PHH INVESTMENTS, LTD.
Legal name: RAA
CRD #108203 SEC #801-60003 ADDISON, TX 972-233-3367
SEC Registered
Total AUM
$2.6B
Discretionary
$2.6B
Employees
94
Clients
--
Accounts
6,353
Firm Details
- Organization Type
- Partnership
- State of Formation
- Texas
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Dec 13, 2019
- Branch Offices
- 2
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BAUMERT, JEFFREY, ALAN | I | CHIEF OPERATIONS OFFICER | NA | Control |
| BAUMERT, JEFFREY, ALAN | I | CHIEF OPERATIONS OFFICER | NA | Control |
| BAUMERT, JEFFREY, ALAN | I | CHIEF OPERATIONS OFFICER | NA | Control |
| BAUMERT, JEFFREY, ALAN | I | CHIEF OPERATIONS OFFICER | NA | Control |
| BAUMERT, JEFFREY, ALAN | I | CHIEF OPERATIONS OFFICER | NA | Control |
| BAUMERT, JEFFREY, ALAN | I | CHIEF OPERATIONS OFFICER | NA | Control |
| BAUMERT, JEFFREY, ALAN | I | CHIEF OPERATIONS OFFICER | NA | Control |
| BAUMERT, JEFFREY, ALAN | I | CHIEF OPERATIONS OFFICER | NA | Control |
| BAUMERT, JEFFREY, ALAN | I | PRESIDENT, CHIEF OPERATIONS OFFICER | NA | Control |
| BAUMERT, JEFFREY, ALAN | I | PRESIDENT, CHIEF OPERATIONS OFFICER | NA | Control |
| BENTLEY, JOHN | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| BENTLEY, JOHN | I | PRESIDENT | NA | Control |
| BENTLEY, JOHN | I | PRESIDENT | NA | Control |
| BENTLEY, JOHN | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| BENTLEY, JOHN | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| BENTLEY, JOHN | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| BENTLEY, JOHN | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| BENTLEY, JOHN | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| BENTLEY, JOHN, CLIFTON | I | PRESIDENT AND CEO | NA | Control |
| BENTLEY, JOHN, CLIFTON | I | PRESIDENT AND CEO | NA | Control |
| BENTLEY, JOHN, CLIFTON | I | PRESIDENT | NA | Control |
| BENTLEY, JOHN, CLIFTON | I | PRESIDENT | NA | Control |
| BENTLEY, JOHN, CLIFTON | I | PRESIDENT | NA | Control |
| BENTLEY, JOHN, CLIFTON | I | PRESIDENT AND CEO | NA | Control |
| BENTLEY, JOHN, CLIFTON | I | PRESIDENT AND CEO | NA | Control |
| BENTLEY, JOHN, CLIFTON | I | PRESIDENT AND CEO | NA | Control |
| BENTLEY, JOHN, CLIFTON | I | PRESIDENT AND CEO | NA | Control |
| BENTLEY, JOHN, CLIFTON | I | PRESIDENT AND CEO | NA | Control |
| BENTLEY, JOHN, CLIFTON | I | PRESIDENT AND CEO | NA | Control |
| BENTLEY, JOHN, CLIFTON | I | PRESIDENT AND CEO | NA | Control |
| BENTLEY, JOHN, CLIFTON | I | PRESIDENT AND CEO | NA | Control |
| BENTLEY, JOHN, CLIFTON | I | PRESIDENT AND CEO | NA | Control |
| BENTLEY, JOHN, CLIFTON | I | PRESIDENT AND CEO | NA | Control |
| BENTLEY, JOHN, CLIFTON | I | PRESIDENT AND CEO | NA | Control |
| BENTLEY, JOHN, CLIFTON | I | CEO | NA | Control |
| BENTLEY, JOHN, CLIFTON | I | CEO | NA | Control |
| CALDWELL, CLAYTON | I | VICE PRESIDENT | NA | Control |
| CALDWELL, CLAYTON | I | VICE PRESIDENT | NA | Control |
| CALDWELL, CLAYTON | I | VICE PRESIDENT | NA | Control |
| CALDWELL, CLAYTON | I | VICE PRESIDENT | NA | Control |
| CALDWELL, CLAYTON | I | VICE PRESIDENT | NA | Control |
| CALDWELL, CLAYTON | I | VICE PRESIDENT | NA | Control |
| CALDWELL, CLAYTON | I | VICE PRESIDENT | NA | Control |
| CALDWELL, CLAYTON | I | VICE PRESIDENT | NA | Control |
| DAVIS, M., BYRON | I | DIRECTOR | NA | Control |
| DAVIS, M., BYRON | I | DIRECTOR | NA | Control |
| DESANTIS, ANTHONY | I | DIRECTOR | NA | |
| DESANTIS, ANTHONY | I | DIRECTOR & EVP | NA | Control |
| DESANTIS, ANTHONY | I | DIRECTOR | NA | |
| DESANTIS, ANTHONY | I | DIRECTOR | NA | |
| DESANTIS, ANTHONY | I | DIRECTOR | NA | |
| DESANTIS, ANTHONY | I | DIRECTOR | NA | |
| DESANTIS, ANTHONY | I | DIRECTOR | NA | |
| DESANTIS, ANTHONY | I | DIRECTOR | NA | |
| DOLAN, JOHN, KEVIN | I | DIRECTOR | NA | |
| DOLAN, JOHN, KEVIN | I | DIRECTOR & EVP | NA | Control |
| DOLAN, JOHN, KEVIN | I | DIRECTOR | NA | |
| DOLAN, JOHN, KEVIN | I | DIRECTOR | NA | |
| GRUBBS, TEX, BRADEN | I | CHIEF COMPLIANCE OFFICER | NA | |
| GRUBBS, TEX, BRADEN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GRUBBS, TEX, BRADEN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GRUBBS, TEX, BRADEN | I | CHIEF COMPLIANCE OFFICER | NA | |
| GRUBBS, TEX, BRADEN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GRUBBS, TEX, BRADEN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GRUBBS, TEX, BRADEN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GRUBBS, TEX, BRADEN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GRUBBS, TEX, BRADEN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GRUBBS, TEX, BRADEN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GRUBBS, TEX, BRADEN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GRUBBS, TEX, BRADEN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GRUBBS, TEX, BRADEN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GRUBBS, TEX, BRADEN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GRUBBS, TEX, BRADEN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GRUBBS, TEX, BRADEN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HOLLANDER, RICHARD, SCOTT | I | DIRECTOR | NA | Control |
| HOLLANDER, RICHARD, SCOTT | I | DIRECTOR | NA | Control |
| HUBBLE, WILLIAM, FIELDS | I | DIRECTOR, CIO | NA | Control |
| HUBBLE, WILLIAM, FIELDS | I | DIRECTOR, CHAIRMAN, CEO & PRESIDENT | NA | Control |
| HUBBLE, WILLIAM, FIELDS | I | DIRECTOR, CO-CHIEF INVESTMENT OFFICER | NA | Control |
| HUBBLE, WILLIAM, FIELDS | I | CO-CHIEF INVESTMENT OFFICER | NA | Control |
| HUBBLE, WILLIAM, FIELDS | I | CO-CHIEF INVESTMENT OFFICER | NA | Control |
| HUBBLE, WILLIAM, FIELDS | I | DIRECTOR, CO-CHIEF INVESTMENT OFFICER | NA | Control |
| HUBBLE, WILLIAM, FIELDS | I | CO-CHIEF INVESTMENT OFFICER | NA | Control |
| HUBBLE, WILLIAM, FIELDS | I | CO-CHIEF INVESTMENT OFFICER | NA | Control |
| HUBBLE, WILLIAM, FIELDS | I | CO-CHIEF INVESTMENT OFFICER | NA | Control |
| HUBBLE, WILLIAM, FIELDS | I | DIRECTOR, CO-CHIEF INVESTMENT OFFICER | NA | Control |
| HUBBLE, WILLIAM, FIELDS | I | CO-CHIEF INVESTMENT OFFICER | NA | Control |
| HUBBLE, WILLIAM, FIELDS | I | CO-CHIEF INVESTMENT OFFICER | NA | Control |
| HUBBLE, WILLIAM, FIELDS | I | CO-CHIEF INVESTMENT OFFICER | NA | Control |
| KRASNOV, GARY, JAY | I | CHIEF COMPLIANCE OFFICER | NA | |
| KRASNOV, GARY, JAY | I | CHIEF COMPLIANCE OFFICER | NA | |
| KRASNOV, GARY, JAY | I | CHIEF COMPLIANCE OFFICER | NA | |
| KRASNOV, GARY, JAY | I | CHIEF COMPLIANCE OFFICER | NA | |
| KRASNOV, GARY, JAY | I | CHIEF COMPLIANCE OFFICER | NA | |
| KRASNOV, GARY, JAY | I | CHIEF COMPLIANCE OFFICER | NA | |
| KRASNOV, GARY, JAY | I | CHIEF COMPLIANCE OFFICER | NA | |
| KRASNOV, GARY, JAY | I | CHIEF COMPLIANCE OFFICER | NA | |
| KRASNOV, GARY, JAY | I | CHIEF COMPLIANCE OFFICER | NA | |
| KRASNOV, GARY, JAY | I | CHIEF COMPLIANCE OFFICER | NA | |
| KRASNOV, GARY, JAY | I | CHIEF COMPLIANCE OFFICER | NA | |
| KRASNOV, GARY, JAY | I | CHIEF COMPLIANCE OFFICER | NA | |
| MITCHELL, PATRICK, L. | I | DIRECTOR | NA | Control |
| MITCHELL, PATRICK, L. | I | DIRECTOR | NA | Control |
| PHH INVESTMENT MANAGEMENT, L.L.C. | DE | GENERAL PARTNER | NA | |
| PHH INVESTMENT MANAGEMENT, LLC | DE | GENERAL PARTNER | NA | Control |
| PHH INVESTMENT MANAGEMENT, LLC | DE | GENERAL PARTNER | NA | Control |
| PHH INVESTMENT MANAGEMENT, LLC | DE | GENERAL PARTNER | NA | Control |
| PHH INVESTMENT MANAGEMENT, LLC | DE | GENERAL PARTNER | NA | Control |
| PHH INVESTMENT MANAGEMENT, LLC | DE | GENERAL PARTNER | NA | Control |
| PHH INVESTMENT MANAGEMENT, LLC | DE | GENERAL PARTNER | NA | Control |
| PHH INVESTMENT MANAGEMENT, LLC | DE | GENERAL PARTNER | NA | Control |
| PHH INVESTMENT MANAGEMENT, LLC | DE | GENERAL PARTNER | NA | Control |
| PHH INVESTMENT MANAGEMENT, LLC | DE | GENERAL PARTNER | NA | Control |
| PHH INVESTMENT MANAGEMENT, LLC | DE | GENERAL PARTNER | NA | Control |
| PHH INVESTMENT MANAGEMENT, LLC | DE | GENERAL PARTNER | NA | Control |
| PHH INVESTMENT MANAGEMENT, LLC | DE | GENERAL PARTNER | NA | Control |
| PHH INVESTMENT MANAGEMENT, LLC | DE | GENERAL PARTNER | NA | Control |
| PHH INVESTMENT MANAGEMENT, LLC | DE | GENERAL PARTNER | NA | Control |
| PHH INVESTMENT MANAGEMENT, LLC | DE | GENERAL PARTNER | NA | Control |
| PHH INVESTMENT MANAGEMENT, LLC | DE | GENERAL PARTNER | NA | Control |
| PHH INVESTMENT MANAGEMENT, LLC | DE | GENERAL PARTNER | NA | Control |
| PHH INVESTMENT MANAGEMENT, LLC | DE | GENERAL PARTNER | NA | Control |
| PHH INVESTMENT MANAGEMENT, LLC | DE | GENERAL PARTNER | NA | Control |
| PHH INVESTMENT MANAGEMENT, LLC | DE | GENERAL PARTNER | NA | Control |
| PHH INVESTMENT MANAGEMENT, LLC | DE | GENERAL PARTNER | NA | Control |
| PHH INVESTMENT MANAGEMENT, LLC | DE | GENERAL PARTNER | NA | Control |
| PHH INVESTMENT MANAGEMENT, LLC | DE | GENERAL PARTNER | NA | Control |
| PHH INVESTMENT MANAGEMENT, LLC | DE | GENERAL PARTNER | NA | Control |
| PHH INVESTMENT MANAGEMENT, LLC | DE | GENERAL PARTNER | NA | Control |
| PHH INVESTMENT MANAGEMENT, LLC | DE | GENERAL PARTNER | NA | Control |
| PHH INVESTMENT MANAGEMENT, LLC | DE | GENERAL PARTNER | NA | Control |
| PHH INVESTMENT MANAGEMENT, LLC | DE | GENERAL PARTNER | NA | Control |
| QUINN, WILLIAM, FRANCIS | I | DIRECTOR | NA | Control |
| QUINN, WILLIAM, FRANCIS | I | DIRECTOR | NA | Control |
| QUINN, WILLIAM, FRANCIS | I | DIRECTOR | NA | Control |
| QUINN, WILLIAM, FRANCIS | I | DIRECTOR | NA | Control |
| ROBERSON, JOHN, BARTON | I | DIRECTOR - PRESIDENT & COO | NA | Control |
| ROBERSON, JOHN, BARTON | I | PRESIDENT & CEO | NA | Control |
| ROBERSON, JOHN, BARTON | I | PRESIDENT & COO | NA | Control |
| ROBERSON, JOHN, BARTON | I | DIRECTOR | NA | Control |
| ROBERSON, JOHN, BARTON | I | PRESIDENT & COO | NA | Control |
| ROBERSON, JOHN, BARTON | I | DIRECTOR | NA | Control |
| ROBERSON, JOHN, BARTON | I | DIRECTOR | NA | Control |
| ROBERSON, JOHN, BARTON | I | CEO | NA | Control |
| ROBERSON, JOHN, BARTON | I | CEO | NA | Control |
| ROBERSON, JOHN, BARTON | I | PRESIDENT & CEO | NA | Control |
| ROBERSON, JOHN, BARTON | I | CEO | NA | Control |
| ROBERSON, JOHN, BARTON | I | CEO | NA | Control |
| ROBERSON, JOHN, BARTON | I | CEO | NA | Control |
| ROBERSON, JOHN, BARTON | I | PRESIDENT & CEO | NA | Control |
| ROBERSON, JOHN, BARTON | I | PRESIDENT & CEO | NA | Control |
| ROBERSON, JOHN, BARTON | I | PRESIDENT & CEO | NA | Control |
| ROBERSON, JOHN, BARTON | I | PRESIDENT & CEO | NA | Control |
| SIMMONS, RONALD, ELLIS | I | DIRECTOR-CHAIRMAN & CEO | NA | Control |
| SIMMONS, RONALD, ELLIS | I | DIRECTOR, CHAIRMAN & CEO | NA | Control |
| SIMMONS, RONALD, ELLIS | I | DIRECTOR | NA | |
| SIMMONS, RONALD, ELLIS | I | DIRECTOR, CHAIRMAN & CEO | NA | Control |
| SIMMONS, RONALD, ELLIS | I | DIRECTOR | NA | |
| SIMMONS, RONALD, ELLIS | I | DIRECTOR, CHAIRMAN | NA | Control |
| SIMMONS, RONALD, ELLIS | I | CHAIRMAN | NA | Control |
| SIMMONS, RONALD, ELLIS | I | CHAIRMAN | NA | Control |
| SIMMONS, RONALD, ELLIS | I | DIRECTOR, CHAIRMAN | NA | Control |
| SIMMONS, RONALD, ELLIS | I | CHAIRMAN | NA | Control |
| SIMMONS, RONALD, ELLIS | I | CHAIRMAN | NA | Control |
| SIMMONS, RONALD, ELLIS | I | CHAIRMAN | NA | Control |
| SIMMONS, RONALD, ELLIS | I | CHAIRMAN | NA | Control |
| SIMMONS, RONALD, ELLIS | I | CHAIRMAN | NA | Control |
| SIMMONS, RONALD, ELLIS | I | CHAIRMAN | NA | Control |
| SIMMONS, RONALD, ELLIS | I | CHAIRMAN | NA | Control |
| SIMMONS, RONALD, ELLIS | I | CHAIRMAN | NA | Control |
| SIMMONS, RONALD, ELLIS | I | CHAIRMAN | NA | Control |
| SIMMONS, RONALD, ELLIS | I | CHAIRMAN | NA | Control |
| SIMMONS, RONALD, ELLIS | I | CHAIRMAN | NA | Control |
| SIMMONS, RONALD, ELLIS | I | CHAIRMAN | NA | Control |
| SIMMONS, RONALD, ELLIS | I | CHAIRMAN | NA | Control |
| SIMMONS, RONALD, ELLIS | I | CHAIRMAN | NA | Control |
| SIMMONS, RONALD, ELLIS | I | CHAIRMAN | NA | Control |
| SIMMONS, RONALD, ELLIS | I | CHAIRMAN | NA | Control |
| Spiegel, Joshua, Steven | I | CHIEF FINANCIAL OFFICER | NA | |
| Spiegel, Joshua, Steven | I | CHIEF FINANCIAL OFFICER | NA | |
| CONDUIT, LLC | DE | SHAREHOLDER | E | Control |
| MW CONDUIT, LLC | DE | INTEREST OWNER | D | |
| MW CONDUIT, LLC | DE | INTEREST OWNER | D | Control |
| HUBBLE, WILLIAM, FIELDS | I | DIRECTOR, CHAIRMAN, CEO | C | Control |
| HUBBLE, WILLIAM, FIELDS | I | DIRECTOR, CHAIRMAN, CEO | C | Control |
| JBR SWISH | DE | SHAREHOLDER | C | |
| JBR SWISH | DE | SHAREHOLDER | C | |
| PHH HOLDING COMPANY, INC. (FORMERLY KNOWN AS PRITCHARD, HUBBLE & HERR, INC.) | DE | INTEREST OWNER | C | Control |
| PHH HOLDING COMPANY, INC. (FORMERLY KNOWN AS PRITCHARD, HUBBLE & HERR, INC.) | DE | INTEREST OWNER | C | Control |
| SIMMONS, RONALD, ELLIS | I | DIRECTOR-COO, PRESIDENT | C | |
| SIMMONS, RONALD, ELLIS | I | DIRECTOR-COO, PRESIDENT | C | |
| 2012 PHH EQUITY CONDUIT, LLC | DE | CLASS A LP | B | |
| 2012 PHH EQUITY CONDUIT, LLC | DE | CLASS A LP | B | |
| 2012 PHH EQUITY CONDUIT, LLC | DE | CLASS A LP | B | |
| 2012 PHH EQUITY CONDUIT, LLC | DE | CLASS A LP | B | |
| 2012 PHH EQUITY CONDUIT, LLC | DE | SHAREHOLDER, LP | B | |
| 2012 PHH EQUITY CONDUIT, LLC | DE | CLASS A LP | B | |
| 2012 PHH EQUITY CONDUIT, LLC | DE | CLASS A LP | B | |
| 2012 PHH EQUITY CONDUIT, LLC | DE | CLASS A LP | B | |
| 2012 PHH EQUITY CONDUIT, LLC | DE | CLASS A LP | B | |
| 2012 PHH EQUITY CONDUIT, LLC | DE | CLASS A LP | B | |
| 2012 PHH EQUITY CONDUIT, LLC | DE | CLASS A LP | B | |
| 2012 PHH EQUITY CONDUIT, LLC | DE | CLASS A LP | B | |
| 2012 PHH EQUITY CONDUIT, LLC | DE | CLASS A LP | B | |
| 2012 PHH EQUITY CONDUIT, LLC | DE | CLASS A LP | B | |
| 2012 PHH EQUITY CONDUIT, LLC | DE | CLASS A LP | B | |
| 2012 PHH EQUITY CONDUIT, LLC | DE | CLASS A LP | B | |
| 2012 PHH EQUITY CONDUIT, LLC | DE | CLASS A LP | B | |
| 2012 PHH EQUITY CONDUIT, LLC | DE | CLASS A LP | B | |
| BALCONY FAMILY PARTNERS, LTD. | DE | SHAREHOLDER | B | |
| DESANTIS, ANTHONY | I | DIRECTOR & EVP | B | Control |
| DESANTIS, ANTHONY | I | DIRECTOR & EVP | B | Control |
| DOLAN, JOHN, KEVIN | I | DIRECTOR & EVP | B | Control |
| DOLAN, JOHN, KEVIN | I | DIRECTOR & EVP | B | Control |
| HBC RAA LP | DE | CLASS A LP | B | Control |
| HBC RAA LP | DE | CLASS A LP | B | Control |
| HBC RAA LP | DE | CLASS A LP | B | Control |
| HBC RAA LP | DE | CLASS A LP | B | Control |
| HBC RAA LP | DE | CLASS A LP | B | Control |
| HBC RAA LP | DE | CLASS A LP | B | Control |
| HBC RAA LP | DE | CLASS A LP | B | Control |
| HBC RAA LP | DE | CLASS A LP | B | Control |
| HBC RAA LP | DE | CLASS A LP | B | Control |
| HBC RAA LP | DE | CLASS A LP | B | Control |
| HBC RAA LP | DE | CLASS A LP | B | Control |
| HBC RAA LP | DE | CLASS A LP | B | Control |
| HBC RAA LP | DE | CLASS A LP | B | Control |
| HBC RAA LP | DE | CLASS A LP | B | Control |
| HBC RAA LP | DE | CLASS A LP | B | Control |
| HUBBLE, WILLIAM, FIELDS | I | DIRECTOR, CIO | B | Control |
| HUBBLE, WILLIAM, FIELDS | I | DIRECTOR, CIO | B | Control |
| HUBBLE, WILLIAM, FIELDS | I | DIRECTOR, CHAIRMAN, CEO & PRESIDENT | B | Control |
| HUBBLE, WILLIAM, FIELDS | I | DIRECTOR, CIO | B | Control |
| HUBBLE, WILLIAM, FIELDS | I | DIRECTOR, CIO | B | Control |
| J M TRUST | DE | SHAREHOLDER | B | |
| J M TRUST | DE | SHAREHOLDER | B | |
| J M TRUST | DE | SHAREHOLDER | B | |
| JBR SWISH | DE | SHAREHOLDER | B | |
| JBR SWISH | DE | SHAREHOLDER | B | |
| JBR SWISH | DE | SHAREHOLDER | B | |
| JBR SWISH | DE | SHAREHOLDER | B | |
| JBR SWISH | DE | SHAREHOLDER | B | |
| JBR SWISH | DE | SHAREHOLDER | B | |
| JBR SWISH | DE | SHAREHOLDER | B | |
| JBR SWISH | DE | SHAREHOLDER | B | |
| JBR SWISH, LLC | DE | CLASS A LP | B | |
| JBR SWISH, LLC | DE | CLASS A LP | B | |
| JBR SWISH, LLC (CLASS A LP) | DE | SHAREHOLDER | B | |
| MERCHANT, JEREMY, WAYNE | I | VICE PRESIDENT, CO-CHIEF INVESTMENT OFFICER | B | Control |
| MERCHANT, JEREMY, WAYNE | I | VICE PRESIDENT, CO-CHIEF INVESTMENT OFFICER | B | Control |
| MERCHANT, JEREMY, WAYNE | I | VICE PRESIDENT, CO-CHIEF INVESTMENT OFFICER | B | Control |
| MILLS, KENNETH, HAROLD | I | VICE PRESIDENT | B | Control |
| MILLS, KENNETH, HAROLD | I | VICE PRESIDENT | B | Control |
| POWERFADE MANAGEMENT | DE | SHAREHOLDER | B | |
| RB 2013 CONDUIT, LLC | DE | CLASS A LP | B | |
| RB 2013 CONDUIT, LLC | DE | CLASS A LP | B | |
| RB 2013 CONDUIT, LLC | DE | SHAREHOLDER, CLASS A LP | B | |
| SIMMONS, RONALD, ELLIS | I | DIRECTOR, CHAIRMAN | B | Control |
| SIMMONS, RONALD, ELLIS | I | DIRECTOR, CHAIRMAN | B | Control |
| SIMMONS, RONALD, ELLIS | I | DIRECTOR, CHAIRMAN | B | Control |
| SIMMONS, RONALD, ELLIS | I | DIRECTOR, CHAIRMAN | B | Control |
| SIMMONS, RONALD, ELLIS | I | DIRECTOR, CHAIRMAN | B | Control |
| SIMMONS, RONALD, ELLIS | I | DIRECTOR, CHAIRMAN | B | Control |
| 2011 PHH EQUITY CONDUIT, LLC | DE | CLASS A LP | A | |
| 2011 PHH EQUITY CONDUIT, LLC | DE | CLASS A LP | A | |
| 2011 PHH EQUITY CONDUIT, LLC | DE | CLASS A LP | A | |
| 2011 PHH EQUITY CONDUIT, LLC | DE | CLASS A LP | A | |
| 2011 PHH EQUITY CONDUIT, LLC | DE | SHAREHOLDER, CLASS A LP | A | |
| 2011 PHH EQUITY CONDUIT, LLC | DE | CLASS A LP | A | |
| 2011 PHH EQUITY CONDUIT, LLC | DE | CLASS A LP | A | |
| 2011 PHH EQUITY CONDUIT, LLC | DE | CLASS A LP | A | |
| 2011 PHH EQUITY CONDUIT, LLC | DE | CLASS A LP | A | |
| 2011 PHH EQUITY CONDUIT, LLC | DE | CLASS A LP | A | |
| 2011 PHH EQUITY CONDUIT, LLC | DE | CLASS A LP | A | |
| 2011 PHH EQUITY CONDUIT, LLC | DE | CLASS A LP | A | |
| 2011 PHH EQUITY CONDUIT, LLC | DE | CLASS A LP | A | |
| 2011 PHH EQUITY CONDUIT, LLC | DE | CLASS A LP | A | |
| 2011 PHH EQUITY CONDUIT, LLC | DE | CLASS A LP | A | |
| 2011 PHH EQUITY CONDUIT, LLC | DE | CLASS A LP | A | |
| 2011 PHH EQUITY CONDUIT, LLC | DE | CLASS A LP | A | |
| 2011 PHH EQUITY CONDUIT, LLC | DE | CLASS A LP | A | |
| 2014 PHH EQUITY CONDUIT, LLC | DE | CLASS A LP | A | |
| 2014 PHH EQUITY CONDUIT, LLC | DE | CLASS A LP | A | |
| 2014 PHH EQUITY CONDUIT, LLC | DE | CLASS A LP | A | |
| 2014 PHH EQUITY CONDUIT, LLC | DE | CLASS A LP | A | |
| 2014 PHH EQUITY CONDUIT, LLC | DE | SHAREHOLDER, LP | A | |
| 2014 PHH EQUITY CONDUIT, LLC | DE | CLASS A LP | A | |
| 2014 PHH EQUITY CONDUIT, LLC | DE | CLASS A LP | A | |
| 2014 PHH EQUITY CONDUIT, LLC | DE | CLASS A LP | A | |
| 2014 PHH EQUITY CONDUIT, LLC | DE | CLASS A LP | A | |
| 2014 PHH EQUITY CONDUIT, LLC | DE | CLASS A LP | A | |
| 2014 PHH EQUITY CONDUIT, LLC | DE | CLASS A LP | A | |
| 2014 PHH EQUITY CONDUIT, LLC | DE | CLASS A LP | A | |
| 2014 PHH EQUITY CONDUIT, LLC | DE | CLASS A LP | A | |
| 2014 PHH EQUITY CONDUIT, LLC | DE | CLASS A LP | A | |
| 2014 PHH EQUITY CONDUIT, LLC | DE | CLASS A LP | A | |
| 2014 PHH EQUITY CONDUIT, LLC | DE | CLASS A LP | A | |
| 2014 PHH EQUITY CONDUIT, LLC | DE | CLASS A LP | A | |
| 2014 PHH EQUITY CONDUIT, LLC | DE | CLASS A LP | A | |
| DESANTIS, ANTHONY | I | DIRECTOR | A | |
| DESANTIS, ANTHONY | I | DIRECTOR | A | |
| DESANTIS, ANTHONY | I | DIRECTOR & EVP | A | Control |
| DESANTIS, ANTHONY | I | DIRECTOR | A | |
| DESANTIS, ANTHONY | I | DIRECTOR | A | |
| DOLAN, JOHN, KEVIN | I | DIRECTOR | A | |
| DOLAN, JOHN, KEVIN | I | DIRECTOR | A | Control |
| DOLAN, JOHN, KEVIN | I | DIRECTOR & EVP | A | Control |
| DOLAN, JOHN, KEVIN | I | DIRECTOR | A | Control |
| DOLAN, JOHN, KEVIN | I | DIRECTOR | A | |
| DOLAN, JOHN, KEVIN | I | DIRECTOR | A | |
| DOLAN, JOHN, KEVIN | I | DIRECTOR | A | |
| DOLAN, JOHN, KEVIN | I | DIRECTOR | A | |
| DOLAN, JOHN, KEVIN | I | DIRECTOR | A | |
| GRUBBS, TEX, BRADEN | I | CHIEF COMPLIANCE OFFICER | A | Control |
| GRUBBS, TEX, BRADEN | I | CHIEF COMPLIANCE OFFICER | A | Control |
| HUBBLE, WILLIAM, FIELDS | I | DIRECTOR, CO-CHIEF INVESTMENT OFFICER | A | Control |
| HUBBLE, WILLIAM, FIELDS | I | DIRECTOR, CO-CHIEF INVESTMENT OFFICER | A | Control |
| HUBBLE, WILLIAM, FIELDS | I | DIRECTOR, CO-CHIEF INVESTMENT OFFICER | A | Control |
| J M TRUST | DE | SHAREHOLDER | A | |
| J M TRUST | DE | SHAREHOLDER | A | |
| J M TRUST | DE | SHAREHOLDER | A | |
| J M TRUST | DE | SHAREHOLDER | A | |
| J M TRUST | DE | SHAREHOLDER | A | |
| J M TRUST | DE | SHAREHOLDER | A | |
| J M TRUST | DE | SHAREHOLDER | A | |
| J-M TRUST | DE | CLASS A LP | A | |
| J-M TRUST | DE | CLASS A LP | A | |
| J-M TRUST | DE | CLASS A LP | A | |
| J-M TRUST | DE | CLASS A LP | A | |
| J-M TRUST | DE | TRUSTEE, CLASS A LP | A | |
| J-M TRUST | DE | CLASS A LP | A | |
| J-M TRUST | DE | CLASS A LP | A | |
| J-M TRUST | DE | CLASS A LP | A | |
| J-M TRUST | DE | CLASS A LP | A | |
| J-M TRUST | DE | CLASS A LP | A | |
| J-M TRUST | DE | CLASS A LP | A | |
| J-M TRUST | DE | CLASS A LP | A | |
| J-M TRUST | DE | CLASS A LP | A | |
| J-M TRUST | DE | CLASS A LP | A | |
| J-M TRUST | DE | CLASS A LP | A | |
| J-M TRUST | DE | CLASS A LP | A | |
| J-M TRUST | DE | CLASS A LP | A | |
| J-M TRUST | DE | CLASS A LP | A | |
| JBR SWISH, LLC | DE | CLASS A LP | A | |
| JBR SWISH, LLC | DE | CLASS A LP | A | |
| JBR SWISH, LLC | DE | CLASS A LP | A | |
| JBR SWISH, LLC | DE | CLASS A LP | A | |
| JBR SWISH, LLC | DE | CLASS A LP | A | |
| JBR SWISH, LLC | DE | CLASS A LP | A | |
| JBR SWISH, LLC | DE | CLASS A LP | A | |
| JBR SWISH, LLC | DE | CLASS A LP | A | |
| JBR SWISH, LLC | DE | CLASS A LP | A | |
| JBR SWISH, LLC | DE | CLASS A LP | A | |
| JBR SWISH, LLC | DE | CLASS A LP | A | |
| JBR SWISH, LLC | DE | CLASS A LP | A | |
| JBR SWISH, LLC | DE | CLASS A LP | A | |
| JBR SWISH, LLC | DE | CLASS A LP | A | |
| JBR SWISH, LLC | DE | CLASS A LP | A | |
| MERCHANT, JEREMY, WAYNE | I | VICE PRESIDENT | A | Control |
| MERCHANT, JEREMY, WAYNE | I | VICE PRESIDENT | A | Control |
| MERCHANT, JEREMY, WAYNE | I | VICE PRESIDENT | A | Control |
| MERCHANT, JEREMY, WAYNE | I | VICE PRESIDENT, CO-CHIEF INVESTMENT OFFICER,CLASS A LP | A | Control |
| MERCHANT, JEREMY, WAYNE | I | VICE PRESIDENT, CO-CHIEF INVESTMENT OFFICER,CLASS A LP | A | Control |
| MERCHANT, JEREMY, WAYNE | I | VICE PRESIDENT, CO-CHIEF INVESTMENT OFFICER | A | Control |
| MERCHANT, JEREMY, WAYNE | I | VICE PRESIDENT, CO-CHIEF INVESTMENT OFFICER,CLASS A LP | A | Control |
| MERCHANT, JEREMY, WAYNE | I | VICE PRESIDENT, CO-CHIEF INVESTMENT OFFICER,CLASS A LP | A | Control |
| MERCHANT, JEREMY, WAYNE | I | VICE PRESIDENT, CO-CHIEF INVESTMENT OFFICER,CLASS A LP | A | Control |
| MERCHANT, JEREMY, WAYNE | I | VICE PRESIDENT | A | Control |
| MERCHANT, JEREMY, WAYNE | I | VICE PRESIDENT, CO-CHIEF INVESTMENT OFFICER | A | Control |
| MERCHANT, JEREMY, WAYNE | I | VICE PRESIDENT, CO-CHIEF INVESTMENT OFFICER | A | Control |
| MERCHANT, JEREMY, WAYNE | I | VICE PRESIDENT, CO-CHIEF INVESTMENT OFFICER,CLASS A LP | A | Control |
| MERCHANT, JEREMY, WAYNE | I | VICE PRESIDENT, CO-CHIEF INVESTMENT OFFICER,CLASS A LP | A | Control |
| MERCHANT, JEREMY, WAYNE | I | VICE PRESIDENT, CO-CHIEF INVESTMENT OFFICER,CLASS A LP | A | Control |
| MERCHANT, JEREMY, WAYNE | I | CLASS A LP | A | |
| MERCHANT, JEREMY, WAYNE | I | CLASS A LP | A | |
| MERCHANT, JEREMY, WAYNE | I | CLASS A LP | A | |
| MERCHANT, JEREMY, WAYNE | I | CLASS A LP | A | |
| MERCHANT, JEREMY, WAYNE | I | CLASS A LP | A | |
| MERCHANT, JEREMY, WAYNE | I | CLASS A LP | A | |
| MERCHANT, JEREMY, WAYNE | I | CLASS A LP | A | |
| MERCHANT, JEREMY, WAYNE | I | CLASS A LP | A | |
| MERCHANT, JEREMY, WAYNE | I | CLASS A LP | A | |
| MERCHANT, JEREMY, WAYNE | I | CLASS A LP | A | |
| MILLS, KENNETH, HAROLD | I | VICE PRESIDENT | A | Control |
| MILLS, KENNETH, HAROLD | I | VICE PRESIDENT | A | Control |
| MILLS, KENNETH, HAROLD | I | VICE PRESIDENT | A | Control |
| MILLS, KENNETH, HAROLD | I | VICE PRESIDENT, CLASS A LP | A | Control |
| MILLS, KENNETH, HAROLD | I | VICE PRESIDENT, CLASS A LP | A | Control |
| MILLS, KENNETH, HAROLD | I | VICE PRESIDENT | A | Control |
| MILLS, KENNETH, HAROLD | I | VICE PRESIDENT, CLASS A LP | A | Control |
| MILLS, KENNETH, HAROLD | I | VICE PRESIDENT, CLASS A LP | A | Control |
| MILLS, KENNETH, HAROLD | I | VICE PRESIDENT, CLASS A LP | A | Control |
| MILLS, KENNETH, HAROLD | I | VICE PRESIDENT | A | Control |
| MILLS, KENNETH, HAROLD | I | VICE PRESIDENT | A | Control |
| MILLS, KENNETH, HAROLD | I | VICE PRESIDENT | A | Control |
| MILLS, KENNETH, HAROLD | I | VICE PRESIDENT | A | Control |
| MILLS, KENNETH, HAROLD | I | VICE PRESIDENT, CLASS A LP | A | Control |
| MILLS, KENNETH, HAROLD | I | VICE PRESIDENT, CLASS A LP | A | Control |
| MILLS, KENNETH, HAROLD | I | VICE PRESIDENT, CLASS A LP | A | Control |
| MILLS, KENNETH, HAROLD | I | CLASS A LP | A | |
| MILLS, KENNETH, HAROLD | I | CLASS A LP | A | |
| MILLS, KENNETH, HAROLD | I | CLASS A LP | A | |
| MILLS, KENNETH, HAROLD | I | CLASS A LP | A | |
| MILLS, KENNETH, HAROLD | I | CLASS A LP | A | |
| MILLS, KENNETH, HAROLD | I | CLASS A LP | A | |
| MILLS, KENNETH, HAROLD | I | CLASS A LP | A | |
| MILLS, KENNETH, HAROLD | I | CLASS A LP | A | |
| MILLS, KENNETH, HAROLD | I | CLASS A LP | A | |
| MILLS, KENNETH, HAROLD | I | CLASS A LP | A | |
| RB 2013 CONDUIT, LLC | DE | CLASS A LP | A | |
| RB 2013 CONDUIT, LLC | DE | CLASS A LP | A | |
| RB 2013 CONDUIT, LLC | DE | CLASS A LP | A | |
| RB 2013 CONDUIT, LLC | DE | CLASS A LP | A | |
| RB 2013 CONDUIT, LLC | DE | CLASS A LP | A | |
| RB 2013 CONDUIT, LLC | DE | CLASS A LP | A | |
| RB 2013 CONDUIT, LLC | DE | CLASS A LP | A | |
| RB 2013 CONDUIT, LLC | DE | CLASS A LP | A | |
| RB 2013 CONDUIT, LLC | DE | CLASS A LP | A | |
| RB 2013 CONDUIT, LLC | DE | CLASS A LP | A | |
| RB 2013 CONDUIT, LLC | DE | CLASS A LP | A | |
| RB 2013 CONDUIT, LLC | DE | CLASS A LP | A | |
| RB 2013 CONDUIT, LLC | DE | CLASS A LP | A | |
| RB 2013 CONDUIT, LLC | DE | CLASS A LP | A | |
| RB 2013 CONDUIT, LLC | DE | CLASS A LP | A | |
| ROBERSON, JOHN, BARTON | I | DIRECTOR | A | Control |
| WESTWIND HOLDINGS LLC | DE | CLASS A LP | A | |
| WESTWIND HOLDINGS LLC | DE | CLASS A LP | A | |
| WESTWIND HOLDINGS LLC | DE | CLASS A LP | A | |
| WESTWIND HOLDINGS LLC | DE | CLASS A LP | A | |
| WESTWIND HOLDINGS LLC | DE | SHAREHOLDER, CLASS A LP | A | |
| WESTWIND HOLDINGS LLC | DE | CLASS A LP | A | |
| WESTWIND HOLDINGS LLC | DE | CLASS A LP | A | |
| WESTWIND HOLDINGS LLC | DE | CLASS A LP | A | |
| WESTWIND HOLDINGS LP | DE | SHAREHOLDER | A | |
| WESTWIND HOLDINGS LP | DE | SHAREHOLDER | A | |
| WESTWIND HOLDINGS LP | DE | SHAREHOLDER | A | |
| WESTWIND HOLDINGS LP | DE | SHAREHOLDER | A | |
| WESTWIND HOLDINGS LP | DE | SHAREHOLDER | A | |
| WESTWIND HOLDINGS LP | DE | SHAREHOLDER | A | |
| WESTWIND HOLDINGS LP | DE | SHAREHOLDER | A | |
| WESTWIND HOLDINGS LP | DE | SHAREHOLDER | A | |
| WESTWIND HOLDINGS LP | DE | SHAREHOLDER | A | |
| WESTWIND HOLDINGS LP | DE | SHAREHOLDER | A |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| BENTLEY, JOHN | I | J M TRUST | E | |
| BENTLEY, JOHN | I | J M TRUST | E | |
| BENTLEY, JOHN | I | J M TRUST | E | |
| BENTLEY, JOHN | I | J M TRUST | E | |
| BENTLEY, JOHN | I | J M TRUST | E | |
| BENTLEY, JOHN | I | J M TRUST | E | |
| BENTLEY, JOHN | I | J M TRUST | E | |
| BENTLEY, JOHN | I | J M TRUST | E | |
| BENTLEY, JOHN | I | J M TRUST | E | |
| BENTLEY, JOHN | I | J M TRUST | E | |
| BENTLEY, JOHN, CLIFTON | I | J-M TRUST | E | |
| BENTLEY, JOHN, CLIFTON | I | J-M TRUST | E | |
| BENTLEY, JOHN, CLIFTON | I | J-M TRUST | E | |
| BENTLEY, JOHN, CLIFTON | I | J-M TRUST | E | |
| BENTLEY, JOHN, CLIFTON | I | J-M TRUST (CLASS A LP) | E | |
| BENTLEY, JOHN, CLIFTON | I | J-M TRUST | E | |
| BENTLEY, JOHN, CLIFTON | I | J-M TRUST | E | |
| BENTLEY, JOHN, CLIFTON | I | J-M TRUST | E | |
| BENTLEY, JOHN, CLIFTON | I | J-M TRUST | E | Control |
| BENTLEY, JOHN, CLIFTON | I | J-M TRUST | E | Control |
| BENTLEY, JOHN, CLIFTON | I | J-M TRUST | E | Control |
| BENTLEY, JOHN, CLIFTON | I | J-M TRUST | E | Control |
| BENTLEY, JOHN, CLIFTON | I | J-M TRUST | E | Control |
| BENTLEY, JOHN, CLIFTON | I | J-M TRUST | E | Control |
| BENTLEY, JOHN, CLIFTON | I | J-M TRUST | E | Control |
| BENTLEY, JOHN, CLIFTON | I | J-M TRUST | E | Control |
| BENTLEY, JOHN, CLIFTON | I | J-M TRUST | E | Control |
| BENTLEY, JOHN, CLIFTON | I | J-M TRUST | E | Control |
| HAUGEN, RANDY | I | WESTWIND HOLDINGS LP | E | |
| HAUGEN, RANDY | I | WESTWIND HOLDINGS LP | E | |
| HAUGEN, RANDY | I | WESTWIND HOLDINGS LP | E | |
| HAUGEN, RANDY | I | WESTWIND HOLDINGS LP | E | |
| HAUGEN, RANDY | I | WESTWIND HOLDINGS LLC | E | |
| HAUGEN, RANDY | I | WESTWIND HOLDINGS LLC | E | |
| HAUGEN, RANDY | I | WESTWIND HOLDINGS LP | E | |
| HAUGEN, RANDY | I | WESTWIND HOLDINGS LP | E | |
| HAUGEN, RANDY | I | WESTWIND HOLDINGS LLC | E | |
| HAUGEN, RANDY | I | WESTWIND HOLDINGS LLC | E | |
| HAUGEN, RANDY | I | WESTWIND HOLDINGS LLC (CLASS A LP) | E | |
| HAUGEN, RANDY | I | WESTWIND HOLDINGS LP | E | |
| HAUGEN, RANDY | I | WESTWIND HOLDINGS LP | E | |
| HAUGEN, RANDY | I | WESTWIND HOLDINGS LP | E | |
| HAUGEN, RANDY | I | WESTWIND HOLDINGS LP | E | |
| HAUGEN, RANDY | I | WESTWIND HOLDINGS LLC | E | |
| HAUGEN, RANDY | I | WESTWIND HOLDINGS LLC | E | |
| HAUGEN, RANDY | I | WESTWIND HOLDINGS LLC | E | |
| HOAK PRIVATE EQUITIES I LP | DE | HBC RAA CO-INVEST LP | E | Control |
| HOAK PRIVATE EQUITIES I LP | DE | HBC RAA CO-INVEST LP | E | Control |
| HOAK PRIVATE EQUITIES I LP | DE | HBC RAA CO-INVEST LP | E | Control |
| HOAK PRIVATE EQUITIES I LP | DE | HBC RAA CO-INVEST LP | E | Control |
| HOAK PRIVATE EQUITIES I LP | DE | HBC RAA CO-INVEST LP | E | Control |
| HOAK PRIVATE EQUITIES I LP | DE | HBC RAA CO-INVEST LP | E | Control |
| HOAK PRIVATE EQUITIES I LP | DE | HBC RAA CO-INVEST LP | E | Control |
| HOAK PRIVATE EQUITIES I LP | DE | HBC RAA CO-INVEST LP | E | Control |
| HOAK PRIVATE EQUITIES I LP | DE | HBC RAA CO-INVEST LP | E | Control |
| HOAK PRIVATE EQUITIES I LP | DE | HBC RAA CO-INVEST LP | E | Control |
| HOLLANDER, RICHARD, SCOTT | I | MW HOLDINGS,LLC | E | Control |
| J-M TRUST | DE | RB 2013 CONDUIT, LLC | E | Control |
| J-M TRUST | DE | RB 2013 CONDUIT, LLC | E | Control |
| J-M TRUST | DE | RB 2013 CONDUIT, LLC | E | Control |
| J-M TRUST | DE | RB 2013 CONDUIT, LLC | E | Control |
| J-M TRUST | DE | RB 2013 CONDUIT, LLC | E | Control |
| J-M TRUST | DE | RB 2013 CONDUIT, LLC | E | Control |
| J-M TRUST | DE | RB 2013 CONDUIT, LLC | E | Control |
| J-M TRUST | DE | RB 2013 CONDUIT, LLC | E | Control |
| J-M TRUST | DE | RB 2013 CONDUIT, LLC | E | Control |
| J-M TRUST | DE | RB 2013 CONDUIT, LLC | E | Control |
| J-M TRUST | DE | RB 2013 CONDUIT, LLC | E | Control |
| J-M TRUST | DE | RB 2013 CONDUIT, LLC | E | Control |
| J-M TRUST | DE | RB 2013 CONDUIT, LLC | E | Control |
| J-M TRUST | DE | RB 2013 CONDUIT, LLC | E | Control |
| J-M TRUST | DE | RB 2013 CONDUIT, LLC | E | Control |
| METROPOLITAN WEST FINANCIAL, LLC | DE | MW CONDUIT, LLC | E | Control |
| METROPOLITAN WEST FINANCIAL, LLC | DE | MW CONDUIT, LLC | E | Control |
| MW HOLDINGS, LLC | DE | METROPOLITAN WEST FINANCIAL, LLC | E | Control |
| ROBERSON, JOHN, BARTON | I | JBR SWISH | E | Control |
| ROBERSON, JOHN, BARTON | I | JBR SWISH | E | Control |
| ROBERSON, JOHN, BARTON | I | JBR SWISH | E | Control |
| ROBERSON, JOHN, BARTON | I | JBR SWISH | E | Control |
| ROBERSON, JOHN, BARTON | I | JBR SWISH, LLC | E | Control |
| ROBERSON, JOHN, BARTON | I | JBR SWISH, LLC | E | Control |
| ROBERSON, JOHN, BARTON | I | JBR SWISH | E | Control |
| ROBERSON, JOHN, BARTON | I | JBR SWISH | E | Control |
| ROBERSON, JOHN, BARTON | I | JBR SWISH, LLC | E | Control |
| ROBERSON, JOHN, BARTON | I | JBR SWISH, LLC | E | Control |
| ROBERSON, JOHN, BARTON | I | JBR SWISH, LLC (CLASS A LP) | E | Control |
| ROBERSON, JOHN, BARTON | I | JBR SWISH | E | Control |
| ROBERSON, JOHN, BARTON | I | JBR SWISH | E | Control |
| ROBERSON, JOHN, BARTON | I | JBR SWISH | E | Control |
| ROBERSON, JOHN, BARTON | I | JBR SWISH | E | Control |
| ROBERSON, JOHN, BARTON | I | JBR SWISH, LLC | E | Control |
| ROBERSON, JOHN, BARTON | I | JBR SWISH, LLC | E | Control |
| ROBERSON, JOHN, BARTON | I | JBR SWISH, LLC | E | Control |
| ROBERSON, JOHN, BARTON | I | JBR SWISH, LLC | E | Control |
| ROBERSON, JOHN, BARTON | I | JBR SWISH, LLC | E | Control |
| ROBERSON, JOHN, BARTON | I | JBR SWISH, LLC | E | Control |
| ROBERSON, JOHN, BARTON | I | JBR SWISH, LLC | E | Control |
| ROBERSON, JOHN, BARTON | I | JBR SWISH, LLC | E | Control |
| ROBERSON, JOHN, BARTON | I | JBR SWISH, LLC | E | Control |
| ROBERSON, JOHN, BARTON | I | JBR SWISH, LLC | E | Control |
| ROBERSON, JOHN, BARTON | I | JBR SWISH, LLC | E | Control |
| ROBERSON, JOHN, BARTON | I | JBR SWISH, LLC | E | Control |
| ROBERSON, JOHN, BARTON | I | JBR SWISH, LLC | E | Control |
| SIMMONS, RONALD, ELLIS | I | POWERFADE MANAGEMENT | E | Control |
| SIMMONS, RONALD, ELLIS | I | BALCONY FAMILY PARTNERS, LTD. | E | Control |
| BENTLEY, JOHN, CLIFTON | I | PHH INVESTMENT MANAGEMENT, LLC | D | Control |
| BENTLEY, JOHN, CLIFTON | I | PHH INVESTMENT MANAGEMENT, LLC | D | Control |
| HBC RAA LP | DE | PHH INVESTMENT MANAGEMENT, LLC | D | Control |
| HBC RAA LP | DE | PHH INVESTMENT MANAGEMENT, LLC | D | Control |
| HBC RAA LP | DE | PHH INVESTMENT MANAGEMENT, LLC | D | Control |
| HBC RAA LP | DE | PHH INVESTMENT MANAGEMENT, LLC | D | Control |
| HBC RAA LP | DE | PHH INVESTMENT MANAGEMENT, LLC | D | Control |
| HBC RAA LP | DE | PHH INVESTMENT MANAGEMENT, LLC | D | Control |
| HBC RAA LP | DE | PHH INVESTMENT MANAGEMENT, LLC | D | Control |
| HBC RAA LP | DE | PHH INVESTMENT MANAGEMENT, LLC | D | Control |
| HBC RAA LP | DE | PHH INVESTMENT MANAGEMENT, LLC | D | Control |
| HBC RAA LP | DE | PHH INVESTMENT MANAGEMENT, LLC | D | Control |
| HBC RAA LP | DE | PHH INVESTMENT MANAGEMENT, LLC | D | Control |
| HBC RAA LP | DE | PHH INVESTMENT MANAGEMENT, LLC | D | Control |
| HBC RAA LP | DE | PHH INVESTMENT MANAGEMENT, LLC | D | Control |
| HBC RAA LP | DE | PHH INVESTMENT MANAGEMENT, LLC | D | Control |
| HBC RAA LP | DE | PHH INVESTMENT MANAGEMENT, LLC | D | Control |
| J-M TRUST | DE | RB 2013 CONDUIT, LLC | D | Control |
| J-M TRUST | DE | RB 2013 CONDUIT, LLC | D | Control |
| J-M TRUST | DE | RB 2013 CONDUIT, LLC (CLASS A LP) | D | Control |
| JBR SWISH, LLC | DE | RB 2013 CONDUIT, LLC | D | Control |
| JBR SWISH, LLC | DE | RB 2013 CONDUIT, LLC | D | Control |
| JBR SWISH, LLC | DE | RB 2013 CONDUIT, LLC (CLASS A LP) | D | Control |
| RB 2013 CONDUIT, LLC | DE | PHH INVESTMENT MANAGEMENT, LLC | D | Control |
| RB 2013 CONDUIT, LLC | DE | PHH INVESTMENT MANAGEMENT, LLC | D | Control |
| RB 2013 CONDUIT, LLC | DE | PHH INVESTMENT MANAGEMENT, LLC | D | Control |
| RB 2013 CONDUIT, LLC | DE | PHH INVESTMENT MANAGEMENT, LLC | D | Control |
| RB 2013 CONDUIT, LLC | DE | PHH INVESTMENT MANAGEMENT, LLC | D | Control |
| RB 2013 CONDUIT, LLC | DE | PHH INVESTMENT MANAGEMENT, LLC | D | Control |
| RB 2013 CONDUIT, LLC | DE | PHH INVESTMENT MANAGEMENT, LLC | D | Control |
| RB 2013 CONDUIT, LLC | DE | PHH INVESTMENT MANAGEMENT, LLC | D | Control |
| RB 2013 CONDUIT, LLC | DE | PHH INVESTMENT MANAGEMENT, LLC | D | Control |
| RB 2013 CONDUIT, LLC | DE | PHH INVESTMENT MANAGEMENT, LLC | D | Control |
| RB 2013 CONDUIT, LLC | DE | PHH INVESTMENT MANAGEMENT, LLC | D | Control |
| RB 2013 CONDUIT, LLC | DE | PHH INVESTMENT MANAGEMENT, LLC | D | Control |
| RB 2013 CONDUIT, LLC | DE | PHH INVESTMENT MANAGEMENT, LLC | D | Control |
| RB 2013 CONDUIT, LLC | DE | PHH INVESTMENT MANAGEMENT, LLC | D | Control |
| RB 2013 CONDUIT, LLC | DE | PHH INVESTMENT MANAGEMENT, LLC | D | Control |
| ROBERSON, JOHN, BARTON | I | PHH INVESTMENT MANAGEMENT, LLC | D | Control |
| ROBERSON, JOHN, BARTON | I | PHH INVESTMENT MANAGEMENT, LLC | D | Control |
| ROBERSON, JOHN, BARTON | I | PHH INVESTMENT MANAGEMENT, LLC | D | Control |
| ROBERSON, JOHN, BARTON | I | PHH INVESTMENT MANAGEMENT, LLC | D | Control |
| ROBERSON, JOHN, BARTON | I | PHH INVESTMENT MANAGEMENT, LLC | D | Control |
| ROBERSON, JOHN, BARTON | I | PHH INVESTMENT MANAGEMENT, LLC | D | Control |
| SIMMONS, RONALD, ELLIS | I | PHH INVESTMENT MANAGEMENT, LLC | D | Control |
| SIMMONS, RONALD, ELLIS | I | PHH INVESTMENT MANAGEMENT, LLC | D | Control |
| SIMMONS, RONALD, ELLIS | I | PHH INVESTMENT MANAGEMENT, LLC | D | Control |
| SIMMONS, RONALD, ELLIS | I | PHH INVESTMENT MANAGEMENT, LLC | D | Control |
| BENTLEY, JOHN, CLIFTON | I | 2012 PHH EQUITY CONDUIT, LLC | C | Control |
| BENTLEY, JOHN, CLIFTON | I | 2014 PHH EQUITY CONDUIT, LLC | C | Control |
| BENTLEY, JOHN, CLIFTON | I | 2011 PHH EQUITY CONDUIT, LLC | C | Control |
| BENTLEY, JOHN, CLIFTON | I | 2012 PHH EQUITY CONDUIT, LLC | C | Control |
| BENTLEY, JOHN, CLIFTON | I | 2014 PHH EQUITY CONDUIT, LLC | C | Control |
| BENTLEY, JOHN, CLIFTON | I | 2011 PHH EQUITY CONDUIT, LLC | C | Control |
| BENTLEY, JOHN, CLIFTON | I | 2012 PHH EQUITY CONDUIT, LLC | C | Control |
| BENTLEY, JOHN, CLIFTON | I | 2014 PHH EQUITY CONDUIT, LLC | C | Control |
| BENTLEY, JOHN, CLIFTON | I | 2011 PHH EQUITY CONDUIT, LLC | C | Control |
| BENTLEY, JOHN, CLIFTON | I | 2012 PHH EQUITY CONDUIT, LLC | C | Control |
| BENTLEY, JOHN, CLIFTON | I | 2014 PHH EQUITY CONDUIT, LLC | C | Control |
| BENTLEY, JOHN, CLIFTON | I | 2011 PHH EQUITY CONDUIT, LLC | C | Control |
| BENTLEY, JOHN, CLIFTON | I | 2012 PHH EQUITY CONDUIT, LLC (LP) | C | Control |
| BENTLEY, JOHN, CLIFTON | I | 2014 PHH EQUITY CONDUIT, LLC (LP) | C | Control |
| BENTLEY, JOHN, CLIFTON | I | 2012 PHH EQUITY CONDUIT, LLC | C | Control |
| BENTLEY, JOHN, CLIFTON | I | 2014 PHH EQUITY CONDUIT, LLC | C | Control |
| BENTLEY, JOHN, CLIFTON | I | 2011 PHH EQUITY CONDUIT, LLC | C | Control |
| BENTLEY, JOHN, CLIFTON | I | 2012 PHH EQUITY CONDUIT, LLC | C | Control |
| BENTLEY, JOHN, CLIFTON | I | 2014 PHH EQUITY CONDUIT, LLC | C | Control |
| BENTLEY, JOHN, CLIFTON | I | 2011 PHH EQUITY CONDUIT, LLC | C | Control |
| BENTLEY, JOHN, CLIFTON | I | 2012 PHH EQUITY CONDUIT, LLC | C | Control |
| BENTLEY, JOHN, CLIFTON | I | 2014 PHH EQUITY CONDUIT, LLC | C | Control |
| BENTLEY, JOHN, CLIFTON | I | 2011 PHH EQUITY CONDUIT, LLC | C | Control |
| BENTLEY, JOHN, CLIFTON | I | 2012 PHH EQUITY CONDUIT, LLC | C | Control |
| BENTLEY, JOHN, CLIFTON | I | 2014 PHH EQUITY CONDUIT, LLC | C | Control |
| BENTLEY, JOHN, CLIFTON | I | 2011 PHH EQUITY CONDUIT, LLC | C | Control |
| BENTLEY, JOHN, CLIFTON | I | 2012 PHH EQUITY CONDUIT, LLC | C | Control |
| BENTLEY, JOHN, CLIFTON | I | 2014 PHH EQUITY CONDUIT, LLC | C | Control |
| BENTLEY, JOHN, CLIFTON | I | 2011 PHH EQUITY CONDUIT, LLC | C | Control |
| BENTLEY, JOHN, CLIFTON | I | 2012 PHH EQUITY CONDUIT, LLC | C | Control |
| BENTLEY, JOHN, CLIFTON | I | 2014 PHH EQUITY CONDUIT, LLC | C | Control |
| BENTLEY, JOHN, CLIFTON | I | 2011 PHH EQUITY CONDUIT, LLC | C | Control |
| BENTLEY, JOHN, CLIFTON | I | 2012 PHH EQUITY CONDUIT, LLC | C | Control |
| BENTLEY, JOHN, CLIFTON | I | 2014 PHH EQUITY CONDUIT, LLC | C | Control |
| BENTLEY, JOHN, CLIFTON | I | 2011 PHH EQUITY CONDUIT, LLC | C | Control |
| BENTLEY, JOHN, CLIFTON | I | 2012 PHH EQUITY CONDUIT, LLC | C | Control |
| BENTLEY, JOHN, CLIFTON | I | 2014 PHH EQUITY CONDUIT, LLC | C | Control |
| BENTLEY, JOHN, CLIFTON | I | 2011 PHH EQUITY CONDUIT, LLC | C | Control |
| BENTLEY, JOHN, CLIFTON | I | 2012 PHH EQUITY CONDUIT, LLC | C | Control |
| BENTLEY, JOHN, CLIFTON | I | 2014 PHH EQUITY CONDUIT, LLC | C | Control |
| BENTLEY, JOHN, CLIFTON | I | 2011 PHH EQUITY CONDUIT, LLC | C | Control |
| BENTLEY, JOHN, CLIFTON | I | 2012 PHH EQUITY CONDUIT, LLC | C | Control |
| BENTLEY, JOHN, CLIFTON | I | 2014 PHH EQUITY CONDUIT, LLC | C | Control |
| BENTLEY, JOHN, CLIFTON | I | 2011 PHH EQUITY CONDUIT, LLC | C | Control |
| BENTLEY, JOHN, CLIFTON | I | 2012 PHH EQUITY CONDUIT, LLC | C | Control |
| BENTLEY, JOHN, CLIFTON | I | 2014 PHH EQUITY CONDUIT, LLC | C | Control |
| BENTLEY, JOHN, CLIFTON | I | 2011 PHH EQUITY CONDUIT, LLC | C | Control |
| BENTLEY, JOHN, CLIFTON | I | 2012 PHH EQUITY CONDUIT, LLC | C | Control |
| BENTLEY, JOHN, CLIFTON | I | 2014 PHH EQUITY CONDUIT, LLC | C | Control |
| BENTLEY, JOHN, CLIFTON | I | 2011 PHH EQUITY CONDUIT, LLC | C | Control |
| BENTLEY, JOHN, CLIFTON | I | 2012 PHH EQUITY CONDUIT, LLC | C | Control |
| BENTLEY, JOHN, CLIFTON | I | 2014 PHH EQUITY CONDUIT, LLC | C | Control |
| BENTLEY, JOHN, CLIFTON | I | 2011 PHH EQUITY CONDUIT, LLC | C | Control |
| BRIDGEWATER, BRAD, MICHAEL | I | 2014 PHH EQUITY CONDUIT, LLC | C | Control |
| BRIDGEWATER, BRAD, MICHAEL | I | 2014 PHH EQUITY CONDUIT, LLC | C | Control |
| BRIDGEWATER, BRAD, MICHAEL | I | 2014 PHH EQUITY CONDUIT, LLC | C | Control |
| BRIDGEWATER, BRAD, MICHAEL | I | 2014 PHH EQUITY CONDUIT, LLC | C | Control |
| BRIDGEWATER, BRAD, MICHAEL | I | 2014 PHH EQUITY CONDUIT, LLC | C | Control |
| BRIDGEWATER, BRAD, MICHAEL | I | 2014 PHH EQUITY CONDUIT, LLC | C | Control |
| BRIDGEWATER, BRAD, MICHAEL | I | 2014 PHH EQUITY CONDUIT, LLC | C | Control |
| BRIDGEWATER, BRAD, MICHAEL | I | 2014 PHH EQUITY CONDUIT, LLC | C | Control |
| BRIDGEWATER, BRAD, MICHAEL | I | 2014 PHH EQUITY CONDUIT, LLC | C | Control |
| BRIDGEWATER, BRAD, MICHAEL | I | 2014 PHH EQUITY CONDUIT, LLC | C | Control |
| DESANTIS, ANTHONY | I | PHH HOLDING COMPANY, INC. (FORMERLY KNOWN AS PRITCHARD, HUBBLE & HERR, INC. | C | |
| DESANTIS, ANTHONY | I | PHH HOLDING COMPANY, INC. (FORMERLY KNOWN AS PRITCHARD, HUBBLE & HERR, INC. | C | Control |
| DOLAN, JOHN, KEVIN | I | PHH HOLDING COMPANY, INC. (FORMER KNOWN AS PRITCHARD, HUBBLE & HERR, INC. | C | |
| DOLAN, JOHN, KEVIN | I | PHH HOLDING COMPANY, INC. (FORMER KNOWN AS PRITCHARD, HUBBLE & HERR, INC. | C | Control |
| HBC RAA CO-INVEST LP | DE | HBC RAA LP | C | Control |
| HBC RAA CO-INVEST LP | DE | HBC RAA LP | C | Control |
| HBC RAA CO-INVEST LP | DE | HBC RAA LP | C | Control |
| HBC RAA CO-INVEST LP | DE | HBC RAA LP | C | Control |
| HBC RAA CO-INVEST LP | DE | HBC RAA LP | C | Control |
| HBC RAA CO-INVEST LP | DE | HBC RAA LP | C | Control |
| HBC RAA CO-INVEST LP | DE | HBC RAA LP | C | Control |
| HBC RAA CO-INVEST LP | DE | HBC RAA LP | C | Control |
| HBC RAA CO-INVEST LP | DE | HBC RAA LP | C | Control |
| HBC RAA CO-INVEST LP | DE | HBC RAA LP | C | Control |
| HBC RAA LP | DE | 2011 PHH EQUITY CONDUIT, LLC | C | Control |
| HBC RAA LP | DE | 2011 PHH EQUITY CONDUIT, LLC | C | Control |
| HBC RAA LP | DE | 2011 PHH EQUITY CONDUIT, LLC | C | Control |
| HBC RAA LP | DE | 2011 PHH EQUITY CONDUIT, LLC | C | Control |
| HBC RAA LP | DE | 2011 PHH EQUITY CONDUIT, LLC | C | Control |
| HBC RAA LP | DE | 2011 PHH EQUITY CONDUIT, LLC | C | Control |
| HBC RAA LP | DE | 2011 PHH EQUITY CONDUIT, LLC | C | Control |
| HBC RAA LP | DE | 2011 PHH EQUITY CONDUIT, LLC | C | Control |
| HBC RAA LP | DE | 2011 PHH EQUITY CONDUIT, LLC | C | Control |
| HBC RAA LP | DE | 2011 PHH EQUITY CONDUIT, LLC | C | Control |
| HBC RAA LP | DE | 2011 PHH EQUITY CONDUIT, LLC | C | Control |
| HBC RAA LP | DE | 2011 PHH EQUITY CONDUIT, LLC | C | Control |
| HBC RAA LP | DE | 2011 PHH EQUITY CONDUIT, LLC | C | Control |
| HBC RAA LP | DE | 2011 PHH EQUITY CONDUIT, LLC | C | Control |
| HBC RAA LP | DE | 2011 PHH EQUITY CONDUIT, LLC | C | Control |
| HOLLANDER, RICHARD, SCOTT | I | METROPOLITAN WEST FINANCIAL, LLC | C | |
| HUBBLE, WILLIAM, FIELDS | I | PHH HOLDING COMPANY, INC. (FORMERLY KNOWN AS PRITCHARD, HUBBLE & HERR, INC. | C | |
| HUBBLE, WILLIAM, FIELDS | I | PHH HOLDING COMPANY, INC. (FORMERLY KNOWN AS PRITCHARD, HUBBLE & HERR, INC. | C | Control |
| J-M TRUST | DE | 2012 PHH EQUITY CONDUIT, LLC | C | Control |
| J-M TRUST | DE | 2014 PHH EQUITY CONDUIT, LLC | C | Control |
| J-M TRUST | DE | 2012 PHH EQUITY CONDUIT, LLC | C | Control |
| J-M TRUST | DE | 2014 PHH EQUITY CONDUIT, LLC | C | Control |
| J-M TRUST | DE | 2012 PHH EQUITY CONDUIT, LLC | C | Control |
| J-M TRUST | DE | 2014 PHH EQUITY CONDUIT, LLC | C | Control |
| J-M TRUST | DE | 2012 PHH EQUITY CONDUIT, LLC | C | Control |
| J-M TRUST | DE | 2014 PHH EQUITY CONDUIT, LLC | C | Control |
| J-M TRUST | DE | 2012 PHH EQUITY CONDUIT, LLC (LP) | C | Control |
| J-M TRUST | DE | 2014 PHH EQUITY CONDUIT, LLC | C | Control |
| J-M TRUST | DE | 2012 PHH EQUITY CONDUIT, LLC | C | Control |
| J-M TRUST | DE | 2014 PHH EQUITY CONDUIT, LLC | C | Control |
| J-M TRUST | DE | 2012 PHH EQUITY CONDUIT, LLC | C | Control |
| J-M TRUST | DE | 2014 PHH EQUITY CONDUIT, LLC | C | Control |
| J-M TRUST | DE | 2012 PHH EQUITY CONDUIT, LLC | C | Control |
| J-M TRUST | DE | 2014 PHH EQUITY CONDUIT, LLC | C | Control |
| J-M TRUST | DE | 2012 PHH EQUITY CONDUIT, LLC | C | Control |
| J-M TRUST | DE | 2014 PHH EQUITY CONDUIT, LLC | C | Control |
| J-M TRUST | DE | 2012 PHH EQUITY CONDUIT, LLC | C | Control |
| J-M TRUST | DE | 2014 PHH EQUITY CONDUIT, LLC | C | Control |
| J-M TRUST | DE | 2012 PHH EQUITY CONDUIT, LLC | C | Control |
| J-M TRUST | DE | 2014 PHH EQUITY CONDUIT, LLC | C | Control |
| J-M TRUST | DE | 2012 PHH EQUITY CONDUIT, LLC | C | Control |
| J-M TRUST | DE | 2014 PHH EQUITY CONDUIT, LLC | C | Control |
| J-M TRUST | DE | 2012 PHH EQUITY CONDUIT, LLC | C | Control |
| J-M TRUST | DE | 2014 PHH EQUITY CONDUIT, LLC | C | Control |
| J-M TRUST | DE | 2012 PHH EQUITY CONDUIT, LLC | C | Control |
| J-M TRUST | DE | 2014 PHH EQUITY CONDUIT, LLC | C | Control |
| J-M TRUST | DE | 2012 PHH EQUITY CONDUIT, LLC | C | Control |
| J-M TRUST | DE | 2014 PHH EQUITY CONDUIT, LLC | C | Control |
| J-M TRUST | DE | 2012 PHH EQUITY CONDUIT, LLC | C | Control |
| J-M TRUST | DE | 2014 PHH EQUITY CONDUIT, LLC | C | Control |
| J-M TRUST | DE | 2012 PHH EQUITY CONDUIT, LLC | C | Control |
| J-M TRUST | DE | 2014 PHH EQUITY CONDUIT, LLC | C | Control |
| J-M TRUST | DE | 2012 PHH EQUITY CONDUIT, LLC | C | Control |
| J-M TRUST | DE | 2014 PHH EQUITY CONDUIT, LLC | C | Control |
| JBR SWISH, LLC | DE | 2011 PHH EQUITY CONDUIT, LLC | C | Control |
| JBR SWISH, LLC | DE | 2011 PHH EQUITY CONDUIT, LLC | C | Control |
| JBR SWISH, LLC | DE | 2011 PHH EQUITY CONDUIT, LLC | C | Control |
| ROBERSON, JOHN, BARTON | I | 2012 PHH EQUITY CONDUIT, LLC | C | Control |
| ROBERSON, JOHN, BARTON | I | 2014 PHH EQUITY CONDUIT, LLC | C | Control |
| ROBERSON, JOHN, BARTON | I | 2011 PHH EQUITY CONDUIT, LLC | C | Control |
| ROBERSON, JOHN, BARTON | I | 2012 PHH EQUITY CONDUIT, LLC | C | Control |
| ROBERSON, JOHN, BARTON | I | 2011 PHH EQUITY CONDUIT, LLC | C | Control |
| ROBERSON, JOHN, BARTON | I | 2014 PHH EQUITY CONDUIT, LLC | C | Control |
| ROBERSON, JOHN, BARTON | I | 2012 PHH EQUITY CONDUIT, LLC (LP) | C | Control |
| ROBERSON, JOHN, BARTON | I | 2014 PHH EQUITY CONDUIT, LLC (LP) | C | Control |
| SIMMONS, RONALD, ELLIS | I | CONDUIT, LLC | C | Control |
Registrations
Federal
IA
Dec 13, 2019 REGISTERED
Notice Filings (48)
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Address
15725 N. DALLAS PARKWAYSUITE 220
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United States
Phone: 972-233-3367