KRAKOWIAK FREDERICK ALAN
CRD #108235 SEC #801-56793 SCOTTSDALE, AZ 480-889-3732
SEC Registered
Total AUM
$34M
Discretionary
$34M
Employees
5
Clients
10
Accounts
70
Firm Details
- Organization Type
- Sole Proprietorship
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Feb 7, 2007
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| KRAKOWIAK, FREDERICK, ALAN | I | CHIEF COMPLIANCE OFFICER | E | Control |
| KRAKOWIAK, FREDERICK, ALAN | I | OWNER, CCO | E | Control |
| KRAKOWIAK, FREDERICK, ALAN | I | OWNER | E | Control |
| KRAKOWIAK, FREDERICK, ALAN | I | CHIEF COMPLIANCE OFFICER | E | Control |
| KRAKOWIAK, FREDERICK, ALAN | I | OWNER | E | Control |
Registrations
Federal
IA
Feb 7, 2007 REGISTERED
Notice Filings (1)
AZ
Address
8115 E INDIAN BEND RDSUITE 117
SCOTTSDALE, AZ 85250
USA
Phone: 480-889-3732