SENTINEL ADVISORS, CO
CRD #108283 SEC #801-43078 MONTPELIER, VT 802-229-3333
SEC Registered
Total AUM
$4.3B
Discretionary
$4.3B
Employees
--
Clients
0
Accounts
28
Firm Details
- Organization Type
- Partnership
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Oct 3, 2005
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BRAYMAN, SCOTT, THEODORE | I | SENIOR VICE PRESIDENT | NA | Control |
| BRAYMAN, SCOTT, THEODORE | I | SENIOR VICE PRESIDENT | NA | Control |
| BRAYMAN, SCOTT, THEODORE | I | SENIOR VICE PRESIDENT | NA | Control |
| BROWNLEE, DAVID, MICHAEL | I | SENIOR VICE PRESIDENT | NA | Control |
| BROWNLEE, DAVID, MICHAEL | I | SENIOR VICE PRESIDENT | NA | Control |
| BROWNLEE, DAVID, MICHAEL | I | SENIOR VICE PRESIDENT | NA | Control |
| BROWNLEE, DAVID, MICHAEL | I | SENIOR VICE PRESIDENT | NA | Control |
| BROWNLEE, DAVID, MICHAEL | I | SENIOR VICE PRESIDENT | NA | Control |
| BROWNLEE, DAVID, MICHAEL | I | SENIOR VICE PRESIDENT | NA | Control |
| BROWNLEE, DAVID, MICHAEL | I | SENIOR VICE PRESIDENT | NA | Control |
| BROWNLEE, DAVID, MICHAEL | I | SENIOR VICE PRESIDENT | NA | Control |
| BUCK, RODNEY, ALLEN | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| BUCK, RODNEY, ALLEN | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| BUCK, RODNEY, ALLEN | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| BUCK, RODNEY, ALLEN | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| HARISSIS, VAN | I | SENIOR VICE PRESIDENT | NA | Control |
| HARISSIS, VAN | I | SENIOR VICE PRESIDENT | NA | Control |
| HARISSIS, VAN | I | SENIOR VICE PRESIDENT | NA | Control |
| HARISSIS, VAN | I | SENIOR VICE PRESIDENT | NA | Control |
| HOWE, DEAN, RAYMOND | I | TREASURER | NA | |
| HOWE, DEAN, RAYMOND | I | TREASURER | NA | |
| HOWE, DEAN, RAYMOND | I | TREASURER | NA | |
| HOWE, DEAN, RAYMOND | I | TREASURER | NA | |
| HOWE, DEAN, RAYMOND | I | TREASURER | NA | |
| HOWE, DEAN, RAYMOND | I | TREASURER | NA | |
| HOWE, DEAN, RAYMOND | I | TREASURER | NA | |
| HOWE, DEAN, RAYMOND | I | TREASURER | NA | |
| HTK OF DELAWARE, INC. ("HTK") | DE | GENERAL PARTNER | NA | Control |
| HTK OF DELAWARE, INC. ("HTK") | DE | GENERAL PARTNER | NA | Control |
| HTK OF DELAWARE, INC. ("HTK") | DE | GENERAL PARTNER | NA | Control |
| HTK OF DELAWARE, INC. ("HTK") | DE | GENERAL PARTNER | NA | Control |
| HTK OF DELAWARE, INC. ("HTK") | DE | GENERAL PARTNER | NA | Control |
| HTK OF DELAWARE, INC. ("HTK") | DE | GENERAL PARTNER | NA | Control |
| HTK OF DELAWARE, INC. ("HTK") | DE | GENERAL PARTNER | NA | Control |
| LEE, ROBERT, LOUIS | I | SENIOR VICE PRESIDENT | NA | Control |
| LEE, ROBERT, LOUIS | I | SENIOR VICE PRESIDENT | NA | Control |
| LEE, ROBERT, LOUIS | I | SENIOR VICE PRESIDENT | NA | Control |
| LEE, ROBERT, LOUIS | I | SENIOR VICE PRESIDENT | NA | Control |
| LEE, ROBERT, LOUIS | I | SENIOR VICE PRESIDENT | NA | Control |
| LEE, ROBERT, LOUIS | I | SENIOR VICE PRESIDENT | NA | Control |
| LEE, ROBERT, LOUIS | I | SENIOR VICE PRESIDENT | NA | Control |
| LEE, ROBERT, LOUIS | I | SENIOR VICE PRESIDENT | NA | Control |
| MORGAN, DAVID, RUSSELL | I | CHIEF COMPLIANCE OFFICER | NA | |
| MORGAN, DAVID, RUSSELL | I | CHIEF COMPLIANCE OFFICER | NA | |
| MORGAN, DAVID, RUSSELL | I | COUNSEL | NA | |
| MORGAN, DAVID, RUSSELL | I | CHIEF COMPLIANCE OFFICER | NA | |
| MORGAN, DAVID, RUSSELL | I | COUNSEL | NA | |
| MORGAN, DAVID, RUSSELL | I | CHIEF COMPLIANCE OFFICER | NA | |
| MORGAN, DAVID, RUSSELL | I | COUNSEL | NA | |
| MORGAN, DAVID, RUSSELL | I | COUNSEL | NA | |
| SENTINEL ASSET MANAGEMENT, INC. (SAMI) | DE | GENERAL PARTNER | NA | Control |
| SENTINEL MANAGEMENT COMPANY ("SMC") | DE | MANAGING GENERAL PARTNER | NA | Control |
| SENTINEL MANAGEMENT COMPANY ("SMC") | DE | MANAGING GENERAL PARTNER | NA | Control |
| SENTINEL MANAGEMENT COMPANY ("SMC") | DE | MANAGING GENERAL PARTNER | NA | Control |
| SENTINEL MANAGEMENT COMPANY ("SMC") | DE | MANAGING GENERAL PARTNER | NA | Control |
| SENTINEL MANAGEMENT COMPANY ("SMC") | DE | MANAGING GENERAL PARTNER | NA | Control |
| SENTINEL MANAGEMENT COMPANY ("SMC") | DE | MANAGING GENERAL PARTNER | NA | Control |
| SENTINEL MANAGEMENT COMPANY ("SMC") | DE | MANAGING GENERAL PARTNER | NA | Control |
| THWAITES, CHRISTIAN, WILLIAM | I | PRESIDENT & CEO | NA | Control |
| THWAITES, CHRISTIAN, WILLIAM | I | PRESIDENT & CEO | NA | Control |
| THWAITES, CHRISTIAN, WILLIAM | I | PRESIDENT & CEO | NA | Control |
| THWAITES, CHRISTIAN, WILLIAM | I | PRESIDENT & CEO | NA | Control |
| SENTINEL ASSET MANAGEMENT ADVISORS, INC. (FKA SIGMA AMERICAN CORPORATION) | DE | MAJORITY GENERAL PARTNER | E | Control |
| SENTINEL ASSET MANAGEMENT ADVISORS, INC. (FKA SIGMA AMERICAN CORPORATION) | DE | MAJORITY GENERAL PARTNER | E | Control |
| SENTINEL ASSET MANAGEMENT ADVISORS, INC. (FKA SIGMA AMERICAN CORPORATION) | DE | MAJORITY GENERAL PARTNER | E | Control |
| NATIONAL RETIREMENT PLAN ADVISORS, INC. ("NRPA") | DE | GENERAL PARTNER | D | Control |
| NATIONAL RETIREMENT PLAN ADVISORS, INC. ("NRPA") | DE | GENERAL PARTNER | D | Control |
| NATIONAL RETIREMENT PLAN ADVISORS, INC. ("NRPA") | DE | GENERAL PARTNER | D | Control |
| NATIONAL RETIREMENT PLAN ADVISORS, INC. ("NRPA") | DE | GENERAL PARTNER | D | Control |
| NATIONAL RETIREMENT PLAN ADVISORS, INC. ("NRPA") | DE | GENERAL PARTNER | D | Control |
| PROVIDENTMUTUAL MANAGEMENT CO., INC. ("PMMC") | DE | GENERAL PARTNER | C | Control |
| PROVIDENTMUTUAL MANAGEMENT CO., INC. ("PMMC") | DE | GENERAL PARTNER | C | Control |
| PROVIDENTMUTUAL MANAGEMENT CO., INC. ("PMMC") | DE | GENERAL PARTNER | C | Control |
| PROVIDENTMUTUAL MANAGEMENT CO., INC. ("PMMC") | DE | GENERAL PARTNER | C | Control |
| PROVIDENTMUTUAL MANAGEMENT CO., INC. ("PMMC") | DE | GENERAL PARTNER | C | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| HORNER, TOWNSEND & KENT, INC. | DE | HTK | F | Control |
| THE PENN MUTUAL LIFE INSURANCE COMPANY | DE | HORNER, TOWNSEND & KENT, INC. | F | Control |
| HORNER, TOWNSEND & KENT, INC. | DE | HTK OF DELAWARE, INC. ("HTK") | E | |
| HORNER, TOWNSEND & KENT, INC. | DE | HTK OF DELAWARE, INC. ("HTK") | E | |
| HORNER, TOWNSEND & KENT, INC. | DE | HTK OF DELAWARE, INC. ("HTK") | E | |
| HORNER, TOWNSEND & KENT, INC. | DE | HTK OF DELAWARE, INC. ("HTK") | E | |
| HORNER, TOWNSEND & KENT, INC. | DE | HTK OF DELAWARE, INC. ("HTK") | E | |
| HORNER, TOWNSEND & KENT, INC. | DE | HTK OF DELAWARE, INC. ("HTK") | E | |
| INDEPENDENCE SQUARE PROPERTIES, INC. | DE | HORNER, TOWNSEND & KENT, INC. | E | |
| INDEPENDENCE SQUARE PROPERTIES, INC. | DE | HORNER, TOWNSEND & KENT, INC. | E | |
| INDEPENDENCE SQUARE PROPERTIES, INC. | DE | HORNER, TOWNSEND & KENT, INC. | E | |
| INDEPENDENCE SQUARE PROPERTIES, INC. | DE | HORNER, TOWNSEND & KENT, INC. | E | |
| INDEPENDENCE SQUARE PROPERTIES, INC. | DE | HORNER, TOWNSEND & KENT, INC. | E | |
| INDEPENDENCE SQUARE PROPERTIES, INC. | DE | HORNER, TOWNSEND & KENT, INC. | E | |
| THE PENN MUTUAL LIFE INSURANC COMPANY | DE | INDEPENDENCE SQUARE PROPERTIES, INC. | E | |
| THE PENN MUTUAL LIFE INSURANC COMPANY | DE | INDEPENDENCE SQUARE PROPERTIES, INC. | E | |
| THE PENN MUTUAL LIFE INSURANC COMPANY | DE | INDEPENDENCE SQUARE PROPERTIES, INC. | E | |
| THE PENN MUTUAL LIFE INSURANC COMPANY | DE | INDEPENDENCE SQUARE PROPERTIES, INC. | E | |
| THE PENN MUTUAL LIFE INSURANC COMPANY | DE | INDEPENDENCE SQUARE PROPERTIES, INC. | E | |
| THE PENN MUTUAL LIFE INSURANC COMPANY | DE | INDEPENDENCE SQUARE PROPERTIES, INC. | E | |
| THE PENN MUTUAL LIFE INSURANCE COMPANY | DE | INDEPENDENCE SQUARE PROPERTIES, INC. | E | |
| THE PENN MUTUAL LIFE INSURANCE COMPANY | DE | INDEPENDENCE SQUARE PROPERTIES, INC. | E | |
| THE PENN MUTUAL LIFE INSURANCE COMPANY | DE | INDEPENDENCE SQUARE PROPERTIES, INC. | E | |
| NATIONAL LIFE HOLDING COMPANY | DE | NLV FINANCIAL ("NLVF") | D | Control |
| NATIONAL LIFE HOLDING COMPANY | DE | NLV FINANCIAL ("NLVF") | D | Control |
| NATIONAL LIFE HOLDING COMPANY | DE | NLV FINANCIAL ("NLVF") | D | Control |
| NATIONAL LIFE HOLDING COMPANY | DE | NLV FINANCIAL ("NLVF") | D | Control |
| NATIONAL LIFE HOLDING COMPANY | DE | NLV FINANCIAL ("NLVF") | D | Control |
| NATIONAL LIFE HOLDING COMPANY | DE | NLV FINANCIAL ("NLVF") | D | Control |
| NATIONAL LIFE HOLDING COMPANY | DE | NLV FINANCIAL ("NLVF") | D | Control |
| NATIONAL LIFE HOLDING COMPANY | DE | NLV FINANCIAL ("NLVF") | D | Control |
| NATIONAL LIFE INSURANCE COMPANY | DE | SAMI, FKA NLCM | D | Control |
| NATIONAL LIFE INSURANCE COMPANY | DE | NL CAPITAL MANAGEMENT, INC. ("NLCM") | D | Control |
| NATIONAL LIFE INSURANCE COMPANY | DE | NATIONAL LIFE INVESTMENT MANAGEMENT COMPANY, INC. | D | Control |
| NATIONAL LIFE INSURANCE COMPANY | DE | NL CAPITAL MANAGEMENT, INC. ("NLCM") | D | Control |
| NATIONAL LIFE INSURANCE COMPANY | DE | NL CAPITAL MANAGEMENT, INC. ("NLCM") | D | Control |
| NATIONAL LIFE INSURANCE COMPANY | DE | NL CAPITAL MANAGEMENT, INC. ("NLCM") | D | Control |
| NATIONAL LIFE INVESTMENT MANAGEMENT COMPANY, INC. ("NLIMC") | DE | NRPA & SMC | D | Control |
| NL CAPITAL MANAGEMENT, INC.("NLCM", FORMERLY NATIONAL LIFE INVESTMENT MANAGEMENT COMPANY, INC. ("NLIMC") | DE | NRPA & SMC | D | Control |
| NL CAPITAL MANAGEMENT, INC.("NLCM", FORMERLY NATIONAL LIFE INVESTMENT MANAGEMENT COMPANY, INC. ("NLIMC") | DE | NRPA & SMC | D | Control |
| NL CAPITAL MANAGEMENT, INC.("NLCM", FORMERLY NATIONAL LIFE INVESTMENT MANAGEMENT COMPANY, INC. ("NLIMC") | DE | NRPA & SMC | D | Control |
| NL CAPITAL MANAGEMENT, INC.("NLCM", FORMERLY NATIONAL LIFE INVESTMENT MANAGEMENT COMPANY, INC. ("NLIMC") | DE | NRPA & SMC | D | Control |
| NLV FINANCIAL CORPORATION ("NLVF") | DE | NATIONAL LIFE INSURANCE COMPANY | D | Control |
| NLV FINANCIAL CORPORATION ("NLVF") | DE | SENTINEL ASSET MANAGEMENT, INC. | D | Control |
| NLV FINANCIAL CORPORATION ("NLVF") | DE | NATIONAL LIFE INSURANCE COMPANY | D | Control |
| NLV FINANCIAL CORPORATION ("NLVF") | DE | SENTINEL ASSET MANAGEMENT, INC. | D | Control |
| NLV FINANCIAL CORPORATION ("NLVF") | DE | NATIONAL LIFE INSURANCE COMPANY | D | Control |
| NLV FINANCIAL CORPORATION ("NLVF") | DE | NATIONAL LIFE INSURANCE COMPANY | D | Control |
| NLV FINANCIAL CORPORATION ("NLVF") | DE | NATIONAL LIFE INSURANCE COMPANY | D | Control |
| NLV FINANCIAL CORPORATION ("NLVF") | DE | NATIONAL LIFE INSURANCE COMPANY | D | Control |
| SENTINEL ASSET MANAGEMENT, INC. ("SAMI", FKA NL CAPITAL MANAGEMENT, INC. | DE | SAMA & SMC | D | Control |
| SENTINEL ASSET MANAGEMENT, INC. ("SAMI", FKA NL CAPITAL MANAGEMENT, INC. | DE | SAMA & SMC | D | Control |
| SENTINEL ASSET MANAGEMENT, INC. ("SAMI", FKA NL CAPITAL MANAGEMENT, INC.) | DE | SAMA | D | Control |
| PROVIDENT MUTUAL LIFE INSURANCE COMPANY | DE | SIGMA | C | Control |
| SIGMA AMERICAN CORPORATION ("SIGMA") | DE | SOLE STOCKHOLDER - PMMC; GENERAL PARTNER - SMC | C | Control |
| SIGMA AMERICAN CORPORATION ("SIGMA") | DE | SOLE STOCKHOLDER - PMMC; GENERAL PARTNER - SMC | C | Control |
| SIGMA AMERICAN CORPORATION ("SIGMA") | DE | SOLE STOCKHOLDER - PMMC; GENERAL PARTNER - SMC | C | Control |
| SIGMA AMERICAN CORPORATION ("SIGMA") | DE | SOLE STOCKHOLDER - PMMC; GENERAL PARTNER - SMC | C | Control |
| SIGMA AMERICAN CORPORATION ("SIGMA") | DE | SOLE STOCKHOLDER - PMMC; GENERAL PARTNER - SMC | C | Control |
Registrations
Federal
IA
Oct 3, 2005 REGISTERED
Notice Filings (1)
VT
Address
ONE NATIONAL LIFE DRIVEMONTPELIER, VT 5604
USA
Phone: 802-229-3333