AFFINITY INVESTMENT ADVISORS, LLC
CRD #108278 SEC #801-42015 NEWPORT BEACH, CA 949-660-6373
SEC Registered
Total AUM
$1.1B
Discretionary
$1.1B
Employees
6
Clients
0
Accounts
71
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- California
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 31, 2025
- Branch Offices
- 0
- LEI
- 54930091S3HLMLL2VG47
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| FLORIANI, JORDAN, MELISSA | I | VICE PRESIDENT | NA | |
| FLORIANI, JORDAN, MELISSA | I | VICE PRESIDENT | NA | |
| FLORIANI, JORDAN, MELISSA | I | VICE PRESIDENT | NA | |
| FLORIANI, JORDAN, MELISSA | I | VICE PRESIDENT | NA | |
| FLORIANI, JORDAN, MELISSA | I | VICE PRESIDENT | NA | |
| FLORIANI, JORDAN, MELISSA | I | VICE PRESIDENT | NA | |
| FLORIANI, JORDAN, MELISSA | I | VICE PRESIDENT | NA | |
| FLORIANI, JORDAN, MELISSA | I | VICE PRESIDENT | NA | |
| KATZ, JOSHUA, NMN | I | CHIEF COMPLIANCE OFFICER, MANAGER OF INVESTMENT OPERATIONS | NA | Control |
| KATZ, JOSHUA, NMN | I | CHIEF COMPLIANCE OFFICER, MANAGER OF INVESTMENT OPERATIONS | NA | Control |
| KATZ, JOSHUA, NMN | I | CHIEF COMPLIANCE OFFICER, MANAGER OF INVESTMENT OPERATIONS | NA | Control |
| KATZ, JOSHUA, NMN | I | CHIEF COMPLIANCE OFFICER, MANAGER OF INVESTMENT OPERATIONS | NA | Control |
| KATZ, JOSHUA, NMN | I | CHIEF COMPLIANCE OFFICER, MANAGER OF INVESTMENT OPERATIONS | NA | Control |
| KATZ, JOSHUA, NMN | I | CHIEF COMPLIANCE OFFICER, MANAGER OF INVESTMENT OPERATIONS | NA | Control |
| KATZ, JOSHUA, NMN | I | CHIEF COMPLIANCE OFFICER, MANAGER OF INVESTMENT OPERATIONS | NA | Control |
| KATZ, JOSHUA, NMN | I | CHIEF COMPLIANCE OFFICER, MANAGER OF INVESTMENT OPERATIONS | NA | Control |
| KATZ, JOSHUA, NMN | I | CHIEF COMPLIANCE OFFICER, MANAGER OF INVESTMENT OPERATIONS | NA | Control |
| KATZ, JOSHUA, NMN | I | CHIEF COMPLIANCE OFFICER, MANAGER OF INVESTMENT OPERATIONS | NA | Control |
| KATZ, JOSHUA, NMN | I | CHIEF COMPLIANCE OFFICER, MANAGER OF INVESTMENT OPERATIONS | NA | Control |
| KATZ, JOSHUA, NMN | I | CHIEF COMPLIANCE OFFICER, MANAGER OF INVESTMENT OPERATIONS | NA | Control |
| KATZ, JOSHUA, NMN | I | CHIEF COMPLIANCE OFFICER, MANAGER OF INVESTMENT OPERATIONS | NA | Control |
| KATZ, JOSHUA, NMN | I | CHIEF COMPLIANCE OFFICER, MANAGER OF INVESTMENT OPERATIONS | NA | Control |
| LAI FAMILY TRUST | DE | MEMBER | NA | Control |
| LAI FAMILY TRUST | DE | MEMBER | NA | Control |
| LAI FAMILY TRUST | DE | MEMBER | NA | |
| LAI FAMILY TRUST | DE | MEMBER | NA | |
| LAI FAMILY TRUST | DE | MEMBER | NA | |
| LAI FAMILY TRUST | DE | MEMBER | NA | |
| LAI FAMILY TRUST | DE | MEMBER | NA | |
| LAI FAMILY TRUST | DE | MEMBER | NA | |
| LAI FAMILY TRUST | DE | MEMBER | NA | |
| LAI FAMILY TRUST | DE | MEMBER | NA | |
| LAI FAMILY TRUST | DE | MEMBER | NA | |
| LING, DANIEL, TAI YIN | I | VICE PRESIDENT | NA | Control |
| PELENSKY, STEPHEN, WALTER | I | MANAGING DIRECTOR | NA | |
| PELENSKY, STEPHEN, WALTER | I | MANAGING DIRECTOR | NA | |
| PELENSKY, STEPHEN, WALTER | I | MANAGING DIRECTOR | NA | |
| PELENSKY, STEPHEN, WALTER | I | MANAGING DIRECTOR | NA | |
| PELENSKY, STEPHEN, WALTER | I | MANAGING DIRECTOR | NA | |
| PETRINO, MICHAEL, ANTHONY | I | MANAGING DIRECTOR | NA | |
| PETRINO, MICHAEL, ANTHONY | I | MANAGING DIRECTOR | NA | |
| PETRINO, MICHAEL, ANTHONY | I | MANAGING DIRECTOR | NA | |
| PETRINO, MICHAEL, ANTHONY | I | MANAGING DIRECTOR | NA | |
| PETRINO, MICHAEL, ANTHONY | I | MANAGING DIRECTOR | NA | |
| PETRINO, MICHAEL, ANTHONY | I | MANAGING DIRECTOR | NA | |
| PETRINO, MICHAEL, ANTHONY | I | MANAGING DIRECTOR | NA | |
| RANDOLPH, JEFFREY, LAWRENCE | I | CHIEF COMPLIANCE OFFICER/CHIEF FINANCIAL OFFICER | NA | Control |
| VENABLE, ROBERT, STEPHEN | I | CHIEF OPERATING OFFIER | NA | Control |
| VENABLE, ROBERT, STEPHEN | I | CHIEF OPERATING OFFICER/CHIEF COMPLIANCE OFFICER | NA | Control |
| VENABLE, ROBERT, STEPHEN | I | CHIEF OPERATING OFFICER/CHIEF COMPLIANCE OFFICER | NA | Control |
| VENABLE, ROBERT, STEPHEN | I | CHIEF OPERATING OFFICER/CHIEF COMPLIANCE OFFICER | NA | Control |
| VENABLE, ROBERT, STEPHEN | I | CHIEF OPERATING OFFICER/CHIEF COMPLIANCE OFFICER/CHIEF FINANCIAL OFFICER | NA | Control |
| VENABLE, ROBERT, STEPHEN | I | CHIEF OPERATING OFFICER/CHIEF COMPLIANCE OFFICER/CHIEF FINANCIAL OFFICER | NA | Control |
| VENABLE, ROBERT, STEPHEN | I | CHIEF OPERATING OFFICER/CHIEF COMPLIANCE OFFICER/CHIEF FINANCIAL OFFICER | NA | Control |
| LAI, GREGORY | I | PRESIDENT | E | Control |
| LAI, GREGORY | I | PRESIDENT | E | Control |
| LAI, GREGORY, ROBERT | I | CEO/MEMBER | E | Control |
| LAI, GREGORY, ROBERT | I | CEO/MEMBER | E | Control |
| LAI, GREGORY, ROBERT | I | CEO/MEMBER | E | Control |
| LAI, GREGORY, ROBERT | I | CEO/MEMBER | E | Control |
| LAI, GREGORY, ROBERT | I | CEO/MEMBER | E | Control |
| LAI, GREGORY, ROBERT | I | CEO/MEMBER | E | Control |
| LAI, GREGORY, ROBERT | I | CEO/MEMBER | E | Control |
| LAI, GREGORY, ROBERT | I | CEO/MEMBER | E | Control |
| LAI, GREGORY, ROBERT | I | CEO/MEMBER | E | Control |
| LAI, GREGORY, ROBERT | I | CEO/MEMBER | E | Control |
| LAI, GREGORY, ROBERT | I | CEO/MEMBER | E | Control |
| LAI, GREGORY, ROBERT | I | CEO/MEMBER | E | Control |
| LAI, GREGORY, ROBERT | I | CEO/MEMBER | E | Control |
| LAI, GREGORY, ROBERT | I | CEO/MEMBER | E | Control |
| LAI, GREGORY, ROBERT | I | CEO/MEMBER | E | Control |
| LAI, GREGORY, ROBERT | I | CEO/MEMBER | E | Control |
| LAI, GREGORY, ROBERT | I | CEO/MEMBER | E | Control |
| LAI, GREGORY, ROBERT | I | CEO/MEMBER | E | Control |
| LAI, GREGORY, ROBERT | I | CEO/MEMBER | E | Control |
| LAI, GREGORY, ROBERT | I | PRESIDENT | D | Control |
| LAI, GREGORY, ROBERT | I | PRESIDENT | D | Control |
| LAI, GREGORY, ROBERT | I | PRESIDENT/MEMBER | D | Control |
| LAI, GREGORY, ROBERT | I | PRESIDENT/MEMBER | D | Control |
| LAI, GREGORY, ROBERT | I | PRESIDENT/MEMBER | D | Control |
| LAI, GREGORY, ROBERT | I | PRESIDENT | D | Control |
| LAI, GREGORY, ROBERT | I | PRESIDENT | D | Control |
| LAI, GREGORY, ROBERT | I | PRESIDENT | D | Control |
| LAI, GREGORY, ROBERT | I | PRESIDENT/MEMBER | D | Control |
| LAI, GREGORY, ROBERT | I | PRESIDENT/MEMBER | D | Control |
| LAI, GREGORY, ROBERT | I | PRESIDENT/MEMBER | D | Control |
| LAI, GREGORY, ROBERT | I | PRESIDENT/MEMBER | D | Control |
| LAI, GREGORY, ROBERT | I | PRESIDENT/MEMBER | D | Control |
| LAI, GREGORY, ROBERT | I | PRESIDENT/MEMBER | D | Control |
| LAI, GREGORY, ROBERT | I | PRESIDENT/MEMBER | D | Control |
| LAI, GREGORY, ROBERT | I | PRESIDENT/MEMBER | D | Control |
| LAI, GREGORY, ROBERT | I | PRESIDENT/MEMBER | D | Control |
| LAI, GREGORY, ROBERT | I | PRESIDENT/MEMBER | D | Control |
| LAI, GREGORY, ROBERT | I | PRESIDENT/MEMBER | D | Control |
| LAI, GREGORY, ROBERT | I | PRESIDENT/MEMBER | D | Control |
| LAI, GREGORY, ROBERT | I | CEO/MEMBER | D | Control |
| LAI, GREGORY, ROBERT | I | CEO/MEMBER | D | Control |
| RANDOLPH, JEFFREY, LAWRENCE | I | CHIEF COMPLIANCE OFFICER/CHIEF FINANCIAL OFFICER/MEMBER | C | Control |
| RANDOLPH, JEFFREY, LAWRENCE | I | CHIEF COMPLIANCE OFFICER/CHIEF FINANCIAL OFFICER/MEMBER | C | Control |
| RANDOLPH, JEFFREY, LAWRENCE | I | CHIEF COMPLIANCE OFFICER/CHIEF FINANCIAL OFFICER/MEMBER | C | Control |
| RANDOLPH, JEFFREY, LAWRENCE | I | CHIEF COMPLIANCE OFFICER/CHIEF FINANCIAL OFFICER/MEMBER | C | Control |
| RANDOLPH, JEFFREY, LAWRENCE | I | CHIEF COMPLIANCE OFFICER/CHIEF FINANCIAL OFFICER/MEMBER | C | Control |
| RANDOLPH, JEFFREY, LAWRENCE | I | CHIEF COMPLIANCE OFFICER/CHIEF FINANCIAL OFFICER/MEMBER | C | Control |
| RANDOLPH, JEFFREY, LAWRENCE | I | CHIEF COMPLIANCE OFFICER/CHIEF FINANCIAL OFFICER/MEMBER | C | Control |
| RANDOLPH, JEFFREY, LAWRENCE | I | CHIEF COMPLIANCE OFFICER/CHIEF FINANCIAL OFFICER/MEMBER | C | Control |
| RANDOLPH, JEFFREY, LAWRENCE | I | INDIRECT MEMBER | C | Control |
| PELENSKY, STEPHEN, WALTER | I | MANAGING DIRECTOR | B | |
| PELENSKY, STEPHEN, WALTER | I | MANAGING DIRECTOR | B | |
| PELENSKY, STEPHEN, WALTER | I | MANAGING DIRECTOR | B | |
| PELENSKY, STEPHEN, WALTER | I | MANAGING DIRECTOR | B | |
| PELENSKY, STEPHEN, WALTER | I | MANAGING DIRECTOR | B | |
| PELENSKY, STEPHEN, WALTER | I | MANAGING DIRECTOR | B | |
| PETRINO, MICHAEL, ANTHONY | I | MANAGING DIRECTOR | B | |
| PETRINO, MICHAEL, ANTHONY | I | MANAGING DIRECTOR | B | |
| PETRINO, MICHAEL, ANTHONY | I | MANAGING DIRECTOR | B | |
| PETRINO, MICHAEL, ANTHONY | I | MANAGING DIRECTOR | B | |
| PETRINO, MICHAEL, ANTHONY | I | MANAGING DIRECTOR | B | |
| PETRINO, MICHAEL, ANTHONY | I | MANAGING DIRECTOR | B | |
| PETRINO, MICHAEL, ANTHONY | I | MANAGING DIRECTOR | B | |
| QUANTUM LEAP INSTITUTE, LLC | DE | MEMBER | B | |
| QUANTUM LEAP INSTITUTE, LLC | DE | MEMBER | B | |
| RANDOLPH, JEFFREY, LAWRENCE | I | CHIEF COMPLIANCE OFFICER/CHIEF FINANCIAL OFFICER/MEMBER | B | Control |
| RANDOLPH, JEFFREY, LAWRENCE | I | CHIEF COMPLIANCE OFFICER/CHIEF FINANCIAL OFFICER/MEMBER | B | Control |
| RANDOLPH, JEFFREY, LAWRENCE | I | CHIEF COMPLIANCE OFFICER/CHIEF FINANCIAL OFFICER/MEMBER | B | Control |
| RANDOLPH, JEFFREY, LAWRENCE | I | CHIEF COMPLIANCE OFFICER/CHIEF FINANCIAL OFFICER/MEMBER | B | Control |
| RANDOLPH, JEFFREY, LAWRENCE | I | CHIEF COMPLIANCE OFFICER/CHIEF FINANCIAL OFFICER/MEMBER | B | Control |
| RANDOLPH, JEFFREY, LAWRENCE | I | CHIEF COMPLIANCE OFFICER/CHIEF FINANCIAL OFFICER/MEMBER | B | Control |
| RANDOLPH, JEFFREY, LAWRENCE | I | CHIEF COMPLIANCE OFFICER/CHIEF FINANCIAL OFFICER/MEMBER | B | Control |
| CAPALBO, RICHARD, JOSEPH | I | OWNER | A | |
| CAPALBO, RICHARD, JOSEPH | I | OWNER | A | |
| FLORIANI, JORDAN, MELISSA | I | VICE PRESIDENT | A | Control |
| FLORIANI, JORDAN, MELISSA | I | VICE PRESIDENT | A | Control |
| FLORIANI, JORDAN, MELISSA | I | VICE PRESIDENT | A | Control |
| FLORIANI, JORDAN, MELISSA | I | VICE PRESIDENT | A | Control |
| FLORIANI, JORDAN, MELISSA | I | VICE PRESIDENT | A | Control |
| FLORIANI, JORDAN, MELISSA | I | VICE PRESIDENT | A | Control |
| HAGENBUCH, RODNEY, D | I | OWNER | A | |
| HAGENBUCH, RODNEY, D | I | OWNER | A | |
| RANDOLPH, JEFFREY, LAWRENCE | I | CHIEF COMPLIANCE OFFICER/CHIEF FINANCIAL OFFICER | A | Control |
| RANDOLPH, JEFFREY, LAWRENCE | I | CHIEF COMPLIANCE OFFICER/CHIEF FINANCIAL OFFICER | A | Control |
| RANDOLPH, JEFFREY, LAWRENCE | I | CHIEF COMPLIANCE OFFICER/CHIEF FINANCIAL OFFICER | A | Control |
| RANDOLPH, JEFFREY, LAWRENCE | I | CHIEF COMPLIANCE OFFICER/CHIEF FINANCIAL OFFICER | A | Control |
| RANDOLPH, JEFFREY, LAWRENCE | I | CHIEF COMPLIANCE OFFICER/CHIEF FINANCIAL OFFICER/MEMBER | A | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| LAI, GREGORY, ROBERT | I | LAI FAMILY TRUST | F | Control |
| LAI, GREGORY, ROBERT | I | LAI FAMILY TRUST | F | Control |
| LAI, GREGORY, ROBERT | I | LAI FAMILY TRUST | F | Control |
| LAI, GREGORY, ROBERT | I | LAI FAMILY TRUST | F | Control |
| LAI, GREGORY, ROBERT | I | LAI FAMILY TRUST | F | Control |
| LAI, GREGORY, ROBERT | I | LAI FAMILY TRUST | F | Control |
| LAI, GREGORY, ROBERT | I | LAI FAMILY TRUST | F | Control |
| LAI, GREGORY, ROBERT | I | LAI FAMILY TRUST | F | Control |
| LAI, GREGORY, ROBERT | I | LAI FAMILY TRUST | F | Control |
| LAI, GREGORY, ROBERT | I | LAI FAMILY TRUST | F | Control |
| Lai, Cindy, Fong | I | LAI FAMILY TRUST | F | Control |
| Lai, Cindy, Fong | I | LAI FAMILY TRUST | F | Control |
| Lai, Cindy, Fong | I | LAI FAMILY TRUST | F | Control |
| Lai, Cindy, Fong | I | LAI FAMILY TRUST | F | Control |
| Lai, Cindy, Fong | I | LAI FAMILY TRUST | F | Control |
| Lai, Cindy, Fong | I | LAI FAMILY TRUST | F | Control |
| Lai, Cindy, Fong | I | LAI FAMILY TRUST | F | Control |
| Lai, Cindy, Fong | I | LAI FAMILY TRUST | F | Control |
| Lai, Cindy, Fong | I | LAI FAMILY TRUST | F | Control |
| Lai, Cindy, Fong | I | LAI FAMILY TRUST | F | Control |
| CAPALBO, RICHARD, JOSEPH | I | QUANTUM LEAP INSTITUTE, LLC | D | Control |
| CAPALBO, RICHARD, JOSEPH | I | QUANTUM LEAP INSTITUTE, LLC | D | Control |
| HAGENBUCH, RODNEY, D | I | QUANTUM LEAP INSTITUTE, LLC | D | Control |
| HAGENBUCH, RODNEY, D | I | QUANTUM LEAP INSTITUTE, LLC | D | Control |
Registrations
Federal
IA
Mar 31, 2025 REGISTERED
Notice Filings (20)
AZ CA CO CT FL GA HI IL MO NC NE NH NJ NV NY PA SC TN TX WI
Address
5140 BIRCH STREETSUITE 300
NEWPORT BEACH, CA 92660
United States
Phone: 949-660-6373