NL CAPITAL MANAGEMENT INC
CRD #108284 SEC #801-51889 MONTPELIER, VT 802-229-7402
SEC Registered
Total AUM
$293.8M
Discretionary
$263.1M
Employees
--
Clients
--
Accounts
219
Firm Details
- Organization Type
- Corporation
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Oct 4, 2001
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BOLAND, JOHN, THOMAS | I | CHIEF INVESTMENT OFFICER | NA | Control |
| BOLAND, JOHN, THOMAS | I | CHIEF INVESTMENT OFFICER | NA | Control |
| BUCK, RODNEY, ALLEN | I | DIRECTOR | NA | Control |
| BUCK, RODNEY, ALLEN | I | DIRECTOR | NA | Control |
| MILKOWSKI, GERALD, CHARLES | I | SENIOR VICE PRESIDENT | NA | Control |
| MILKOWSKI, GERALD, CHARLES | I | SENIOR VICE PRESIDENT | NA | Control |
| RAUH, STEPHEN, STANLEY | I | PRESIDENT & DIRECTOR | NA | Control |
| RAUH, STEPHEN, STANLEY | I | PRESIDENT & DIRECTOR | NA | Control |
| WELCH, PATRICK, EDWARD | I | DIRECTOR | NA | Control |
| WELCH, PATRICK, EDWARD | I | DIRECTOR | NA | Control |
| NATIONAL LIFE INVESTMENT MANAGEMENT COMPANY, INC. ("NLIMC") | DE | SOLE STOCKHOLDER | E | Control |
| NATIONAL LIFE INVESTMENT MANAGEMENT COMPANY, INC. ("NLIMC") | DE | SOLE STOCKHOLDER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| NATIONAL LIFE HOLDING COMPANY | DE | NLV FINANCIAL CORPORATION | E | Control |
| NATIONAL LIFE HOLDING COMPANY | DE | NLV FINANCIAL CORPORATION | E | Control |
| NATIONAL LIFE INSURANCE COMPANY | DE | NATIONAL LIFE INVESTMENT MANAGEMENT COMPANY, INC. | E | Control |
| NATIONAL LIFE INSURANCE COMPANY | DE | NATIONAL LIFE INVESTMENT MANAGEMENT COMPANY, INC. | E | Control |
| NLV FINANCIAL CORPORATION | DE | NATIONAL LIFE INSURANCE COMPANY | E | Control |
| NLV FINANCIAL CORPORATION | DE | NATIONAL LIFE INSURANCE COMPANY | E | Control |
Registrations
Federal
IA
Oct 4, 2001 REGISTERED
Notice Filings (5)
CT MA NH PA VT
Address
ONE NATIONAL LIFE DRMONTPELIER, VT 5604
USA
Phone: 802-229-7402