NORTHEAST MANAGEMENT & RESEARCH CO., INC.
CRD #108214 SEC #801-15415 BOSTON, MA 617-523-3588
SEC Registered
Total AUM
$52M
Discretionary
$52M
Employees
6
Clients
--
Accounts
1
Firm Details
- Organization Type
- Corporation
- State of Formation
- Massachusetts
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jun 5, 2017
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BARRETT, GORDON, C | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BARRETT, GORDON, CHESTER | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BARRETT, GORDON, CHESTER | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BARRETT, GORDON, CHESTER | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ELIZABETH M. OATES | DE | TRUSTEE FOR ESTATE OF WILLIAM A. OATES, JR. | NA | Control |
| FRANCINI, JOHN, FRANK | I | VICE PRESIDENT, TREASURER, DIRECTOR | NA | Control |
| FRANCINI, JOHN, FRANK | I | VICE PRESIDENT, TREASURER, DIRECTOR | NA | Control |
| FRANCINI, JOHN, FRANK | I | VICE PRESIDENT, TREASURER, DIRECTOR | NA | Control |
| FRANCINI, JOHN, FRANK | I | VICE PRESIDENT, TREASURER, DIRECTOR | NA | Control |
| FRANCINI, JOHN, FRANK | I | VICE PRESIDENT, TREASURER, DIRECTOR | NA | Control |
| FRANCINI, JOHN, FRANK | I | VICE PRESIDENT, TREASURER, DIRECTOR | NA | Control |
| FRANCINI, JOHN, FRANK | I | VICE PRESIDENT, TREASURER, DIRECTOR | NA | Control |
| FRANCINI, JOHN, FRANK | I | VICE PRESIDENT, TREASURER, DIRECTOR | NA | Control |
| FRANCINI, JOHN, FRANK | I | VICE PRESIDENT, TREASURER, DIRECTOR | NA | Control |
| FRANCINI, JOHN, FRANK | I | VICE PRESIDENT, TREASURER, DIRECTOR | NA | Control |
| FRANCINI, JOHN, FRANK | I | VICE PRESIDENT, DIRECTOR | NA | Control |
| FRANCINI, JOHN, FRANK | I | VICE PRESIDENT, DIRECTOR | NA | Control |
| KANE, ROBERT, MICHAEL | I | VICE PRESIDENT | NA | Control |
| KANE, ROBERT, MICHAEL | I | VICE PRESIDENT | NA | Control |
| KANE, ROBERT, MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MANOOGIAN, RICHARD, GEORGE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MANOOGIAN, RICHARD, GEORGE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MANOOGIAN, RICHARD, GEORGE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MANOOGIAN, RICHARD, GEORGE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MANOOGIAN, RICHARD, GEORGE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MANOOGIAN, RICHARD, GEORGE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MANOOGIAN, RICHARD, GEORGE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MONRAD, ERNEST, EJNER | I | DIRECTOR | NA | Control |
| MONRAD, ERNEST, EJNER | I | DIRECTOR | NA | Control |
| MONRAD, ERNEST, EJNER | I | DIRECTOR | NA | Control |
| MONRAD, ERNEST, EJNER | I | DIRECTOR | NA | Control |
| MONRAD, ERNEST, EJNER | I | DIRECTOR | NA | Control |
| MONRAD, ERNEST, EJNER | I | DIRECTOR | NA | Control |
| MONRAD, ERNEST, EJNER | I | DIRECTOR | NA | Control |
| MULLIGAN, NANCY, MARIE | I | VICE PRESIDENT, CLERK, DIRECTOR | NA | Control |
| MULLIGAN, NANCY, MARIE | I | VICE PRESIDENT, CLERK, DIRECTOR | NA | Control |
| MULLIGAN, NANCY, MARIE | I | VICE PRESIDENT, CLERK, DIRECTOR | NA | Control |
| MULLIGAN, NANCY, MARIE | I | VICE PRESIDENT, CLERK, DIRECTOR | NA | Control |
| MULLIGAN, NANCY, MARIE | I | VICE PRESIDENT, CLERK, DIRECTOR | NA | Control |
| MULLIGAN, NANCY, MARIE | I | VICE PRESIDENT, CLERK, DIRECTOR | NA | Control |
| MULLIGAN, NANCY, MARIE | I | VICE PRESIDENT, CLERK, DIRECTOR | NA | Control |
| MULLIGAN, NANCY, MARIE | I | VICE PRESIDENT, CLERK, DIRECTOR | NA | Control |
| MULLIGAN, NANCY, MARIE | I | VICE PRESIDENT, CLERK, DIRECTOR | NA | Control |
| MULLIGAN, NANCY, MARIE | I | VICE PRESIDENT, CLERK, DIRECTOR | NA | Control |
| MULLIGAN, NANCY, MARIE | I | PRESIDENT, DIRECTOR | NA | Control |
| MULLIGAN, NANCY, MARIE | I | PRESIDENT, DIRECTOR | NA | Control |
| RANDALL, DAVID, ALLEN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| RANDALL, DAVID, ALLEN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SEMPLE, RICHARD, J | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SEMPLE, RICHARD, J | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SEMPLE, RICHARD, J | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SEMPLE, RICHARD, J | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ESTATE OF WILLIAM A. OATES, JR. | DE | OWNER | E | Control |
| ESTATE OF WILLIAM A. OATES, JR. | DE | OWNER | E | Control |
| OATES, WILLIAM, ARMSTRONG | I | PRESIDENT; SHAREHOLDER; DIRECTOR | E | Control |
| OATES, WILLIAM, ARMSTRONG | I | PRESIDENT; SHAREHOLDER; DIRECTOR | E | Control |
| OATES, WILLIAM, ARMSTRONG | I | PRESIDENT; SHAREHOLDER; DIRECTOR | E | Control |
| OATES, WILLIAM, ARMSTRONG | I | PRESIDENT; SHAREHOLDER; DIRECTOR | E | Control |
| OATES, WILLIAM, ARMSTRONG | I | PRESIDENT; SHAREHOLDER; DIRECTOR | E | Control |
| OATES, WILLIAM, ARMSTRONG | I | PRESIDENT; SHAREHOLDER; DIRECTOR | E | Control |
| OATES, WILLIAM, ARMSTRONG | I | PRESIDENT; SHAREHOLDER; DIRECTOR | E | Control |
| OATES, WILLIAM, ARMSTRONG | I | PRESIDENT; SHAREHOLDER; DIRECTOR | E | Control |
| OATES, WILLIAM, ARMSTRONG | I | PRESIDENT; SHAREHOLDER; DIRECTOR | E | Control |
| OATES, WILLIAM, ARMSTRONG | I | PRESIDENT; SHAREHOLDER; DIRECTOR | D | Control |
| OATES, WILLIAM, ARMSTRONG | I | PRESIDENT; SHAREHOLDER; DIRECTOR | D | Control |
| OATES, WILLIAM, ARMSTRONG | I | PRESIDENT; SHAREHOLDER; DIRECTOR | D | Control |
| OATES, WILLIAM, ARMSTRONG | I | PRESIDENT; SHAREHOLDER; DIRECTOR | D | Control |
| OATES, WILLIAM, ARMSTRONG | I | PRESIDENT; SHAREHOLDER; DIRECTOR | D | Control |
| OATES, WILLIAM, ARMSTRONG | I | PRESIDENT; SHAREHOLDER; DIRECTOR | D | Control |
| OATES, WILLIAM, ARMSTRONG | I | PRESIDENT; SHAREHOLDER | D | Control |
| MINTURN, ROBERT, BOWNE | I | VICE PRESIDENT, TREASURER, CLERK; SHAREHOLDER; DIRECTOR | B | Control |
| MINTURN, ROBERT, BOWNE | I | VICE PRESIDENT, TREASURER, CLERK; SHAREHOLDER; DIRECTOR | B | Control |
| MINTURN, ROBERT, BOWNE | I | VICE PRESIDENT, TREASURER, CLERK; SHAREHOLDER; DIRECTOR | B | Control |
| MINTURN, ROBERT, BOWNE | I | VICE PRESIDENT, TREASURER, CLERK; SHAREHOLDER; DIRECTOR | B | Control |
| MINTURN, ROBERT, BOWNE | I | VICE PRESIDENT, TREASURER, CLERK; SHAREHOLDER; DIRECTOR | B | Control |
| MINTURN, ROBERT, BOWNE | I | VICE PRESIDENT, TREASURER & CLERK; SHAREHOLDER | B | Control |
| MONRAD, BRUCE, HAFFENNEFFER | I | SHAREHOLDER | B | |
| MONRAD, BRUCE, HAFFENNEFFER | I | SHAREHOLDER | B | |
| MONRAD, BRUCE, HAFFENNEFFER | I | SHAREHOLDER | B | |
| MONRAD, BRUCE, HAFFENNEFFER | I | SHAREHOLDER | B | |
| MONRAD, BRUCE, HAFFENNEFFER | I | SHAREHOLDER | B | |
| MONRAD, BRUCE, HAFFENNEFFER | I | SHAREHOLDER | B | |
| MONRAD, BRUCE, HAFFENNEFFER | I | SHAREHOLDER | B | |
| MONRAD, ELIZABETH, ANN | I | SHAREHOLDER | B | |
| MONRAD, ELIZABETH, ANN | I | SHAREHOLDER | B | |
| MONRAD, ELIZABETH, ANN | I | SHAREHOLDER | B | |
| MONRAD, ELIZABETH, ANN | I | SHAREHOLDER | B | |
| MONRAD, ELIZABETH, ANN | I | SHAREHOLDER | B | |
| MONRAD, ELIZABETH, ANN | I | SHAREHOLDER | B | |
| MONRAD, ELIZABETH, ANN | I | SHAREHOLDER | B | |
| MONRAD, ERNEST, SCOTT | I | SHAREHOLDER | B | |
| MONRAD, ERNEST, SCOTT | I | SHAREHOLDER | B | |
| MONRAD, ERNEST, SCOTT | I | SHAREHOLDER | B | |
| MONRAD, ERNEST, SCOTT | I | SHAREHOLDER | B | |
| MONRAD, ERNEST, SCOTT | I | SHAREHOLDER | B | |
| MONRAD, ERNEST, SCOTT | I | SHAREHOLDER | B | |
| MONRAD, ERNEST, SCOTT | I | SHAREHOLDER | B |
Registrations
Federal
IA
Jun 5, 2017 REGISTERED
Address
100 HIGH STREETSUITE 1000
BOSTON, MA 02110-2301
United States
Phone: 617-523-3588