RIA Intelligence

WAITE & ASSOCIATES LLC

CRD #108169 SEC #801-54849 LOS ANGELES, CA 213-617-4777
SEC Registered
Total AUM
$84.3M
Discretionary
$84.3M
Employees
10
Clients
--
Accounts
15

Firm Details

Organization Type
Limited Liability Company
State of Formation
--
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Apr 29, 2002
Branch Offices
--

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
WAITE, LESLIE, ADINIPRESIDENTC Control
WAITE, LESLIE, ADINIPRESIDENTC Control
BROCKETT, PETER, CHARLESIMANAGING DIRECTORB Control
BROCKETT, PETER, CHARLESIMANAGING DIRECTORB Control
STOWELL, DIANA, LYNNIMANAGING DIRECTORB Control
STOWELL, DIANA, LYNNIMANAGING DIRECTORB Control
TAMNY, PETER, DOUGLASIMANAGING DIRECTORB Control
TAMNY, PETER, DOUGLASIMANAGING DIRECTORB Control
WESTMORELAND, PATIMANAGING DIRECTORB Control
WESTMORELAND, PATIMANAGING DIRECTORB Control

Registrations

Federal

IA
Apr 29, 2002 REGISTERED

Notice Filings (1)

CA

Address

350 S GRAND AVENUE, SUITE 3970
LOS ANGELES, CA 90071
USA
Phone: 213-617-4777