TOWNSEND ASSET MANAGEMENT CORP.
CRD #108216 SEC #801-18013 RALEIGH, NC 919-782-9689
SEC Registered
Total AUM
$445.6M
Discretionary
$428.3M
Employees
8
Clients
251
Accounts
1,179
Firm Details
- Organization Type
- Corporation
- State of Formation
- North Carolina
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 11, 2025
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| GRIFFITH, CALEB, ROBERT | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GRIFFITH, CALEB, ROBERT | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GRIFFITH, CALEB, ROBERT | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GRIFFITH, CALEB, ROBERT | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GRIFFITH, CALEB, ROBERT | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GRIFFITH, CALEB, ROBERT | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GRIFFITH, CALEB, ROBERT | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GRIFFITH, CALEB, ROBERT | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GRIFFITH, CALEB, ROBERT | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GRIFFITH, CALEB, ROBERT | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GRIFFITH, CALEB, ROBERT | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GRIFFITH, CALEB, ROBERT | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Solomon, Michael, Lawrence | I | TAX ADVISOR, CHIEF COMPLIANCE OFFICER, AND CHIEF TECHNOLOGY OFFICER | NA | Control |
| Solomon, Michael, Lawrence | I | TAX ADVISOR, CHIEF COMPLIANCE OFFICER, AND CHIEF TECHNOLOGY OFFICER | NA | Control |
| Solomon, Michael, Lawrence | I | TAX ADVISOR, CHIEF COMPLIANCE OFFICER, AND CHIEF TECHNOLOGY OFFICER | NA | Control |
| Solomon, Michael, Lawrence | I | TAX ADVISOR, CHIEF COMPLIANCE OFFICER, AND CHIEF TECHNOLOGY OFFICER | NA | Control |
| Solomon, Michael, Lawrence | I | TAX ADVISOR, CHIEF COMPLIANCE OFFICER, AND CHIEF TECHNOLOGY OFFICER | NA | Control |
| Solomon, Michael, Lawrence | I | TAX ADVISOR, CHIEF COMPLIANCE OFFICER, AND CHIEF TECHNOLOGY OFFICER | NA | Control |
| TOWNSEND, GERALD, ALAN | I | PRES., CEO, CHIEF COMPLIANCE OFFICER | NA | Control |
| TOWNSEND, GERALD, ALAN | I | PRESIDENT | NA | Control |
| TOWNSEND, GERALD, ALAN | I | PRES., CEO, CHIEF COMPLIANCE OFFICER | NA | Control |
| TOWNSEND, GERALD, ALAN | I | PRESIDENT | NA | Control |
| TOWNSEND, GERALD, ALAN | I | PRES., CEO | NA | Control |
| TOWNSEND, GERALD, ALAN | I | PRES., CEO | NA | Control |
| TOWNSEND, KATRINA, LEE | I | SECRETARY | NA | Control |
| TOWNSEND, KATRINA, LEE | I | SECRETARY | NA | Control |
| TOWNSEND, KATRINA, LEE | I | SECRETARY | NA | Control |
| TOWNSEND, KATRINA, LEE | I | SECRETARY | NA | Control |
| TOWNSEND CONSULTING, LLC | DE | STOCKHOLDER | E | Control |
| TOWNSEND CONSULTING, LLC | DE | STOCKHOLDER | E | Control |
| TOWNSEND CONSULTING, LLC | DE | STOCKHOLDER | E | Control |
| TOWNSEND CONSULTING, LLC | DE | STOCKHOLDER | E | Control |
| TARKENTON, JAMES, MICHAEL | I | PRESIDENT | D | Control |
| TARKENTON, JAMES, MICHAEL | I | PRESIDENT | D | Control |
| TARKENTON, JAMES, MICHAEL | I | PRESIDENT | D | Control |
| TOWNSEND, GERALD, ALAN | I | PRESIDENT | D | Control |
| TOWNSEND, GERALD, ALAN | I | PRESIDENT | D | Control |
| TOWNSEND, GERALD, ALAN | I | PRES., CEO, CHIEF COMPLIANCE OFFICER | D | Control |
| TOWNSEND, GERALD, ALAN | I | PRES., CEO, CHIEF COMPLIANCE OFFICER | D | Control |
| TOWNSEND, GERALD, ALAN | I | PRES., CEO, CHIEF COMPLIANCE OFFICER | D | Control |
| TOWNSEND, GERALD, ALAN | I | PRES., CEO, CHIEF COMPLIANCE OFFICER | D | Control |
| TOWNSEND, GERALD, ALAN | I | PRES., CEO, CHIEF COMPLIANCE OFFICER | D | Control |
| TOWNSEND, GERALD, ALAN | I | PRES., CEO | D | Control |
| TOWNSEND, GERALD, ALAN | I | PRES., CEO | D | Control |
| TOWNSEND, GERALD, ALAN | I | PRES., CEO | D | Control |
| TOWNSEND, GERALD, ALAN | I | PRES., CEO | D | Control |
| TOWNSEND, GERALD, ALAN | I | PRES., CEO | D | Control |
| TOWNSEND, GERALD, ALAN | I | PRES., CEO | D | Control |
| TOWNSEND, GERALD, ALAN | I | PRES., CEO | D | Control |
| TOWNSEND, GERALD, ALAN | I | PRES., CEO | D | Control |
| TOWNSEND, GERALD, ALAN | I | PRES., CEO | D | Control |
| TOWNSEND, GERALD, ALAN | I | PRES., CEO | D | Control |
| TOWNSEND, GERALD, ALAN | I | PRES., CEO | D | Control |
| TOWNSEND, KATRINA, LEE | I | SECRETARY | D | Control |
| TOWNSEND, KATRINA, LEE | I | SECRETARY | D | Control |
| TOWNSEND, KATRINA, LEE | I | SECRETARY | D | Control |
| TOWNSEND, KATRINA, LEE | I | SECRETARY | D | Control |
| TOWNSEND, KATRINA, LEE | I | SECRETARY | D | Control |
| TOWNSEND, KATRINA, LEE | I | SECRETARY | D | Control |
| TOWNSEND, KATRINA, LEE | I | SECRETARY | D | Control |
| TOWNSEND, KATRINA, LEE | I | SECRETARY | D | Control |
| TOWNSEND, KATRINA, LEE | I | SECRETARY | D | Control |
| TOWNSEND, KATRINA, LEE | I | SECRETARY | D | Control |
| TOWNSEND, KATRINA, LEE | I | SECRETARY | D | Control |
| TOWNSEND, KATRINA, LEE | I | SECRETARY | D | Control |
| TOWNSEND, KATRINA, LEE | I | SECRETARY | D | Control |
| TOWNSEND, KATRINA, LEE | I | SECRETARY | D | Control |
| TOWNSEND, KATRINA, LEE | I | SECRETARY | D | Control |
| TOWNSEND, KATRINA, LEE | I | SECRETARY | D | Control |
| TOWNSEND, KATRINA, LEE | I | SECRETARY | D | Control |
| TOWNSEND, KATRINA, LEE | I | SECRETARY | D | Control |
| TOWNSEND, KATRINA, LEE | I | SECRETARY | D | Control |
| TOWNSEND, KATRINA, LEE | I | SECRETARY | D | Control |
| MORRIS, ARNE, W | I | SECRETARY | C | Control |
| MORRIS, ARNE, W | I | SECRETARY | C | Control |
| MORRIS, ARNE, W | I | SECRETARY | C | Control |
| TARKENTON, JAMES, MICHAEL | I | PORTFOLIO MANAGER | C | Control |
| TARKENTON, JAMES, MICHAEL | I | PORTFOLIO MANAGER | C | Control |
| TARKENTON, JAMES, MICHAEL | I | PORTFOLIO MANAGER | C | Control |
| TARKENTON, JAMES, MICHAEL | I | PORTFOLIO MANAGER | C | Control |
| TARKENTON, JAMES, MICHAEL | I | PRESIDENT | C | Control |
| TARKENTON, JAMES, MICHAEL | I | PRESIDENT | C | Control |
| TOWNSEND, KATRINA, LEE | I | OWNER | C | Control |
| TOWNSEND, KATRINA, LEE | I | OWNER | C | Control |
| MORRIS, ARNE, W | I | SENIOR WEALTH ADVISOR | B | |
| MORRIS, ARNE, W | I | SENIOR WEALTH ADVISOR | B | |
| MORRIS, ARNE, W | I | SENIOR WEALTH ADVISOR | B | |
| MORRIS, ARNE, W | I | SENIOR WEALTH ADVISOR | B | |
| MORRIS, ARNE, W | I | SECRETARY AND TREASURER | B | |
| MORRIS, ARNE, W | I | SECRETARY AND TREASURER | B | |
| TOWNSEND, KATRINA, LEE | I | OWNER | B | Control |
| TOWNSEND, KATRINA, LEE | I | OWNER | B | Control |
| TOWNSEND, KATRINA, LEE | I | OWNER | B | Control |
| KNIFFEN, JAMES, PATRICK | I | SENIOR PORTFOLIO MANAGER | A | |
| KNIFFEN, JAMES, PATRICK | I | SENIOR PORTFOLIO MANAGER | A | |
| TOWNSEND, GERALD, ALAN | I | PRES., CEO | A | Control |
| TOWNSEND, GERALD, ALAN | I | PRES., CEO | A | Control |
| TOWNSEND, GERALD, ALAN | I | CEO | A | Control |
| TOWNSEND, GERALD, ALAN | I | CEO | A | Control |
| TOWNSEND, GERALD, ALAN | I | CEO | A | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| TOWNSEND, GERALD, ALAN | I | TOWNSEND CONSULTING, LLC | D | Control |
| TOWNSEND, GERALD, ALAN | I | TOWNSEND CONSULTING, LLC | D | Control |
| TOWNSEND, GERALD, ALAN | I | TOWNSEND CONSULTING, LLC | D | Control |
| TOWNSEND, GERALD, ALAN | I | TOWNSEND CONSULTING, LLC | D | Control |
| TOWNSEND, KATRINA, LEE | I | TOWNSEND CONSULTING, LLC | D | Control |
| TOWNSEND, KATRINA, LEE | I | TOWNSEND CONSULTING, LLC | D | Control |
| TOWNSEND, KATRINA, LEE | I | TOWNSEND CONSULTING, LLC | D | Control |
| TOWNSEND, KATRINA, LEE | I | TOWNSEND CONSULTING, LLC | D | Control |
Registrations
Federal
IA
Mar 11, 2025 REGISTERED
Notice Filings (6)
FL LA NC SC TX VA
Address
3110 EDWARDS MILL ROADSTE 150
RALEIGH, NC 27612
United States
Phone: 919-782-9689