NOMURA ASSET MANAGEMENT U.S.A. INC
Legal name: NOMURA ASSET MANAGEMENT U.S.A. INC.
CRD #108222 SEC #801-12129 NEW YORK, NY (212) 667-1414
SEC Registered Private Funds
Total AUM
$576.3M
Discretionary
$576.3M
Employees
25
Clients
--
Accounts
4
Firm Details
- Organization Type
- Corporation
- State of Formation
- New York
- Fiscal Year End
- MARCH
- Registration Date
- --
- Latest Filing
- Jun 16, 2025
- Branch Offices
- 0
- LEI
- 549300ZN36E1MEF7S595
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ANDOH, YUSUKE, NMN | I | PRESIDENT, CEO, BOARD OF DIRECTOR | NA | Control |
| ANDREWS, MICHAEL, PATRICK | I | EXECUTIVE DIRECTOR, HEAD OF US RETAIL MARKETING | NA | Control |
| ANDREWS, MICHAEL, PATRICK | I | EXECUTIVE DIRECTOR, HEAD OF US RETAIL MARKETING | NA | Control |
| ANDREWS, MICHAEL, PATRICK | I | EXECUTIVE DIRECTOR, HEAD OF US RETAIL MARKETING | NA | Control |
| ANDREWS, MICHAEL, PATRICK | I | EXECUTIVE DIRECTOR, HEAD OF US RETAIL MARKETING | NA | Control |
| ANDREWS, MICHAEL, PATRICK | I | EXECUTIVE DIRECTOR, HEAD OF US RETAIL MARKETING | NA | Control |
| ANDREWS, MICHAEL, PATRICK | I | EXECUTIVE DIRECTOR, HEAD OF US RETAIL MARKETING | NA | Control |
| ANDREWS, MICHAEL, PATRICK | I | EXECUTIVE DIRECTOR, HEAD OF US RETAIL MARKETING | NA | Control |
| ANDREWS, MICHAEL, PATRICK | I | EXECUTIVE DIRECTOR, HEAD OF US RETAIL MARKETING | NA | Control |
| ANDREWS, MICHAEL, PATRICK | I | EXECUTIVE DIRECTOR, HEAD OF US RETAIL MARKETING | NA | Control |
| AOKI, HIROMICHI | I | MANAGING DIRECTOR, CORPORATE PLANNING | NA | Control |
| AOKI, HIROMICHI | I | MANAGING DIRECTOR, CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| AOKI, HIROMICHI | I | MANAGING DIRECTOR, CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| AOKI, HIROMICHI | I | MANAGING DIRECTOR, CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| AOKI, HIROMICHI | I | MANAGING DIRECTOR, CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| AOKI, HIROMICHI | I | MANAGING DIRECTOR, CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| AOKI, HIROMICHI | I | MANAGING DIRECTOR, CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| AOKI, HIROMICHI | I | MANAGING DIRECTOR, CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| AOKI, HIROMICHI | I | MANAGING DIRECTOR, CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| AOKI, HIROMICHI | I | MANAGING DIRECTOR, CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| AOKI, HIROMICHI | I | MANAGING DIRECTOR, CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| AOKI, HIROMICHI | I | MANAGING DIRECTOR, CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| AOKI, HIROMICHI | I | MANAGING DIRECTOR, CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| AOKI, HIROMICHI | I | MANAGING DIRECTOR, CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| AOKI, HIROMICHI | I | MANAGING DIRECTOR, CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| AOKI, HIROMICHI | I | MANAGING DIRECTOR, CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| AOKI, HIROMICHI | I | MANAGING DIRECTOR, CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| AOKI, HIROMICHI | I | MANAGING DIRECTOR, CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| AOKI, HIROMICHI | I | MANAGING DIRECTOR, CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| AOKI, HIROMICHI | I | MANAGING DIRECTOR, CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| AOKI, HIROMICHI | I | MANAGING DIRECTOR, CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| AOKI, HIROMICHI | I | MANAGING DIRECTOR, CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| AOKI, HIROMICHI | I | MANAGING DIRECTOR, CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| AOKI, HIROMICHI | I | MANAGING DIRECTOR, CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| AOKI, HIROMICHI | I | MANAGING DIRECTOR, CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| ARIMA, JUN | I | MANAGING DIRECTOR, PRODUCT DEVELOPMENT & CLIENT SERVICES | NA | Control |
| ARIMA, JUN | I | MANAGING DIRECTOR, PRODUCT DEVELOPMENT & CLIENT SERVICES | NA | Control |
| ARIMA, JUN | I | SENIOR DIRECTOR, MARKETING AND CLIENT SERVICES | NA | Control |
| ARIMA, JUN | I | SENIOR DIRECTOR, MARKETING AND CLIENT SERVICES | NA | Control |
| Aloupis, Steven, Nicholas | I | BOARD OF DIRECTOR | NA | Control |
| Aloupis, Steven, Nicholas | I | BOARD OF DIRECTOR | NA | Control |
| Aloupis, Steven, Nicholas | I | BOARD OF DIRECTOR | NA | Control |
| Andoh, Yusuke | I | PRESIDENT, CEO, BOARD OF DIRECTOR | NA | Control |
| BORETTI, JOHN, JOSEPH | I | SENIOR VICE PRESIDENT | NA | Control |
| CHIULLI, EUGENE, JAMES | I | TREASURER & CHIEF FINANCIAL OFFICER | NA | Control |
| CHIULLI, EUGENE, JAMES | I | TREASURER & CHIEF FINANCIAL OFFICER | NA | Control |
| CHIULLI, EUGENE, JAMES | I | TREASURER & CHIEF FINANCIAL OFFICER | NA | Control |
| CHOPRA-BRATHWAITE, RITA | I | SENIOR VICE PRESIDENT | NA | Control |
| CHOPRA-BRATHWAITE, RITA | I | EXECUTIVE DIRECTOR, HEAD OF FUND ADMINISTRATION | NA | Control |
| CHOPRA-BRATHWAITE, RITA | I | SENIOR VICE PRESIDENT | NA | Control |
| CHOPRA-BRATHWAITE, RITA | I | SENIOR VICE PRESIDENT | NA | Control |
| CHOPRA-BRATHWAITE, RITA | I | EXECUTIVE DIRECTOR, HEAD OF FUND ADMINISTRATION | NA | Control |
| CHOPRA-BRATHWAITE, RITA | I | SENIOR VICE PRESIDENT | NA | Control |
| CHOPRA-BRATHWAITE, RITA | I | EXECUTIVE DIRECTOR, HEAD OF RETAIL PRODUCT MANAGEMENT | NA | Control |
| CHOPRA-BRATHWAITE, RITA | I | EXECUTIVE DIRECTOR, HEAD OF RETAIL PRODUCT MANAGEMENT | NA | Control |
| CHOPRA-BRATHWAITE, RITA | I | EXECUTIVE DIRECTOR, HEAD OF RETAIL PRODUCT MANAGEMENT | NA | Control |
| CHOPRA-BRATHWAITE, RITA | I | EXECUTIVE DIRECTOR, HEAD OF RETAIL PRODUCT MANAGEMENT | NA | Control |
| CHOPRA-BRATHWAITE, RITA | I | EXECUTIVE DIRECTOR, HEAD OF RETAIL PRODUCT MANAGEMENT | NA | Control |
| CHOPRA-BRATHWAITE, RITA | I | EXECUTIVE DIRECTOR, HEAD OF RETAIL PRODUCT MANAGEMENT | NA | Control |
| CHOPRA-BRATHWAITE, RITA | I | EXECUTIVE DIRECTOR, HEAD OF RETAIL PRODUCT MANAGEMENT | NA | Control |
| CHOPRA-BRATHWAITE, RITA | I | EXECUTIVE DIRECTOR, HEAD OF RETAIL PRODUCT MANAGEMENT | NA | Control |
| CHOPRA-BRATHWAITE, RITA | I | EXECUTIVE DIRECTOR, HEAD OF RETAIL PRODUCT MANAGEMENT | NA | Control |
| DANIELE, NEIL, ANTHONY | I | SENIOR VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | NA | Control |
| DANIELE, NEIL, ANTHONY | I | MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER | NA | Control |
| DANIELE, NEIL, ANTHONY | I | MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER | NA | Control |
| DANIELE, NEIL, ANTHONY | I | MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER | NA | Control |
| DANIELE, NEIL, ANTHONY | I | MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER | NA | Control |
| DANIELE, NEIL, ANTHONY | I | MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER | NA | Control |
| DANIELE, NEIL, ANTHONY | I | MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER | NA | Control |
| DANIELE, NEIL, ANTHONY | I | MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER | NA | Control |
| DANIELE, NEIL, ANTHONY | I | MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER | NA | Control |
| DANIELE, NEIL, ANTHONY | I | SENIOR VICE PRESIDENT | NA | Control |
| DANIELE, NEIL, ANTHONY | I | SENIOR VICE PRESIDENT | NA | Control |
| DANIELE, NEIL, ANTHONY | I | SENIOR VICE PRESIDENT | NA | Control |
| DANIELE, NEIL, ANTHONY | I | SENIOR VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | NA | Control |
| DANIELE, NEIL, ANTHONY | I | MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER | NA | Control |
| DANIELE, NEIL, ANTHONY | I | MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER | NA | Control |
| DANIELE, NEIL, ANTHONY | I | MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER | NA | Control |
| DANIELE, NEIL, ANTHONY | I | MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER | NA | Control |
| DANIELE, NEIL, ANTHONY | I | MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER | NA | Control |
| DANIELE, NEIL, ANTHONY | I | MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER | NA | Control |
| DANIELE, NEIL, ANTHONY | I | MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER | NA | Control |
| DANIELE, NEIL, ANTHONY | I | MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER | NA | Control |
| DANIELE, NEIL, ANTHONY | I | MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER | NA | Control |
| DANIELE, NEIL, ANTHONY | I | MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER | NA | Control |
| DANIELE, NEIL, ANTHONY | I | MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER | NA | Control |
| DANIELE, NEIL, ANTHONY | I | MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER | NA | Control |
| DANIELE, NEIL, ANTHONY | I | MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER | NA | Control |
| DANIELE, NEIL, ANTHONY | I | MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER | NA | Control |
| DANIELE, NEIL, ANTHONY | I | MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER | NA | Control |
| DANIELE, NEIL, ANTHONY | I | MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER | NA | Control |
| DANIELE, NEIL, ANTHONY | I | MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER | NA | Control |
| DANIELE, NEIL, ANTHONY | I | MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER | NA | Control |
| DANIELE, NEIL, ANTHONY | I | MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER | NA | Control |
| DANIELE, NEIL, ANTHONY | I | MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER | NA | Control |
| DANIELE, NEIL, ANTHONY | I | MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER | NA | Control |
| DANIELE, NEIL, ANTHONY | I | MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER | NA | Control |
| DANIELE, NEIL, ANTHONY | I | MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER | NA | Control |
| DANIELE, NEIL, ANTHONY | I | MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER | NA | Control |
| DANIELE, NEIL, ANTHONY | I | MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER | NA | Control |
| DANIELE, NEIL, ANTHONY | I | MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER | NA | Control |
| DANIELE, NEIL, ANTHONY | I | MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER | NA | Control |
| DANIELE, NEIL, ANTHONY | I | MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER | NA | Control |
| DANIELE, NEIL, ANTHONY | I | MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER | NA | Control |
| DANIELE, NEIL, ANTHONY | I | MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER | NA | Control |
| DANIELE, NEIL, ANTHONY | I | MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER | NA | Control |
| DANIELE, NEIL, ANTHONY | I | MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER | NA | Control |
| DANIELE, NEIL, ANTHONY | I | MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER | NA | Control |
| DANIELE, NEIL, ANTHONY | I | MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER | NA | Control |
| DANIELE, NEIL, ANTHONY | I | MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER | NA | Control |
| DANIELE, NEIL, ANTHONY | I | MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER | NA | Control |
| DANIELE, NEIL, ANTHONY | I | MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER | NA | Control |
| DANIELE, NEIL, ANTHONY | I | MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER | NA | Control |
| DANIELE, NEIL, ANTHONY | I | MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER | NA | Control |
| DANIELE, NEIL, ANTHONY | I | MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER | NA | Control |
| DANIELE, NEIL, ANTHONY | I | MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER | NA | Control |
| DANIELE, NEIL, ANTHONY | I | MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER | NA | Control |
| DANIELE, NEIL, ANTHONY | I | MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER | NA | Control |
| DANIELE, NEIL, ANTHONY | I | MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER | NA | Control |
| DANIELE, NEIL, ANTHONY | I | MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER | NA | Control |
| DANIELE, NEIL, ANTHONY | I | MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER | NA | Control |
| DANIELE, NEIL, ANTHONY | I | MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER | NA | Control |
| DANIELE, NEIL, ANTHONY | I | MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER | NA | Control |
| DANIELE, NEIL, ANTHONY | I | MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER | NA | Control |
| FINDLAY, DAVID, MAIR | I | PRESIDENT & CEO | NA | Control |
| FINDLAY, DAVID, MAIR | I | PRESIDENT & CEO | NA | Control |
| FINDLAY, DAVID, MAIR | I | PRESIDENT & CEO | NA | Control |
| FREEMAN, ROY, ALLEN | I | EXECUTIVE DIRECTOR | NA | Control |
| FREEMAN, ROY, ALLEN | I | EXECUTIVE DIRECTOR | NA | Control |
| FREEMAN, ROY, ALLEN | I | EXECUTIVE DIRECTOR | NA | Control |
| FREEMAN, ROY, ALLEN | I | EXECUTIVE DIRECTOR | NA | Control |
| FREEMAN, ROY, ALLEN | I | EXECUTIVE DIRECTOR | NA | Control |
| FREEMAN, ROY, ALLEN | I | EXECUTIVE DIRECTOR | NA | Control |
| FREEMAN, ROY, ALLEN | I | EXECUTIVE DIRECTOR | NA | Control |
| FREEMAN, ROY, ALLEN | I | EXECUTIVE DIRECTOR | NA | Control |
| FREEMAN, ROY, ALLEN | I | EXECUTIVE DIRECTOR | NA | Control |
| GARG, SHALABH | I | MANAGING DIRECTOR | NA | Control |
| GARG, SHALABH | I | MANAGING DIRECTOR | NA | Control |
| GARG, SHALABH | I | MANAGING DIRECTOR | NA | Control |
| GARG, SHALABH | I | MANAGING DIRECTOR | NA | Control |
| GARG, SHALABH | I | MANAGING DIRECTOR | NA | Control |
| GARG, SHALABH | I | MANAGING DIRECTOR | NA | Control |
| GARG, SHALABH | I | MANAGING DIRECTOR | NA | Control |
| GARG, SHALABH | I | MANAGING DIRECTOR | NA | Control |
| GARG, SHALABH | I | MANAGING DIRECTOR | NA | Control |
| GARG, SHALABH | I | MANAGING DIRECTOR | NA | Control |
| GARG, SHALABH | I | MANAGING DIRECTOR | NA | Control |
| GARG, SHALABH | I | MANAGING DIRECTOR | NA | Control |
| GARG, SHALABH | I | MANAGING DIRECTOR | NA | Control |
| GARG, SHALABH | I | MANAGING DIRECTOR | NA | Control |
| GARG, SHALABH | I | MANAGING DIRECTOR | NA | Control |
| GARG, SHALABH | I | MANAGING DIRECTOR | NA | Control |
| GARG, SHALABH | I | MANAGING DIRECTOR | NA | Control |
| GARG, SHALABH | I | MANAGING DIRECTOR | NA | Control |
| GARG, SHALABH | I | MANAGING DIRECTOR | NA | Control |
| GARG, SHALABH | I | MANAGING DIRECTOR | NA | Control |
| GARG, SHALABH | I | MANAGING DIRECTOR | NA | Control |
| GARG, SHALABH | I | MANAGING DIRECTOR | NA | Control |
| GARG, SHALABH | I | MANAGING DIRECTOR | NA | Control |
| GARG, SHALABH | I | MANAGING DIRECTOR | NA | Control |
| GARG, SHALABH | I | MANAGING DIRECTOR | NA | Control |
| GARG, SHALABH | I | MANAGING DIRECTOR | NA | Control |
| GARG, SHALABH | I | MANAGING DIRECTOR | NA | Control |
| GARG, SHALABH | I | MANAGING DIRECTOR | NA | Control |
| GARG, SHALABH | I | MANAGING DIRECTOR | NA | Control |
| GARG, SHALABH | I | MANAGING DIRECTOR | NA | Control |
| GARG, SHALABH | I | MANAGING DIRECTOR | NA | Control |
| HAMA, KAZUHIKO | I | PRESIDENT, DIRECTOR | NA | Control |
| HARUGUCHI, KEISUKE | I | DIRECTOR, SENIOR VICE PRESIDENT, TREASURER | NA | Control |
| HARUGUCHI, KEISUKE | I | DIRECTOR, SENIOR VICE PRESIDENT, TREASURER | NA | Control |
| HIRAMATSU, GO | I | BOARD OF DIRECTOR | NA | Control |
| HIRAMATSU, GO | I | BOARD OF DIRECTOR | NA | Control |
| HIRAMATSU, GO | I | BOARD OF DIRECTOR | NA | Control |
| HIRAMATSU, GO | I | BOARD OF DIRECTOR | NA | Control |
| HIRAMATSU, GO | I | BOARD OF DIRECTOR | NA | Control |
| HIRAMATSU, GO | I | BOARD OF DIRECTOR | NA | Control |
| HIRAMATSU, GO | I | BOARD OF DIRECTOR | NA | Control |
| IKEDA, KIYOHARU | I | DIRECTOR, SENIOR VICE PRESIDENT, TREASURER | NA | Control |
| IKEDA, KIYOHARU | I | DIRECTOR, SENIOR VICE PRESIDENT, TREASURER | NA | Control |
| IKEDA, KIYOHARU | I | DIRECTOR, SENIOR VICE PRESIDENT, TREASURER | NA | Control |
| ITABASHI, YUTAKA | I | PRESIDENT, CEO AND DIRECTOR | NA | Control |
| ITABASHI, YUTAKA | I | PRESIDENT, CEO AND DIRECTOR | NA | Control |
| ITABASHI, YUTAKA | I | PRESIDENT, CEO AND DIRECTOR | NA | Control |
| ITABASHI, YUTAKA | I | PRESIDENT, CEO AND DIRECTOR | NA | Control |
| ITABASHI, YUTAKA | I | BOARD OF DIRECTOR | NA | Control |
| ITABASHI, YUTAKA | I | BOARD OF DIRECTOR | NA | Control |
| ITABASHI, YUTAKA | I | PRESIDENT, CEO AND DIRECTOR | NA | Control |
| ITABASHI, YUTAKA | I | PRESIDENT, CEO AND DIRECTOR | NA | Control |
| ITABASHI, YUTAKA | I | PRESIDENT, CEO AND DIRECTOR | NA | Control |
| ITABASHI, YUTAKA | I | PRESIDENT, CEO AND DIRECTOR | NA | Control |
| ITABASHI, YUTAKA | I | PRESIDENT, CEO AND DIRECTOR | NA | Control |
| ITABASHI, YUTAKA | I | PRESIDENT, CEO AND DIRECTOR | NA | Control |
| ITABASHI, YUTAKA | I | PRESIDENT, CEO AND DIRECTOR | NA | Control |
| ITABASHI, YUTAKA | I | PRESIDENT, CEO AND DIRECTOR | NA | Control |
| ITABASHI, YUTAKA | I | PRESIDENT, CEO AND DIRECTOR | NA | Control |
| ITABASHI, YUTAKA | I | PRESIDENT, CEO AND DIRECTOR | NA | Control |
| ITABASHI, YUTAKA | I | PRESIDENT, CEO AND DIRECTOR | NA | Control |
| ITABASHI, YUTAKA | I | PRESIDENT, CEO AND DIRECTOR | NA | Control |
| ITABASHI, YUTAKA | I | PRESIDENT, CEO AND DIRECTOR | NA | Control |
| ITABASHI, YUTAKA | I | PRESIDENT, CEO AND DIRECTOR | NA | Control |
| ITABASHI, YUTAKA | I | PRESIDENT, CEO AND DIRECTOR | NA | Control |
| ITABASHI, YUTAKA | I | PRESIDENT, CEO AND DIRECTOR | NA | Control |
| ITABASHI, YUTAKA | I | PRESIDENT, CEO AND DIRECTOR | NA | Control |
| JHAVERI, SANJIV, MAHENDRA | I | SENIOR VICE PRESIDENT | NA | Control |
| JHAVERI, SANJIV, MAHENDRA | I | SENIOR VICE PRESIDENT | NA | Control |
| JHAVERI, SANJIV, MAHENDRA | I | SENIOR VICE PRESIDENT | NA | Control |
| JHAVERI, SANJIV, MAHENDRA | I | SENIOR VICE PRESIDENT | NA | Control |
| JHAVERI, SANJIV, MAHENDRA | I | SENIOR VICE PRESIDENT | NA | Control |
| JHAVERI, SANJIV, MAHENDRA | I | SENIOR VICE PRESIDENT | NA | Control |
| JHAVERI, SANJIV, MAHENDRA | I | SENIOR VICE PRESIDENT | NA | Control |
| LIU, ZHENG | I | CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| LIU, ZHENG | I | CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| LIU, ZHENG | I | CHIEF ADMINISTRATIVE OFFICER, BOARD OF DIRECTOR | NA | Control |
| LIU, ZHENG | I | CHIEF ADMINISTRATIVE OFFICER, BOARD OF DIRECTOR | NA | Control |
| LIU, ZHENG | I | CHIEF ADMINISTRATIVE OFFICER, BOARD OF DIRECTOR | NA | Control |
| LIU, ZHENG | I | CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| LIU, ZHENG | I | CHIEF ADMINISTRATIVE OFFICER, BOARD OF DIRECTOR | NA | Control |
| LIU, ZHENG | I | CHIEF ADMINISTRATIVE OFFICER, BOARD OF DIRECTOR | NA | Control |
| LIU, ZHENG | I | CHIEF ADMINISTRATIVE OFFICER, BOARD OF DIRECTOR | NA | Control |
| LIU, ZHENG | I | CHIEF ADMINISTRATIVE OFFICER, BOARD OF DIRECTOR | NA | Control |
| LIU, ZHENG | I | BOARD OF DIRECTOR | NA | Control |
| LIU, ZHENG | I | BOARD OF DIRECTOR | NA | Control |
| MAROSE, AMY, JESSICA | I | TREASURER, CONTROLLER | NA | Control |
| MAROSE, AMY, JESSICA | I | TREASURER, CONTROLLER | NA | Control |
| MAROSE, AMY, JESSICA | I | TREASURER, CONTROLLER | NA | Control |
| MAROSE, AMY, JESSICA | I | TREASURER, CONTROLLER | NA | Control |
| MAROSE, AMY, JESSICA | I | TREASURER, CONTROLLER | NA | Control |
| MAROSE, AMY, JESSICA | I | TREASURER, CONTROLLER | NA | Control |
| MAROSE, AMY, JESSICA | I | TREASURER, CONTROLLER | NA | Control |
| MAROSE, AMY, JESSICA | I | TREASURER, CONTROLLER | NA | Control |
| MAROSE, AMY, JESSICA | I | TREASURER, CONTROLLER | NA | Control |
| MAROSE, AMY, JESSICA | I | TREASURER, CONTROLLER | NA | Control |
| MAROSE, AMY, JESSICA | I | TREASURER, CONTROLLER | NA | Control |
| MAROSE, AMY, JESSICA | I | TREASURER, CONTROLLER | NA | Control |
| MAROSE, AMY, JESSICA | I | TREASURER, CONTROLLER | NA | Control |
| MAROSE, AMY, JESSICA | I | TREASURER, CONTROLLER | NA | Control |
| MAROSE, AMY, JESSICA | I | TREASURER, CONTROLLER | NA | Control |
| MAROSE, AMY, JESSICA | I | TREASURER, CONTROLLER | NA | Control |
| MAROSE, AMY, JESSICA | I | TREASURER, CONTROLLER | NA | Control |
| MAROSE, AMY, JESSICA | I | TREASURER, CONTROLLER | NA | Control |
| MAROSE, AMY, JESSICA | I | TREASURER, CONTROLLER | NA | Control |
| MAROSE, AMY, JESSICA | I | TREASURER, CONTROLLER | NA | Control |
| MAROSE, AMY, JESSICA | I | TREASURER, CONTROLLER | NA | Control |
| MATSUDA, RYUHEI | I | SENIOR VICE PRESIDENT | NA | Control |
| MATSUDA, RYUHEI | I | SENIOR VICE PRESIDENT | NA | Control |
| MATSUDA, RYUHEI | I | SENIOR VICE PRESIDENT | NA | Control |
| MATSUDA, RYUHEI | I | SENIOR VICE PRESIDENT | NA | Control |
| MEYER, MARK, RITTMAN | I | MANAGING DIRECTOR, DIRECTOR OF INSTITUTIONAL BUSINESS DEVELOPMENT | NA | Control |
| MEYER, MARK, RITTMAN | I | MANAGING DIRECTOR, DIRECTOR OF INSTITUTIONAL BUSINESS DEVELOPMENT | NA | Control |
| MEYER, MARK, RITTMAN | I | MANAGING DIRECTOR, DIRECTOR OF INSTITUTIONAL BUSINESS DEVELOPMENT | NA | Control |
| MEYER, MARK, RITTMAN | I | MANAGING DIRECTOR, DIRECTOR OF INSTITUTIONAL BUSINESS DEVELOPMENT | NA | Control |
| MEYER, MARK, RITTMAN | I | MANAGING DIRECTOR, DIRECTOR OF INSTITUTIONAL BUSINESS DEVELOPMENT | NA | Control |
| MIZUNO, GOSHIN | I | EXECUTIVE DIRECTOR, HEAD OF MARKETING & CLIENT SERVICE | NA | Control |
| MIZUNO, GOSHIN | I | MANAGING DIRECTOR, CLIENT SERVICES AND CO-HEAD OF US RETAIL | NA | Control |
| MIZUNO, GOSHIN | I | EXECUTIVE DIRECTOR, HEAD OF MARKETING & CLIENT SERVICE | NA | Control |
| MIZUNO, GOSHIN | I | MANAGING DIRECTOR, CLIENT SERVICES AND CO-HEAD OF US RETAIL | NA | Control |
| MORRONGIELLO, MICHAEL, ANGELO | I | SENIOR VICE PRESIDENT | NA | Control |
| MORRONGIELLO, MICHAEL, ANGELO | I | SENIOR VICE PRESIDENT | NA | Control |
| MORRONGIELLO, MICHAEL, ANGELO | I | EXECUTIVE DIRECTOR, HEAD OF OPERATIONS | NA | Control |
| MORRONGIELLO, MICHAEL, ANGELO | I | SENIOR VICE PRESIDENT | NA | Control |
| MORRONGIELLO, MICHAEL, ANGELO | I | SENIOR VICE PRESIDENT | NA | Control |
| MORRONGIELLO, MICHAEL, ANGELO | I | SENIOR VICE PRESIDENT | NA | Control |
| MORRONGIELLO, MICHAEL, ANGELO | I | SENIOR VICE PRESIDENT | NA | Control |
| MORRONGIELLO, MICHAEL, ANGELO | I | SENIOR VICE PRESIDENT | NA | Control |
| MORRONGIELLO, MICHAEL, ANGELO | I | EXECUTIVE DIRECTOR, HEAD OF OPERATIONS | NA | Control |
| MORRONGIELLO, MICHAEL, ANGELO | I | SENIOR VICE PRESIDENT | NA | Control |
| MORRONGIELLO, MICHAEL, ANGELO | I | SENIOR VICE PRESIDENT | NA | Control |
| MORRONGIELLO, MICHAEL, ANGELO | I | SENIOR VICE PRESIDENT | NA | Control |
| MORRONGIELLO, MICHAEL, ANGELO | I | SENIOR VICE PRESIDENT | NA | Control |
| MORRONGIELLO, MICHAEL, ANGELO | I | SENIOR VICE PRESIDENT | NA | Control |
| MORRONGIELLO, MICHAEL, ANGELO | I | EXECUTIVE DIRECTOR, HEAD OF OPERATIONS | NA | Control |
| MORRONGIELLO, MICHAEL, ANGELO | I | EXECUTIVE DIRECTOR, HEAD OF OPERATIONS | NA | Control |
| MORRONGIELLO, MICHAEL, ANGELO | I | EXECUTIVE DIRECTOR, HEAD OF OPERATIONS | NA | Control |
| MORRONGIELLO, MICHAEL, ANGELO | I | EXECUTIVE DIRECTOR, HEAD OF OPERATIONS | NA | Control |
| MORRONGIELLO, MICHAEL, ANGELO | I | EXECUTIVE DIRECTOR, HEAD OF OPERATIONS | NA | Control |
| MORRONGIELLO, MICHAEL, ANGELO | I | EXECUTIVE DIRECTOR, HEAD OF OPERATIONS | NA | Control |
| MORRONGIELLO, MICHAEL, ANGELO | I | EXECUTIVE DIRECTOR, HEAD OF OPERATIONS | NA | Control |
| MORRONGIELLO, MICHAEL, ANGELO | I | EXECUTIVE DIRECTOR, HEAD OF OPERATIONS | NA | Control |
| MORRONGIELLO, MICHAEL, ANGELO | I | EXECUTIVE DIRECTOR, HEAD OF OPERATIONS | NA | Control |
| MUNT, KENNETH, LANGFORD | I | SENIOR VICE PRESIDENT, SECRETARY | NA | Control |
| MUNT, KENNETH, LANGFORD | I | MANAGING DIRECTOR & SECRETARY | NA | Control |
| MUNT, KENNETH, LANGFORD | I | MANAGING DIRECTOR & CORPORATE SECRETARY | NA | Control |
| MUNT, KENNETH, LANGFORD | I | MANAGING DIRECTOR & SECRETARY | NA | Control |
| MUNT, KENNETH, LANGFORD | I | MANAGING DIRECTOR & SECRETARY | NA | Control |
| MUNT, KENNETH, LANGFORD | I | SENIOR VICE PRESIDENT, SECRETARY | NA | Control |
| MUNT, KENNETH, LANGFORD | I | MANAGING DIRECTOR & SECRETARY | NA | Control |
| MUNT, KENNETH, LANGFORD | I | MANAGING DIRECTOR & SECRETARY | NA | Control |
| MUNT, KENNETH, LANGFORD | I | MANAGING DIRECTOR & CORPORATE SECRETARY | NA | Control |
| MUNT, KENNETH, LANGFORD | I | MANAGING DIRECTOR & SECRETARY | NA | Control |
| MUNT, KENNETH, LANGFORD | I | SENIOR VICE PRESIDENT, SECRETARY | NA | Control |
| MUNT, KENNETH, LANGFORD | I | SENIOR VICE PRESIDENT, SECRETARY | NA | Control |
| MUNT, KENNETH, LANGFORD | I | SENIOR VICE PRESIDENT, SECRETARY | NA | Control |
| MUNT, KENNETH, LANGFORD | I | SENIOR VICE PRESIDENT, SECRETARY | NA | Control |
| MUNT, KENNETH, LANGFORD | I | MANAGING DIRECTOR & CORPORATE SECRETARY | NA | Control |
| MUNT, KENNETH, LANGFORD | I | MANAGING DIRECTOR & CORPORATE SECRETARY | NA | Control |
| MUNT, KENNETH, LANGFORD | I | MANAGING DIRECTOR & CORPORATE SECRETARY | NA | Control |
| MUNT, KENNETH, LANGFORD | I | MANAGING DIRECTOR & CORPORATE SECRETARY | NA | Control |
| MUNT, KENNETH, LANGFORD | I | MANAGING DIRECTOR & CORPORATE SECRETARY | NA | Control |
| MUNT, KENNETH, LANGFORD | I | MANAGING DIRECTOR & CORPORATE SECRETARY | NA | Control |
| MUNT, KENNETH, LANGFORD | I | MANAGING DIRECTOR & CORPORATE SECRETARY | NA | Control |
| MUNT, KENNETH, LANGFORD | I | MANAGING DIRECTOR & CORPORATE SECRETARY | NA | Control |
| MUNT, KENNETH, LANGFORD | I | MANAGING DIRECTOR & CORPORATE SECRETARY | NA | Control |
| Masuda, Shinichi | I | CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| Masuda, Shinichi | I | CHIEF ADMINISTRATIVE OFFICER, BOARD OF DIRECTOR | NA | Control |
| Masuda, Shinichi | I | CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| Masuda, Shinichi | I | CHIEF ADMINISTRATIVE OFFICER, BOARD OF DIRECTOR | NA | Control |
| Masuda, Shinichi | I | CHIEF ADMINISTRATIVE OFFICER, BOARD OF DIRECTOR | NA | Control |
| Masuda, Shinichi | I | CHIEF ADMINISTRATIVE OFFICER, BOARD OF DIRECTOR | NA | Control |
| NAKANO, HIROYUKI | I | MANAGING DIRECTOR & CHIEF ADMINISTRATIVE OFFICER, BOARD OF DIRECTOR | NA | Control |
| NAKANO, HIROYUKI | I | MANAGING DIRECTOR & CHIEF ADMINISTRATIVE OFFICER, BOARD OF DIRECTOR | NA | Control |
| NAKANO, HIROYUKI | I | MANAGING DIRECTOR & CHIEF ADMINISTRATIVE OFFICER, BOARD OF DIRECTOR | NA | Control |
| NAKANO, HIROYUKI | I | MANAGING DIRECTOR & CHIEF ADMINISTRATIVE OFFICER, BOARD OF DIRECTOR | NA | Control |
| NAKANO, HIROYUKI | I | MANAGING DIRECTOR & CHIEF ADMINISTRATIVE OFFICER, BOARD OF DIRECTOR | NA | Control |
| NAKANO, HIROYUKI | I | MANAGING DIRECTOR & CHIEF ADMINISTRATIVE OFFICER, BOARD OF DIRECTOR | NA | Control |
| NOMOTO, YUICHI | I | MANAGING DIRECTOR, HEAD OF JAPANESE SALES | NA | Control |
| NOMOTO, YUICHI | I | MANAGING DIRECTOR, HEAD OF JAPANESE SALES | NA | Control |
| NOMOTO, YUICHI | I | MANAGING DIRECTOR, HEAD OF JAPANESE SALES | NA | Control |
| NOMOTO, YUICHI | I | MANAGING DIRECTOR, HEAD OF JAPANESE SALES | NA | Control |
| NOMOTO, YUICHI | I | PRESIDENT, CEO, DIRECTOR | NA | Control |
| NOMOTO, YUICHI | I | PRESIDENT, CEO, BOARD OF DIRECTOR | NA | Control |
| NOMOTO, YUICHI | I | PRESIDENT, CEO, BOARD OF DIRECTOR | NA | Control |
| NOMOTO, YUICHI | I | PRESIDENT, CEO, BOARD OF DIRECTOR | NA | Control |
| NOMOTO, YUICHI | I | PRESIDENT, CEO, BOARD OF DIRECTOR | NA | Control |
| NOMOTO, YUICHI | I | PRESIDENT, CEO, BOARD OF DIRECTOR | NA | Control |
| NOMOTO, YUICHI | I | PRESIDENT, CEO, BOARD OF DIRECTOR | NA | Control |
| NOMOTO, YUICHI | I | PRESIDENT, CEO, BOARD OF DIRECTOR | NA | Control |
| NOMOTO, YUICHI | I | PRESIDENT, CEO, BOARD OF DIRECTOR | NA | Control |
| NOMOTO, YUICHI | I | PRESIDENT, CEO, BOARD OF DIRECTOR | NA | Control |
| NOMOTO, YUICHI | I | PRESIDENT, CEO, BOARD OF DIRECTOR | NA | Control |
| NOMOTO, YUICHI | I | PRESIDENT, CEO, BOARD OF DIRECTOR | NA | Control |
| NOMOTO, YUICHI | I | PRESIDENT, CEO, BOARD OF DIRECTOR | NA | Control |
| NOMOTO, YUICHI | I | PRESIDENT, CEO, BOARD OF DIRECTOR | NA | Control |
| NOMOTO, YUICHI | I | PRESIDENT, CEO, BOARD OF DIRECTOR | NA | Control |
| NOMOTO, YUICHI | I | PRESIDENT, CEO, BOARD OF DIRECTOR | NA | Control |
| ROBLES, AMY, JESSICA | I | TREASURER, CONTROLLER | NA | Control |
| ROBLES, AMY, JESSICA | I | TREASURER, CONTROLLER | NA | Control |
| ROBLES, AMY, JESSICA | I | TREASURER, CONTROLLER | NA | Control |
| ROBLES, AMY, JESSICA | I | TREASURER, CONTROLLER | NA | Control |
| ROBLES, AMY, JESSICA | I | TREASURER, CONTROLLER | NA | Control |
| ROBLES, AMY, JESSICA | I | TREASURER, CONTROLLER | NA | Control |
| ROBLES, AMY, JESSICA | I | TREASURER, CONTROLLER | NA | Control |
| ROBLES, AMY, JESSICA | I | TREASURER, CONTROLLER | NA | Control |
| ROBLES, AMY, JESSICA | I | TREASURER, CONTROLLER | NA | Control |
| ROBLES, AMY, JESSICA | I | TREASURER, CONTROLLER | NA | Control |
| ROBLES, AMY, JESSICA | I | TREASURER, CONTROLLER | NA | Control |
| ROBLES, AMY, JESSICA | I | TREASURER, CONTROLLER | NA | Control |
| ROBLES, AMY, JESSICA | I | TREASURER, CONTROLLER | NA | Control |
| ROBLES, AMY, JESSICA | I | TREASURER, CONTROLLER | NA | Control |
| ROBLES, AMY, JESSICA | I | TREASURER, CONTROLLER | NA | Control |
| SAKAMOTO, NAOKI | I | VICE PRESIDENT, HEAD OF IT | NA | Control |
| SAKAMOTO, NAOKI | I | VICE PRESIDENT, CO-HEAD OF IT | NA | Control |
| SAKAMOTO, NAOKI | I | VICE PRESIDENT, HEAD OF IT | NA | Control |
| SAKAMOTO, NAOKI | I | VICE PRESIDENT, HEAD OF IT | NA | Control |
| SAKAMOTO, NAOKI | I | VICE PRESIDENT, HEAD OF IT | NA | Control |
| SAKAMOTO, NAOKI | I | VICE PRESIDENT, HEAD OF IT | NA | Control |
| SAKAMOTO, NAOKI | I | VICE PRESIDENT, HEAD OF IT | NA | Control |
| SAKAMOTO, NAOKI | I | VICE PRESIDENT, HEAD OF IT | NA | Control |
| SAKAMOTO, NAOKI | I | VICE PRESIDENT, HEAD OF IT | NA | Control |
| SAKAMOTO, NAOKI | I | VICE PRESIDENT, HEAD OF IT | NA | Control |
| SAKAMOTO, NAOKI | I | VICE PRESIDENT, HEAD OF IT | NA | Control |
| SHINOHARA, SHIGERU | I | PRESIDENT, BOARD OF DIRECTOR | NA | Control |
| SHINOHARA, SHIGERU | I | PRESIDENT & CEO, BOARD OF DIRECTOR | NA | Control |
| SHINOHARA, SHIGERU | I | PRESIDENT, BOARD OF DIRECTOR | NA | Control |
| SHINOHARA, SHIGERU | I | PRESIDENT, BOARD OF DIRECTOR | NA | Control |
| SHINOHARA, SHIGERU | I | PRESIDENT, DIRECTOR | NA | Control |
| SHINOHARA, SHIGERU | I | PRESIDENT & CEO, BOARD OF DIRECTOR | NA | Control |
| SHINOHARA, SHIGERU | I | PRESIDENT, BOARD OF DIRECTOR | NA | Control |
| SHINOHARA, SHIGERU | I | PRESIDENT & CEO, BOARD OF DIRECTOR | NA | Control |
| STARK, ROBERT, NMN | I | BOARD OF DIRECTOR | NA | Control |
| STARK, ROBERT, NMN | I | BOARD OF DIRECTOR | NA | Control |
| STARK, ROBERT, NMN | I | BOARD OF DIRECTOR | NA | Control |
| STOEFFEL, DAVID, GROVE | I | SENIOR VICE PRESIDENT | NA | Control |
| SUBRAHMANYAM, MARTI, GURUNATH | I | DIRECTOR | NA | Control |
| SUBRAHMANYAM, MARTI, GURUNATH | I | BOARD OF DIRECTOR | NA | Control |
| SUBRAHMANYAM, MARTI, GURUNATH | I | BOARD OF DIRECTOR | NA | Control |
| SUBRAHMANYAM, MARTI, GURUNATH | I | BOARD OF DIRECTOR | NA | Control |
| SUBRAHMANYAM, MARTI, GURUNATH | I | BOARD OF DIRECTOR | NA | Control |
| SUBRAHMANYAM, MARTI, GURUNATH | I | DIRECTOR | NA | |
| SUBRAHMANYAM, MARTI, GURUNATH | I | DIRECTOR | NA | Control |
| SUBRAHMANYAM, MARTI, GURUNATH | I | DIRECTOR | NA | Control |
| SUBRAHMANYAM, MARTI, GURUNATH | I | BOARD OF DIRECTOR | NA | Control |
| SUBRAHMANYAM, MARTI, GURUNATH | I | BOARD OF DIRECTOR | NA | Control |
| SUBRAHMANYAM, MARTI, GURUNATH | I | DIRECTOR | NA | |
| SUBRAHMANYAM, MARTI, GURUNATH | I | DIRECTOR | NA | |
| SUBRAHMANYAM, MARTI, GURUNATH | I | DIRECTOR | NA | |
| SUBRAHMANYAM, MARTI, GURUNATH | I | DIRECTOR | NA | Control |
| SUBRAHMANYAM, MARTI, GURUNATH | I | BOARD OF DIRECTOR | NA | Control |
| SUBRAHMANYAM, MARTI, GURUNATH | I | BOARD OF DIRECTOR | NA | Control |
| SUBRAHMANYAM, MARTI, GURUNATH | I | BOARD OF DIRECTOR | NA | Control |
| SUBRAHMANYAM, MARTI, GURUNATH | I | BOARD OF DIRECTOR | NA | Control |
| SUBRAHMANYAM, MARTI, GURUNATH | I | BOARD OF DIRECTOR | NA | Control |
| SUBRAHMANYAM, MARTI, GURUNATH | I | BOARD OF DIRECTOR | NA | Control |
| SUBRAHMANYAM, MARTI, GURUNATH | I | BOARD OF DIRECTOR | NA | Control |
| SUBRAHMANYAM, MARTI, GURUNATH | I | BOARD OF DIRECTOR | NA | Control |
| SUBRAHMANYAM, MARTI, GURUNATH | I | BOARD OF DIRECTOR | NA | Control |
| SUBRAHMANYAM, MARTI, GURUNATH | I | BOARD OF DIRECTOR | NA | Control |
| SUBRAHMANYAM, MARTI, GURUNATH | I | BOARD OF DIRECTOR | NA | Control |
| SUBRAHMANYAM, MARTI, GURUNATH | I | BOARD OF DIRECTOR | NA | Control |
| SUBRAHMANYAM, MARTI, GURUNATH | I | BOARD OF DIRECTOR | NA | Control |
| SUBRAHMANYAM, MARTI, GURUNATH | I | BOARD OF DIRECTOR | NA | Control |
| SUBRAHMANYAM, MARTI, GURUNATH | I | BOARD OF DIRECTOR | NA | Control |
| SUBRAHMANYAM, MARTI, GURUNATH | I | BOARD OF DIRECTOR | NA | Control |
| SUBRAHMANYAM, MARTI, GURUNATH | I | BOARD OF DIRECTOR | NA | Control |
| SUBRAHMANYAM, MARTI, GURUNATH | I | BOARD OF DIRECTOR | NA | Control |
| SUBRAHMANYAM, MARTI, GURUNATH | I | BOARD OF DIRECTOR | NA | Control |
| SUBRAHMANYAM, MARTI, GURUNATH | I | BOARD OF DIRECTOR | NA | Control |
| SUBRAHMANYAM, MARTI, GURUNATH | I | BOARD OF DIRECTOR | NA | Control |
| SUBRAHMANYAM, MARTI, GURUNATH | I | BOARD OF DIRECTOR | NA | Control |
| SUBRAHMANYAM, MARTI, GURUNATH | I | BOARD OF DIRECTOR | NA | Control |
| SUBRAHMANYAM, MARTI, GURUNATH | I | BOARD OF DIRECTOR | NA | Control |
| SUBRAHMANYAM, MARTI, GURUNATH | I | BOARD OF DIRECTOR | NA | Control |
| SUBRAHMANYAM, MARTI, GURUNATH | I | BOARD OF DIRECTOR | NA | Control |
| SUBRAHMANYAM, MARTI, GURUNATH | I | BOARD OF DIRECTOR | NA | Control |
| SUBRAHMANYAM, MARTI, GURUNATH | I | BOARD OF DIRECTOR | NA | Control |
| SUBRAHMANYAM, MARTI, GURUNATH | I | BOARD OF DIRECTOR | NA | Control |
| SUBRAHMANYAM, MARTI, GURUNATH | I | BOARD OF DIRECTOR | NA | Control |
| SUBRAHMANYAM, MARTI, GURUNATH | I | BOARD OF DIRECTOR | NA | Control |
| SUBRAHMANYAM, MARTI, GURUNATH | I | BOARD OF DIRECTOR | NA | Control |
| SUBRAHMANYAM, MARTI, GURUNATH | I | BOARD OF DIRECTOR | NA | Control |
| SUBRAHMANYAM, MARTI, GURUNATH | I | BOARD OF DIRECTOR | NA | Control |
| SUBRAHMANYAM, MARTI, GURUNATH | I | BOARD OF DIRECTOR | NA | Control |
| SUBRAHMANYAM, MARTI, GURUNATH | I | BOARD OF DIRECTOR | NA | Control |
| SUBRAHMANYAM, MARTI, GURUNATH | I | BOARD OF DIRECTOR | NA | Control |
| SUEFUJI, YOICHI | I | DIRECTOR, SENIOR VICE PRESIDENT & TREASURER | NA | Control |
| SUEFUJI, YOICHI | I | MANAGING DIRECTOR & TREASURER | NA | Control |
| SUEFUJI, YOICHI | I | MANAGING DIRECTOR & TREASURER | NA | Control |
| SUZUKI, KEN | I | BOARD OF DIRECTOR | NA | Control |
| SUZUKI, KEN | I | BOARD OF DIRECTOR | NA | Control |
| SUZUKI, KEN | I | DIRECTOR | NA | Control |
| SUZUKI, KEN | I | BOARD OF DIRECTOR | NA | Control |
| SUZUKI, KENNETH, NMN | I | BOARD OF DIRECTOR | NA | Control |
| SUZUKI, YASUSHI | I | PRESIDENT, DIRECTOR | NA | Control |
| SUZUKI, YASUSHI | I | PRESIDENT, DIRECTOR | NA | Control |
| SUZUKI, YASUSHI | I | PRESIDENT, DIRECTOR | NA | Control |
| SUZUKI, YASUSHI | I | PRESIDENT, DIRECTOR | NA | Control |
| Shuster, Eugene | I | MANAGING DIRECTOR | NA | Control |
| Shuster, Eugene | I | MANAGING DIRECTOR | NA | Control |
| Shuster, Eugene | I | MANAGING DIRECTOR | NA | Control |
| Shuster, Eugene | I | CHIEF RISK OFFICER, MANAGING DIRECTOR | NA | Control |
| Shuster, Eugene | I | MANAGING DIRECTOR | NA | Control |
| Shuster, Eugene | I | MANAGING DIRECTOR | NA | Control |
| TANI, KEIKO | I | SENIOR VICE PRESIDENT | NA | Control |
| TANI, KEIKO | I | SENIOR VICE PRESIDENT | NA | Control |
| TERACHI, MASASHI | I | PRESIDENT & CEO, BOARD OF DIRECTOR | NA | Control |
| TERACHI, MASASHI | I | PRESIDENT & CEO, BOARD OF DIRECTOR | NA | Control |
| TERACHI, MASASHI | I | PRESIDENT & CEO, BOARD OF DIRECTOR | NA | Control |
| TERACHI, MASASHI | I | PRESIDENT & CEO, BOARD OF DIRECTOR | NA | Control |
| TERACHI, MASASHI | I | PRESIDENT & CEO, BOARD OF DIRECTOR | NA | Control |
| TERACHI, MASASHI | I | PRESIDENT & CEO, BOARD OF DIRECTOR | NA | Control |
| TERASAKI, HIROSHI | I | PRESIDENT, DIRECTOR | NA | Control |
| TERASAKI, HIROSHI | I | PRESIDENT, DIRECTOR | NA | Control |
| TOYOSHIMA, TAKESHI | I | MANAGING DIRECTOR, CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| TOYOSHIMA, TAKESHI | I | MANAGING DIRECTOR, CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| TOYOSHIMA, TAKESHI | I | MANAGING DIRECTOR, CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| TOYOSHIMA, TAKESHI | I | MANAGING DIRECTOR, CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| TOYOSHIMA, TAKESHI | I | MANAGING DIRECTOR, CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| YAMAMOTO, SHUTA | I | VICE PRESIDENT, CO-HEAD OF IT | NA | Control |
| NOMURA ASSET MANAGEMENT CO., LTD. | FE | SHAREHOLDER | E | Control |
| NOMURA ASSET MANAGEMENT CO., LTD. | FE | SHAREHOLDER | E | Control |
| NOMURA ASSET MANAGEMENT CO., LTD. | FE | SHAREHOLDER | E | Control |
| NOMURA ASSET MANAGEMENT CO., LTD. | FE | SHAREHOLDER | E | Control |
| NOMURA ASSET MANAGEMENT CO., LTD. | FE | SHAREHOLDER | E | Control |
| NOMURA ASSET MANAGEMENT CO., LTD. | FE | SHAREHOLDER | E | Control |
| NOMURA ASSET MANAGEMENT CO., LTD. | FE | SHAREHOLDER | E | Control |
| NOMURA ASSET MANAGEMENT CO., LTD. | FE | SHAREHOLDER | E | Control |
| NOMURA ASSET MANAGEMENT CO., LTD. | FE | SHAREHOLDER | E | Control |
| NOMURA ASSET MANAGEMENT CO., LTD. | FE | SHAREHOLDER | E | Control |
| NOMURA ASSET MANAGEMENT CO., LTD. | FE | SHAREHOLDER | E | Control |
| NOMURA ASSET MANAGEMENT CO., LTD. | FE | SHAREHOLDER | E | Control |
| NOMURA ASSET MANAGEMENT CO., LTD. | FE | SHAREHOLDER | E | Control |
| NOMURA ASSET MANAGEMENT CO., LTD. | FE | SHAREHOLDER | E | Control |
| NOMURA ASSET MANAGEMENT CO., LTD. | FE | SHAREHOLDER | E | Control |
| NOMURA ASSET MANAGEMENT CO., LTD. | FE | SHAREHOLDER | E | Control |
| NOMURA ASSET MANAGEMENT CO., LTD. | FE | SHAREHOLDER | E | Control |
| NOMURA ASSET MANAGEMENT CO., LTD. | FE | SHAREHOLDER | E | Control |
| NOMURA ASSET MANAGEMENT CO., LTD. | FE | SHAREHOLDER | E | Control |
| NOMURA ASSET MANAGEMENT CO., LTD. | FE | SHAREHOLDER | E | Control |
| NOMURA ASSET MANAGEMENT CO., LTD. | FE | SHAREHOLDER | E | Control |
| NOMURA ASSET MANAGEMENT CO., LTD. | FE | SHAREHOLDER | E | Control |
| NOMURA ASSET MANAGEMENT CO., LTD. | FE | SHAREHOLDER | E | Control |
| NOMURA ASSET MANAGEMENT CO., LTD. | FE | SHAREHOLDER | E | Control |
| NOMURA ASSET MANAGEMENT CO., LTD. | FE | SHAREHOLDER | E | Control |
| NOMURA ASSET MANAGEMENT CO., LTD. | FE | SHAREHOLDER | E | Control |
| NOMURA ASSET MANAGEMENT CO., LTD. | FE | SHAREHOLDER | E | Control |
| NOMURA ASSET MANAGEMENT CO., LTD. | FE | SHAREHOLDER | E | Control |
| NOMURA ASSET MANAGEMENT CO., LTD. | FE | SHAREHOLDER | E | Control |
| NOMURA ASSET MANAGEMENT CO., LTD. | FE | SHAREHOLDER | E | Control |
| NOMURA ASSET MANAGEMENT CO., LTD. | FE | SHAREHOLDER | E | Control |
| NOMURA ASSET MANAGEMENT CO., LTD. | FE | SHAREHOLDER | E | Control |
| NOMURA ASSET MANAGEMENT CO., LTD. | FE | SHAREHOLDER | E | Control |
| NOMURA ASSET MANAGEMENT CO., LTD. | FE | SHAREHOLDER | E | Control |
| NOMURA ASSET MANAGEMENT CO., LTD. | FE | SHAREHOLDER | E | Control |
| NOMURA ASSET MANAGEMENT CO., LTD. | FE | SHAREHOLDER | E | Control |
| NOMURA ASSET MANAGEMENT CO., LTD. | FE | SHAREHOLDER | E | Control |
| NOMURA ASSET MANAGEMENT CO., LTD. | FE | SHAREHOLDER | E | Control |
| NOMURA ASSET MANAGEMENT CO., LTD. | FE | SHAREHOLDER | E | Control |
| NOMURA ASSET MANAGEMENT CO., LTD. | FE | SHAREHOLDER | E | Control |
| NOMURA ASSET MANAGEMENT CO., LTD. | FE | SHAREHOLDER | E | Control |
| NOMURA ASSET MANAGEMENT CO., LTD. | FE | SHAREHOLDER | E | Control |
| NOMURA ASSET MANAGEMENT CO., LTD. | FE | SHAREHOLDER | E | Control |
| NOMURA ASSET MANAGEMENT CO., LTD. | FE | SHAREHOLDER | E | Control |
| NOMURA ASSET MANAGEMENT CO., LTD. | FE | SHAREHOLDER | E | Control |
| NOMURA ASSET MANAGEMENT CO., LTD. | FE | SHAREHOLDER | E | Control |
| NOMURA ASSET MANAGEMENT CO., LTD. | FE | SHAREHOLDER | E | Control |
| NOMURA ASSET MANAGEMENT CO., LTD. | FE | SHAREHOLDER | E | Control |
| NOMURA ASSET MANAGEMENT CO., LTD. | FE | SHAREHOLDER | E | Control |
| NOMURA ASSET MANAGEMENT CO., LTD. | FE | SHAREHOLDER | E | Control |
| NOMURA ASSET MANAGEMENT CO., LTD. | FE | SHAREHOLDER | E | Control |
| NOMURA ASSET MANAGEMENT CO., LTD. | FE | SHAREHOLDER | E | Control |
| NOMURA ASSET MANAGEMENT CO., LTD. | FE | SHAREHOLDER | E | Control |
| NOMURA ASSET MANAGEMENT CO., LTD. | FE | SHAREHOLDER | E | Control |
| NOMURA ASSET MANAGEMENT CO., LTD. | FE | SHAREHOLDER | E | Control |
| NOMURA ASSET MANAGEMENT CO., LTD. | FE | SHAREHOLDER | E | Control |
| NOMURA ASSET MANAGEMENT CO., LTD. | FE | SHAREHOLDER | E | Control |
| NOMURA ASSET MANAGEMENT CO., LTD. | FE | SHAREHOLDER | E | Control |
| NOMURA ASSET MANAGEMENT CO., LTD. | FE | SHAREHOLDER | E | Control |
| NOMURA ASSET MANAGEMENT CO., LTD. | FE | SHAREHOLDER | E | Control |
| NOMURA ASSET MANAGEMENT CO., LTD. | FE | SHAREHOLDER | E | Control |
| NOMURA ASSET MANAGEMENT CO., LTD. | FE | SHAREHOLDER | E | Control |
| NOMURA ASSET MANAGEMENT CO., LTD. | FE | SHAREHOLDER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| NOMURA HOLDINGS, INC. (FORMERLY NAMED THE NOMURA SECURITIES CO., LTD.) | FE | NOMURA ASSET MANAGEMENT CO., LTD. | E | Control |
| NOMURA HOLDINGS, INC. (FORMERLY NAMED THE NOMURA SECURITIES CO., LTD.) | FE | NOMURA ASSET MANAGEMENT CO., LTD. | E | Control |
| NOMURA HOLDINGS, INC. (FORMERLY NAMED THE NOMURA SECURITIES CO., LTD.) | FE | NOMURA ASSET MANAGEMENT CO., LTD. | E | Control |
| NOMURA HOLDINGS, INC. (FORMERLY NAMED THE NOMURA SECURITIES CO., LTD.) | FE | NOMURA ASSET MANAGEMENT CO., LTD. | E | Control |
| NOMURA HOLDINGS, INC. (FORMERLY NAMED THE NOMURA SECURITIES CO., LTD.) | FE | NOMURA ASSET MANAGEMENT CO., LTD. | E | Control |
| NOMURA HOLDINGS, INC. (FORMERLY NAMED THE NOMURA SECURITIES CO., LTD.) | FE | NOMURA ASSET MANAGEMENT CO., LTD. | E | Control |
| NOMURA HOLDINGS, INC. (FORMERLY NAMED THE NOMURA SECURITIES CO., LTD.) | FE | NOMURA ASSET MANAGEMENT CO., LTD. | E | Control |
| NOMURA HOLDINGS, INC. (FORMERLY NAMED THE NOMURA SECURITIES CO., LTD.) | FE | NOMURA ASSET MANAGEMENT CO., LTD. | E | Control |
| NOMURA HOLDINGS, INC. (FORMERLY NAMED THE NOMURA SECURITIES CO., LTD.) | FE | NOMURA ASSET MANAGEMENT CO., LTD. | E | Control |
| NOMURA HOLDINGS, INC. (FORMERLY NAMED THE NOMURA SECURITIES CO., LTD.) | FE | NOMURA ASSET MANAGEMENT CO., LTD. | E | Control |
| NOMURA HOLDINGS, INC. (FORMERLY NAMED THE NOMURA SECURITIES CO., LTD.) | FE | NOMURA ASSET MANAGEMENT CO., LTD. | E | Control |
| NOMURA HOLDINGS, INC. (FORMERLY NAMED THE NOMURA SECURITIES CO., LTD.) | FE | NOMURA ASSET MANAGEMENT CO., LTD. | E | Control |
| NOMURA HOLDINGS, INC. (FORMERLY NAMED THE NOMURA SECURITIES CO., LTD.) | FE | NOMURA ASSET MANAGEMENT CO., LTD. | E | Control |
| NOMURA HOLDINGS, INC. (FORMERLY NAMED THE NOMURA SECURITIES CO., LTD.) | FE | NOMURA ASSET MANAGEMENT CO., LTD. | E | Control |
| NOMURA HOLDINGS, INC. (FORMERLY NAMED THE NOMURA SECURITIES CO., LTD.) | FE | NOMURA ASSET MANAGEMENT CO., LTD. | E | Control |
| NOMURA HOLDINGS, INC. (FORMERLY NAMED THE NOMURA SECURITIES CO., LTD.) | FE | NOMURA ASSET MANAGEMENT CO., LTD. | E | Control |
| NOMURA HOLDINGS, INC. (FORMERLY NAMED THE NOMURA SECURITIES CO., LTD.) | FE | NOMURA ASSET MANAGEMENT CO., LTD. | E | Control |
| NOMURA HOLDINGS, INC. (FORMERLY NAMED THE NOMURA SECURITIES CO., LTD.) | FE | NOMURA ASSET MANAGEMENT CO., LTD. | E | Control |
| NOMURA HOLDINGS, INC. (FORMERLY NAMED THE NOMURA SECURITIES CO., LTD.) | FE | NOMURA ASSET MANAGEMENT CO., LTD. | E | Control |
| NOMURA HOLDINGS, INC. (FORMERLY NAMED THE NOMURA SECURITIES CO., LTD.) | FE | NOMURA ASSET MANAGEMENT CO., LTD. | E | Control |
| NOMURA HOLDINGS, INC. (FORMERLY NAMED THE NOMURA SECURITIES CO., LTD.) | FE | NOMURA ASSET MANAGEMENT CO., LTD. | E | Control |
| NOMURA HOLDINGS, INC. (FORMERLY NAMED THE NOMURA SECURITIES CO., LTD.) | FE | NOMURA ASSET MANAGEMENT CO., LTD. | E | Control |
| NOMURA HOLDINGS, INC. (FORMERLY NAMED THE NOMURA SECURITIES CO., LTD.) | FE | NOMURA ASSET MANAGEMENT CO., LTD. | E | Control |
| NOMURA HOLDINGS, INC. (FORMERLY NAMED THE NOMURA SECURITIES CO., LTD.) | FE | NOMURA ASSET MANAGEMENT CO., LTD. | E | Control |
| NOMURA HOLDINGS, INC. (FORMERLY NAMED THE NOMURA SECURITIES CO., LTD.) | FE | NOMURA ASSET MANAGEMENT CO., LTD. | E | Control |
| NOMURA HOLDINGS, INC. (FORMERLY NAMED THE NOMURA SECURITIES CO., LTD.) | FE | NOMURA ASSET MANAGEMENT CO., LTD. | E | Control |
| NOMURA HOLDINGS, INC. (FORMERLY NAMED THE NOMURA SECURITIES CO., LTD.) | FE | NOMURA ASSET MANAGEMENT CO., LTD. | E | Control |
| NOMURA HOLDINGS, INC. (FORMERLY NAMED THE NOMURA SECURITIES CO., LTD.) | FE | NOMURA ASSET MANAGEMENT CO., LTD. | E | Control |
| NOMURA HOLDINGS, INC. (FORMERLY NAMED THE NOMURA SECURITIES CO., LTD.) | FE | NOMURA ASSET MANAGEMENT CO., LTD. | E | Control |
| NOMURA HOLDINGS, INC. (FORMERLY NAMED THE NOMURA SECURITIES CO., LTD.) | FE | NOMURA ASSET MANAGEMENT CO., LTD. | E | Control |
| NOMURA HOLDINGS, INC. (FORMERLY NAMED THE NOMURA SECURITIES CO., LTD.) | FE | NOMURA ASSET MANAGEMENT CO., LTD. | E | Control |
| NOMURA HOLDINGS, INC. (FORMERLY NAMED THE NOMURA SECURITIES CO., LTD.) | FE | NOMURA ASSET MANAGEMENT CO., LTD. | E | Control |
| NOMURA HOLDINGS, INC. (FORMERLY NAMED THE NOMURA SECURITIES CO., LTD.) | FE | NOMURA ASSET MANAGEMENT CO., LTD. | E | Control |
| NOMURA HOLDINGS, INC. (FORMERLY NAMED THE NOMURA SECURITIES CO., LTD.) | FE | NOMURA ASSET MANAGEMENT CO., LTD. | E | Control |
| NOMURA HOLDINGS, INC. (FORMERLY NAMED THE NOMURA SECURITIES CO., LTD.) | FE | NOMURA ASSET MANAGEMENT CO., LTD. | E | Control |
| NOMURA HOLDINGS, INC. (FORMERLY NAMED THE NOMURA SECURITIES CO., LTD.) | FE | NOMURA ASSET MANAGEMENT CO., LTD. | E | Control |
| NOMURA HOLDINGS, INC. (FORMERLY NAMED THE NOMURA SECURITIES CO., LTD.) | FE | NOMURA ASSET MANAGEMENT CO., LTD. | E | Control |
| NOMURA HOLDINGS, INC. (FORMERLY NAMED THE NOMURA SECURITIES CO., LTD.) | FE | NOMURA ASSET MANAGEMENT CO., LTD. | E | Control |
| NOMURA HOLDINGS, INC. (FORMERLY NAMED THE NOMURA SECURITIES CO., LTD.) | FE | NOMURA ASSET MANAGEMENT CO., LTD. | E | Control |
| NOMURA HOLDINGS, INC. (FORMERLY NAMED THE NOMURA SECURITIES CO., LTD.) | FE | NOMURA ASSET MANAGEMENT CO., LTD. | E | Control |
| NOMURA HOLDINGS, INC. (FORMERLY NAMED THE NOMURA SECURITIES CO., LTD.) | FE | NOMURA ASSET MANAGEMENT CO., LTD. | E | Control |
| NOMURA HOLDINGS, INC. (FORMERLY NAMED THE NOMURA SECURITIES CO., LTD.) | FE | NOMURA ASSET MANAGEMENT CO., LTD. | E | Control |
| NOMURA HOLDINGS, INC. (FORMERLY NAMED THE NOMURA SECURITIES CO., LTD.) | FE | NOMURA ASSET MANAGEMENT CO., LTD. | E | Control |
| NOMURA HOLDINGS, INC. (FORMERLY NAMED THE NOMURA SECURITIES CO., LTD.) | FE | NOMURA ASSET MANAGEMENT CO., LTD. | E | Control |
| NOMURA HOLDINGS, INC. (FORMERLY NAMED THE NOMURA SECURITIES CO., LTD.) | FE | NOMURA ASSET MANAGEMENT CO., LTD. | E | Control |
| NOMURA HOLDINGS, INC. (FORMERLY NAMED THE NOMURA SECURITIES CO., LTD.) | FE | NOMURA ASSET MANAGEMENT CO., LTD. | E | Control |
| NOMURA HOLDINGS, INC. (FORMERLY NAMED THE NOMURA SECURITIES CO., LTD.) | FE | NOMURA ASSET MANAGEMENT CO., LTD. | E | Control |
| NOMURA HOLDINGS, INC. (FORMERLY NAMED THE NOMURA SECURITIES CO., LTD.) | FE | NOMURA ASSET MANAGEMENT CO., LTD. | E | Control |
| NOMURA HOLDINGS, INC. (FORMERLY NAMED THE NOMURA SECURITIES CO., LTD.) | FE | NOMURA ASSET MANAGEMENT CO., LTD. | E | Control |
| NOMURA HOLDINGS, INC. (FORMERLY NAMED THE NOMURA SECURITIES CO., LTD.) | FE | NOMURA ASSET MANAGEMENT CO., LTD. | E | Control |
| NOMURA HOLDINGS, INC. (FORMERLY NAMED THE NOMURA SECURITIES CO., LTD.) | FE | NOMURA ASSET MANAGEMENT CO., LTD. | E | Control |
| NOMURA HOLDINGS, INC. (FORMERLY NAMED THE NOMURA SECURITIES CO., LTD.) | FE | NOMURA ASSET MANAGEMENT CO., LTD. | E | Control |
| NOMURA HOLDINGS, INC. (FORMERLY NAMED THE NOMURA SECURITIES CO., LTD.) | FE | NOMURA ASSET MANAGEMENT CO., LTD. | E | Control |
| NOMURA HOLDINGS, INC. (FORMERLY NAMED THE NOMURA SECURITIES CO., LTD.) | FE | NOMURA ASSET MANAGEMENT CO., LTD. | E | Control |
| NOMURA HOLDINGS, INC. (FORMERLY NAMED THE NOMURA SECURITIES CO., LTD.) | FE | NOMURA ASSET MANAGEMENT CO., LTD. | E | Control |
| NOMURA HOLDINGS, INC. (FORMERLY NAMED THE NOMURA SECURITIES CO., LTD.) | FE | NOMURA ASSET MANAGEMENT CO., LTD. | E | Control |
| NOMURA HOLDINGS, INC. (FORMERLY NAMED THE NOMURA SECURITIES CO., LTD.) | FE | NOMURA ASSET MANAGEMENT CO., LTD. | E | Control |
| NOMURA HOLDINGS, INC. (FORMERLY NAMED THE NOMURA SECURITIES CO., LTD.) | FE | NOMURA ASSET MANAGEMENT CO., LTD. | E | Control |
| NOMURA HOLDINGS, INC. (FORMERLY NAMED THE NOMURA SECURITIES CO., LTD.) | FE | NOMURA ASSET MANAGEMENT CO., LTD. | E | Control |
| THE NOMURA SECURITIES CO., LTD. | FE | NOMURA ASSET MANAGEMENT CO., LTD. | E | Control |
| THE NOMURA SECURITIES CO., LTD. (NOW NAMED NOMURA HOLDINGS, INC.) | FE | NOMURA ASSET MANAGEMENT CO., LTD. | E | Control |
Registrations
Federal
IA
Jun 16, 2025 REGISTERED
Notice Filings (8)
CA CT FL IL MA NJ NY TX
Address
WORLDWIDE PLAZA309 WEST 49TH STREET
NEW YORK, NY 10019-7316
United States
Phone: (212) 667-1414