M. D. FALK & COMPANY, INC.
CRD #108288 SEC #801-37592 ATLANTIC BEACH, NY 516-295-9595
SEC Registered
Total AUM
$46.8M
Discretionary
$46M
Employees
5
Clients
--
Accounts
28
Firm Details
- Organization Type
- Corporation
- State of Formation
- New York
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 23, 2009
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| FALK, JONATHAN, ARLAN | I | VICE PRESIDENT | NA | |
| FALK, JONATHAN, ARLAN | I | VICE PRESIDENT | NA | |
| FALK, JONATHAN, ARLAN | I | VICE PRESIDENT | NA | |
| FALK, JONATHAN, ARLAN | I | VICE PRESIDENT | NA | |
| FALK, JONATHAN, ARLAN | I | VICE PRESIDENT | NA | |
| FALK, MARTIN, DAVID | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| FALK, MARTIN, DAVID | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| FALK, MARTIN, DAVID | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| FALK, MARTIN, DAVID | I | PRESIDENT | E | Control |
| FALK, MARTIN, DAVID | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| FALK, MARTIN, DAVID | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| FALK, MARTIN, DAVID | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| FALK, MARTIN, DAVID | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| FALK, MARTIN, DAVID | I | PRESIDENT | E | Control |
| FALK, JONATHAN, ARLAN | I | VICE PRESIDENT | C |
Registrations
Federal
IA
Mar 23, 2009 REGISTERED
Notice Filings (5)
FL MA NJ NY PA
Address
40 ONEIDA AVENUEATLANTIC BEACH, NY 11509
United States
Phone: 516-295-9595