I | MANAGING DIRECTOR | NA | Control |
| JAY, JEFFREY, ROBERT | I | MANAGING DIRECTOR | NA | Control |
| JAY, JEFFREY, ROBERT | I | MANAGING DIRECTOR | NA | Control |
| JAY, JEFFREY, ROBERT | I | MANAGING DIRECTOR | NA | Control |
| JAY, JEFFREY, ROBERT | I | PARTNER | NA | Control |
| KASTBERG, JAMES, PATRICK | I | MANAGING DIRECTOR | NA | Control |
| KASTBERG, JAMES, PATRICK | I | MANAGING DIRECTOR | NA | Control |
| KASTBERG, JAMES, PATRICK | I | MANAGING DIRECTOR | NA | Control |
| LAVERACK, WILLIAM | I | MANAGING DIRECTOR | NA | Control |
| LAVERACK, WILLIAM | I | MANAGING PARTNER | NA | Control |
| LAVERACK, WILLIAM | I | MANAGING DIRECTOR | NA | Control |
| LAVERACK, WILLIAM | I | MANAGING PARTNER | NA | Control |
| LAVERACK, WILLIAM | I | MANAGING PARTNER | NA | Control |
| O'BRIEN, DANIEL, JOSEPH | I | MANAGING DIRECTOR | NA | Control |
| O'BRIEN, DANIEL, JOSEPH | I | CHIEF FINANCIAL OFFICER | NA | Control |
| O'BRIEN, DANIEL, JOSEPH | I | CHIEF FINANCIAL OFFICER AND PARTNER | NA | Control |
| O'BRIEN, DANIEL, JOSEPH | I | MANAGING DIRECTOR | NA | Control |
| O'BRIEN, DANIEL, JOSEPH | I | CHIEF FINANCIAL OFFICER | NA | Control |
| O'BRIEN, DANIEL, JOSEPH | I | CHIEF FINANCIAL OFFICER | NA | Control |
| O'BRIEN, DANIEL, JOSEPH | I | CHIEF FINANCIAL OFFICER AND PARTNER | NA | Control |
| O'BRIEN, DANIEL, JOSEPH | I | CHIEF FINANCIAL OFFICER AND PARTNER | NA | Control |
| RODGERS, STEVEN, ERIC | I | PARTNER | NA | Control |
| RODGERS, STEVEN, ERIC | I | PARTNER | NA | Control |
| RODGERS, STEVEN, ERIC | I | PARTNER | NA | Control |
| SALVATOR, MICHAEL, C. | I | CHIEF FINANCIAL OFFICER | NA | Control |
| SALVATOR, MICHAEL, C. | I | CHIEF FINANCIAL OFFICER | NA | Control |
| SALVATOR, MICHAEL, C. | I | CHIEF FINANCIAL OFFICER | NA | Control |
| SALVATOR, MICHAEL, C. | I | CHIEF FINANCIAL OFFICER | NA | Control |
| SALVATOR, MICHAEL, C. | I | CHIEF FINANCIAL OFFICER | NA | Control |
| SALVATOR, MICHAEL, C. | I | CHIEF FINANCIAL OFFICER | NA | Control |
| SALVATOR, MICHAEL, CHARLES | I | CHIEF FINANCIAL OFFICER | NA | Control |
| SALVATOR, MICHAEL, CHARLES | I | CHIEF FINANCIAL OFFICER | NA | Control |
| STONE, MICHAEL, ROBERT | I | MANAGING PARTNER | NA | Control |
| STONE, MICHAEL, ROBERT | I | MANAGING PARTNER | NA | Control |
| STONE, MICHAEL, ROBERT | I | MANAGING PARTNER | NA | Control |
| VIGANO, PAUL, R | I | PARTNER | NA | Control |
| VIGANO, PAUL, REMO | I | MANAGING DIRECTOR | NA | Control |
| VIGANO, PAUL, REMO | I | PARTNER | NA | Control |
| VIGANO, PAUL, REMO | I | MANAGING DIRECTOR | NA | Control |
| VIGANO, PAUL, REMO | I | PARTNER | NA | Control |
| WILLIAMS, ROBERT, MANN | I | MANAGING DIRECTOR | NA | Control |
| WILLIAMS, ROBERT, MANN | I | PARTNER | NA | Control |
| WILLIAMS, ROBERT, MANN | I | MANAGING DIRECTOR | NA | Control |
| WILLIAMS, ROBERT, MANN | I | PARTNER | NA | Control |
| WILLIAMS, ROBERT, MANN | I | PARTNER | NA | Control |
| WHITNEY & CO., LLC | DE | OWNER | E | Control |
| WHITNEY & CO., LLC | DE | OWNER | E | Control |
| WHITNEY & CO., LLC | DE | OWNER | E | Control |
| WHITNEY & CO., LLC | DE | OWNER | E | Control |
| WHITNEY & CO., LLC | DE | OWNER | E | Control |
| CASTLEMAN, PETER, MUIR | I | CHAIRMAN | C | Control |
| CASTLEMAN, PETER, MUIR | I | CHAIRMAN | C | Control |
| CASTLEMAN, PETER, MUIR | I | CHAIRMAN | C | Control |
| LAVERACK, WILLIAM | I | VICE CHAIRMAN | B | Control |
| LAVERACK, WILLIAM | I | VICE CHAIRMAN | B | Control |
| LAVERACK, WILLIAM | I | VICE CHAIRMAN | B | Control |
| STONE, MICHAEL, ROBERT | I | PRESIDENT | B | Control |
| STONE, MICHAEL, ROBERT | I | PRESIDENT | B | Control |
| STONE, MICHAEL, ROBERT | I | PRESIDENT | B | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| CASTLEMAN, PETER, MUIR | I | WHITNEY & CO., LLC | C | Control |
| CASTLEMAN, PETER, MUIR | I | WHITNEY & CO., LLC | C | Control |
| CASTLEMAN, PETER, MUIR | I | WHITNEY & CO., LLC | C | Control |
| CASTLEMAN, PETER, MUIR | I | WHITNEY & CO., LLC | C | Control |
| CASTLEMAN, PETER, MUIR | I | WHITNEY & CO., LLC | C | Control |
| LAVERACK, WILLIAM | I | WHITNEY & CO., LLC | C | Control |
| LAVERACK, WILLIAM | I | WHITNEY & CO., LLC | C | Control |
| LAVERACK, WILLIAM | I | WHITNEY & CO., LLC | C | Control |
| LAVERACK, WILLIAM | I | WHITNEY & CO., LLC | C | Control |
| LAVERACK, WILLIAM | I | WHITNEY & CO., LLC | C | Control |
| STONE, MICHAEL, ROBERT | I | WHITNEY & CO., LLC | C | |
| STONE, MICHAEL, ROBERT | I | WHITNEY & CO., LLC | C | Control |
| STONE, MICHAEL, ROBERT | I | WHITNEY & CO., LLC | C | |
| STONE, MICHAEL, ROBERT | I | WHITNEY & CO., LLC | C | Control |
| STONE, MICHAEL, ROBERT | I | WHITNEY & CO., LLC | C | Control |
Registrations
Federal
IA
Mar 30, 2007 REGISTERED
Notice Filings (1)
CT
Address
130 MAIN STREETNEW CANAAN, CT 6840
USA
Phone: 203-716-6100