CITI FUND MANAGEMENT INC.
CRD #108200 SEC #801-60004 STAMFORD, CT 203-961-6000
SEC Registered
Total AUM
$52.1B
Discretionary
$52.1B
Employees
51
Clients
--
Accounts
18
Firm Details
- Organization Type
- Corporation
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Nov 11, 2005
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ARNOLD, WILLIAM, ALFRED | I | CHIEF FINANCIAL OFFICER | NA | Control |
| ARNOLD, WILLIAM, ALFRED | I | CHIEF FINANCIAL OFFICER | NA | Control |
| BEAGLEY, ANDREW, THOMAS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BEAGLEY, ANDREW, THOMAS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BEAGLEY, ANDREW, THOMAS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BEAGLEY, ANDREW, THOMAS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CARMAN, PETER | I | DIRECTOR AND PRESIDENT | NA | Control |
| CARMAN, PETER | I | DIRECTOR AND PRESIDENT | NA | Control |
| CARMAN, PETER | I | DIRECTOR AND PRESIDENT | NA | Control |
| COHEN, HARRY, DAVID | I | CHIEF INVESTMENT OFFICER | NA | Control |
| COHEN, HARRY, DAVID | I | CHIEF INVESTMENT OFFICER | NA | Control |
| COHEN, HARRY, DAVID | I | CHIEF INVESTMENT OFFICER | NA | Control |
| COHEN, HARRY, DAVID | I | CHIEF INVESTMENT OFFICER | NA | Control |
| COHEN, HARRY, DAVID | I | CHIEF INVESTMENT OFFICER | NA | Control |
| DAIDONE, LEWIS, EUGENE | I | DIRECTOR | NA | Control |
| EVEN, MICHAEL | I | VICE PRESIDENT | NA | Control |
| EVEN, MICHAEL | I | VICE PRESIDENT | NA | Control |
| EVEN, MICHAEL | I | VICE PRESIDENT | NA | Control |
| EVEN, MICHAEL | I | VICE PRESIDENT | NA | Control |
| FRENKEL, ROBERT, IRWIN | I | SECRETARY | NA | Control |
| FRENKEL, ROBERT, IRWIN | I | SECRETARY | NA | Control |
| FRENKEL, ROBERT, IRWIN | I | SECRETARY | NA | Control |
| FRENKEL, ROBERT, IRWIN | I | SECRETARY | NA | Control |
| GERKEN, ROBERT, JAY | I | CHAIRMAN, PRESIDENT AND CHIEF EXECUTIVE OFFICER | NA | Control |
| GERKEN, ROBERT, JAY | I | CHAIRMAN, PRESIDENT AND CHIEF EXECUTIVE OFFICER | NA | Control |
| GERKEN, ROBERT, JAY | I | CHAIRMAN, PRESIDENT AND CHIEF EXECUTIVE OFFICER | NA | Control |
| GERKEN, ROBERT, JAY | I | CHAIRMAN, PRESIDENT AND CHIEF EXECUTIVE OFFICER | NA | Control |
| GERKEN, ROBERT, JAY | I | CHAIRMAN, PRESIDENT AND CHIEF EXECUTIVE OFFICER | NA | Control |
| KEBLUUSEK, LAWRENCE | I | DIRECTOR AND VICE PRESIDENT | NA | Control |
| KEBLUUSEK, LAWRENCE | I | DIRECTOR AND VICE PRESIDENT | NA | Control |
| KEBLUUSEK, LAWRENCE | I | DIRECTOR AND VICE PRESIDENT | NA | Control |
| KELLY, JEANNE, MARIE | I | DIRECTOR | NA | Control |
| KELLY, JEANNE, MARIE | I | DIRECTOR | NA | Control |
| KRISHNA, A, RAMA | I | VICE PRESIDENT | NA | Control |
| KRISHNA, A, RAMA | I | VICE PRESIDENT | NA | Control |
| KRISHNA, A, RAMA | I | VICE PRESIDENT | NA | Control |
| KRISHNA, A, RAMA | I | VICE PRESIDENT | NA | Control |
| MANDIA, THOMAS, CHRISTOPHER | I | SECRETARY | NA | Control |
| MANDIA, THOMAS, CHRISTOPHER | I | SECRETARY | NA | Control |
| MANDIA, THOMAS, CHRISTOPHER | I | SECRETARY | NA | Control |
| MANDIA, THOMAS, CHRISTOPHER | I | SECRETARY | NA | Control |
| MANDIA, THOMAS, CHRISTOPHER | I | SECRETARY | NA | Control |
| MANNING, BARBARA, BROOKE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCLENDON, HEATH, BRIAN | I | DIRECTOR | NA | Control |
| MURPHY, TERRENCE | I | CHIEF FINANCIAL OFFICER | NA | Control |
| MURPHY, TERRENCE | I | CHIEF FINANCIAL OFFICER | NA | Control |
| MURPHY, TERRENCE | I | CHIEF FINANCIAL OFFICER | NA | Control |
| ONIS, LINDA, MARIE | I | TREASURER | NA | Control |
| ONIS, LINDA, MARIE | I | TREASURER | NA | Control |
| ONIS, LINDA, MARIE | I | TREASURER | NA | Control |
| ONIS, LINDA, MARIE | I | TREASURER | NA | Control |
| ROBINSON, CHRISTOPHER, MICHAEL | I | DIRECTOR AND VICE PRESIDENT | NA | Control |
| ROBINSON, CHRISTOPHER, MICHAEL | I | DIRECTOR AND VICE PRESIDENT | NA | Control |
| ROBINSON, CHRISTOPHER, MICHAEL | I | DIRECTOR AND VICE PRESIDENT | NA | Control |
| SHEPLER, ROBERT, BLAIR | I | DIRECTOR | NA | Control |
| SHEPLER, ROBERT, BLAIR | I | DIRECTOR | NA | Control |
| SHEPLER, ROBERT, BLAIR | I | DIRECTOR | NA | Control |
| SHEPLER, ROBERT, BLAIR | I | DIRECTOR | NA | Control |
| SHEPLER, ROBERT, BLAIR | I | DIRECTOR | NA | Control |
| WALLACE, ROBERT, P | I | DIRECTOR | NA | Control |
| WALLACE, ROBERT, P | I | DIRECTOR | NA | Control |
| WALLACE, ROBERT, P | I | DIRECTOR | NA | Control |
| WALLACE, ROBERT, P | I | DIRECTOR | NA | Control |
| WILBY, PETER, JOHN | I | VICE PRESIDENT | NA | Control |
| WILBY, PETER, JOHN | I | VICE PRESIDENT | NA | Control |
| WILBY, PETER, JOHN | I | VICE PRESIDENT | NA | Control |
| WILBY, PETER, JOHN | I | VICE PRESIDENT | NA | Control |
| SMITH BARNEY FUND MANAGEMENT LLC | DE | SOLE SHAREHOLDER OF APPLICANT | E | Control |
| SMITH BARNEY FUND MANAGEMENT LLC | DE | SOLE SHAREHOLDER OF APPLICANT | E | Control |
| SMITH BARNEY FUND MANAGEMENT LLC | DE | SOLE SHAREHOLDER OF APPLICANT | E | Control |
| SMITH BARNEY FUND MANAGEMENT LLC | DE | SOLE SHAREHOLDER OF APPLICANT | E | Control |
| SMITH BARNEY FUND MANAGEMENT LLC | DE | SOLE SHAREHOLDER OF APPLICANT | E | Control |
| SMITH BARNEY FUND MANAGEMENT LLC | DE | SOLE SHAREHOLDER OF APPLICANT | E | Control |
| SSB CITI FUND MANAGEMENT LLC | DE | SOLE SHAREHOLDER OF APPLICANT | E | Control |
| SSB CITI FUND MANAGEMENT LLC | DE | SOLE SHAREHOLDER OF APPLICANT | E | Control |
| SSB CITI FUND MANAGEMENT LLC | DE | SOLE SHAREHOLDER OF APPLICANT | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| CITIGROUP GLOBAL MARKETS HOLDINGS INC. (F/K/A SALOMON SMITH BARNEY HOLDINGS INC.) | DE | SMITH BARNEY FUND MANAGEMENT LLC | E | Control |
| CITIGROUP GLOBAL MARKETS HOLDINGS INC. (F/K/A SALOMON SMITH BARNEY HOLDINGS INC.) | DE | SMITH BARNEY FUND MANAGEMENT LLC | E | Control |
| CITIGROUP GLOBAL MARKETS HOLDINGS INC. (F/K/A SALOMON SMITH BARNEY HOLDINGS INC.) | DE | SMITH BARNEY FUND MANAGEMENT LLC | E | Control |
| CITIGROUP INC. | DE | SALOMON SMITH BARNEY HOLDINGS INC. | E | Control |
| CITIGROUP INC. | DE | SALOMON SMITH BARNEY HOLDINGS INC. | E | Control |
| CITIGROUP INC. | DE | SALOMON SMITH BARNEY HOLDINGS INC. | E | Control |
| CITIGROUP INC. | DE | CITIGROUP GLOBAL MARKETS HOLDINGS INC. (F/K/A SALOMON SMITH BARNEY HOLDINGS INC.) | E | Control |
| CITIGROUP INC. | DE | CITIGROUP GLOBAL MARKETS HOLDINGS INC. (F/K/A SALOMON SMITH BARNEY HOLDINGS INC.) | E | Control |
| CITIGROUP INC. | DE | SALOMON SMITH BARNEY HOLDINGS INC. | E | Control |
| CITIGROUP INC. | DE | CITIGROUP GLOBAL MARKETS HOLDINGS INC. (F/K/A SALOMON SMITH BARNEY HOLDINGS INC.) | E | Control |
| LEGG MASON, INC. | DE | SMITH BARNEY FUND MANAGEMENT LLC | E | Control |
| LEGG MASON, INC. | DE | SMITH BARNEY FUND MANAGEMENT LLC | E | Control |
| SALOMON SMITH BARNEY HOLDINGS INC. | DE | SSB CITI FUND MANAGEMENT LLC | E | Control |
| SALOMON SMITH BARNEY HOLDINGS INC. | DE | SSB CITI FUND MANAGEMENT LLC | E | Control |
| SALOMON SMITH BARNEY HOLDINGS INC. | DE | SSB CITI FUND MANAGEMENT LLC | E | Control |
| SALOMON SMITH BARNEY HOLDINGS INC. | DE | SMITH BARNEY FUND MANAGEMENT LLC | E | Control |
Registrations
Federal
IA
Nov 11, 2005 REGISTERED
Notice Filings (1)
CT
Address
100 FIRST STAMFORD PLACESTAMFORD, CT 06902-6729
USA
Phone: 203-961-6000