IMPERIAL CAPITAL ASSET MANAGEMENT LLC
CRD #108258 SEC #801-67961 PALM BEACH GARDENS, FL 310-246-3793
SEC Registered Private Funds
Total AUM
$393.7M
Discretionary
$108.3M
Employees
13
Clients
--
Accounts
3
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jun 5, 2023
- Branch Offices
- 2
- LEI
- 549300URT9YM0NKFO073
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BELDHAM, BRIAN, DAVID | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CHUNG, HARRY, HYONYANG | I | CFO | NA | Control |
| CHUNG, HARRY, HYONYANG | I | CFO | NA | Control |
| CHUNG, HARRY, HYONYANG | I | CFO | NA | Control |
| CHUNG, HARRY, HYONYANG | I | CFO | NA | Control |
| CHUNG, HARRY, HYONYANG | I | CFO | NA | Control |
| CHUNG, HARRY, HYONYANG | I | CFO | NA | Control |
| ELLIS, CATHERINE, MARY | I | DIRECTOR OF COMPLIANCE | NA | Control |
| ELLIS, CATHERINE, MARY | I | DIRECTOR OF COMPLIANCE | NA | Control |
| ELLIS, CATHERINE, MARY | I | DIRECTOR OF COMPLIANCE | NA | Control |
| GATHERER, JENNIFER | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GATHERER, JENNIFER | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GATHERER, JENNIFER | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GUAY, DANIEL, ROBERT | I | CONTROLLER | NA | Control |
| GUAY, DANIEL, ROBERT | I | CONTROLLER | NA | Control |
| GUAY, DANIEL, ROBERT | I | CONTROLLER | NA | Control |
| GUAY, DANIEL, ROBERT | I | CONTROLLER | NA | Control |
| GUAY, DANIEL, ROBERT | I | CONTROLLER | NA | Control |
| GUAY, DANIEL, ROBERT | I | CONTROLLER | NA | Control |
| HARRINGTON, PHILIP, RONALD | I | CFO | NA | Control |
| HARRINGTON, PHILIP, RONALD | I | CFO | NA | Control |
| HARRINGTON, PHILIP, RONALD | I | CFO | NA | Control |
| HARRINGTON, PHILIP, RONALD | I | CFO | NA | Control |
| HARRINGTON, PHILIP, RONALD | I | CFO | NA | Control |
| HARRINGTON, PHILIP, RONALD | I | CFO | NA | Control |
| MARTIS, MARK, CHRISTOPHER | I | CFO/COO/TREASURER | NA | Control |
| MARTIS, MARK, CHRISTOPHER | I | COO AND CHIEF COMPLIANCE OFFICER | NA | Control |
| MARTIS, MARK, CHRISTOPHER | I | COO | NA | Control |
| MARTIS, MARK, CHRISTOPHER | I | COO | NA | Control |
| MARTIS, MARK, CHRISTOPHER | I | CFO/COO/TREASURER | NA | Control |
| MARTIS, MARK, CHRISTOPHER | I | CFO/COO/TREASURER | NA | Control |
| MARTIS, MARK, CHRISTOPHER | I | CFO/COO/TREASURER | NA | Control |
| MARTIS, MARK, CHRISTOPHER | I | CFO/COO/TREASURER | NA | Control |
| MARTIS, MARK, CHRISTOPHER | I | CFO/COO/TREASURER | NA | Control |
| MARTIS, MARK, CHRISTOPHER | I | COO | NA | Control |
| MARTIS, MARK, CHRISTOPHER | I | COO | NA | Control |
| MARTIS, MARK, CHRISTOPHER | I | COO | NA | Control |
| MARTIS, MARK, CHRISTOPHER | I | COO | NA | Control |
| MARTIS, MARK, CHRISTOPHER | I | COO | NA | Control |
| MARTIS, MARK, CHRISTOPHER | I | COO | NA | Control |
| MARTIS, MARK, CHRISTOPHER | I | COO | NA | Control |
| MARTIS, MARK, CHRISTOPHER | I | COO | NA | Control |
| MARTIS, MARK, CHRISTOPHER | I | COO | NA | Control |
| MARTIS, MARK, CHRISTOPHER | I | COO | NA | Control |
| MARTIS, MARK, CHRISTOPHER | I | COO AND CFO | NA | Control |
| MARTIS, MARK, CHRISTOPHER | I | COO AND CFO | NA | Control |
| MARTIS, MARK, CHRISTOPHER | I | COO AND CFO | NA | Control |
| MARTIS, MARK, CHRISTOPHER | I | COO AND CFO | NA | Control |
| MARTIS, MARK, CHRISTOPHER | I | COO AND CFO | NA | Control |
| MARTIS, MARK, CHRISTOPHER | I | COO AND CFO | NA | Control |
| MARTIS, MARK, CHRISTOPHER | I | COO AND CFO | NA | Control |
| MARTIS, MARK, CHRISTOPHER | I | COO AND CFO | NA | Control |
| REESE, JASON, WALTER | I | PRESIDENT | NA | Control |
| REESE, JASON, WALTER | I | PRESIDENT | NA | Control |
| REESE, JASON, WALTER | I | PRESIDENT | NA | Control |
| REESE, JASON, WALTER | I | PRESIDENT | NA | Control |
| REESE, JASON, WALTER | I | CO-PRESIDENT | NA | Control |
| REESE, JASON, WALTER | I | CO-PRESIDENT | NA | Control |
| REESE, JASON, WALTER | I | PRESIDENT | NA | Control |
| REESE, JASON, WALTER | I | PRESIDENT | NA | Control |
| REESE, JASON, WALTER | I | CO-PRESIDENT | NA | Control |
| REESE, JASON, WALTER | I | PRESIDENT | NA | Control |
| REESE, JASON, WALTER | I | PRESIDENT | NA | Control |
| REESE, JASON, WALTER | I | PRESIDENT | NA | Control |
| REESE, JASON, WALTER | I | CHAIRMAN AND CEO | NA | Control |
| REESE, JASON, WALTER | I | CHAIRMAN AND CEO | NA | Control |
| REESE, JASON, WALTER | I | PRESIDENT | NA | Control |
| REESE, JASON, WALTER | I | CHAIRMAN AND CEO | NA | Control |
| REESE, JASON, WALTER | I | CHAIRMAN AND CEO | NA | Control |
| REESE, JASON, WALTER | I | CHAIRMAN AND CEO | NA | Control |
| REESE, JASON, WALTER | I | CHAIRMAN AND CEO | NA | Control |
| REESE, JASON, WALTER | I | CHAIRMAN AND CEO | NA | Control |
| REESE, JASON, WALTER | I | CHAIRMAN AND CEO | NA | Control |
| REESE, JASON, WALTER | I | CHAIRMAN AND CEO | NA | Control |
| REESE, JASON, WALTER | I | CHAIRMAN AND CEO | NA | Control |
| REESE, JASON, WALTER | I | CHAIRMAN AND CEO | NA | Control |
| REESE, JASON, WALTER | I | CHAIRMAN AND CEO | NA | Control |
| REESE, JASON, WALTER | I | CHAIRMAN AND CEO | NA | Control |
| REESE, JASON, WALTER | I | CHAIRMAN AND CEO | NA | Control |
| SCHAFER, CATHERINE, ELLIS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SCHAFER, CATHERINE, ELLIS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SCHAFER, CATHERINE, ELLIS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SCHAFER, CATHERINE, ELLIS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SCHAFER, CATHERINE, ELLIS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SHEPARD, CHRISTOPHER, PAUL | I | INVESTMENT COMMITTEE MEMBER | NA | Control |
| SHEPARD, CHRISTOPHER, PAUL | I | INVESTMENT COMMITTEE MEMBER | NA | Control |
| SHEPARD, CHRISTOPHER, PAUL | I | INVESTMENT COMMITTEE MEMBER | NA | Control |
| SHEPARD, CHRISTOPHER, PAUL | I | INVESTMENT COMMITTEE MEMBER | NA | Control |
| WIENCH, TODD, EDMUND | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WIENCH, TODD, EDMUND | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WIENCH, TODD, EDMUND | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WIENCH, TODD, EDMUND | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WIENCH, TODD, EDMUND | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WIENCH, TODD, EDMUND | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WIENCH, TODD, EDMUND | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WIENCH, TODD, EDMUND | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WIENCH, TODD, EDMUND | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WIENCH, TODD, EDMUND | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WIENCH, TODD, EDMUND | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WIENCH, TODD, EDMUND | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WIENCH, TODD, EDMUND | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WIENCH, TODD, EDMUND | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WOOSTER, RANDALL, EVAN | I | CO-PRESIDENT | NA | Control |
| WOOSTER, RANDALL, EVAN | I | CO-PRESIDENT | NA | Control |
| WOOSTER, RANDALL, EVAN | I | CO-PRESIDENT | NA | Control |
| ICAM HOLDINGS, LLC. | DE | MEMBER | E | Control |
| ICAM HOLDINGS, LLC. | DE | MEMBER | E | Control |
| ICAM HOLDINGS, LLC. | DE | MEMBER | E | Control |
| ICAM HOLDINGS, LLC. | DE | MEMBER | E | Control |
| ICAM HOLDINGS, LLC. | DE | MEMBER | E | Control |
| ICAM HOLDINGS, LLC. | DE | MEMBER | E | Control |
| ICAM HOLDINGS, LLC. | DE | MEMBER | E | Control |
| ICAM HOLDINGS, LLC. | DE | MEMBER | E | Control |
| ICAM HOLDINGS, LLC. | DE | MEMBER | E | Control |
| ICAM HOLDINGS, LLC. | DE | MEMBER | E | Control |
| ICAM HOLDINGS, LLC. | DE | MEMBER | E | Control |
| ICAM HOLDINGS, LLC. | DE | MEMBER | E | Control |
| ICAM HOLDINGS, LLC. | DE | MEMBER | E | Control |
| ICAM HOLDINGS, LLC. | DE | MEMBER | E | Control |
| ICAM HOLDINGS, LLC. | DE | MEMBER | E | Control |
| IMPERIAL CAPITAL GROUP, LLC | DE | MEMBER | E | Control |
| IMPERIAL CAPITAL GROUP, LLC | DE | MEMBER | E | Control |
| IMPERIAL CAPITAL GROUP, LLC | DE | MEMBER | E | Control |
| IMPERIAL CAPITAL GROUP, LLC | DE | MEMBER | E | Control |
| IMPERIAL CAPITAL GROUP, LLC | DE | MEMBER | E | Control |
| IMPERIAL CAPITAL GROUP, LLC | DE | MEMBER | E | Control |
| IMPERIAL CAPITAL GROUP, LLC | DE | MEMBER | E | Control |
| IMPERIAL CAPITAL GROUP, LLC | DE | MEMBER | E | Control |
| IMPERIAL CAPITAL GROUP, LLC | DE | MEMBER | E | Control |
| IMPERIAL CAPITAL GROUP, LLC | DE | MEMBER | E | Control |
| IMPERIAL CAPITAL GROUP, LLC | DE | MEMBER | E | Control |
| IMPERIAL CAPITAL GROUP, LLC | DE | MEMBER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| IMPERIAL CAPITAL GROUP HOLDINGS, LLC | DE | IMPERIAL CAPITAL GROUP, LLC | E | Control |
| IMPERIAL CAPITAL GROUP HOLDINGS, LLC | DE | IMPERIAL CAPITAL GROUP, LLC | E | Control |
| IMPERIAL CAPITAL GROUP HOLDINGS, LLC | DE | IMPERIAL CAPITAL GROUP, LLC | E | Control |
| IMPERIAL CAPITAL GROUP HOLDINGS, LLC | DE | IMPERIAL CAPITAL GROUP, LLC | E | Control |
| IMPERIAL CAPITAL GROUP HOLDINGS, LLC | DE | IMPERIAL CAPITAL GROUP, LLC | E | Control |
| IMPERIAL CAPITAL GROUP HOLDINGS, LLC | DE | IMPERIAL CAPITAL GROUP, LLC | E | Control |
| IMPERIAL CAPITAL GROUP HOLDINGS, LLC | DE | IMPERIAL CAPITAL GROUP, LLC | E | Control |
| IMPERIAL CAPITAL GROUP HOLDINGS, LLC | DE | IMPERIAL CAPITAL GROUP, LLC | E | Control |
| IMPERIAL CAPITAL GROUP HOLDINGS, LLC | DE | IMPERIAL CAPITAL GROUP, LLC | E | Control |
| IMPERIAL CAPITAL GROUP HOLDINGS, LLC | DE | ICAM HOLDINGS, LLC | E | Control |
| IMPERIAL CAPITAL GROUP HOLDINGS, LLC | DE | ICAM HOLDINGS, LLC | E | Control |
| IMPERIAL CAPITAL GROUP HOLDINGS, LLC | DE | IMPERIAL CAPITAL GROUP, LLC | E | Control |
| IMPERIAL CAPITAL GROUP HOLDINGS, LLC | DE | ICAM HOLDINGS, LLC | E | Control |
| IMPERIAL CAPITAL GROUP HOLDINGS, LLC | DE | ICAM HOLDINGS, LLC | E | Control |
| IMPERIAL CAPITAL GROUP HOLDINGS, LLC | DE | ICAM HOLDINGS, LLC | E | Control |
| IMPERIAL CAPITAL GROUP HOLDINGS, LLC | DE | ICAM HOLDINGS, LLC | E | Control |
| IMPERIAL CAPITAL GROUP HOLDINGS, LLC | DE | ICAM HOLDINGS, LLC | E | Control |
| IMPERIAL CAPITAL GROUP HOLDINGS, LLC | DE | ICAM HOLDINGS, LLC | E | Control |
| IMPERIAL CAPITAL GROUP HOLDINGS, LLC | DE | ICAM HOLDINGS, LLC | E | Control |
| IMPERIAL CAPITAL GROUP HOLDINGS, LLC | DE | ICAM HOLDINGS, LLC | E | Control |
| IMPERIAL CAPITAL GROUP HOLDINGS, LLC | DE | ICAM HOLDINGS, LLC | E | Control |
| IMPERIAL CAPITAL GROUP HOLDINGS, LLC | DE | ICAM HOLDINGS, LLC | E | Control |
| IMPERIAL CAPITAL GROUP HOLDINGS, LLC | DE | ICAM HOLDINGS, LLC | E | Control |
| IMPERIAL CAPITAL GROUP HOLDINGS, LLC | DE | ICAM HOLDINGS, LLC | E | Control |
| REESE, JASON, WALTER | I | IMPERIAL CAPITAL GROUP HOLDINGS, LLC | D | Control |
| REESE, JASON, WALTER | I | IMPERIAL CAPITAL GROUP HOLDINGS, LLC | D | Control |
| REESE, JASON, WALTER | I | IMPERIAL CAPITAL GROUP HOLDINGS, LLC | D | Control |
| REESE, JASON, WALTER | I | IMPERIAL CAPITAL GROUP HOLDINGS, LLC | D | Control |
| REESE, JASON, WALTER | I | IMPERIAL CAPITAL GROUP HOLDINGS, LLC | D | Control |
| REESE, JASON, WALTER | I | IMPERIAL CAPITAL GROUP HOLDINGS, LLC | D | Control |
| REESE, JASON, WALTER | I | IMPERIAL CAPITAL GROUP HOLDINGS, LLC | D | Control |
| REESE, JASON, WALTER | I | IMPERIAL CAPITAL GROUP HOLDINGS, LLC | D | Control |
| REESE, JASON, WALTER | I | IMPERIAL CAPITAL GROUP HOLDINGS, LLC | D | Control |
| REESE, JASON, WALTER | I | IMPERIAL CAPITAL GROUP HOLDINGS, LLC | D | Control |
| REESE, JASON, WALTER | I | IMPERIAL CAPITAL GROUP HOLDINGS, LLC | D | Control |
| REESE, JASON, WALTER | I | IMPERIAL CAPITAL GROUP HOLDINGS, LLC | D | Control |
| REESE, JASON, WALTER | I | IMPERIAL CAPITAL GROUP HOLDINGS, LLC | D | Control |
| REESE, JASON, WALTER | I | IMPERIAL CAPITAL GROUP HOLDINGS, LLC | D | Control |
| REESE, JASON, WALTER | I | IMPERIAL CAPITAL GROUP HOLDINGS, LLC | D | Control |
| REESE, JASON, WALTER | I | IMPERIAL CAPITAL GROUP HOLDINGS, LLC | D | Control |
| REESE, JASON, WALTER | I | IMPERIAL CAPITAL GROUP HOLDINGS, LLC | D | Control |
| REESE, JASON, WALTER | I | IMPERIAL CAPITAL GROUP HOLDINGS, LLC | D | Control |
| REESE, JASON, WALTER | I | IMPERIAL CAPITAL GROUP HOLDINGS, LLC | D | Control |
| REESE, JASON, WALTER | I | IMPERIAL CAPITAL GROUP HOLDINGS, LLC | D | Control |
| REESE, JASON, WALTER | I | IMPERIAL CAPITAL GROUP HOLDINGS, LLC | D | Control |
| REESE, JASON, WALTER | I | IMPERIAL CAPITAL GROUP HOLDINGS, LLC | D | Control |
| REESE, JASON, WALTER | I | IMPERIAL CAPITAL GROUP HOLDINGS, LLC | D | Control |
| REESE, JASON, WALTER | I | IMPERIAL CAPITAL GROUP HOLDINGS, LLC | D | Control |
| WOOSTER, RANDALL, EVAN | I | IMPERIAL CAPITAL GROUP HOLDINGS, LLC | D | Control |
| WOOSTER, RANDALL, EVAN | I | IMPERIAL CAPITAL GROUP HOLDINGS, LLC | D | Control |
| WOOSTER, RANDALL, EVAN | I | IMPERIAL CAPITAL GROUP HOLDINGS, LLC | D | Control |
| WOOSTER, RANDALL, EVAN | I | IMPERIAL CAPITAL GROUP HOLDINGS, LLC | D | Control |
| WOOSTER, RANDALL, EVAN | I | IMPERIAL CAPITAL GROUP HOLDINGS, LLC | D | Control |
| WOOSTER, RANDALL, EVAN | I | IMPERIAL CAPITAL GROUP HOLDINGS, LLC | D | Control |
| WOOSTER, RANDALL, EVAN | I | IMPERIAL CAPITAL GROUP HOLDINGS, LLC | D | Control |
| WOOSTER, RANDALL, EVAN | I | IMPERIAL CAPITAL GROUP HOLDINGS, LLC | D | Control |
| WOOSTER, RANDALL, EVAN | I | IMPERIAL CAPITAL GROUP HOLDINGS, LLC | D | Control |
| WOOSTER, RANDALL, EVAN | I | IMPERIAL CAPITAL GROUP HOLDINGS, LLC | D | Control |
| WOOSTER, RANDALL, EVAN | I | IMPERIAL CAPITAL GROUP HOLDINGS, LLC | D | Control |
| WOOSTER, RANDALL, EVAN | I | IMPERIAL CAPITAL GROUP HOLDINGS, LLC | D | Control |
| WOOSTER, RANDALL, EVAN | I | IMPERIAL CAPITAL GROUP HOLDINGS, LLC | D | Control |
| WOOSTER, RANDALL, EVAN | I | IMPERIAL CAPITAL GROUP HOLDINGS, LLC | D | Control |
| WOOSTER, RANDALL, EVAN | I | IMPERIAL CAPITAL GROUP HOLDINGS, LLC | D | Control |
| WOOSTER, RANDALL, EVAN | I | IMPERIAL CAPITAL GROUP HOLDINGS, LLC | D | Control |
| WOOSTER, RANDALL, EVAN | I | IMPERIAL CAPITAL GROUP HOLDINGS, LLC | D | Control |
| WOOSTER, RANDALL, EVAN | I | IMPERIAL CAPITAL GROUP HOLDINGS, LLC | D | Control |
| WOOSTER, RANDALL, EVAN | I | IMPERIAL CAPITAL GROUP HOLDINGS, LLC | D | Control |
| WOOSTER, RANDALL, EVAN | I | IMPERIAL CAPITAL GROUP HOLDINGS, LLC | D | Control |
| WOOSTER, RANDALL, EVAN | I | IMPERIAL CAPITAL GROUP HOLDINGS, LLC | D | Control |
| WOOSTER, RANDALL, EVAN | I | IMPERIAL CAPITAL GROUP HOLDINGS, LLC | D | Control |
| WOOSTER, RANDALL, EVAN | I | IMPERIAL CAPITAL GROUP HOLDINGS, LLC | D | Control |
| WOOSTER, RANDALL, EVAN | I | IMPERIAL CAPITAL GROUP HOLDINGS, LLC | D | Control |
| REESE, JASON, WALTER | I | IMPERIAL CAPITAL GROUP | C | Control |
| REESE, JASON, WALTER | I | IMPERIAL CAPITAL GROUP | C | Control |
| WOOSTER, RANDALL, EVAN | I | IMPERIAL CAPITAL GROUP | C | Control |
| WOOSTER, RANDALL, EVAN | I | IMPERIAL CAPITAL GROUP | C | Control |
Registrations
Federal
IA
Jun 5, 2023 REGISTERED
Notice Filings (2)
CA FL
Address
3801 PGA BOULEVARD, SUITE 603PALM BEACH GARDENS, FL 33410
United States
Phone: 310-246-3793