C.W. HENDERSON & ASSOCIATES, INC.
CRD #108213 SEC #801-38064 CHICAGO, IL 312-222-1401
SEC Registered
Total AUM
$3.9B
Discretionary
$3.9B
Employees
12
Clients
0
Accounts
1,431
Firm Details
- Organization Type
- Corporation
- State of Formation
- Illinois
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Oct 26, 2021
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| MALLMAN, THOMAS | I | SHAREHOLDER | NA | |
| MALLMAN, THOMAS | I | CHIEF COMPLIANCE OFFICER | NA | |
| MALLMAN, THOMAS | I | SHAREHOLDER | NA | |
| MALLMAN, THOMAS | I | CHIEF COMPLIANCE OFFICER | NA | |
| MALLMAN, THOMAS | I | SHAREHOLDER | NA | |
| MALLMAN, THOMAS | I | CHIEF COMPLIANCE OFFICER | NA | |
| MALLMAN, THOMAS | I | SHAREHOLDER | NA | |
| MALLMAN, THOMAS | I | CHIEF COMPLIANCE OFFICER | NA | |
| MALLMAN, THOMAS | I | SHAREHOLDER | NA | |
| MALLMAN, THOMAS | I | CHIEF COMPLIANCE OFFICER | NA | |
| MALLMAN, THOMAS | I | SHAREHOLDER | NA | |
| MALLMAN, THOMAS | I | CHIEF COMPLIANCE OFFICER | NA | |
| MALLMAN, THOMAS | I | SHAREHOLDER | NA | |
| MALLMAN, THOMAS | I | SHAREHOLDER | NA | |
| MALLMAN, THOMAS | I | CHIEF COMPLIANCE OFFICER | NA | |
| MALLMAN, THOMAS | I | SHAREHOLDER | NA | |
| MALLMAN, THOMAS | I | CHIEF COMPLIANCE OFFICER | NA | |
| MALLMAN, THOMAS | I | SHAREHOLDER | NA | |
| MALLMAN, THOMAS | I | SHAREHOLDER | NA | |
| RETRUM, CLARE, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | |
| RETRUM, CLARE, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | |
| RETRUM, CLARE, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | |
| RETRUM, CLARE, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | |
| RETRUM, CLARE, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | |
| RETRUM, CLARE, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | |
| RETRUM, CLARE, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | |
| RETRUM, CLARE, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | |
| RETRUM, CLARE, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | |
| RETRUM, CLARE, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | |
| RETRUM, CLARE, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | |
| RETRUM, CLARE, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | |
| RETRUM, CLARE, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | |
| RETRUM, CLARE, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | |
| RETRUM, CLARE, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | |
| HENDERSON, CRAIG, WILTON | I | PRESIDENT | E | Control |
| HENDERSON, CRAIG, WILTON | I | PRESIDENT | E | Control |
| HENDERSON, CRAIG, WILTON | I | PRESIDENT | E | Control |
| HENDERSON, CRAIG, WILTON | I | PRESIDENT | E | Control |
| HENDERSON, CRAIG, WILTON | I | PRESIDENT | E | Control |
| HENDERSON, CRAIG, WILTON | I | PRESIDENT | E | Control |
| HENDERSON, CRAIG, WILTON | I | PRESIDENT | E | Control |
| HENDERSON, CRAIG, WILTON | I | PRESIDENT | E | Control |
| HENDERSON, CRAIG, WILTON | I | PRESIDENT | E | Control |
| HENDERSON, CRAIG, WILTON | I | PRESIDENT | E | Control |
| HENDERSON, CRAIG, WILTON | I | PRESIDENT | E | Control |
| HENDERSON, CRAIG, WILTON | I | PRESIDENT | E | Control |
| HENDERSON, CRAIG, WILTON | I | PRESIDENT | E | Control |
| HENDERSON, CRAIG, WILTON | I | PRESIDENT | E | Control |
| HENDERSON, CRAIG, WILTON | I | PRESIDENT | E | Control |
| HENDERSON, CRAIG, WILTON | I | PRESIDENT | E | Control |
| HENDERSON, CRAIG, WILTON | I | PRESIDENT | E | Control |
| HENDERSON, CRAIG, WILTON | I | PRESIDENT | E | Control |
| HENDERSON, CRAIG, WILTON | I | PRESIDENT | E | Control |
| HENDERSON, CRAIG, WILTON | I | PRESIDENT | E | Control |
| HENDERSON, CRAIG, WILTON | I | PRESIDENT | E | Control |
| HENDERSON, CRAIG, WILTON | I | PRESIDENT | E | Control |
| HENDERSON, CRAIG, WILTON | I | PRESIDENT | E | Control |
| HENDERSON, CRAIG, WILTON | I | PRESIDENT | E | Control |
| HENDERSON, CRAIG, WILTON | I | PRESIDENT | E | Control |
| HENDERSON, CRAIG, WILTON | I | PRESIDENT | E | Control |
| HENDERSON, CRAIG, WILTON | I | PRESIDENT | E | Control |
| HENDERSON, CRAIG, WILTON | I | PRESIDENT | E | Control |
| HENDERSON, CRAIG, WILTON | I | PRESIDENT | E | Control |
| HENDERSON, CRAIG, WILTON | I | PRESIDENT | E | Control |
| HENDERSON, CRAIG, WILTON | I | PRESIDENT | E | Control |
| HENDERSON, CRAIG, WILTON | I | CHAIRMAN & CHIEF EXECUTIVE OFFICER | E | Control |
| HENDERSON, CRAIG, WILTON | I | CHAIRMAN & CHIEF EXECUTIVE OFFICER | E | Control |
| HENDERSON, CRAIG, WILTON | I | CHAIRMAN & CHIEF EXECUTIVE OFFICER | E | Control |
| HENDERSON, CRAIG, WILTON | I | CHAIRMAN & CHIEF EXECUTIVE OFFICER | E | Control |
| HENDERSON, CRAIG, WILTON | I | PRESIDENT | D | Control |
| Henderson, Jay | I | TRUSTEE | C | |
| Henderson, Jay | I | TRUSTEE | C | |
| Henderson, Jay | I | TRUSTEE | C | |
| Henderson, Jay | I | TRUSTEE | C | |
| Henderson, Jay | I | TRUSTEE | C | |
| THE CRAIG W. HENDERSON 2020 IRREVOCABLE FAMILY TRUST DATED 12/17/2020 | DE | SHAREHOLDER | C | |
| THE CRAIG W. HENDERSON 2020 IRREVOCABLE FAMILY TRUST DATED 12/17/2020 | DE | SHAREHOLDER | C | |
| THE CRAIG W. HENDERSON 2020 IRREVOCABLE FAMILY TRUST DATED 12/17/2020 | DE | SHAREHOLDER | C | |
| THE CRAIG W. HENDERSON 2020 IRREVOCABLE FAMILY TRUST DATED 12/17/2020 | DE | SHAREHOLDER | C | |
| THE CRAIG W. HENDERSON 2020 IRREVOCABLE FAMILY TRUST DATED 12/17/2020 | DE | SHAREHOLDER | C | |
| THE CRAIG W. HENDERSON REVOCABLE TRUST DATED 3/22/18 | DE | SHAREHOLDER | C | |
| THE CRAIG W. HENDERSON REVOCABLE TRUST DATED 3/22/18 | DE | SHAREHOLDER | C | |
| THE CRAIG W. HENDERSON REVOCABLE TRUST DATED 3/22/18 | DE | SHAREHOLDER | C | |
| THE CRAIG W. HENDERSON REVOCABLE TRUST DATED 3/22/18 | DE | SHAREHOLDER | C | |
| THE CRAIG W. HENDERSON REVOCABLE TRUST DATED 3/22/18 | DE | SHAREHOLDER | C | |
| MALLMAN, THOMAS | I | SHAREHOLDER / CHIEF COMPLIANCE OFFICER | B | |
| MALLMAN, THOMAS | I | SHAREHOLDER / CHIEF COMPLIANCE OFFICER | B | |
| MALLMAN, THOMAS | I | SHAREHOLDER / CHIEF COMPLIANCE OFFICER | B | |
| MALLMAN, THOMAS | I | SHAREHOLDER / CHIEF COMPLIANCE OFFICER | B | |
| MALLMAN, THOMAS | I | SHAREHOLDER / CHIEF COMPLIANCE OFFICER | B | |
| MALLMAN, THOMAS | I | SHAREHOLDER / CHIEF COMPLIANCE OFFICER | B | |
| MALLMAN, THOMAS | I | SHAREHOLDER / CHIEF COMPLIANCE OFFICER | B | |
| MALLMAN, THOMAS | I | SHAREHOLDER / CHIEF COMPLIANCE OFFICER | B | |
| MALLMAN, THOMAS | I | SHAREHOLDER / CHIEF COMPLIANCE OFFICER | B | |
| MALLMAN, THOMAS | I | SHAREHOLDER / CHIEF COMPLIANCE OFFICER | B | |
| MALLMAN, THOMAS | I | SHAREHOLDER | B | |
| MALLMAN, THOMAS | I | SHAREHOLDER | B | |
| MALLMAN, THOMAS | I | SHAREHOLDER | B | |
| MALLMAN, THOMAS | I | SHAREHOLDER | B | |
| MALLMAN, THOMAS | I | SHAREHOLDER | B | |
| MALLMAN, THOMAS | I | SHAREHOLDER | B | |
| MALLMAN, THOMAS | I | SHAREHOLDER | B | |
| MALLMAN, THOMAS | I | SHAREHOLDER | B | |
| MALLMAN, THOMAS | I | SHAREHOLDER | B | |
| MALLMAN, THOMAS | I | SHAREHOLDER | B | |
| ANDREWS, MATTHEW, SCOTT | I | MANAGING DIRECTOR | A | |
| ANDREWS, MATTHEW, SCOTT | I | PRESIDENT & CHIEF INVESTMENT OFFICER | A | |
| ANDREWS, MATTHEW, SCOTT | I | PRESIDENT & CHIEF INVESTMENT OFFICER | A | |
| ANDREWS, MATTHEW, SCOTT | I | PRESIDENT & CHIEF INVESTMENT OFFICER | A | |
| ANDREWS, MATTHEW, SCOTT | I | PRESIDENT & CHIEF INVESTMENT OFFICER | A | |
| HEINZ, JAMES, FRANCIS | I | SHAREHOLDER | A | |
| HEINZ, JAMES, FRANCIS | I | SHAREHOLDER | A | |
| HEINZ, JAMES, FRANCIS | I | SHAREHOLDER | A | |
| HEINZ, JAMES, FRANCIS | I | SHAREHOLDER | A | |
| HEINZ, JAMES, FRANCIS | I | SHAREHOLDER | A | |
| HEINZ, JAMES, FRANCIS | I | SHAREHOLDER | A | |
| HEINZ, JAMES, FRANCIS | I | SHAREHOLDER | A | |
| HEINZ, JAMES, FRANCIS | I | SHAREHOLDER | A | |
| HEINZ, JAMES, FRANCIS | I | SHAREHOLDER | A | |
| HEINZ, JAMES, FRANCIS | I | SHAREHOLDER | A | |
| HEINZ, JAMES, FRANCIS | I | SHAREHOLDER | A | |
| HEINZ, JAMES, FRANCIS | I | SHAREHOLDER | A | |
| HEINZ, JAMES, FRANCIS | I | SHAREHOLDER | A | |
| HEINZ, JAMES, FRANCIS | I | SHAREHOLDER | A | |
| HEINZ, JAMES, FRANCIS | I | SHAREHOLDER | A | |
| HEINZ, JAMES, FRANCIS | I | SHAREHOLDER | A | |
| HEINZ, JAMES, FRANCIS | I | SHAREHOLDER | A | |
| HEINZ, JAMES, FRANCIS | I | SHAREHOLDER | A | |
| HEINZ, JAMES, FRANCIS | I | SHAREHOLDER | A | |
| HEINZ, JAMES, FRANCIS | I | SHAREHOLDER | A | |
| HEINZ, JAMES, FRANCIS | I | SHAREHOLDER | A | |
| HEINZ, JAMES, FRANCIS | I | SHAREHOLDER | A | |
| HEINZ, JAMES, FRANCIS | I | SHAREHOLDER | A | |
| HEINZ, JAMES, FRANCIS | I | SHAREHOLDER | A | |
| HEINZ, JAMES, FRANCIS | I | SHAREHOLDER | A | |
| HEINZ, JAMES, FRANCIS | I | SHAREHOLDER | A | |
| HEINZ, JAMES, FRANCIS | I | SHAREHOLDER | A | |
| HEINZ, JAMES, FRANCIS | I | SHAREHOLDER | A | |
| HEINZ, JAMES, FRANCIS | I | SHAREHOLDER | A | |
| HEINZ, JAMES, FRANCIS | I | SHAREHOLDER | A | |
| HEINZ, JAMES, FRANCIS | I | SHAREHOLDER | A | |
| MALLMAN, THOMAS | I | TRUSTEE | A | |
| MALLMAN, THOMAS | I | TRUSTEE | A | |
| MALLMAN, THOMAS | I | TRUSTEE | A | |
| MALLMAN, THOMAS | I | TRUSTEE | A | |
| MALLMAN, THOMAS | I | TRUSTEE | A | |
| THE THOMAS L. MALLMAN 1978 TRUST DATED 7/20/1978 | DE | SHAREHOLDER | A | |
| THE THOMAS L. MALLMAN 1978 TRUST DATED 7/20/1978 | DE | SHAREHOLDER | A | |
| THE THOMAS L. MALLMAN 1978 TRUST DATED 7/20/1978 | DE | SHAREHOLDER | A | |
| THE THOMAS L. MALLMAN 1978 TRUST DATED 7/20/1978 | DE | SHAREHOLDER | A | |
| THE THOMAS L. MALLMAN 1978 TRUST DATED 7/20/1978 | DE | SHAREHOLDER | A |
Registrations
Federal
IA
Oct 26, 2021 REGISTERED
Notice Filings (40)
AL AZ CA CO CT DC DE FL GA HI IA ID IL IN KS LA MA MD MI MN MO MS NC NH NJ NM NV NY OH OK OR PA SC TN TX UT VA VT WA WI
Address
20 WEST KINZIE STREETSUITE 1100
CHICAGO, IL 60654
United States
Phone: 312-222-1401