LORI A. DODSON AND ASSOCIATES, LLC
CRD #108174 SEC #801-56334 NASHVILLE, TN 615-242-3808
SEC Registered
Total AUM
$32.7M
Discretionary
$26.3M
Employees
5
Clients
26
Accounts
161
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Sep 23, 2005
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| DODSON, LORI, ANN | I | OWNER & CHIEF COMPLIANCE OFFICER | E | Control |
| DODSON, LORI, ANN | I | OWNER & CHIEF COMPLIANCE OFFICER | E | Control |
| DODSON, LORI, ANN | I | OWNER & CHIEF COMPLIANCE OFFICER | E | Control |
| DODSON, LORI, ANN | I | OWNER | E | Control |
| DODSON, LORI, ANN | I | OWNER | E | Control |
Registrations
Federal
IA
Sep 23, 2005 REGISTERED
Notice Filings (2)
AL TN
Address
2505 21ST AVENUE SOUTHSUITE 440
NASHVILLE, TN 37212
USA
Phone: 615-242-3808