DLJ MERCHANT BANKING III INC
CRD #108229 SEC #801-57685 NEW YORK, NY 212-325-2000
SEC Registered
Total AUM
$3.3B
Discretionary
$3.3B
Employees
--
Clients
--
Accounts
11
Firm Details
- Organization Type
- Corporation
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Sep 17, 2010
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ARNABOLDI, NICOLE, I SINCEK | I | DIRECTOR AND MANAGING DIRECTOR | NA | Control |
| ARNABOLDI, NICOLE, I SINCEK | I | DIRECTOR AND MANAGING DIRECTOR | NA | Control |
| ARNABOLDI, NICOLE, I SINCEK | I | DIRECTOR | NA | Control |
| ARNABOLDI, NICOLE, I SINCEK | I | DIRECTOR AND MANAGING DIRECTOR | NA | Control |
| ARNABOLDI, NICOLE, I SINCEK | I | DIRECTOR AND MANAGING DIRECTOR | NA | Control |
| ARNABOLDI, NICOLE, I SINCEK | I | DIRECTOR & MANAGING DIRECTOR | NA | Control |
| ARNABOLDI, NICOLE, I SINCEK | I | DIRECTOR AND MANAGING DIRECTOR | NA | Control |
| ARNABOLDI, NICOLE, SINCEK | I | DIRECTOR AND MANAGING DIRECTOR | NA | Control |
| ARNABOLDI, NICOLE, SINEK | I | DIRECTOR AND MANAGING DIRECTOR | NA | Control |
| BESSEL, MICHAEL, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BESSEL, MICHAEL, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BESSEL, MICHAEL, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BESSEL, MICHAEL, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BESSEL, MICHAEL, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BESSEL, MICHAEL, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BESSEL, MICHAEL, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DEAN, THOMPSON | I | DIRECTOR | NA | Control |
| DEAN, THOMPSON | I | DIRECTOR & MANAGING DIRECTOR | NA | Control |
| DODES, IVY, B | I | GENERAL COUNSEL | NA | Control |
| HORNIG, GEORGE, RONALD | I | DIRECTOR AND MANAGING DIRECTOR | NA | Control |
| HORNIG, GEORGE, RONALD | I | DIRECTOR AND MANAGING DIRECTOR | NA | Control |
| HORNIG, GEORGE, RONALD | I | DIRECTOR AND MANAGING DIRECTOR | NA | Control |
| HORNIG, GEORGE, RONALD | I | MANAGING DIRECTOR | NA | Control |
| HORNIG, GEORGE, RONALD | I | DIRECTOR AND MANAGING DIRECTOR | NA | Control |
| HORNIG, GEORGE, RONALD | I | DIRECTOR AND MANAGING DIRECTOR | NA | Control |
| HORNIG, GEORGE, RONALD | I | DIRECTOR AND MANAGING DIRECTOR | NA | Control |
| HORNIG, GEORGE, RONALD | I | DIRECTOR AND MANAGING DIRECTOR | NA | Control |
| HORNIG, GEORGE, RONALD | I | DIRECTOR AND MANAGING DIRECTOR | NA | Control |
| HORNIG, GEORGE, RONALD | I | DIRECTOR AND MANAGING DIRECTOR | NA | Control |
| JAMES, HAMILTON, EVANS | I | DIRECTOR & MANAGING DIRECTOR | NA | Control |
| MORIZIO, EMIDIO | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MORIZIO, EMIDIO | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| POLETTI, EDWARD, A | I | DIRECTOR AND PRINCIPAL | NA | Control |
| POLETTI, EDWARD, A | I | DIRECTOR AND PRINCIPAL | NA | Control |
| POLETTI, EDWARD, A | I | DIRECTOR AND PRINCIPAL | NA | Control |
| POLETTI, EDWARD, A | I | PRINCIPAL | NA | Control |
| POLETTI, EDWARD, A | I | DIRECTOR AND PRINCIPAL | NA | Control |
| POLETTI, EDWARD, A | I | DIRECTOR AND PRINCIPAL | NA | Control |
| POLETTI, EDWARD, A | I | DIRECTOR AND PRINCIPAL | NA | Control |
| POLETTI, EDWARD, A | I | DIRECTOR AND PRINCIPAL | NA | Control |
| POLETTI, EDWARD, A | I | DIRECTOR AND PRINCIPAL | NA | Control |
| POLETTI, EDWARD, A | I | DIRECTOR AND PRINCIPAL | NA | Control |
| RATTNER, STEVEN, CHARLES | I | DIRECTOR AND MANAGING DIRECTOR | NA | Control |
| RATTNER, STEVEN, CHARLES | I | DIRECTOR AND MANAGING DIRECTOR | NA | Control |
| RATTNER, STEVEN, CHARLES | I | DIRECTOR AND MANAGING DIRECTOR | NA | Control |
| RATTNER, STEVEN, CHARLES | I | DIRECTOR AND MANAGING DIRECTOR | NA | Control |
| RATTNER, STEVEN, CHARLES | I | DIRECTOR AND MANAGING DIRECTOR | NA | Control |
| ROGERS, HARTLEY, RAYMOND | I | MANAGING DIRECTOR | NA | Control |
| RUSH, ANDREW, HENRY | I | DIRECTOR & MANAGING DIRECTOR | NA | Control |
| RYAN, EILEEN, E | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SCHLOSS, LAWRENCE, MICHAEL | I | CHAIRMAN | NA | Control |
| SINGH, RAVI, MOHAN | I | DIRECTOR AND MANAGING DIRECTOR | NA | Control |
| SINGH, RAVI, MOHAN | I | DIRECTOR AND MANAGING DIRECTOR | NA | Control |
| CREDIT SUISSE FIRST BOSTON PRIVATE EQUITY, INC. | DE | SHAREHOLDER | E | Control |
| CREDIT SUISSE FIRST BOSTON PRIVATE EQUITY, INC. | DE | SHAREHOLDER | E | Control |
| CREDIT SUISSE FIRST BOSTON PRIVATE EQUITY, INC. | DE | SHAREHOLDER | E | Control |
| CREDIT SUISSE FIRST BOSTON PRIVATE EQUITY, INC. | DE | SHAREHOLDER | E | Control |
| CREDIT SUISSE FIRST BOSTON PRIVATE EQUITY, INC. (FORMERLY, DLJ CAPITAL INVESTORS, INC.) | DE | SHAREHOLDER | E | Control |
| CREDIT SUISSE FIRST BOSTON PRIVATE EQUITY, INC. (FORMERLY, DLJ CAPITAL INVESTORS, INC.) | DE | SHAREHOLDER | E | Control |
| CREDIT SUISSE PRIVATE EQUITY, INC. | DE | SHAREHOLDER | E | Control |
| CREDIT SUISSE PRIVATE EQUITY, INC. | DE | SHAREHOLDER | E | Control |
| CREDIT SUISSE PRIVATE EQUITY, INC. | DE | SHAREHOLDER | E | Control |
| CREDIT SUISSE PRIVATE EQUITY, INC. (F/K/A CREDIT SUISSE FIRST BOSTON PRIVATE EQUITY, INC.) | DE | SHAREHOLDER | E | Control |
| CREDIT SUISSE PRIVATE EQUITY, INC. (F/K/A CREDIT SUISSE FIRST BOSTON PRIVATE EQUITY, INC.) | DE | SHAREHOLDER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| CREDIT SUISSE (USA), INC. | DE | CREDIT SUISSE PRIVATE EQUITY, INC. | E | Control |
| CREDIT SUISSE (USA), INC. | DE | CREDIT SUISSE PRIVATE EQUITY, INC. | E | Control |
| CREDIT SUISSE (USA), INC. | DE | CREDIT SUISSE PRIVATE EQUITY, INC. | E | Control |
| CREDIT SUISSE (USA), INC. (F/K/A CREDIT SUISSE FIRST BOSTON (USA) INC.) | DE | CREDIT SUISSE FIRST BOSTON PRIVATE EQUITY, INC. | E | Control |
| CREDIT SUISSE (USA), INC. (F/K/A CREDIT SUISSE FIRST BOSTON (USA) INC.) | DE | CREDIT SUISSE FIRST BOSTON PRIVATE EQUITY, INC. | E | Control |
| CREDIT SUISSE (USA), INC. (F/K/A CREDIT SUISSE FIRST BOSTON (USA) INC.) | DE | CREDIT SUISSE FIRST BOSTON PRIVATE EQUITY, INC. | E | Control |
| CREDIT SUISSE (USA), INC. (F/K/A CREDIT SUISSE FIRST BOSTON (USA) INC.) | DE | CREDIT SUISSE PRIVATE EQUITY, INC. (F/K/A CREDIT SUISSE FIRST BOSTON PRIVATE EQUITY, INC.) | E | Control |
| CREDIT SUISSE (USA), INC. (F/K/A CREDIT SUISSE FIRST BOSTON (USA) INC.) | DE | CREDIT SUISSE PRIVATE EQUITY, INC. (F/K/A CREDIT SUISSE FIRST BOSTON PRIVATE EQUITY, INC.) | E | Control |
| CREDIT SUISSE FIRST BOSTON (USA), INC. | DE | CREDIT SUISSE FIRST BOSTON PRIVATE EQUITY, INC. | E | Control |
| CREDIT SUISSE FIRST BOSTON (USA), INC. FORMERLY DONALDSON, LUFKIN & JENRETTE, INC. | DE | CREDIT SUISSE FIRST BOSTON PRIVATE EQUITY, INC. ( FORMERLY DLJ CAPITAL INVESTORS, INC.) | E | Control |
| CREDIT SUISSE FIRST BOSTON (USA), INC. FORMERLY DONALDSON, LUFKIN & JENRETTE, INC. | DE | CREDIT SUISSE FIRST BOSTON PRIVATE EQUITY, INC. ( FORMERLY DLJ CAPITAL INVESTORS, INC.) | E | Control |
| CREDIT SUISSE GROUP AG | FE | CREDIT SUISSE AG | E | Control |
| CREDIT SUISSE GROUP AG | FE | CREDIT SUISSE AG | E | Control |
| CREDIT SUISSE GROUP AG | FE | CREDIT SUISSE AG | E | Control |
| CREDIT SUISSE HOLDINGS (USA), INC. | DE | CREDIT SUISSE (USA), INC. | E | Control |
| CREDIT SUISSE HOLDINGS (USA), INC. | DE | CREDIT SUISSE (USA), INC. | E | Control |
| CREDIT SUISSE HOLDINGS (USA), INC. | DE | CREDIT SUISSE (USA), INC. | E | Control |
| CREDIT SUISSE AG | FE | CREDIT SUISSE HOLDINGS (USA), INC. | D | Control |
| CREDIT SUISSE AG | FE | CREDIT SUISSE HOLDINGS (USA), INC. | D | Control |
| CREDIT SUISSE AG | FE | CREDIT SUISSE HOLDINGS (USA), INC. | D | Control |
| CREDIT SUISSE GROUP AG | FE | CREDIT SUISSE HOLDINGS (USA), INC. | C | Control |
| CREDIT SUISSE GROUP AG | FE | CREDIT SUISSE HOLDINGS (USA), INC. | C | Control |
| CREDIT SUISSE GROUP AG | FE | CREDIT SUISSE HOLDINGS (USA), INC. | C | Control |
Registrations
Federal
IA
Sep 17, 2010 REGISTERED
Notice Filings (3)
CA MI NY
Address
ELEVEN MADISON AVENUE, 16TH FLOORNEW YORK, NY 10010
United States
Phone: 212-325-2000