LOMBARD ADVISERS INCORPORATED
CRD #108231 SEC #801-114981 BALTIMORE, MD 410-342-1300
SEC Registered
Total AUM
$567.4M
Discretionary
$199.1M
Employees
42
Clients
--
Accounts
1,377
Firm Details
- Organization Type
- Corporation
- State of Formation
- Maryland
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 27, 2025
- Branch Offices
- 25
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| DONLAN WELKER, TERRY, LYNN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DONLAN WELKER, TERRY, LYNN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| FOX, CHARLES, CURTIS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| FOX, CHARLES, CURTIS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| FOX, CHARLES, CURTIS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| FOX, CHARLES, CURTIS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| FOX, CHARLES, CURTIS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| FOX, CHARLES, CURTIS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| FOX, CHARLES, CURTIS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| FOX, CHARLES, CURTIS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| FOX, CHARLES, CURTIS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| FOX, CHARLES, CURTIS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| FOX, CHARLES, CURTIS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| FOX, CHARLES, CURTIS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| FOX, CHARLES, CURTIS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| FOX, CHARLES, CURTIS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| FOX, CHARLES, CURTIS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| FOX, CHARLES, CURTIS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| FOX, CHARLES, CURTIS | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| FOX, CHARLES, CURTIS | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| SOCHA, WILLIAM, STEPHEN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| SOCHA, WILLIAM, STEPHEN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| SOCHA, WILLIAM, STEPHEN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| SOCHA, WILLIAM, STEPHEN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| SOCHA, WILLIAM, STEPHEN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| SOCHA, WILLIAM, STEPHEN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| SOCHA, WILLIAM, STEPHEN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| SOCHA, WILLIAM, STEPHEN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| SOCHA, WILLIAM, STEPHEN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| SOCHA, WILLIAM, STEPHEN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| SOCHA, WILLIAM, STEPHEN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| SOCHA, WILLIAM, STEPHEN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| SOCHA, WILLIAM, STEPHEN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| SOCHA, WILLIAM, STEPHEN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| SOCHA, WILLIAM, STEPHEN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| SOCHA, WILLIAM, STEPHEN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| SOCHA, WILLIAM, STEPHEN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| SOCHA, WILLIAM, STEPHEN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| LOMBARD SECURITIES INCORPORATED | DE | 100% OWNER OF LOMBARD ADVISERS INCORPORATED | E | Control |
| LOMBARD SECURITIES INCORPORATED | DE | 100% OWNER OF LOMBARD ADVISERS INCORPORATED | E | Control |
| LOMBARD SECURITIES INCORPORATED | DE | 100% OWNER | E | Control |
| LOMBARD SECURITIES INCORPORATED | DE | 100% OWNER OF LOMBARD ADVISERS INCORPORATED | E | Control |
| LOMBARD SECURITIES INCORPORATED | DE | 100% OWNER OF LOMBARD ADVISERS INCORPORATED | E | Control |
| LOMBARD SECURITIES INCORPORATED | DE | 100% OWNER OF LOMBARD ADVISERS INCORPORATED | E | Control |
| LOMBARD SECURITIES INCORPORATED | DE | 100% OWNER OF LOMBARD ADVISERS INCORPORATED | E | Control |
| LOMBARD SECURITIES INCORPORATED | DE | 100% OWNER OF LOMBARD ADVISERS INCORPORATED | E | Control |
| LOMBARD SECURITIES INCORPORATED | DE | 100% OWNER OF LOMBARD ADVISERS INCORPORATED | E | Control |
| LOMBARD SECURITIES INCORPORATED | DE | 100% OWNER OF LOMBARD ADVISERS INCORPORATED | E | Control |
| LOMBARD SECURITIES INCORPORATED | DE | 100% OWNER OF LOMBARD ADVISERS INCORPORATED | E | Control |
| LOMBARD SECURITIES INCORPORATED | DE | 100% OWNER OF LOMBARD ADVISERS INCORPORATED | E | Control |
| LOMBARD SECURITIES INCORPORATED | DE | 100% OWNER OF LOMBARD ADVISERS INCORPORATED | E | Control |
| LOMBARD SECURITIES INCORPORATED | DE | 100% OWNER OF LOMBARD ADVISERS INCORPORATED | E | Control |
| LOMBARD SECURITIES INCORPORATED | DE | 100% OWNER OF LOMBARD ADVISERS INCORPORATED | E | Control |
| LOMBARD SECURITIES INCORPORATED | DE | 100% OWNER OF LOMBARD ADVISERS INCORPORATED | E | Control |
| LOMBARD SECURITIES INCORPORATED | DE | 100% OWNER OF LOMBARD ADVISERS INCORPORATED | E | Control |
| LOMBARD SECURITIES INCORPORATED | DE | 100% OWNER OF LOMBARD ADVISERS INCORPORATED | E | Control |
Registrations
Federal
IA
Mar 27, 2025 REGISTERED
Notice Filings (21)
AL CA CO DE FL IA IL KY LA MD MO NC NJ NY OH PA SC TN TX VA WV
Address
1820 LANCASTER STBALTIMORE, MD 21231
United States
Phone: 410-342-1300