BANORTE ASSET MANAGEMENT INC
CRD #108266 SEC #801-57735 NEW YORK, NY 212-484-5200
SEC Registered Broker-Dealer
Total AUM
$181.6M
Discretionary
$0
Employees
6
Clients
0
Accounts
3
Firm Details
- Organization Type
- Corporation
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jan 28, 2013
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ABOUMRAD, ANDRES | I | SECRETARY | NA | |
| ABOUMRAD, ANDRES | I | SECRETARY | NA | |
| ALTSCHULERCASTRO, JORGE, FEDERICO | I | CHAIRMAN & DIRECTOR | NA | |
| ALTSCHULERCASTRO, JORGE, FEDERICO | I | CHAIRMAN & DIRECTOR | NA | |
| ALTSCHULERCASTRO, JORGE, FEDERICO | I | CHAIRMAN & DIRECTOR | NA | |
| ALTSCHULERCASTRO, JORGE, FEDERICO | I | CHAIRMAN & DIRECTOR | NA | |
| ALTSCHULERCASTRO, JORGE, FEDERICO | I | CHAIRMAN & DIRECTOR | NA | |
| CERVANTES, AURORA | I | SECRETARY | NA | |
| CERVANTES, AURORA | I | SECRETARY | NA | |
| CERVANTES, AURORA | I | SECRETARY | NA | |
| CERVANTES, AURORA | I | SECRETARY | NA | |
| CERVANTES, AURORA | I | SECRETARY | NA | |
| CERVANTES, AURORA | I | SECRETARY | NA | |
| CERVANTES, AURORA | I | SECRETARY | NA | |
| CERVANTES, AURORA | I | SECRETARY | NA | |
| CERVANTES, AURORA | I | SECRETARY | NA | |
| CERVANTES, AURORA | I | SECRETARY | NA | |
| CERVANTES, AURORA | I | SECRETARY | NA | |
| CERVANTES, AURORA | I | SECRETARY | NA | |
| CHANDLER, ROBERT | I | DIRECTOR | NA | |
| CHANDLER, ROBERT | I | DIRECTOR | NA | |
| CHEN, CHIASHIN | I | CHIEF COMPLIANCE OFFICER | NA | |
| CHEN, CHIASHIN | I | CHIEF COMPLIANCE OFFICER | NA | |
| CHEN, CHIASHIN | I | CHIEF COMPLIANCE OFFICER | NA | |
| CHEN, CHIASHIN | I | CHIEF COMPLIANCE OFFICER | NA | |
| CHEN, CHIASHIN | I | CHIEF COMPLIANCE OFFICER | NA | |
| COINDREAU, GERARDO | I | RISK CONTROL DIRECTOR | NA | Control |
| COINDREAU, GERARDO | I | RISK CONTROL DIRECTOR | NA | Control |
| COINDREAU, GERARDO | I | DIRECTOR | NA | |
| COINDREAU, GERARDO | I | DIRECTOR | NA | |
| CONSUEGRA, JOHN | I | VICE PRESIDENT & CFO | NA | |
| CONSUEGRA, JOHN | I | VICE PRESIDENT & CFO | NA | |
| GARCIA, EDWIN, ERNESTO | I | FINANCE/ADMINISTRATION | NA | |
| GARCIA, EDWIN, ERNESTO | I | FINANCE/ADMINISTRATION | NA | |
| GARCIA, EDWIN, ERNESTO | I | FINANCE/ADMINISTRATION | NA | |
| GARCIA, EDWIN, ERNESTO | I | FINANCE/ADMINISTRATION | NA | |
| GARCIA, EDWIN, ERNESTO | I | FINANCE/ADMINISTRATION | NA | |
| GARCIA, EDWIN, ERNESTO | I | FINANCE/ADMINISTRATION | NA | |
| GARCIA, EDWIN, ERNESTO | I | FINANCE/ADMINISTRATION | NA | |
| GARCIA, EDWIN, ERNESTO | I | FINANCE/ADMINISTRATION | NA | |
| HERRERAPRATS, CARLOS, FERNANDO | I | CEO/ DIRECTOR | NA | Control |
| HERRERAPRATS, CARLOS, FERNANDO | I | CEO/ DIRECTOR | NA | Control |
| LOPEZ-DORIGA, JOAQUIN | I | CHIEF CORPORATE OFFICER | NA | Control |
| MENA, CARLOS, ANTONIO | I | MANAGING DIRECTOR | NA | Control |
| MENA, CARLOS, ANTONIO | I | MANAGING DIRECTOR | NA | Control |
| MENA, CARLOS, ANTONIO | I | MANAGING DIRECTOR | NA | Control |
| MENA, CARLOS, ANTONIO | I | MANAGING DIRECTOR | NA | Control |
| MENA, CARLOS, ANTONIO | I | MANAGING DIRECTOR | NA | Control |
| MENA, CARLOS, ANTONIO | I | MANAGING DIRECTOR | NA | Control |
| MENA, CARLOS, ANTONIO | I | MANAGING DIRECTOR | NA | Control |
| MENA, CARLOS, ANTONIO | I | MANAGING DIRECTOR | NA | Control |
| MENA, CARLOS, ANTONIO | I | MANAGING DIRECTOR | NA | Control |
| MENA, MAURICIO, ORTIZ | I | DIRECTOR | NA | |
| MENA, MAURICIO, ORTIZ | I | DIRECTOR | NA | |
| MENA, MAURICIO, ORTIZ | I | DIRECTOR | NA | |
| MENA, MAURICIO, ORTIZ | I | DIRECTOR | NA | |
| MENA, MAURICIO, ORTIZ | I | DIRECTOR | NA | |
| MENA, MAURICIO, ORTIZ | I | DIRECTOR | NA | |
| MENA, MAURICIO, ORTIZ | I | DIRECTOR | NA | |
| OCHOA, FEDERICO, VALENZUELA | I | DIRECTOR | NA | |
| OCHOA, FEDERICO, VALENZUELA | I | DIRECTOR | NA | |
| OCHOA, FEDERICO, VALENZUELA | I | DIRECTOR | NA | |
| OCHOA, FEDERICO, VALENZUELA | I | DIRECTOR | NA | |
| OCHOA, FEDERICO, VALENZUELA | I | DIRECTOR | NA | |
| OCHOA, FEDERICO, VALENZUELA | I | DIRECTOR | NA | |
| OCHOA, FEDERICO, VALENZUELA | I | DIRECTOR | NA | |
| PALYVODA, ANDREW | I | CHIEF COMPLIANCE OFFICER | NA | |
| PALYVODA, ANDREW | I | CHIEF COMPLIANCE OFFICER | NA | |
| PALYVODA, ANDREW | I | CHIEF COMPLIANCE OFFICER | NA | |
| PALYVODA, ANDREW | I | COMPLIANCE OFFICER | NA | |
| PALYVODA, ANDREW | I | COMPLIANCE OFFICER | NA | |
| PENA, ADAM | I | DIRECTOR | NA | |
| QUIROGA, JUAN, MANUEL | I | DIRECTOR | NA | |
| QUIROGA, JUAN, MANUEL | I | DIRECTOR | NA | |
| QUIROGA, JUAN, MANUEL | I | DIRECTOR | NA | |
| QUIROGA, JUAN, MANUEL | I | DIRECTOR | NA | |
| QUIROGA, JUAN, MANUEL | I | DIRECTOR | NA | |
| QUIROGA, JUAN, MANUEL | I | DIRECTOR | NA | |
| QUIROGA, JUAN, MANUEL | I | DIRECTOR | NA | |
| QUIROGA, JUAN, MANUEL | I | DIRECTOR | NA | |
| QUIROGA, JUAN, MANUEL | I | DIRECTOR | NA | |
| QUIROGA, JUAN, MANUEL | I | DIRECTOR | NA | |
| QUIROGA, JUAN, MANUEL | I | DIRECTOR | NA | |
| RODRIGUEZ, JAVIER | I | PRESIDENT & DIRECTOR | NA | |
| RODRIGUEZ, JAVIER | I | PRESIDENT & DIRECTOR | NA | |
| RODRIGUEZ, JAVIER | I | PRESIDENT & DIRECTOR | NA | |
| RODRIGUEZ, JAVIER | I | PRESIDENT & DIRECTOR | NA | |
| RODRIGUEZ, JAVIER | I | PRESIDENT & DIRECTOR | NA | |
| RODRIGUEZ, JAVIER | I | PRESIDENT & DIRECTOR | NA | |
| SAA, JOSE, FRANCISCO | I | FINANCE/ADMINSTRATOR | NA | |
| SAA, JOSE, FRANCISCO | I | FINANCE/ADMINSTRATOR | NA | |
| SAA, JOSE, FRANCISCO | I | FINANCE/ADMINSTRATOR | NA | |
| SAA, JOSE, FRANCISCO | I | FINANCE/ADMINSTRATOR | NA | |
| SAA, JOSE, FRANCISCO | I | FINANCE/ADMINSTRATOR | NA | |
| SAA, JOSE, FRANCISCO | I | FINANCE/ADMINSTRATOR | NA | |
| SAA, JOSE, FRANCISCO | I | FINANCE/ADMINSTRATOR | NA | |
| SAA, JOSE, FRANCISCO | I | FINANCE/ADMINSTRATOR | NA | |
| SAA, JOSE, FRANCISCO | I | FINANCE/ADMINSTRATOR | NA | |
| SESCOSSE, MANUEL | I | DIRECTOR | NA | |
| SESCOSSE, MANUEL | I | DIRECTOR | NA | |
| SEYFFERT, LUIS | I | DIRECTOR | NA | |
| SEYFFERT, LUIS | I | DIRECTOR | NA | |
| SEYFFERT, LUIS | I | DIRECTOR | NA | |
| SEYFFERT, LUIS | I | DIRECTOR | NA | |
| SIMMONS, BRIAN, ANTHONY | I | CHIEF COMPLIANCE OFFICER | NA | |
| SIMMONS, BRIAN, ANTHONY | I | CHIEF COMPLIANCE OFFICER | NA | |
| SIMMONS, BRIAN, ANTHONY | I | CHIEF COMPLIANCE OFFICER | NA | |
| SIMMONS, BRIAN, ANTHONY | I | CHIEF COMPLIANCE OFFICER | NA | |
| TAN, FREDERICK, HUNG LIAN | I | MANAGING DIRECTOR | NA | |
| TAN, FREDERICK, HUNG LIAN | I | MANAGING DIRECTOR | NA | |
| VALENZUELA, ALEJANDRO | I | DIRECTOR | NA | |
| VALENZUELA, ALEJANDRO | I | DIRECTOR | NA | |
| VALENZUELA, ALEJANDRO | I | DIRECTOR | NA | |
| VALENZUELA, ALEJANDRO | I | DIRECTOR | NA | |
| VALENZUELA, ALEJANDRO | I | DIRECTOR | NA | |
| VALENZUELA, ALEJANDRO | I | DIRECTOR | NA | |
| VALENZUELA, ALEJANDRO | I | DIRECTOR | NA | |
| VALENZUELA, ALEJANDRO | I | DIRECTOR | NA | |
| VALENZUELA, ALEJANDRO | I | DIRECTOR | NA | |
| VALENZUELA, ALEJANDRO | I | DIRECTOR | NA | |
| YARTO, EMILIO | I | SECRETARY | NA | |
| YARTO, EMILIO | I | SECRETARY | NA | |
| YARTO, EMILIO | I | SECRETARY | NA | |
| AFIN INTERNATIONAL HOLDINGS, INC. | DE | SOLE SHAREHOLDER OF APLICANT | E | Control |
| AFIN INTERNATIONAL HOLDINGS, INC. | DE | SOLE SHAREHOLDER OF APLICANT | E | Control |
| AFIN INTERNATIONAL HOLDINGS, INC. | DE | SOLE SHAREHOLDER OF APLICANT | E | Control |
| AFIN INTERNATIONAL HOLDINGS, INC. | DE | SOLE SHAREHOLDER OF APLICANT | E | Control |
| AFIN INTERNATIONAL HOLDINGS, INC. | DE | SOLE SHAREHOLDER OF APLICANT | E | Control |
| AFIN INTERNATIONAL HOLDINGS, INC. | DE | SOLE SHAREHOLDER OF APLICANT | E | Control |
| AFIN INTERNATIONAL HOLDINGS, INC. | DE | SOLE SHAREHOLDER OF APLICANT | E | Control |
| AFIN INTERNATIONAL HOLDINGS, INC. | DE | SOLE SHAREHOLDER OF APLICANT | E | Control |
| AFIN INTERNATIONAL HOLDINGS, INC. | DE | SOLE SHAREHOLDER OF APLICANT | E | Control |
| AFIN INTERNATIONAL HOLDINGS, INC. | DE | SOLE SHAREHOLDER OF APLICANT | E | Control |
| AFIN INTERNATIONAL HOLDINGS, INC. | DE | SOLE SHAREHOLDER OF APLICANT | E | Control |
| AFIN INTERNATIONAL HOLDINGS, INC. | DE | SOLE SHAREHOLDER OF APLICANT | E | Control |
| AFIN INTERNATIONAL HOLDINGS, INC. | DE | SOLE SHAREHOLDER OF APLICANT | E | Control |
| AFIN INTERNATIONAL HOLDINGS, INC. | DE | SOLE SHAREHOLDER OF APLICANT | E | Control |
| AFIN INTERNATIONAL HOLDINGS, INC. | DE | SOLE SHAREHOLDER OF APLICANT | E | Control |
| AFIN INTERNATIONAL HOLDINGS, INC. | DE | SOLE SHAREHOLDER OF APLICANT | E | Control |
| AFIN INTERNATIONAL HOLDINGS, INC. | DE | SOLE SHAREHOLDER OF APLICANT | E | Control |
| AFIN INTERNATIONAL HOLDINGS, INC. | DE | SOLE SHAREHOLDER OF APLICANT | E | Control |
| AFIN INTERNATIONAL HOLDINGS, INC. | DE | SOLE SHAREHOLDER OF APLICANT | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| CASA DE BOLSA BANORTE S.A. DE C.V. | FE | AFIN INTL. HOLDINGS INC. | E | Control |
| CASA DE BOLSA BANORTE S.A. DE C.V. | FE | AFIN INTL. HOLDINGS INC. | E | Control |
| CASA DE BOLSA BANORTE S.A. DE C.V. | FE | AFIN INTL. HOLDINGS INC. | E | Control |
| CASA DE BOLSA BANORTE S.A. DE C.V. | FE | AFIN INTL. HOLDINGS INC. | E | Control |
| CASA DE BOLSA BANORTE S.A. DE C.V. | FE | AFIN INTL. HOLDINGS INC. | E | Control |
| CASA DE BOLSA BANORTE S.A. DE C.V. | FE | AFIN INTL. HOLDINGS INC. | E | Control |
| CASA DE BOLSA BANORTE S.A. DE C.V. | FE | AFIN INTL. HOLDINGS INC. | E | Control |
| CASA DE BOLSA BANORTE S.A. DE C.V. | FE | AFIN INTL. HOLDINGS INC. | E | Control |
| CASA DE BOLSA BANORTE S.A. DE C.V. | FE | AFIN INTL. HOLDINGS INC. | E | Control |
| CASA DE BOLSA BANORTE S.A. DE C.V. | FE | AFIN INTL. HOLDINGS INC. | E | Control |
| CASA DE BOLSA BANORTE S.A. DE C.V. | FE | AFIN INTL. HOLDINGS INC. | E | Control |
| CASA DE BOLSA BANORTE S.A. DE C.V. | FE | AFIN INTL. HOLDINGS INC. | E | Control |
| CASA DE BOLSA BANORTE S.A. DE C.V. | FE | AFIN INTL. HOLDINGS INC. | E | Control |
| CASA DE BOLSA BANORTE S.A. DE C.V. | FE | AFIN INTL. HOLDINGS INC. | E | Control |
| CASA DE BOLSA BANORTE S.A. DE C.V. | FE | AFIN INTL. HOLDINGS INC. | E | Control |
| CASA DE BOLSA BANORTE S.A. DE C.V. | FE | AFIN INTL. HOLDINGS INC. | E | Control |
| CASA DE BOLSA BANORTE S.A. DE C.V. | FE | AFIN INTL. HOLDINGS INC. | E | Control |
| CASA DE BOLSA BANORTE S.A. DE C.V. | FE | AFIN INTL. HOLDINGS INC. | E | Control |
| CASA DE BOLSA BANORTE S.A. DE C.V. | FE | AFIN INTL. HOLDINGS INC. | E | Control |
| GRUPO FINANCIERO BANORTE S.A. DE C.V. | FE | CASA DE BOLSA BANORTE SA DE CV | E | Control |
| GRUPO FINANCIERO BANORTE S.A. DE C.V. | FE | CASA DE BOLSA BANORTE SA DE CV | E | Control |
| GRUPO FINANCIERO BANORTE S.A. DE C.V. | FE | CASA DE BOLSA BANORTE SA DE CV | E | Control |
| GRUPO FINANCIERO BANORTE S.A. DE C.V. | FE | CASA DE BOLSA BANORTE SA DE CV | E | Control |
| GRUPO FINANCIERO BANORTE S.A. DE C.V. | FE | CASA DE BOLSA BANORTE SA DE CV | E | Control |
| GRUPO FINANCIERO BANORTE S.A. DE C.V. | FE | CASA DE BOLSA BANORTE SA DE CV | E | Control |
| GRUPO FINANCIERO BANORTE S.A. DE C.V. | FE | CASA DE BOLSA BANORTE SA DE CV | E | Control |
| GRUPO FINANCIERO BANORTE S.A. DE C.V. | FE | CASA DE BOLSA BANORTE SA DE CV | E | Control |
| GRUPO FINANCIERO BANORTE S.A. DE C.V. | FE | CASA DE BOLSA BANORTE SA DE CV | E | Control |
| GRUPO FINANCIERO BANORTE S.A. DE C.V. | FE | CASA DE BOLSA BANORTE SA DE CV | E | Control |
| GRUPO FINANCIERO BANORTE S.A. DE C.V. | FE | CASA DE BOLSA BANORTE SA DE CV | E | Control |
| GRUPO FINANCIERO BANORTE S.A. DE C.V. | FE | CASA DE BOLSA BANORTE SA DE CV | E | Control |
| GRUPO FINANCIERO BANORTE S.A. DE C.V. | FE | CASA DE BOLSA BANORTE SA DE CV | E | Control |
| GRUPO FINANCIERO BANORTE S.A. DE C.V. | FE | CASA DE BOLSA BANORTE SA DE CV | E | Control |
| GRUPO FINANCIERO BANORTE S.A. DE C.V. | FE | CASA DE BOLSA BANORTE SA DE CV | E | Control |
| GRUPO FINANCIERO BANORTE S.A. DE C.V. | FE | CASA DE BOLSA BANORTE SA DE CV | E | Control |
| GRUPO FINANCIERO BANORTE S.A. DE C.V. | FE | CASA DE BOLSA BANORTE SA DE CV | E | Control |
| GRUPO FINANCIERO BANORTE S.A. DE C.V. | FE | CASA DE BOLSA BANORTE SA DE CV | E | Control |
| GRUPO FINANCIERO BANORTE S.A. DE C.V. | FE | CASA DE BOLSA BANORTE SA DE CV | E | Control |
Registrations
Federal
IA
Jan 28, 2013 REGISTERED
Notice Filings (6)
DE NM NY TX UT WA
Address
140 EAST 45TH STREET32ND FLOOR
NEW YORK, NY 10017
United States
Phone: 212-484-5200