ADVANTAGE ADVISERS MULTI-MANAGER, L.L.C.
CRD #108178 SEC #801-57013 NEW YORK, NY 212-667-4225
SEC Registered Private Funds
Total AUM
$2.6B
Discretionary
$2.6B
Employees
18
Clients
0
Accounts
2
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Oct 16, 2025
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| AGOSTA, SALVATORE, FRANK | I | ACTING CFO | NA | Control |
| ALFANO, JEFFREY | I | CFO | NA | Control |
| ALFANO, JEFFREY | I | CFO | NA | Control |
| ALFANO, JEFFREY | I | CFO | NA | Control |
| ALFANO, JEFFREY | I | CFO | NA | Control |
| ALFANO, JEFFREY | I | CFO | NA | Control |
| ALFANO, JEFFREY | I | CFO | NA | Control |
| ALFANO, JEFFREY | I | CFO | NA | Control |
| ALFANO, JEFFREY | I | CFO | NA | Control |
| ALFANO, JEFFREY | I | CFO | NA | Control |
| ALFANO, JEFFREY | I | CFO | NA | Control |
| ALFANO, JEFFREY | I | CFO | NA | Control |
| ALFANO, JEFFREY | I | CFO | NA | Control |
| ALFANO, JEFFREY | I | CFO | NA | Control |
| ALFANO, JEFFREY | I | CFO | NA | Control |
| ALFANO, JEFFREY | I | CFO | NA | Control |
| ALFANO, JEFFREY | I | CFO | NA | Control |
| ALFANO, JEFFREY | I | CFO | NA | Control |
| ALFANO, JEFFREY | I | CFO | NA | Control |
| ALFANO, JEFFREY | I | CFO | NA | Control |
| ALFANO, JEFFREY | I | CFO | NA | Control |
| ALFANO, JEFFREY | I | CFO | NA | Control |
| ALFANO, JEFFREY | I | CFO | NA | Control |
| ALFANO, JEFFREY | I | CFO | NA | Control |
| ALFANO, JEFFREY | I | CFO | NA | Control |
| ALFANO, JEFFREY, JOSEPH | I | CFO | NA | Control |
| ALFANO, JEFFREY, JOSEPH | I | CFO | NA | Control |
| AMWEG, ROBERT, FREDERICK | I | INTERIM CHIEF COMPLIANCE OFFICER | NA | |
| AMWEG, ROBERT, FREDERICK | I | INTERIM CHIEF COMPLIANCE OFFICER | NA | |
| AMWEG, ROBERT, FREDERICK | I | INTERIM CHIEF COMPLIANCE OFFICER | NA | |
| BEACH, STEPHEN, CHARLES | I | SVP, CHIEF COMPLIANCE OFFICER | NA | Control |
| BEACH, STEPHEN, CHARLES | I | SVP, CHIEF COMPLIANCE OFFICER | NA | Control |
| BEACH, STEPHEN, CHARLES | I | SVP, CHIEF COMPLIANCE OFFICER | NA | Control |
| BEACH, STEPHEN, CHARLES | I | SVP, CHIEF COMPLIANCE OFFICER | NA | Control |
| BEACH, STEPHEN, CHARLES | I | SVP, CHIEF COMPLIANCE OFFICER | NA | Control |
| BEACH, STEPHEN, CHARLES | I | SVP, CHIEF COMPLIANCE OFFICER | NA | Control |
| BEACH, STEPHEN, CHARLES | I | SVP, CHIEF COMPLIANCE OFFICER | NA | Control |
| BEACH, STEPHEN, CHARLES | I | SVP, CHIEF COMPLIANCE OFFICER | NA | Control |
| BEACH, STEPHEN, CHARLES | I | SVP, CHIEF COMPLIANCE OFFICER | NA | Control |
| BEACH, STEPHEN, CHARLES | I | SVP, CHIEF COMPLIANCE OFFICER | NA | Control |
| BEACH, STEPHEN, CHARLES | I | SVP, CHIEF COMPLIANCE OFFICER | NA | Control |
| BEACH, STEPHEN, CHARLES | I | SVP, CHIEF COMPLIANCE OFFICER | NA | Control |
| BEACH, STEPHEN, CHARLES | I | SVP, CHIEF COMPLIANCE OFFICER | NA | Control |
| BEACH, STEPHEN, CHARLES | I | SVP, CHIEF COMPLIANCE OFFICER | NA | Control |
| BEACH, STEPHEN, CHARLES | I | SVP, CHIEF COMPLIANCE OFFICER | NA | Control |
| BOURDON, PATRICIA, ANN | I | SECRETARY | NA | Control |
| BOURDON, PATRICIA, ANN | I | SECRETARY | NA | Control |
| CAPEZZUTO, JAMES, ANDREW | I | CCO | NA | Control |
| CAPEZZUTO, JAMES, ANDREW | I | CCO | NA | Control |
| CAPEZZUTO, JAMES, ANDREW | I | CCO | NA | Control |
| CAPEZZUTO, JAMES, ANDREW | I | CCO | NA | Control |
| CAPEZZUTO, JAMES, ANDREW | I | CCO | NA | Control |
| CAPEZZUTO, JAMES, ANDREW | I | CCO | NA | Control |
| INCAO, TERESA, CAROL | I | INTERIM COMPLIANCE OFFICER | NA | |
| KABACK, DEBORAH | I | CHIEF LEGAL OFFICER | NA | Control |
| KABACK, DEBORAH | I | CHIEF LEGAL OFFICER | NA | Control |
| KABACK, DEBORAH | I | CHIEF LEGAL OFFICER | NA | Control |
| KABACK, DEBORAH | I | CHIEF LEGAL OFFICER | NA | Control |
| KABACK, DEBORAH | I | CHIEF LEGAL OFFICER | NA | Control |
| KABACK, DEBORAH | I | CHIEF LEGAL OFFICER | NA | Control |
| KABACK, DEBORAH | I | CHIEF LEGAL OFFICER | NA | Control |
| KABACK, DEBORAH | I | CHIEF LEGAL OFFICER | NA | Control |
| KABACK, DEBORAH | I | CHIEF LEGAL OFFICER | NA | Control |
| KABACK, DEBORAH | I | CHIEF LEGAL OFFICER | NA | Control |
| KABACK, DEBORAH | I | CHIEF LEGAL OFFICER | NA | Control |
| KABACK, DEBORAH | I | CHIEF LEGAL OFFICER | NA | Control |
| KABACK, DEBORAH | I | CHIEF LEGAL OFFICER | NA | Control |
| KABACK, DEBORAH | I | CHIEF LEGAL OFFICER | NA | Control |
| KABACK, DEBORAH | I | CHIEF LEGAL OFFICER | NA | Control |
| KABACK, DEBORAH | I | CHIEF LEGAL OFFICER | NA | Control |
| KABACK, DEBORAH | I | CHIEF LEGAL OFFICER | NA | Control |
| KABACK, DEBORAH | I | CHIEF LEGAL OFFICER | NA | Control |
| KABACK, DEBORAH | I | CHIEF LEGAL OFFICER | NA | Control |
| KABACK, DEBORAH | I | CHIEF LEGAL OFFICER | NA | Control |
| KABACK, DEBORAH | I | CHIEF LEGAL OFFICER | NA | Control |
| KABACK, DEBORAH | I | CHIEF LEGAL OFFICER | NA | Control |
| KABACK, DEBORAH | I | CHIEF LEGAL OFFICER | NA | Control |
| KABACK, DEBORAH | I | CHIEF LEGAL OFFICER | NA | Control |
| KABACK, DEBORAH | I | CHIEF LEGAL OFFICER | NA | Control |
| KABACK, DEBORAH | I | CHIEF LEGAL OFFICER | NA | Control |
| KABACK, DEBORAH | I | CHIEF LEGAL OFFICER | NA | Control |
| KABACK, DEBORAH | I | CHIEF LEGAL OFFICER | NA | Control |
| KANE, PATRICK, JOHN | I | MANAGING DIRECTOR | NA | Control |
| KANE, PATRICK, JOHN | I | MANAGING DIRECTOR | NA | Control |
| KANE, PATRICK, JOHN | I | MANAGING DIRECTOR | NA | Control |
| KANE, PATRICK, JOHN | I | MANAGING DIRECTOR | NA | Control |
| KANE, PATRICK, JOHN | I | MANAGING DIRECTOR | NA | Control |
| KANE, PATRICK, JOHN | I | MANAGING DIRECTOR | NA | Control |
| KANE, PATRICK, JOHN | I | MANAGING DIRECTOR | NA | Control |
| Kaback, Deborah | I | CHIEF LEGAL OFFICER | NA | Control |
| Kaback, Deborah | I | CHIEF LEGAL OFFICER | NA | Control |
| Kaback, Deborah | I | CHIEF LEGAL OFFICER | NA | Control |
| Kaback, Deborah | I | CHIEF LEGAL OFFICER | NA | Control |
| Kaback, Deborah | I | CHIEF LEGAL OFFICER | NA | Control |
| Kaback, Deborah | I | CHIEF LEGAL OFFICER | NA | Control |
| Kaback, Deborah | I | CHIEF LEGAL OFFICER | NA | Control |
| Kaback, Deborah | I | CHIEF LEGAL OFFICER | NA | Control |
| Kaback, Deborah | I | CHIEF LEGAL OFFICER | NA | Control |
| Kaback, Deborah | I | CHIEF LEGAL OFFICER | NA | Control |
| Kaback, Deborah | I | CHIEF LEGAL OFFICER | NA | Control |
| Kaback, Deborah | I | CHIEF LEGAL OFFICER | NA | Control |
| LOWENTHAL, ALBERT, GRINSFELDER | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| LOWENTHAL, ALBERT, GRINSFELDER | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| LOWENTHAL, ALBERT, GRINSFELDER | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| LOWENTHAL, ALBERT, GRINSFELDER | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| LOWENTHAL, ALBERT, GRINSFELDER | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| MCKIGNEY, BRYAN, EDWARD | I | CHIEF OPERATIONS OFFICER, PRESIDENT | NA | Control |
| MCKIGNEY, BRYAN, EDWARD | I | CHIEF OPERATIONS OFFICER, PRESIDENT | NA | Control |
| MCKIGNEY, BRYAN, EDWARD | I | CHIEF OPERATIONS OFFICER, PRESIDENT | NA | Control |
| MCKIGNEY, BRYAN, EDWARD | I | CHIEF OPERATIONS OFFICER, PRESIDENT | NA | Control |
| MCKIGNEY, BRYAN, EDWARD | I | CHIEF OPERATIONS OFFICER, PRESIDENT | NA | Control |
| MCKIGNEY, BRYAN, EDWARD | I | CHIEF OPERATIONS OFFICER, PRESIDENT | NA | Control |
| MCKIGNEY, BRYAN, EDWARD | I | CHIEF OPERATIONS OFFICER, PRESIDENT | NA | Control |
| MCKIGNEY, BRYAN, EDWARD | I | CHIEF OPERATIONS OFFICER, PRESIDENT | NA | Control |
| MCKIGNEY, BRYAN, EDWARD | I | CHIEF OPERATIONS OFFICER, PRESIDENT | NA | Control |
| MCKIGNEY, BRYAN, EDWARD | I | CHIEF OPERATIONS OFFICER, PRESIDENT | NA | Control |
| MCKIGNEY, BRYAN, EDWARD | I | CHIEF OPERATING OFFICER, PRESIDENT | NA | Control |
| MCKIGNEY, BRYAN, EDWARD | I | CHIEF OPERATIONS OFFICER, PRESIDENT | NA | Control |
| MCKIGNEY, BRYAN, EDWARD | I | CHIEF OPERATING OFFICER, PRESIDENT | NA | Control |
| MCKIGNEY, BRYAN, EDWARD | I | CHIEF OPERATIONS OFFICER, PRESIDENT | NA | Control |
| MCKIGNEY, BRYAN, EDWARD | I | CHIEF OPERATING OFFICER, PRESIDENT | NA | Control |
| MCKIGNEY, BRYAN, EDWARD | I | CHIEF OPERATIONS OFFICER, PRESIDENT | NA | Control |
| MCKIGNEY, BRYAN, EDWARD | I | CHIEF OPERATING OFFICER, PRESIDENT | NA | Control |
| MCKIGNEY, BRYAN, EDWARD | I | CHIEF OPERATIONS OFFICER, PRESIDENT | NA | Control |
| MCKIGNEY, BRYAN, EDWARD | I | CHIEF OPERATIONS OFFICER, PRESIDENT | NA | Control |
| MCKIGNEY, BRYAN, EDWARD | I | CHIEF OPERATING OFFICER, PRESIDENT | NA | Control |
| MCKIGNEY, BRYAN, EDWARD | I | CHIEF OPERATING OFFICER, PRESIDENT | NA | Control |
| MCKIGNEY, BRYAN, EDWARD | I | CHIEF OPERATING OFFICER, PRESIDENT | NA | Control |
| MCKIGNEY, BRYAN, EDWARD | I | CHIEF OPERATING OFFICER, PRESIDENT | NA | Control |
| MCKIGNEY, BRYAN, EDWARD | I | CHIEF OPERATING OFFICER, PRESIDENT | NA | Control |
| MCKIGNEY, BRYAN, EDWARD | I | CHIEF OPERATING OFFICER, PRESIDENT | NA | Control |
| MCKIGNEY, BRYAN, EDWARD | I | CHIEF OPERATING OFFICER, PRESIDENT | NA | Control |
| MCKIGNEY, BRYAN, EDWARD | I | CHIEF OPERATING OFFICER, PRESIDENT | NA | Control |
| MCKIGNEY, BRYAN, EDWARD | I | CHIEF OPERATING OFFICER, PRESIDENT | NA | Control |
| MCKIGNEY, BRYAN, EDWARD | I | CHIEF OPERATING OFFICER, PRESIDENT | NA | Control |
| MCKIGNEY, BRYAN, EDWARD | I | CHIEF OPERATING OFFICER, PRESIDENT | NA | Control |
| MCKIGNEY, BRYAN, EDWARD | I | CHIEF OPERATING OFFICER, PRESIDENT | NA | Control |
| MCKIGNEY, BRYAN, EDWARD | I | CHIEF OPERATING OFFICER, PRESIDENT | NA | Control |
| MCKIGNEY, BRYAN, EDWARD | I | CHIEF OPERATING OFFICER, PRESIDENT | NA | Control |
| MCKIGNEY, BRYAN, EDWARD | I | CHIEF OPERATING OFFICER, PRESIDENT | NA | Control |
| MCKIGNEY, BRYAN, EDWARD | I | CHIEF OPERATING OFFICER, PRESIDENT | NA | Control |
| MCKIGNEY, BRYAN, EDWARD | I | CHIEF OPERATING OFFICER, PRESIDENT | NA | Control |
| MCKIGNEY, BRYAN, EDWARD | I | CHIEF OPERATING OFFICER, PRESIDENT | NA | Control |
| MCKIGNEY, BRYAN, EDWARD | I | CHIEF OPERATING OFFICER, PRESIDENT | NA | Control |
| MCKIGNEY, BRYAN, EDWARD | I | CHIEF OPERATING OFFICER, PRESIDENT | NA | Control |
| MCKIGNEY, BRYAN, EDWARD | I | CHIEF OPERATING OFFICER, PRESIDENT | NA | Control |
| MCKIGNEY, BRYAN, EDWARD | I | CHIEF OPERATING OFFICER, PRESIDENT | NA | Control |
| MCNAMARA, DENNIS, PATRICK | I | SECRETARY | NA | Control |
| MCNAMARA, DENNIS, PATRICK | I | SECRETARY | NA | Control |
| MCNAMARA, DENNIS, PATRICK | I | SECRETARY | NA | Control |
| MCNAMARA, DENNIS, PATRICK | I | SECRETARY | NA | Control |
| MCNAMARA, DENNIS, PATRICK | I | SECRETARY | NA | Control |
| MCNAMARA, DENNIS, PATRICK | I | SECRETARY | NA | Control |
| MCNAMARA, DENNIS, PATRICK | I | SECRETARY | NA | Control |
| MCNAMARA, DENNIS, PATRICK | I | SECRETARY | NA | Control |
| MCNAMARA, DENNIS, PATRICK | I | SECRETARY | NA | Control |
| MCNAMARA, DENNIS, PATRICK | I | SECRETARY | NA | Control |
| MCNAMARA, DENNIS, PATRICK | I | SECRETARY | NA | Control |
| MCNAMARA, DENNIS, PATRICK | I | SECRETARY | NA | Control |
| MCNAMARA, DENNIS, PATRICK | I | SECRETARY | NA | Control |
| MCNAMARA, DENNIS, PATRICK | I | SECRETARY | NA | Control |
| MCNAMARA, DENNIS, PATRICK | I | SECRETARY | NA | Control |
| MCNAMARA, DENNIS, PATRICK | I | SECRETARY | NA | Control |
| MCNAMARA, DENNIS, PATRICK | I | SECRETARY | NA | Control |
| MCNAMARA, DENNIS, PATRICK | I | SECRETARY | NA | Control |
| MCNAMARA, DENNIS, PATRICK | I | SECRETARY | NA | Control |
| MCNAMARA, DENNIS, PATRICK | I | SECRETARY | NA | Control |
| MCNAMARA, DENNIS, PATRICK | I | SECRETARY | NA | Control |
| MCNAMARA, DENNIS, PATRICK | I | SECRETARY | NA | Control |
| MCNAMARA, DENNIS, PATRICK | I | SECRETARY | NA | Control |
| MCNAMARA, DENNIS, PATRICK | I | SECRETARY | NA | Control |
| MCNAMARA, DENNIS, PATRICK | I | SECRETARY | NA | Control |
| MCNAMARA, DENNIS, PATRICK | I | SECRETARY | NA | Control |
| MCNAMARA, DENNIS, PATRICK | I | SECRETARY | NA | Control |
| MCNAMARA, DENNIS, PATRICK | I | SECRETARY | NA | Control |
| MCNAMARA, DENNIS, PATRICK | I | SECRETARY | NA | Control |
| MCNAMARA, DENNIS, PATRICK | I | SECRETARY | NA | Control |
| MCNAMARA, DENNIS, PATRICK | I | SECRETARY | NA | Control |
| MCNAMARA, DENNIS, PATRICK | I | SECRETARY | NA | Control |
| MCNAMARA, DENNIS, PATRICK | I | SECRETARY | NA | Control |
| MCNAMARA, DENNIS, PATRICK | I | SECRETARY | NA | Control |
| MCNAMARA, DENNIS, PATRICK | I | SECRETARY | NA | Control |
| MCNAMARA, DENNIS, PATRICK | I | SECRETARY | NA | Control |
| MCNAMARA, DENNIS, PATRICK | I | SECRETARY | NA | Control |
| MCNAMARA, DENNIS, PATRICK | I | SECRETARY | NA | Control |
| MCNAMARA, DENNIS, PATRICK | I | SECRETARY | NA | Control |
| MCNAMARA, DENNIS, PATRICK | I | SECRETARY | NA | Control |
| MCNAMARA, DENNIS, PATRICK | I | SECRETARY | NA | Control |
| MONTGOMERY, MICHAELLE, D | I | CHIEF COMPLIANCE OFFICER | NA | |
| MONTGOMERY, MICHAELLE, D | I | CHIEF COMPLIANCE OFFICER | NA | |
| MONTGOMERY, MICHAELLE, D | I | CHIEF COMPLIANCE OFFICER | NA | |
| MONTGOMERY, MICHAELLE, D | I | CHIEF COMPLIANCE OFFICER | NA | |
| MONTGOMERY, MICHAELLE, DARIA | I | CHIEF COMPLIANCE OFFICER | NA | |
| MONTGOMERY, MICHAELLE, DARIA | I | CHIEF COMPLIANCE OFFICER | NA | |
| MONTGOMERY, MICHAELLE, DARIA | I | CHIEF COMPLIANCE OFFICER | NA | |
| MONTGOMERY, MICHAELLE, DARIA | I | CHIEF COMPLIANCE OFFICER | NA | |
| MONTGOMERY, MICHAELLE, DARIA | I | CHIEF COMPLIANCE OFFICER | NA | |
| MONTGOMERY, MICHAELLE, DARIA | I | CHIEF COMPLIANCE OFFICER | NA | |
| MONTGOMERY, MICHAELLE, DARIA | I | CHIEF COMPLIANCE OFFICER | NA | |
| MONTGOMERY, MICHAELLE, DARIA | I | CHIEF COMPLIANCE OFFICER | NA | |
| MONTGOMERY, MICHAELLE, DARIA | I | CHIEF COMPLIANCE OFFICER | NA | |
| MONTGOMERY, MICHAELLE, DARIA | I | CHIEF COMPLIANCE OFFICER | NA | |
| MONTGOMERY, MICHAELLE, DARIA | I | CHIEF COMPLIANCE OFFICER | NA | |
| MONTGOMERY, MICHAELLE, DARIA | I | CHIEF COMPLIANCE OFFICER | NA | |
| Milina, Svetlana | I | CHIEF LEGAL OFFICER | NA | Control |
| NOVATT, SETH, BRADLEY | I | DIRECTOR & MANAGING DIRECTOR | NA | Control |
| NOVATT, SETH, BRADLEY | I | DIRECTOR & MANAGING DIRECTOR | NA | Control |
| PIRES, BARBARA, F | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| RENIHAN, BRUCE, ALAN | I | DIRECTOR & CFO | NA | Control |
| RENIHAN, BRUCE, ALAN | I | DIRECTOR & CFO | NA | Control |
| ROBERTS, ELAINE, KELLS | I | CHIEF FINANCIAL OFFICER | NA | Control |
| ROBERTS, ELAINE, KELLS | I | CHIEF FINANCIAL OFFICER | NA | Control |
| ROBERTS, ELAINE, KELLS | I | CHIEF FINANCIAL OFFICER | NA | Control |
| ROBERTS, ELAINE, KELLS | I | CHIEF FINANCIAL OFFICER | NA | Control |
| SIEGEL, DOUGLAS, THORNLEY | I | GLOBAL COMPLIANCE OFFICER | NA | |
| SIEGEL, DOUGLAS, THORNLEY | I | GLOBAL COMPLIANCE OFFICER | NA | |
| SIEGEL, DOUGLAS, THORNLEY | I | GLOBAL COMPLIANCE OFFICER | NA | |
| SIEGEL, DOUGLAS, THORNLEY | I | GLOBAL COMPLIANCE OFFICER | NA | |
| SIEGEL, DOUGLAS, THORNLEY | I | GLOBAL COMPLIANCE OFFICER | NA | |
| SIEGEL, DOUGLAS, THORNLEY | I | GLOBAL COMPLIANCE OFFICER | NA | |
| SIEGEL, DOUGLAS, THORNLEY | I | GLOBAL COMPLIANCE OFFICER | NA | |
| SIEGEL, DOUGLAS, THORNLEY | I | GLOBAL COMPLIANCE OFFICER | NA | |
| SIEGEL, DOUGLAS, THORNLEY | I | GLOBAL COMPLIANCE OFFICER | NA | |
| SIEGEL, DOUGLAS, THORNLEY | I | GLOBAL COMPLIANCE OFFICER | NA | |
| SIEGEL, DOUGLAS, THORNLEY | I | GLOBAL COMPLIANCE OFFICER | NA | |
| SIEGEL, DOUGLAS, THORNLEY | I | GLOBAL COMPLIANCE OFFICER | NA | |
| SIEGEL, DOUGLAS, THORNLEY | I | GLOBAL COMPLIANCE OFFICER | NA | |
| SIEGEL, DOUGLAS, THORNLEY | I | GLOBAL COMPLIANCE OFFICER | NA | |
| SIEGEL, DOUGLAS, THORNLEY | I | GLOBAL COMPLIANCE OFFICER | NA | |
| SIEGEL, DOUGLAS, THORNLEY | I | GLOBAL COMPLIANCE OFFICER | NA | |
| SIEGEL, DOUGLAS, THORNLEY | I | GLOBAL COMPLIANCE OFFICER | NA | |
| SINGER, HOWARD, MARC | I | DIRECTOR & MANAGING DIRECTOR | NA | Control |
| SINGER, HOWARD, MARC | I | DIRECTOR & MANAGING DIRECTOR | NA | Control |
| SINGER, HOWARD, MARC | I | DIRECTOR & MANAGING DIRECTOR | NA | Control |
| SINGER, HOWARD, MARC | I | DIRECTOR & MANAGING DIRECTOR | NA | Control |
| Valentino, Dominic, Thomas | I | GLOBAL COMPLIANCE OFFICER | NA | |
| Watkins, Brad, Michael | I | SENIOR VICE PRESIDENT - CFO | NA | |
| Watkins, Brad, Michael | I | SENIOR VICE PRESIDENT - CFO | NA | |
| Watkins, Brad, Michael | I | SENIOR VICE PRESIDENT - CFO | NA | |
| Watkins, Brad, Michael | I | SENIOR VICE PRESIDENT - CFO | NA | |
| Watkins, Brad, Michael | I | SENIOR VICE PRESIDENT - CFO | NA | |
| Watkins, Brad, Michael | I | SENIOR VICE PRESIDENT - CFO | NA | |
| Watkins, Brad, Michael | I | SENIOR VICE PRESIDENT - CFO | NA | |
| Watkins, Brad, Michael | I | SENIOR VICE PRESIDENT - CFO | NA | |
| Watkins, Brad, Michael | I | SENIOR VICE PRESIDENT - CFO | NA | |
| Watkins, Brad, Michael | I | SENIOR VICE PRESIDENT - CFO | NA | |
| CIBC WORLD MARKETS CORP. | DE | MANAGING MEMBER | E | Control |
| CIBC WORLD MARKETS CORP. | DE | MANAGING MEMBER | E | Control |
| OPPENHEIMER ASSET MANAGEMENT | DE | MANAGING MEMBER | E | Control |
| OPPENHEIMER ASSET MANAGEMENT | DE | MANAGING MEMBER | E | Control |
| OPPENHEIMER ASSET MANAGEMENT | DE | MANAGING MEMBER | E | Control |
| OPPENHEIMER ASSET MANAGEMENT | DE | MANAGING MEMBER | E | Control |
| OPPENHEIMER ASSET MANAGEMENT | DE | MANAGING MEMBER | E | Control |
| OPPENHEIMER ASSET MANAGEMENT | DE | MANAGING MEMBER | E | Control |
| OPPENHEIMER ASSET MANAGEMENT | DE | MANAGING MEMBER | E | Control |
| OPPENHEIMER ASSET MANAGEMENT | DE | MANAGING MEMBER | E | Control |
| OPPENHEIMER ASSET MANAGEMENT | DE | MANAGING MEMBER | E | Control |
| OPPENHEIMER ASSET MANAGEMENT | DE | MANAGING MEMBER | E | Control |
| OPPENHEIMER ASSET MANAGEMENT | DE | MANAGING MEMBER | E | Control |
| OPPENHEIMER ASSET MANAGEMENT | DE | MANAGING MEMBER | E | Control |
| OPPENHEIMER ASSET MANAGEMENT | DE | MANAGING MEMBER | E | Control |
| OPPENHEIMER ASSET MANAGEMENT INC. | DE | MANAGING MEMBER | E | Control |
| OPPENHEIMER ASSET MANAGEMENT INC. | DE | MANAGING MEMBER | E | Control |
| OPPENHEIMER ASSET MANAGEMENT INC. | DE | MANAGING MEMBER | E | Control |
| OPPENHEIMER ASSET MANAGEMENT INC. | DE | MANAGING MEMBER | E | Control |
| OPPENHEIMER ASSET MANAGEMENT INC. | DE | MANAGING MEMBER | E | Control |
| OPPENHEIMER ASSET MANAGEMENT INC. | DE | MANAGING MEMBER | E | Control |
| OPPENHEIMER ASSET MANAGEMENT INC. | DE | MANAGING MEMBER | E | Control |
| OPPENHEIMER ASSET MANAGEMENT INC. | DE | MANAGING MEMBER | E | Control |
| OPPENHEIMER ASSET MANAGEMENT INC. | DE | MANAGING MEMBER | E | Control |
| OPPENHEIMER ASSET MANAGEMENT INC. | DE | MANAGING MEMBER | E | Control |
| OPPENHEIMER ASSET MANAGEMENT INC. | DE | MANAGING MEMBER | E | Control |
| OPPENHEIMER ASSET MANAGEMENT INC. | DE | MANAGING MEMBER | E | Control |
| OPPENHEIMER ASSET MANAGEMENT INC. | DE | MANAGING MEMBER | E | Control |
| OPPENHEIMER ASSET MANAGEMENT INC. | DE | MANAGING MEMBER | E | Control |
| OPPENHEIMER ASSET MANAGEMENT INC. | DE | MANAGING MEMBER | E | Control |
| OPPENHEIMER ASSET MANAGEMENT INC. | DE | MANAGING MEMBER | E | Control |
| OPPENHEIMER ASSET MANAGEMENT INC. | DE | MANAGING MEMBER | E | Control |
| OPPENHEIMER ASSET MANAGEMENT INC. | DE | MANAGING MEMBER | E | Control |
| OPPENHEIMER ASSET MANAGEMENT INC. | DE | MANAGING MEMBER | E | Control |
| OPPENHEIMER ASSET MANAGEMENT INC. | DE | MANAGING MEMBER | E | Control |
| OPPENHEIMER ASSET MANAGEMENT INC. | DE | MANAGING MEMBER | E | Control |
| OPPENHEIMER ASSET MANAGEMENT INC. | DE | MANAGING MEMBER | E | Control |
| OPPENHEIMER ASSET MANAGEMENT INC. | DE | MANAGING MEMBER | E | Control |
| OPPENHEIMER ASSET MANAGEMENT INC. | DE | MANAGING MEMBER | E | Control |
| OPPENHEIMER ASSET MANAGEMENT INC. | DE | MANAGING MEMBER | E | Control |
| OPPENHEIMER ASSET MANAGEMENT INC. | DE | MANAGING MEMBER | E | Control |
| OPPENHEIMER ASSET MANAGEMENT INC. | DE | MANAGING MEMBER | E | Control |
| OPPENHEIMER ASSET MANAGEMENT INC. | DE | MANAGING MEMBER | E | Control |
| OPPENHEIMER ASSET MANAGEMENT INC. | DE | MANAGING MEMBER | E | Control |
| OPPENHEIMER ASSET MANAGEMENT INC. | DE | MANAGING MEMBER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| CANADIAN IMPERIAL BANK OF COMMERCE | FE | CIBC WORLD MARKETS INC. | E | |
| CANADIAN IMPERIAL BANK OF COMMERCE | FE | CIBC WORLD MARKETS INC. | E | |
| CIBC DELAWARE HOLDINGS INC. | DE | CIBC WORLD MARKETS HOLDINGS INC. | E | Control |
| CIBC DELAWARE HOLDINGS INC. | DE | CIBC WORLD MARKETS HOLDINGS INC. | E | Control |
| CIBC WORLD MARKETS HOLDINGS INC. | DE | CIBC WORLD MARKETS CORP. | E | Control |
| CIBC WORLD MARKETS HOLDINGS INC. | DE | CIBC WORLD MARKETS CORP. | E | Control |
| CIBC WORLD MARKETS INC. | FE | CIBC DELAWARE HOLDINGS INC. | E | Control |
| CIBC WORLD MARKETS INC. | FE | CIBC DELAWARE HOLDINGS INC. | E | Control |
| E.A. VINER INTERNATIONAL CO. | DE | OPPENHEIMER ASSET MANAGEMENT INC. | E | Control |
| E.A. VINER INTERNATIONAL CO. | DE | OPPENHEIMER ASSET MANAGEMENT INC. | E | Control |
| E.A. VINER INTERNATIONAL CO. | DE | OPPENHEIMER ASSET MANAGEMENT INC. | E | Control |
| E.A. VINER INTERNATIONAL CO. | DE | OPPENHEIMER ASSET MANAGEMENT INC. | E | Control |
| E.A. VINER INTERNATIONAL CO. | DE | OPPENHEIMER ASSET MANAGEMENT INC. | E | Control |
| E.A. VINER INTERNATIONAL CO. | DE | OPPENHEIMER ASSET MANAGEMENT INC. | E | Control |
| E.A. VINER INTERNATIONAL CO. | DE | OPPENHEIMER ASSET MANAGEMENT INC. | E | Control |
| E.A. VINER INTERNATIONAL CO. | DE | OPPENHEIMER ASSET MANAGEMENT INC. | E | Control |
| E.A. VINER INTERNATIONAL CO. | DE | OPPENHEIMER ASSET MANAGEMENT INC. | E | Control |
| E.A. VINER INTERNATIONAL CO. | DE | OPPENHEIMER ASSET MANAGEMENT INC. | E | Control |
| E.A. VINER INTERNATIONAL CO. | DE | OPPENHEIMER ASSET MANAGEMENT INC. | E | Control |
| E.A. VINER INTERNATIONAL CO. | DE | OPPENHEIMER ASSET MANAGEMENT INC. | E | Control |
| E.A. VINER INTERNATIONAL CO. | DE | OPPENHEIMER ASSET MANAGEMENT INC. | E | Control |
| E.A. VINER INTERNATIONAL CO. | DE | OPPENHEIMER ASSET MANAGEMENT INC. | E | Control |
| E.A. VINER INTERNATIONAL CO. | DE | OPPENHEIMER ASSET MANAGEMENT INC. | E | Control |
| E.A. VINER INTERNATIONAL CO. | DE | OPPENHEIMER ASSET MANAGEMENT INC. | E | Control |
| E.A. VINER INTERNATIONAL CO. | DE | OPPENHEIMER ASSET MANAGEMENT INC. | E | Control |
| E.A. VINER INTERNATIONAL CO. | DE | OPPENHEIMER ASSET MANAGEMENT INC. | E | Control |
| E.A. VINER INTERNATIONAL CO. | DE | OPPENHEIMER ASSET MANAGEMENT INC. | E | Control |
| E.A. VINER INTERNATIONAL CO. | DE | OPPENHEIMER ASSET MANAGEMENT INC. | E | Control |
| E.A. VINER INTERNATIONAL CO. | DE | OPPENHEIMER ASSET MANAGEMENT INC. | E | Control |
| E.A. VINER INTERNATIONAL CO. | DE | OPPENHEIMER ASSET MANAGEMENT INC. | E | Control |
| E.A. VINER INTERNATIONAL CO. | DE | OPPENHEIMER ASSET MANAGEMENT INC. | E | Control |
| E.A. VINER INTERNATIONAL CO. | DE | OPPENHEIMER ASSET MANAGEMENT INC. | E | Control |
| E.A. VINER INTERNATIONAL CO. | DE | OPPENHEIMER ASSET MANAGEMENT INC. | E | Control |
| E.A. VINER INTERNATIONAL CO. | DE | OPPENHEIMER ASSET MANAGEMENT INC. | E | Control |
| E.A. VINER INTERNATIONAL CO. | DE | OPPENHEIMER ASSET MANAGEMENT INC. | E | Control |
| E.A. VINER INTERNATIONAL CO. | DE | OPPENHEIMER ASSET MANAGEMENT INC. | E | Control |
| E.A. VINER INTERNATIONAL CO. | DE | OPPENHEIMER ASSET MANAGEMENT INC. | E | Control |
| E.A. VINER INTERNATIONAL CO. | DE | OPPENHEIMER ASSET MANAGEMENT INC. | E | Control |
| E.A. VINER INTERNATIONAL CO. | DE | OPPENHEIMER ASSET MANAGEMENT | E | Control |
| E.A. VINER INTERNATIONAL CO. | DE | OPPENHEIMER ASSET MANAGEMENT | E | Control |
| E.A. VINER INTERNATIONAL CO. | DE | OPPENHEIMER ASSET MANAGEMENT | E | Control |
| E.A. VINER INTERNATIONAL CO. | DE | OPPENHEIMER ASSET MANAGEMENT | E | Control |
| E.A. VINER INTERNATIONAL CO. | DE | OPPENHEIMER ASSET MANAGEMENT | E | Control |
| E.A. VINER INTERNATIONAL CO. | DE | OPPENHEIMER ASSET MANAGEMENT | E | Control |
| E.A. VINER INTERNATIONAL CO. | DE | OPPENHEIMER ASSET MANAGEMENT | E | Control |
| E.A. VINER INTERNATIONAL CO. | DE | OPPENHEIMER ASSET MANAGEMENT | E | Control |
| E.A. VINER INTERNATIONAL CO. | DE | OPPENHEIMER ASSET MANAGEMENT | E | Control |
| OPPENHEIMER HOLDINGS INC. | FE | E.A. VINER INTERNATIONAL CO. | E | Control |
| OPPENHEIMER HOLDINGS INC. | FE | E.A. VINER INTERNATIONAL CO. | E | Control |
| OPPENHEIMER HOLDINGS INC. | DE | E.A. VINER INTERNATIONAL CO. | E | Control |
| OPPENHEIMER HOLDINGS INC. | FE | E.A. VINER INTERNATIONAL CO. | E | Control |
| OPPENHEIMER HOLDINGS INC. | FE | E.A. VINER INTERNATIONAL CO. | E | Control |
| OPPENHEIMER HOLDINGS INC. | DE | E.A. VINER INTERNATIONAL CO. | E | Control |
| OPPENHEIMER HOLDINGS INC. | FE | E.A. VINER INTERNATIONAL CO. | E | Control |
| OPPENHEIMER HOLDINGS INC. | FE | E.A. VINER INTERNATIONAL CO. | E | Control |
| OPPENHEIMER HOLDINGS INC. | FE | E.A. VINER INTERNATIONAL CO. | E | Control |
| OPPENHEIMER HOLDINGS INC. | FE | E.A. VINER INTERNATIONAL CO. | E | Control |
| OPPENHEIMER HOLDINGS INC. | DE | E.A. VINER INTERNATIONAL CO. | E | Control |
| OPPENHEIMER HOLDINGS INC. | DE | E.A. VINER INTERNATIONAL CO. | E | Control |
| OPPENHEIMER HOLDINGS INC. | DE | E.A. VINER INTERNATIONAL CO. | E | Control |
| OPPENHEIMER HOLDINGS INC. | DE | E.A. VINER INTERNATIONAL CO. | E | Control |
| OPPENHEIMER HOLDINGS INC. | DE | E.A. VINER INTERNATIONAL CO. | E | Control |
| OPPENHEIMER HOLDINGS INC. | DE | E.A. VINER INTERNATIONAL CO. | E | Control |
| OPPENHEIMER HOLDINGS INC. | DE | E.A. VINER INTERNATIONAL CO. | E | Control |
| OPPENHEIMER HOLDINGS INC. | DE | E.A. VINER INTERNATIONAL CO. | E | Control |
| OPPENHEIMER HOLDINGS INC. | DE | E.A. VINER INTERNATIONAL CO. | E | Control |
| OPPENHEIMER HOLDINGS INC. | DE | E.A. VINER INTERNATIONAL CO. | E | Control |
| OPPENHEIMER HOLDINGS INC. | DE | E.A. VINER INTERNATIONAL CO. | E | Control |
| OPPENHEIMER HOLDINGS INC. | DE | E.A. VINER INTERNATIONAL CO. | E | Control |
| OPPENHEIMER HOLDINGS INC. | DE | E.A. VINER INTERNATIONAL CO. | E | Control |
| OPPENHEIMER HOLDINGS INC. | DE | E.A. VINER INTERNATIONAL CO. | E | Control |
| OPPENHEIMER HOLDINGS INC. | DE | E.A. VINER INTERNATIONAL CO. | E | Control |
| OPPENHEIMER HOLDINGS INC. | DE | E.A. VINER INTERNATIONAL CO. | E | Control |
| OPPENHEIMER HOLDINGS INC. | DE | E.A. VINER INTERNATIONAL CO. | E | Control |
| OPPENHEIMER HOLDINGS INC. | DE | E.A. VINER INTERNATIONAL CO. | E | Control |
| OPPENHEIMER HOLDINGS INC. | DE | E.A. VINER INTERNATIONAL CO. | E | Control |
| OPPENHEIMER HOLDINGS INC. | DE | E.A. VINER INTERNATIONAL CO. | E | Control |
| OPPENHEIMER HOLDINGS INC. | DE | E.A. VINER INTERNATIONAL CO. | E | Control |
| OPPENHEIMER HOLDINGS INC. | DE | E.A. VINER INTERNATIONAL CO. | E | Control |
| OPPENHEIMER HOLDINGS INC. | DE | E.A. VINER INTERNATIONAL CO. | E | Control |
| OPPENHEIMER HOLDINGS INC. | DE | E.A. VINER INTERNATIONAL CO. | E | Control |
| OPPENHEIMER HOLDINGS INC. | DE | E.A. VINER INTERNATIONAL CO. | E | Control |
| OPPENHEIMER HOLDINGS INC. | DE | E.A. VINER INTERNATIONAL CO. | E | Control |
| OPPENHEIMER HOLDINGS INC. | DE | E.A. VINER INTERNATIONAL CO. | E | Control |
| OPPENHEIMER HOLDINGS INC. | DE | E.A. VINER INTERNATIONAL CO. | E | Control |
| OPPENHEIMER HOLDINGS INC. | DE | E.A. VINER INTERNATIONAL CO. | E | Control |
Registrations
Federal
IA
Oct 16, 2025 REGISTERED
Address
85 BROAD STREET24TH FLOOR
NEW YORK, NY 10004
United States
Phone: 212-667-4225