CLEARBROOK INVESTMENT CONSULTING LLC
CRD #108253 SEC #801-56832 NEW YORK, NY 212 359-0290
SEC Registered
Total AUM
$470.1M
Discretionary
$470.1M
Employees
10
Clients
0
Accounts
16
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 31, 2025
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ARMSTRONG, THOMAS, DEAN | I | MANAGING DIRECTOR | NA | Control |
| ARMSTRONG, THOMAS, DEAN | I | MANAGING DIRECTOR | NA | Control |
| ARMSTRONG, THOMAS, DEAN | I | MANAGING DIRECTOR | NA | Control |
| ARMSTRONG, THOMAS, DEAN | I | MANAGING DIRECTOR | NA | Control |
| ARMSTRONG, THOMAS, DEAN | I | MANAGING DIRECTOR | NA | Control |
| ARMSTRONG, THOMAS, DEAN | I | MANAGING DIRECTOR | NA | Control |
| ARMSTRONG, THOMAS, DEAN | I | MANAGING DIRECTOR | NA | Control |
| ARMSTRONG, THOMAS, DEAN | I | MANAGING DIRECTOR | NA | Control |
| ARMSTRONG, THOMAS, DEAN | I | MANAGING DIRECTOR | NA | Control |
| ARMSTRONG, THOMAS, DEAN | I | MANAGING DIRECTOR | NA | Control |
| ARMSTRONG, THOMAS, DEAN | I | MANAGING DIRECTOR | NA | Control |
| ARMSTRONG, THOMAS, DEAN | I | MANAGING DIRECTOR | NA | Control |
| BAKER, MARK, ALDEN | I | MANAGING DIRECTOR | NA | Control |
| BAKER, MARK, ALDEN | I | MANAGING DIRECTOR | NA | Control |
| BAKER, MARK, ALDEN | I | MANAGING DIRECTOR | NA | Control |
| BAKER, MARK, ALDEN | I | MANAGING DIRECTOR | NA | Control |
| BAKER, MARK, ALDEN | I | MANAGING DIRECTOR | NA | Control |
| BAKER, MARK, ALDEN | I | MANAGING DIRECTOR | NA | Control |
| BAKER, MARK, ALDEN | I | MANAGING DIRECTOR | NA | Control |
| BAKER, MARK, ALDEN | I | MANAGING DIRECTOR | NA | Control |
| BAKER, MARK, ALDEN | I | MANAGING DIRECTOR | NA | Control |
| BAKER, MARK, ALDEN | I | MANAGING DIRECTOR | NA | Control |
| BAKER, MARK, ALDEN | I | MANAGING DIRECTOR | NA | Control |
| BAKER, MARK, ALDEN | I | MANAGING DIRECTOR | NA | Control |
| BAKER, MARK, ALDEN | I | MANAGING DIRECTOR | NA | Control |
| BAKER, MARK, ALDEN | I | MANAGING DIRECTOR | NA | Control |
| BAKER, MARK, ALDEN | I | MANAGING DIRECTOR | NA | Control |
| BAKER, MARK, ALDEN | I | MANAGING DIRECTOR | NA | Control |
| BAKER, MARK, ALDEN | I | MANAGING DIRECTOR | NA | Control |
| BAKER, MARK, ALDEN | I | MANAGING DIRECTOR | NA | Control |
| BAKER, MARK, ALDEN | I | MANAGING DIRECTOR | NA | Control |
| BAKER, MARK, ALDEN | I | MANAGING DIRECTOR | NA | Control |
| BAKER, MARK, ALDEN | I | MANAGING DIRECTOR | NA | Control |
| BAKER, MARK, ALDEN | I | MANAGING DIRECTOR | NA | Control |
| BLASBERG, ERIC, JOHN | I | MANAGING DIRECTOR AND INVESTMENT COMMITTEE MEMBER | NA | Control |
| BLASBERG, ERIC, JOHN | I | MANAGING DIRECTOR AND INVESTMENT COMMITTEE MEMBER | NA | Control |
| BLASBERG, ERIC, JOHN | I | MANAGING DIRECTOR AND INVESTMENT COMMITTEE MEMBER | NA | Control |
| BLASBERG, ERIC, JOHN | I | MANAGING DIRECTOR AND INVESTMENT COMMITTEE MEMBER | NA | Control |
| BLASBERG, ERIC, JOHN | I | MANAGING DIRECTOR AND INVESTMENT COMMITTEE MEMBER | NA | Control |
| BLASBERG, ERIC, JOHN | I | MANAGING DIRECTOR AND INVESTMENT COMMITTEE MEMBER | NA | Control |
| BLASBERG, ERIC, JOHN | I | MANAGING DIRECTOR AND INVESTMENT COMMITTEE MEMBER | NA | Control |
| BLASBERG, ERIC, JOHN | I | MANAGING DIRECTOR AND INVESTMENT COMMITTEE MEMBER | NA | Control |
| BLASBERG, ERIC, JOHN | I | MANAGING DIRECTOR AND INVESTMENT COMMITTEE MEMBER | NA | Control |
| BLASBERG, ERIC, JOHN | I | MANAGING DIRECTOR AND INVESTMENT COMMITTEE MEMBER | NA | Control |
| BLASBERG, ERIC, JOHN | I | MANAGING DIRECTOR AND INVESTMENT COMMITTEE MEMBER | NA | Control |
| BLASBERG, ERIC, JOHN | I | MANAGING DIRECTOR AND INVESTMENT COMMITTEE MEMBER | NA | Control |
| BLASBERG, ERIC, JOHN | I | MANAGING DIRECTOR AND INVESTMENT COMMITTEE MEMBER | NA | Control |
| BLASBERG, ERIC, JOHN | I | MANAGING DIRECTOR AND INVESTMENT COMMITTEE MEMBER | NA | Control |
| BLASBERG, ERIC, JOHN | I | MANAGING DIRECTOR AND INVESTMENT COMMITTEE MEMBER | NA | Control |
| CHESSHIRE, JONATHAN, MOORE | I | MANAGING DIRECTOR AND INVESTMENT COMMITTEE MEMBER | NA | Control |
| CHESSHIRE, JONATHAN, MOORE | I | MANAGING DIRECTOR AND INVESTMENT COMMITTEE MEMBER | NA | Control |
| CHESSHIRE, JONATHAN, MOORE | I | MANAGING DIRECTOR AND INVESTMENT COMMITTEE MEMBER | NA | Control |
| CHESSHIRE, JONATHAN, MOORE | I | MANAGING DIRECTOR AND INVESTMENT COMMITTEE MEMBER | NA | Control |
| CHESSHIRE, JONATHAN, MOORE | I | MANAGING DIRECTOR AND INVESTMENT COMMITTEE MEMBER | NA | Control |
| CHESSHIRE, JONATHAN, MOORE | I | MANAGING DIRECTOR AND INVESTMENT COMMITTEE MEMBER | NA | Control |
| CHESSHIRE, JONATHAN, MOORE | I | MANAGING DIRECTOR AND INVESTMENT COMMITTEE MEMBER | NA | Control |
| CHESSHIRE, JONATHAN, MOORE | I | MANAGING DIRECTOR AND INVESTMENT COMMITTEE MEMBER | NA | Control |
| CHESSHIRE, JONATHAN, MOORE | I | MANAGING DIRECTOR AND INVESTMENT COMMITTEE MEMBER | NA | Control |
| CHESSHIRE, JONATHAN, MOORE | I | MANAGING DIRECTOR AND INVESTMENT COMMITTEE MEMBER | NA | Control |
| CHESSHIRE, JONATHAN, MOORE | I | MANAGING DIRECTOR AND INVESTMENT COMMITTEE MEMBER | NA | Control |
| CHESSHIRE, JONATHAN, MOORE | I | MANAGING DIRECTOR AND INVESTMENT COMMITTEE MEMBER | NA | Control |
| CHESSHIRE, JONATHAN, MOORE | I | MANAGING DIRECTOR AND INVESTMENT COMMITTEE MEMBER | NA | Control |
| CHESSHIRE, JONATHAN, MOORE | I | MANAGING DIRECTOR AND INVESTMENT COMMITTEE MEMBER | NA | Control |
| CHESSHIRE, JONATHAN, MOORE | I | MANAGING DIRECTOR AND INVESTMENT COMMITTEE MEMBER | NA | Control |
| Daly, Allison, Linick | I | SENIOR DIRECTOR AND CHIEF COMPLIANCE OFFICER | NA | Control |
| Ellenbogen, Adam, Joseph | I | CCO | NA | Control |
| Ellenbogen, Adam, Joseph | I | CCO | NA | Control |
| GARIP, FERNANDO, NICHOLAS | I | MANAGING DIRECTOR AND INVESTMENT COMMITTEE MEMBER | NA | Control |
| GARIP, FERNANDO, NICHOLAS | I | MANAGING DIRECTOR AND INVESTMENT COMMITTEE MEMBER | NA | Control |
| GARIP, FERNANDO, NICHOLAS | I | MANAGING DIRECTOR AND INVESTMENT COMMITTEE MEMBER | NA | Control |
| GARIP, FERNANDO, NICHOLAS | I | MANAGING DIRECTOR AND INVESTMENT COMMITTEE MEMBER | NA | Control |
| GARIP, FERNANDO, NICHOLAS | I | MANAGING DIRECTOR AND INVESTMENT COMMITTEE MEMBER | NA | Control |
| GARIP, FERNANDO, NICHOLAS | I | MANAGING DIRECTOR AND INVESTMENT COMMITTEE MEMBER | NA | Control |
| GARIP, FERNANDO, NICHOLAS | I | MANAGING DIRECTOR AND INVESTMENT COMMITTEE MEMBER | NA | Control |
| GARIP, FERNANDO, NICHOLAS | I | MANAGING DIRECTOR AND INVESTMENT COMMITTEE MEMBER | NA | Control |
| GARIP, FERNANDO, NICHOLAS | I | MANAGING DIRECTOR AND INVESTMENT COMMITTEE MEMBER | NA | Control |
| GARIP, FERNANDO, NICHOLAS | I | MANAGING DIRECTOR AND INVESTMENT COMMITTEE MEMBER | NA | Control |
| GARIP, FERNANDO, NICHOLAS | I | MANAGING DIRECTOR AND INVESTMENT COMMITTEE MEMBER | NA | Control |
| GARIP, FERNANDO, NICHOLAS | I | MANAGING DIRECTOR AND INVESTMENT COMMITTEE MEMBER | NA | Control |
| GARIP, FERNANDO, NICHOLAS | I | MANAGING DIRECTOR AND INVESTMENT COMMITTEE MEMBER | NA | Control |
| GARIP, FERNANDO, NICHOLAS | I | MANAGING DIRECTOR AND INVESTMENT COMMITTEE MEMBER | NA | Control |
| GARIP, FERNANDO, NICHOLAS | I | MANAGING DIRECTOR AND INVESTMENT COMMITTEE MEMBER | NA | Control |
| GILMORE, WALTER, ALAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GILMORE, WALTER, ALAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GILMORE, WALTER, ALAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GILMORE, WALTER, ALAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GILMORE, WALTER, ALAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GILMORE, WALTER, ALAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GILMORE, WALTER, ALAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GILMORE, WALTER, ALAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GILMORE, WALTER, ALAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GILMORE, WALTER, ALAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GILMORE, WALTER, ALAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GILMORE, WALTER, ALAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GILMORE, WALTER, ALAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GILMORE, WALTER, ALAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GILMORE, WALTER, ALAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GILMORE, WALTER, ALAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GILMORE, WALTER, ALAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GILMORE, WALTER, ALAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GILMORE, WALTER, ALAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GILMORE, WALTER, ALAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GILMORE, WALTER, ALAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GILMORE, WALTER, ALAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GILMORE, WALTER, ALAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GILMORE, WALTER, ALAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GILMORE, WALTER, ALAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GILMORE, WALTER, ALAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GILMORE, WALTER, ALAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GILMORE, WALTER, ALAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GILMORE, WALTER, ALAN | I | CCO | NA | Control |
| GILMORE, WALTER, ALAN | I | CCO | NA | Control |
| GILMORE, WALTER, ALAN | I | CCO | NA | Control |
| GILMORE, WALTER, ALAN | I | CCO | NA | Control |
| GILMORE, WALTER, ALAN | I | CCO | NA | Control |
| GILMORE, WALTER, ALAN | I | CCO | NA | Control |
| GILMORE, WALTER, ALAN | I | CCO | NA | Control |
| GILMORE, WALTER, ALAN | I | CCO | NA | Control |
| GILMORE, WALTER, ALAN | I | CCO | NA | Control |
| GILMORE, WALTER, ALAN | I | CCO | NA | Control |
| GILMORE, WALTER, ALAN | I | CCO | NA | Control |
| GRAHAM, BRUCE, LINCOLN | I | MANAGING DIRECTOR - CHIEF COMPLIANCE OFFICER | NA | Control |
| GRAHAM, BRUCE, LINCOLN | I | MANAGING DIRECTOR - CHIEF COMPLIANCE OFFICER | NA | Control |
| GRAHAM, BRUCE, LINCOLN | I | MANAGING DIRECTOR | NA | Control |
| GRAHAM, BRUCE, LINCOLN | I | MANAGING DIRECTOR | NA | Control |
| GRAHAM, BRUCE, LINCOLN | I | MANAGING DIRECTOR | NA | Control |
| GRAHAM, BRUCE, LINCOLN | I | MANAGING DIRECTOR | NA | Control |
| GRAHAM, BRUCE, LINCOLN | I | MANAGING DIRECTOR | NA | Control |
| GRAHAM, BRUCE, LINCOLN | I | MANAGING DIRECTOR | NA | Control |
| GRAHAM, BRUCE, LINCOLN | I | MANAGING DIRECTOR | NA | Control |
| GRANT, PETER, DEGOLIER | I | MANAGING DIRECTOR | NA | Control |
| GRANT, PETER, DEGOLIER | I | MANAGING DIRECTOR | NA | Control |
| LEARY, PAUL, CHRISTOPHER | I | MANAGING DIRECTOR AND INVESTMENT COMMITTEE MEMBER | NA | Control |
| LEARY, PAUL, CHRISTOPHER | I | MANAGING DIRECTOR AND INVESTMENT COMMITTEE MEMBER | NA | Control |
| LEARY, PAUL, CHRISTOPHER | I | MANAGING DIRECTOR AND INVESTMENT COMMITTEE MEMBER | NA | Control |
| LEARY, PAUL, CHRISTOPHER | I | MANAGING DIRECTOR AND INVESTMENT COMMITTEE MEMBER | NA | Control |
| LEARY, PAUL, CHRISTOPHER | I | MANAGING DIRECTOR AND INVESTMENT COMMITTEE MEMBER | NA | Control |
| LEARY, PAUL, CHRISTOPHER | I | MANAGING DIRECTOR AND INVESTMENT COMMITTEE MEMBER | NA | Control |
| LEARY, PAUL, CHRISTOPHER | I | MANAGING DIRECTOR AND INVESTMENT COMMITTEE MEMBER | NA | Control |
| LEARY, PAUL, CHRISTOPHER | I | MANAGING DIRECTOR AND INVESTMENT COMMITTEE MEMBER | NA | Control |
| MAILMAN, ELISA, JANE | I | MANAGING DIRECTOR AND INVESTMENT COMMITTEE MEMBER | NA | Control |
| MAILMAN, ELISA, JANE | I | MANAGING DIRECTOR AND INVESTMENT COMMITTEE MEMBER | NA | Control |
| MAILMAN, ELISA, JANE | I | MANAGING DIRECTOR AND INVESTMENT COMMITTEE MEMBER | NA | Control |
| MAILMAN, ELISA, JANE | I | MANAGING DIRECTOR AND INVESTMENT COMMITTEE MEMBER | NA | Control |
| MAILMAN, ELISA, JANE | I | MANAGING DIRECTOR AND INVESTMENT COMMITTEE MEMBER | NA | Control |
| MAILMAN, ELISA, JANE | I | MANAGING DIRECTOR AND INVESTMENT COMMITTEE MEMBER | NA | Control |
| MAILMAN, ELISA, JANE | I | MANAGING DIRECTOR AND INVESTMENT COMMITTEE MEMBER | NA | Control |
| MULLOCK, CYNTHIA, LAUREN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| NG, TIMOTHY, CHAN | I | MANAGING DIRECTOR | NA | Control |
| NG, TIMOTHY, CHAN | I | MANAGING DIRECTOR | NA | Control |
| NG, TIMOTHY, CHAN | I | MANAGING DIRECTOR | NA | Control |
| NG, TIMOTHY, CHAN | I | MANAGING DIRECTOR | NA | Control |
| NG, TIMOTHY, CHAN | I | MANAGING DIRECTOR | NA | Control |
| NG, TIMOTHY, CHAN | I | MANAGING DIRECTOR | NA | Control |
| NG, TIMOTHY, CHAN | I | MANAGING DIRECTOR | NA | Control |
| NG, TIMOTHY, CHAN | I | MANAGING DIRECTOR | NA | Control |
| NG, TIMOTHY, CHAN | I | MANAGING DIRECTOR | NA | Control |
| NG, TIMOTHY, CHAN | I | MANAGING DIRECTOR AND INVESTMENT COMMITTEE MEMBER | NA | Control |
| NG, TIMOTHY, CHAN | I | MANAGING DIRECTOR AND INVESTMENT COMMITTEE MEMBER | NA | Control |
| NG, TIMOTHY, CHAN | I | MANAGING DIRECTOR | NA | Control |
| WISLAR, ELLIOTT, WAKEFIELD | I | PRESIDENT | NA | Control |
| WISLAR, ELLIOTT, WAKEFIELD | I | PRESIDENT | NA | Control |
| WISLAR, ELLIOTT, WAKEFIELD | I | PRESIDENT | NA | Control |
| WISLAR, ELLIOTT, WAKEFIELD | I | PRESIDENT | NA | Control |
| WISLAR, ELLIOTT, WAKEFIELD | I | PRESIDENT | NA | Control |
| WISLAR, ELLIOTT, WAKEFIELD | I | PRESIDENT | NA | Control |
| WISLAR, ELLIOTT, WAKEFIELD | I | PRESIDENT | NA | Control |
| WISLAR, ELLIOTT, WAKEFIELD | I | PRESIDENT | NA | Control |
| WISLAR, ELLIOTT, WAKEFIELD | I | PRESIDENT | NA | Control |
| WISLAR, ELLIOTT, WAKEFIELD | I | PRESIDENT | NA | Control |
| WISLAR, ELLIOTT, WAKEFIELD | I | PRESIDENT | NA | Control |
| WISLAR, ELLIOTT, WAKEFIELD | I | PRESIDENT | NA | Control |
| WISLAR, ELLIOTT, WAKEFIELD | I | CEO | NA | Control |
| WISLAR, ELLIOTT, WAKEFIELD | I | CEO | NA | Control |
| WISLAR, ELLIOTT, WAKEFIELD | I | CEO | NA | Control |
| WISLAR, ELLIOTT, WAKEFIELD | I | CEO | NA | Control |
| WISLAR, ELLIOTT, WAKEFIELD | I | CEO | NA | Control |
| WISLAR, ELLIOTT, WAKEFIELD | I | CEO | NA | Control |
| WISLAR, ELLIOTT, WAKEFIELD | I | CEO | NA | Control |
| WISLAR, ELLIOTT, WAKEFIELD | I | CEO | NA | Control |
| WISLAR, ELLIOTT, WAKEFIELD | I | CEO | NA | Control |
| WISLAR, ELLIOTT, WAKEFIELD | I | CEO | NA | Control |
| WISLAR, ELLIOTT, WAKEFIELD | I | CEO | NA | Control |
| WISLAR, ELLIOTT, WAKEFIELD | I | CEO | NA | Control |
| WISLAR, ELLIOTT, WAKEFIELD | I | CEO | NA | Control |
| CBF ADVISORS, LLC | DE | OWNER | E | Control |
| CBF ADVISORS, LLC | DE | OWNER | E | Control |
| CLEARBROOK LLC | DE | MEMBER | E | Control |
| CLEARBROOK LLC | DE | MEMBER | E | Control |
| CLEARBROOK LLC | DE | MEMBER | E | Control |
| CLEARBROOK LLC | DE | MEMBER | E | Control |
| CLEARBROOK LLC | DE | MEMBER | E | Control |
| CLEARBROOK LLC | DE | MEMBER | E | Control |
| CLEARBROOK LLC | DE | MEMBER | E | Control |
| CLEARBROOK LLC | DE | MEMBER | E | Control |
| CLEARBROOK LLC | DE | MEMBER | E | Control |
| CLEARBROOK LLC | DE | MEMBER | E | Control |
| CLEARBROOK LLC | DE | MEMBER | E | Control |
| CLEARBROOK LLC | DE | MEMBER | E | Control |
| CLEARBROOK LLC | DE | MEMBER | E | Control |
| CLEARBROOK LLC | DE | MEMBER | E | Control |
| CLEARBROOK LLC | DE | MEMBER | E | Control |
| CLEARBROOK LLC | DE | MEMBER | E | Control |
| CLEARBROOK LLC | DE | MEMBER | E | Control |
| CLEARBROOK LLC | DE | MEMBER | E | Control |
| CLEARBROOK LLC | DE | MEMBER | E | Control |
| CLEARBROOK LLC | DE | MEMBER | E | Control |
| CLEARBROOK LLC | DE | MEMBER | E | Control |
| CLEARBROOK LLC | DE | MEMBER | E | Control |
| CLEARBROOK LLC | DE | MEMBER | E | Control |
| CLEARBROOK LLC | DE | MEMBER | E | Control |
| CLEARBROOK LLC | DE | MEMBER | E | Control |
| CLEARBROOK LLC | DE | MEMBER | E | Control |
| CLEARBROOK LLC | DE | MEMBER | E | Control |
| CLEARBROOK LLC | DE | MEMBER | E | Control |
| CLEARBROOK LLC | DE | MEMBER | E | Control |
| CLEARBROOK FINANCIAL, LLC | DE | MEMBER | E | Control |
| CLEARBROOK FINANCIAL, LLC | DE | MEMBER | E | Control |
| CLEARBROOK GLOBAL ADVISORS, LLC | DE | MEMBER | E | Control |
| CLEARBROOK GLOBAL ADVISORS, LLC | DE | MEMBER | E | Control |
| CLEARBROOK GLOBAL ADVISORS, LLC | DE | MEMBER | E | Control |
| CLEARBROOK GLOBAL ADVISORS, LLC | DE | MEMBER | E | Control |
| CLEARBROOK GLOBAL ADVISORS, LLC | DE | MEMBER | E | Control |
| CLEARBROOK GLOBAL ADVISORS, LLC | DE | MEMBER | E | Control |
| CLEARBROOK GLOBAL ADVISORS, LLC | DE | MEMBER | E | Control |
| CLEARBROOK GLOBAL ADVISORS, LLC | DE | MEMBER | E | Control |
| CLEARBROOK GLOBAL ADVISORS, LLC | DE | MEMBER | E | Control |
| CLEARBROOK GLOBAL ADVISORS, LLC | DE | MEMBER | E | Control |
| CLEARBROOK GLOBAL ADVISORS, LLC | DE | MEMBER | E | Control |
| CLEARBROOK GLOBAL ADVISORS, LLC | DE | MEMBER | E | Control |
| CLEARBROOK GLOBAL ADVISORS, LLC | DE | MEMBER | E | Control |
| CLEARBROOK GLOBAL ADVISORS, LLC | DE | MEMBER | E | Control |
| SHIELDS, JOSEPH, VINCENT | I | CHAIRMAN | D | Control |
| SHIELDS, JOSEPH, VINCENT | I | CHAIRMAN | D | Control |
| SHIELDS, JOSEPH, VINCENT | I | CHAIRMAN | D | Control |
| SHIELDS CAPITAL CORPORATION | DE | NONE | C | Control |
| SHIELDS CAPITAL CORPORATION | DE | NONE | C | Control |
| SHIELDS CAPITAL CORPORATION | DE | NONE | C | Control |
| COOPERSMITH, FRAN | I | MANAGING DIRECTOR | B | Control |
| GRAHAM, BRUCE, LINCOLN | I | MANAGING DIRECTOR - CHIEF COMPLIANCE OFFICER | B | Control |
| GRAHAM, BRUCE, LINCOLN | I | PRESIDENT | B | Control |
| GRAHAM, BRUCE, LINCOLN | I | MANAGING DIRECTOR - CHIEF COMPLIANCE OFFICER | B | Control |
| GRAHAM, BRUCE, LINCOLN | I | MANAGING DIRECTOR | B | Control |
| ARMSTRONG, THOMAS, DEAN | I | MANAGING DIRECTOR | A | |
| ARMSTRONG, THOMAS, DEAN | I | VICE PRESIDENT | A | |
| ARMSTRONG, THOMAS, DEAN | I | MANAGING DIRECTOR | A | |
| ARMSTRONG, THOMAS, DEAN | I | MANAGING DIRECTOR | A | |
| ARMSTRONG, THOMAS, DEAN | I | MANAGING DIRECTOR | A |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| BISHOP, JAMES, DEFORREST | I | CLEARBROOK GLOBAL ADVISORS LLC | F | Control |
| BISHOP, JAMES, DEFORREST | I | CLEARBROOK GLOBAL ADVISORS LLC | F | Control |
| BISHOP, JAMES, DEFORREST | I | CLEARBROOK GLOBAL ADVISORS LLC | F | Control |
| BISHOP, JAMES, DEFORREST | I | CLEARBROOK GLOBAL ADVISORS, LLC | F | Control |
| BISHOP, JAMES, DEFORREST | I | CLEARBROOK GLOBAL ADVISORS, LLC | F | Control |
| BISHOP, JAMES, DEFORREST | I | CLEARBROOK GLOBAL ADVISORS, LLC | F | Control |
| BISHOP, JAMES, DEFORREST | I | CLEARBROOK GLOBAL ADVISORS, LLC | F | Control |
| BISHOP, JAMES, DEFORREST | I | CLEARBROOK GLOBAL ADVISORS, LLC | F | Control |
| BISHOP, JAMES, DEFORREST | I | CLEARBROOK GLOBAL ADVISORS, LLC | F | Control |
| BISHOP, JAMES, DEFORREST | I | CLEARBROOK GLOBAL ADVISORS, LLC | F | Control |
| BISHOP, JAMES, DEFORREST | I | CLEARBROOK GLOBAL ADVISORS, LLC | F | Control |
| BISHOP, JAMES, DEFORREST | I | CLEARBROOK GLOBAL ADVISORS, LLC | F | Control |
| BISHOP, JAMES, DEFORREST | I | CLEARBROOK GLOBAL ADVISORS, LLC | F | Control |
| BISHOP, JAMES, DEFORREST | I | CLEARBROOK GLOBAL ADVISORS, LLC | F | Control |
| BISHOP, JAMES, DEFORREST | I | CLEARBROOK LLC | F | Control |
| BISHOP, JAMES, DEFORREST | I | CLEARBROOK LLC | F | Control |
| BISHOP, JAMES, DEFORREST | I | CLEARBROOK LLC | F | Control |
| BISHOP, JAMES, DEFORREST | I | CLEARBROOK GLOBAL ADVISORS, LLC | F | Control |
| BISHOP, JAMES, DEFORREST | I | CLEARBROOK LLC | F | Control |
| BISHOP, JAMES, DEFORREST | I | CLEARBROOK LLC | F | Control |
| BISHOP, JAMES, DEFORREST | I | CLEARBROOK LLC | F | Control |
| BISHOP, JAMES, DEFORREST | I | CLEARBROOK LLC | F | Control |
| BISHOP, JAMES, DEFORREST | I | CLEARBROOK LLC | F | Control |
| BISHOP, JAMES, DEFORREST | I | CLEARBROOK LLC | F | Control |
| BISHOP, JAMES, DEFORREST | I | CLEARBROOK LLC | F | Control |
| BISHOP, JAMES, DEFORREST | I | CLEARBROOK LLC | F | Control |
| BISHOP, JAMES, DEFORREST | I | CLEARBROOK LLC | F | Control |
| BISHOP, JAMES, DEFORREST | I | CLEARBROOK LLC | F | Control |
| BISHOP, JAMES, DEFORREST | I | CLEARBROOK LLC | F | Control |
| BISHOP, JAMES, DEFORREST | I | CLEARBROOK LLC | F | Control |
| BISHOP, JAMES, DEFORREST | I | CLEARBROOK LLC | F | Control |
| BISHOP, JAMES, DEFORREST | I | CLEARBROOK LLC | F | Control |
| BISHOP, JAMES, DEFORREST | I | CLEARBROOK LLC | F | Control |
| BISHOP, JAMES, DEFORREST | I | CLEARBROOK LLC | F | Control |
| BISHOP, JAMES, DEFORREST | I | CLEARBROOK LLC | F | Control |
| BISHOP, JAMES, DEFORREST | I | CLEARBROOK LLC | F | Control |
| BISHOP, JAMES, DEFORREST | I | CLEARBROOK LLC | F | Control |
| BISHOP, JAMES, DEFORREST | I | CLEARBROOK LLC | F | Control |
| BISHOP, JAMES, DEFORREST | I | CLEARBROOK LLC | F | Control |
| BISHOP, JAMES, DEFORREST | I | CLEARBROOK LLC | F | Control |
| BISHOP, JAMES, DEFORREST | I | CLEARBROOK LLC | F | Control |
| DESOLA, MICHAEL, J | I | CLEARBROOK CAPITAL, LLC | F | Control |
| DESOLA, MICHAEL, J | I | CLEARBROOK CAPITAL, LLC | F | Control |
| FRARY, RICHARD, SPENCER | I | CLEARBROOK GLOBAL ADVISORS, LLC | F | Control |
| FRARY, RICHARD, SPENCER | I | CLEARBROOK GLOBAL ADVISORS, LLC | F | Control |
| MAZZEO, ROBERT, LOUIS | I | CLEARBROOK GLOBAL ADVISORS, LLC | F | Control |
| MAZZEO, ROBERT, LOUIS | I | CLEARBROOK GLOBAL ADVISORS, LLC | F | Control |
| MOONEY, ROBERT, J. | I | CLEARBROOK CAPITAL LLC | F | Control |
| MOONEY, ROBERT, J. | I | CLEARBROOK CAPITAL LLC | F | Control |
| NG, TIMOTHY, CHAN | I | CLEARBROOK GLOBAL ADVISORS, LLC | F | Control |
| NG, TIMOTHY, CHAN | I | CLEARBROOK GLOBAL ADVISORS, LLC | F | Control |
| NG, TIMOTHY, CHAN | I | CLEARBROOK GLOBAL ADVISORS, LLC | F | Control |
| NG, TIMOTHY, CHAN | I | CLEARBROOK GLOBAL ADVISORS, LLC | F | Control |
| NG, TIMOTHY, CHAN | I | CLEARBROOK GLOBAL ADVISORS, LLC | F | Control |
| NG, TIMOTHY, CHAN | I | CLEARBROOK GLOBAL ADVISORS, LLC | F | Control |
| NG, TIMOTHY, CHAN | I | CLEARBROOK GLOBAL ADVISORS, LLC | F | Control |
| NG, TIMOTHY, CHAN | I | CLEARBROOK GLOBAL ADVISORS, LLC | F | Control |
| NG, TIMOTHY, CHAN | I | CLEARBROOK GLOBAL ADVISORS, LLC | F | Control |
| NG, TIMOTHY, CHAN | I | CLEARBROOK GLOBAL ADVISORS, LLC | F | Control |
| NG, TIMOTHY, CHAN | I | CLEARBROOK GLOBAL ADVISORS, LLC | F | Control |
| SALZMAN, JEFFREY, HAMILTON | I | CLEARBROOK GLOBAL ADVISORS, LLC | F | Control |
| SALZMAN, JEFFREY, HAMILTON | I | CLEARBROOK GLOBAL ADVISORS, LLC | F | Control |
| SALZMAN, JEFFREY, HAMILTON | I | CLEARBROOK GLOBAL ADVISORS, LLC | F | Control |
| SALZMAN, JEFFREY, HAMILTON | I | CLEARBROOK GLOBAL ADVISORS, LLC | F | Control |
| SALZMAN, JEFFREY, HAMILTON | I | CLEARBROOK GLOBAL ADVISORS, LLC | F | Control |
| SALZMAN, JEFFREY, HAMILTON | I | CLEARBROOK GLOBAL ADVISORS, LLC | F | Control |
| SALZMAN, JEFFREY, HAMILTON | I | CLEARBROOK GLOBAL ADVISORS, LLC | F | Control |
| SALZMAN, JEFFREY, HAMILTON | I | CLEARBROOK GLOBAL ADVISORS, LLC | F | Control |
| SALZMAN, JEFFREY, HAMILTON | I | CLEARBROOK GLOBAL ADVISORS, LLC | F | Control |
| SALZMAN, JEFFREY, HAMILTON | I | CLEARBROOK GLOBAL ADVISORS, LLC | F | Control |
| SALZMAN, JEFFREY, HAMILTON | I | CLEARBROOK GLOBAL ADVISORS, LLC | F | Control |
| WISLAR, ELLIOTT, WAKEFIELD | I | CLEARBROOK CAPITAL | F | Control |
| WISLAR, ELLIOTT, WAKEFIELD | I | CLEARBROOK CAPITAL | F | Control |
| WISLAR, ELLIOTT, WAKEFIELD | I | CLEARBROOK CAPITAL | F | Control |
| WISLAR, ELLIOTT, WAKEFIELD | I | CLEARBROOK CAPITAL | F | Control |
| WISLAR, ELLIOTT, WAKEFIELD | I | CLEARBROOK CAPITAL | F | Control |
| WISLAR, ELLIOTT, WAKEFIELD | I | CLEARBROOK GLOBAL ADVISORS, LLC | F | Control |
| WISLAR, ELLIOTT, WAKEFIELD | I | CLEARBROOK GLOBAL ADVISORS, LLC | F | Control |
| WISLAR, ELLIOTT, WAKEFIELD | I | CLEARBROOK GLOBAL ADVISORS, LLC | F | Control |
| WISLAR, ELLIOTT, WAKEFIELD | I | CLEARBROOK GLOBAL ADVISORS, LLC | F | Control |
| WISLAR, ELLIOTT, WAKEFIELD | I | CLEARBROOK GLOBAL ADVISORS, LLC | F | Control |
| WISLAR, ELLIOTT, WAKEFIELD | I | CLEARBROOK GLOBAL ADVISORS, LLC | F | Control |
| WISLAR, ELLIOTT, WAKEFIELD | I | CLEARBROOK GLOBAL ADVISORS, LLC | F | Control |
| WISLAR, ELLIOTT, WAKEFIELD | I | CLEARBROOK GLOBAL ADVISORS, LLC | F | Control |
| WISLAR, ELLIOTT, WAKEFIELD | I | CLEARBROOK GLOBAL ADVISORS, LLC | F | Control |
| WISLAR, ELLIOTT, WAKEFIELD | I | CLEARBROOK GLOBAL ADVISORS, LLC | F | Control |
| WISLAR, ELLIOTT, WAKEFIELD | I | CLEARBROOK GLOBAL ADVISORS, LLC | F | Control |
| WISLAR, ELLIOTT, WAKEFIELD | I | CLEARBROOK LLC | F | Control |
| WISLAR, ELLIOTT, WAKEFIELD | I | CLEARBROOK LLC | F | Control |
| WISLAR, ELLIOTT, WAKEFIELD | I | CLEARBROOK LLC | F | Control |
| WISLAR, ELLIOTT, WAKEFIELD | I | CLEARBROOK GLOBAL ADVISORS, LLC | F | Control |
| WISLAR, ELLIOTT, WAKEFIELD | I | CLEARBROOK LLC | F | Control |
| WISLAR, ELLIOTT, WAKEFIELD | I | CLEARBROOK LLC | F | Control |
| WISLAR, ELLIOTT, WAKEFIELD | I | CLEARBROOK LLC | F | Control |
| WISLAR, ELLIOTT, WAKEFIELD | I | CLEARBROOK LLC | F | Control |
| WISLAR, ELLIOTT, WAKEFIELD | I | CLEARBROOK LLC | F | Control |
| WISLAR, ELLIOTT, WAKEFIELD | I | CLEARBROOK LLC | F | Control |
| WISLAR, ELLIOTT, WAKEFIELD | I | CLEARBROOK LLC | F | Control |
| WISLAR, ELLIOTT, WAKEFIELD | I | CLEARBROOK LLC | F | Control |
| WISLAR, ELLIOTT, WAKEFIELD | I | CLEARBROOK LLC | F | Control |
| WISLAR, ELLIOTT, WAKEFIELD | I | CLEARBROOK LLC | F | Control |
| WISLAR, ELLIOTT, WAKEFIELD | I | CLEARBROOK LLC | F | Control |
| WISLAR, ELLIOTT, WAKEFIELD | I | CLEARBROOK LLC | F | Control |
| WISLAR, ELLIOTT, WAKEFIELD | I | CLEARBROOK LLC | F | Control |
| WISLAR, ELLIOTT, WAKEFIELD | I | CLEARBROOK LLC | F | Control |
| WISLAR, ELLIOTT, WAKEFIELD | I | CLEARBROOK LLC | F | Control |
| WISLAR, ELLIOTT, WAKEFIELD | I | CLEARBROOK LLC | F | Control |
| WISLAR, ELLIOTT, WAKEFIELD | I | CLEARBROOK LLC | F | Control |
| WISLAR, ELLIOTT, WAKEFIELD | I | CLEARBROOK LLC | F | Control |
| WISLAR, ELLIOTT, WAKEFIELD | I | CLEARBROOK LLC | F | Control |
| WISLAR, ELLIOTT, WAKEFIELD | I | CLEARBROOK LLC | F | Control |
| WISLAR, ELLIOTT, WAKEFIELD | I | CLEARBROOK LLC | F | Control |
| WISLAR, ELLIOTT, WAKEFIELD | I | CLEARBROOK LLC | F | Control |
| WISLAR, ELLIOTT, WAKEFIELD | I | CLEARBROOK LLC | F | Control |
| WISLAR, ELLIOTT, WAKEFIELD | I | CLEARBROOK LLC | F | Control |
| WISLAR, JOHN, B | I | CLEARBROOK GLOBAL ADVISORS, LLC | F | Control |
| WISLAR, JOHN, B | I | CLEARBROOK GLOBAL ADVISORS, LLC | F | Control |
| WISLAR, JOHN, B | I | CLEARBROOK GLOBAL ADVISORS, LLC | F | Control |
| WISLAR, JOHN, B | I | CLEARBROOK GLOBAL ADVISORS, LLC | F | Control |
| WISLAR, JOHN, B | I | CLEARBROOK GLOBAL ADVISORS, LLC | F | Control |
| WISLAR, JOHN, B | I | CLEARBROOK GLOBAL ADVISORS, LLC | F | Control |
| WISLAR, JOHN, B | I | CLEARBROOK GLOBAL ADVISORS, LLC | F | Control |
| WISLAR, JOHN, B | I | CLEARBROOK GLOBAL ADVISORS, LLC | F | Control |
| WISLAR, JOHN, B | I | CLEARBROOK GLOBAL ADVISORS, LLC | F | Control |
| WISLAR, JOHN, B | I | CLEARBROOK GLOBAL ADVISORS, LLC | F | Control |
| WISLAR, JOHN, B | I | CLEARBROOK GLOBAL ADVISORS, LLC | F | Control |
| CLEARBROOK CAPITAL, LLC | DE | CLEARBROOK FINANCIAL | E | Control |
| CLEARBROOK CAPITAL, LLC | DE | CLEARBROOK FINANCIAL | E | Control |
| CLEARBROOK CAPITAL, LLC | DE | CLEARBROOK FINANCIAL | E | Control |
| CLEARBROOK CAPITAL, LLC | DE | CLEARBROOK FINANCIAL | E | Control |
| CLEARBROOK FINANCIAL, LLC | DE | CBF ADVISORS, LLC | E | Control |
| CLEARBROOK FINANCIAL, LLC | DE | CBF ADVISORS, LLC | E | Control |
| CLEARBROOK HOLDINGS LLC | DE | CLEARBROOK LLC | D | Control |
| CLEARBROOK HOLDINGS LLC | DE | CLEARBROOK LLC | D | Control |
| CLEARBROOK HOLDINGS LLC | DE | CLEARBROOK LLC | D | Control |
| CLEARBROOK HOLDINGS LLC | DE | CLEARBROOK LLC | D | Control |
| CLEARBROOK HOLDINGS LLC | DE | CLEARBROOK LLC | D | Control |
| CLEARBROOK HOLDINGS LLC | DE | CLEARBROOK LLC | D | Control |
| CLEARBROOK HOLDINGS LLC | DE | CLEARBROOK LLC | D | Control |
| CLEARBROOK HOLDINGS LLC | DE | CLEARBROOK LLC | D | Control |
| CLEARBROOK HOLDINGS LLC | DE | CLEARBROOK LLC | D | Control |
| CLEARBROOK HOLDINGS LLC | DE | CLEARBROOK LLC | D | Control |
| CLEARBROOK HOLDINGS LLC | DE | CLEARBROOK LLC | D | Control |
| CLEARBROOK HOLDINGS LLC | DE | CLEARBROOK LLC | D | Control |
| CLEARBROOK HOLDINGS LLC | DE | CLEARBROOK LLC | D | Control |
| CLEARBROOK HOLDINGS LLC | DE | CLEARBROOK LLC | D | Control |
| CLEARBROOK HOLDINGS LLC | DE | CLEARBROOK LLC | D | Control |
| CLEARBROOK HOLDINGS LLC | DE | CLEARBROOK LLC | D | Control |
| CLEARBROOK HOLDINGS LLC | DE | CLEARBROOK LLC | D | Control |
| CLEARBROOK HOLDINGS LLC | DE | CLEARBROOK LLC | D | Control |
| CLEARBROOK HOLDINGS LLC | DE | CLEARBROOK LLC | D | Control |
| CLEARBROOK HOLDINGS LLC | DE | CLEARBROOK LLC | D | Control |
| CLEARBROOK HOLDINGS LLC | DE | CLEARBROOK LLC | D | Control |
| CLEARBROOK HOLDINGS LLC | DE | CLEARBROOK LLC | D | Control |
| CLEARBROOK HOLDINGS LLC | DE | CLEARBROOK LLC | D | Control |
| CLEARBROOK HOLDINGS LLC | DE | CLEARBROOK LLC | D | Control |
| CLEARBROOK HOLDINGS LLC | DE | CLEARBROOK LLC | D | Control |
| CLEARBROOK HOLDINGS LLC | DE | CLEARBROOK LLC | D | Control |
| CLEARBROOK HOLDINGS LLC | DE | CLEARBROOK LLC | D | Control |
| CLEARBROOK HOLDINGS LLC | DE | CLEARBROOK LLC | D | Control |
| FOUR FAMILIES FUNDING LLC | DE | CLEARBROOK GLOBAL ADVISORS LLC | D | Control |
| FOUR FAMILIES FUNDING LLC | DE | CLEARBROOK GLOBAL ADVISORS LLC | D | Control |
| FOUR FAMILIES FUNDING LLC | DE | CLEARBROOK GLOBAL ADVISORS LLC | D | Control |
| FOUR FAMILIES FUNDING LLC | DE | CLEARBROOK GLOBAL ADVISORS, LLC | D | Control |
| FOUR FAMILIES FUNDING LLC | DE | CLEARBROOK GLOBAL ADVISORS, LLC | D | Control |
| FOUR FAMILIES FUNDING LLC | DE | CLEARBROOK GLOBAL ADVISORS, LLC | D | Control |
| FOUR FAMILIES FUNDING LLC | DE | CLEARBROOK GLOBAL ADVISORS, LLC | D | Control |
| FOUR FAMILIES FUNDING LLC | DE | CLEARBROOK GLOBAL ADVISORS, LLC | D | Control |
| FOUR FAMILIES FUNDING LLC | DE | CLEARBROOK GLOBAL ADVISORS, LLC | D | Control |
| FOUR FAMILIES FUNDING LLC | DE | CLEARBROOK GLOBAL ADVISORS, LLC | D | Control |
| FOUR FAMILIES FUNDING LLC | DE | CLEARBROOK GLOBAL ADVISORS, LLC | D | Control |
| FOUR FAMILIES FUNDING LLC | DE | CLEARBROOK GLOBAL ADVISORS, LLC | D | Control |
| FOUR FAMILIES FUNDING LLC | DE | CLEARBROOK GLOBAL ADVISORS, LLC | D | Control |
| FOUR FAMILIES FUNDING LLC | DE | CLEARBROOK GLOBAL ADVISORS, LLC | D | Control |
| GODFREY, BRUCE, CHARLES | I | CLEARBROOK CAPITAL, LLC | C | Control |
| GODFREY, BRUCE, CHARLES | I | CLEARBROOK CAPITAL, LLC | C | Control |
| GODFREY, BRUCE, CHARLES | I | CLEARBROOK CAPITAL, LLC | C | Control |
| GODFREY, BRUCE, CHARLES | I | CLEARBROOK CAPITAL, LLC | C | Control |
| MORRIS, JOHN, LOGAN | I | CLEARBROOK CAPITAL, LLC | C | Control |
| MORRIS, JOHN, LOGAN | I | CLEARBROOK CAPITAL, LLC | C | Control |
| MORRIS, JOHN, LOGAN | I | CLEARBROOK CAPITAL, LLC | C | Control |
| MORRIS, JOHN, LOGAN | I | CLEARBROOK CAPITAL, LLC | C | Control |
| MORRIS, JOHN, LOGAN | I | CLEARBROOK CAPITAL, LLC | C | Control |
Registrations
Federal
IA
Mar 31, 2025 REGISTERED
Notice Filings (6)
CT FL MA NY RI TX
Address
21 WEST 46TH STREET, SUITE 1507NEW YORK, NY 10036
United States
Phone: 212 359-0290