GOODWIN CAPITAL ADVISERS, INC.
CRD #108290 SEC #801-8177 HARTFORD, CT 860-299-2000
SEC Registered
Total AUM
$869.9M
Discretionary
$869.9M
Employees
9
Clients
0
Accounts
4
Firm Details
- Organization Type
- Corporation
- State of Formation
- New York
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Nov 11, 2025
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ALBRYCHT, DAVID, LEON | I | SENIOR MANAGING DIRECTOR | NA | |
| ALBRYCHT, DAVID, LEON | I | SENIOR MANAGING DIRECTOR | NA | |
| ALBRYCHT, DAVID, LEON | I | SENIOR MANAGING DIRECTOR | NA | |
| ALBRYCHT, DAVID, LEON | I | SENIOR MANAGING DIRECTOR | NA | |
| ALBRYCHT, DAVID, LEON | I | SENIOR MANAGING DIRECTOR | NA | |
| ALBRYCHT, DAVID, LEON | I | SENIOR MANAGING DIRECTOR | NA | |
| ALBRYCHT, DAVID, LEON | I | SENIOR MANAGING DIRECTOR | NA | |
| ALBRYCHT, DAVID, LEON | I | SENIOR MANAGING DIRECTOR | NA | |
| ALBRYCHT, DAVID, LEON | I | SENIOR MANAGING DIRECTOR | NA | |
| ALBRYCHT, DAVID, LEON | I | EXECUTIVE MANAGING DIRECTOR | NA | Control |
| ALBRYCHT, DAVID, LEON | I | EXECUTIVE MANAGING DIRECTOR | NA | Control |
| ALBRYCHT, DAVID, LEON | I | SENIOR MANAGING DIRECTOR | NA | Control |
| ALBRYCHT, DAVID, LEON | I | SENIOR MANAGING DIRECTOR | NA | Control |
| AYLWARD, GEORGE, R. | I | DIRECTOR AND EXECUTIVE VICE PRESIDENT | NA | Control |
| AYLWARD, GEORGE, R. | I | DIRECTOR AND EXECUTIVE VICE PRESIDENT | NA | Control |
| AYLWARD, GEORGE, R. | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| AYLWARD, GEORGE, R. | I | DIRECTOR AND EXECUTIVE VICE PRESIDENT | NA | Control |
| AYLWARD, GEORGE, R. | I | DIRECTOR AND EXECUTIVE VICE PRESIDENT | NA | Control |
| AYLWARD, GEORGE, R. | I | DIRECTOR AND EXECUTIVE VICE PRESIDENT | NA | Control |
| BEAULIEU, CYNTHIA, ANNE | I | MANAGING DIRECTOR | NA | |
| BEAULIEU, CYNTHIA, ANNE | I | MANAGING DIRECTOR | NA | |
| BEAULIEU, CYNTHIA, ANNE | I | MANAGING DIRECTOR | NA | |
| BEAULIEU, CYNTHIA, ANNE | I | SENIOR MANAGING DIRECTOR | NA | |
| BEAULIEU, CYNTHIA, ANNE | I | SENIOR MANAGING DIRECTOR | NA | |
| BEAULIEU, CYNTHIA, ANNE | I | MANAGING DIRECTOR | NA | |
| BEAULIEU, CYNTHIA, ANNE | I | MANAGING DIRECTOR | NA | |
| BEAULIEU, CYNTHIA, ANNE | I | MANAGING DIRECTOR | NA | |
| BEAULIEU, CYNTHIA, ANNE | I | SENIOR MANAGING DIRECTOR | NA | |
| BEAULIEU, CYNTHIA, ANNE | I | MANAGING DIRECTOR | NA | |
| BEAULIEU, CYNTHIA, ANNE | I | MANAGING DIRECTOR | NA | |
| BEAULIEU, CYNTHIA, ANNE | I | MANAGING DIRECTOR | NA | |
| BEAULIEU, CYNTHIA, ANNE | I | SENIOR MANAGING DIRECTOR | NA | |
| BEAULIEU, CYNTHIA, ANNE | I | SENIOR MANAGING DIRECTOR | NA | |
| BEAULIEU, CYNTHIA, ANNE | I | SENIOR MANAGING DIRECTOR | NA | |
| BEAULIEU, CYNTHIA, ANNE | I | SENIOR MANAGING DIRECTOR | NA | |
| BEAULIEU, CYNTHIA, ANNE | I | MANAGING DIRECTOR, SR. PORTFOLIO MANAGER | NA | |
| BEAULIEU, CYNTHIA, ANNE | I | MANAGING DIRECTOR, SR. PORTFOLIO MANAGER | NA | |
| BEAULIEU, CYNTHIA, ANNE | I | MANAGING DIRECTOR, SR. PORTFOLIO MANAGER | NA | |
| BEAULIEU, CYNTHIA, ANNE | I | MANAGING DIRECTOR, SR. PORTFOLIO MANAGER | NA | |
| BEAULIEU, CYNTHIA, ANNE | I | MANAGING DIRECTOR, SR. PORTFOLIO MANAGER | NA | |
| BEAULIEU, CYNTHIA, ANNE | I | MANAGING DIRECTOR, SR. PORTFOLIO MANAGER | NA | |
| BEAULIEU, CYNTHIA, ANNE | I | MANAGING DIRECTOR, SR. PORTFOLIO MANAGER | NA | |
| BEAULIEU, CYNTHIA, ANNE | I | MANAGING DIRECTOR, SR. PORTFOLIO MANAGER | NA | |
| BEAULIEU, CYNTHIA, ANNE | I | MANAGING DIRECTOR, SR. PORTFOLIO MANAGER | NA | |
| BEAULIEU, CYNTHIA, ANNE | I | MANAGING DIRECTOR, SR. PORTFOLIO MANAGER | NA | |
| BEAULIEU, CYNTHIA, ANNE | I | MANAGING DIRECTOR, SR. PORTFOLIO MANAGER | NA | |
| BEAULIEU, CYNTHIA, ANNE | I | MANAGING DIRECTOR, SR. PORTFOLIO MANAGER | NA | |
| BEAULIEU, CYNTHIA, ANNE | I | MANAGING DIRECTOR, SR. PORTFOLIO MANAGER | NA | |
| BEAULIEU, CYNTHIA, ANNE | I | MANAGING DIRECTOR, SR. PORTFOLIO MANAGER | NA | |
| BEAULIEU, CYNTHIA, ANNE | I | MANAGING DIRECTOR, SR. PORTFOLIO MANAGER | NA | |
| BEAULIEU, CYNTHIA, ANNE | I | MANAGING DIRECTOR, SR. PORTFOLIO MANAGER | NA | |
| BEAULIEU, CYNTHIA, ANNE | I | MANAGING DIRECTOR, SR. PORTFOLIO MANAGER | NA | |
| BEAULIEU, CYNTHIA, ANNE | I | MANAGING DIRECTOR, SR. PORTFOLIO MANAGER | NA | |
| BEAULIEU, CYNTHIA, ANNE | I | MANAGING DIRECTOR, SR. PORTFOLIO MANAGER | NA | |
| BEAULIEU, CYNTHIA, ANNE | I | MANAGING DIRECTOR, SR. PORTFOLIO MANAGER | NA | |
| BEAULIEU, CYNTHIA, ANNE | I | MANAGING DIRECTOR, SR. PORTFOLIO MANAGER | NA | |
| BEAULIEU, CYNTHIA, ANNE | I | MANAGING DIRECTOR, SR. PORTFOLIO MANAGER | NA | |
| BEAULIEU, CYNTHIA, ANNE | I | MANAGING DIRECTOR, SR. PORTFOLIO MANAGER | NA | |
| BEAULIEU, CYNTHIA, ANNE | I | MANAGING DIRECTOR, SR. PORTFOLIO MANAGER | NA | |
| BEAULIEU, CYNTHIA, ANNE | I | MANAGING DIRECTOR, SR. PORTFOLIO MANAGER | NA | |
| BEAULIEU, CYNTHIA, ANNE | I | MANAGING DIRECTOR, SR. PORTFOLIO MANAGER | NA | |
| BEAULIEU, CYNTHIA, ANNE | I | MANAGING DIRECTOR, SR. PORTFOLIO MANAGER | NA | |
| BEAULIEU, CYNTHIA, ANNE | I | MANAGING DIRECTOR, SR. PORTFOLIO MANAGER | NA | |
| BEAULIEU, CYNTHIA, ANNE | I | MANAGING DIRECTOR, SR. PORTFOLIO MANAGER | NA | |
| BEAULIEU, CYNTHIA, ANNE | I | MANAGING DIRECTOR, SR. PORTFOLIO MANAGER | NA | |
| BEAULIEU, CYNTHIA, ANNE | I | MANAGING DIRECTOR, SR. PORTFOLIO MANAGER | NA | |
| BEAULIEU, CYNTHIA, ANNE | I | MANAGING DIRECTOR, SR. PORTFOLIO MANAGER | NA | |
| BEAULIEU, CYNTHIA, ANNE | I | MANAGING DIRECTOR, SR. PORTFOLIO MANAGER | NA | |
| BEAULIEU, CYNTHIA, ANNE | I | MANAGING DIRECTOR, SR. PORTFOLIO MANAGER & CIO NORTH AMERICA | NA | |
| BEAULIEU, CYNTHIA, ANNE | I | MANAGING DIRECTOR, SR. PORTFOLIO MANAGER | NA | |
| BEAULIEU, CYNTHIA, ANNE | I | MANAGING DIRECTOR, SR. PORTFOLIO MANAGER & CIO NORTH AMERICA | NA | |
| BEAULIEU, CYNTHIA, ANNE | I | MANAGING DIRECTOR, SR. PORTFOLIO MANAGER & CIO NORTH AMERICA | NA | |
| BEAULIEU, CYNTHIA, ANNE | I | MANAGING DIRECTOR, SR. PORTFOLIO MANAGER & CIO NORTH AMERICA | NA | |
| BEAULIEU, CYNTHIA, ANNE | I | MANAGING DIRECTOR, SR. PORTFOLIO MANAGER & CIO NORTH AMERICA | NA | |
| BEAULIEU, CYNTHIA, ANNE | I | MANAGING DIRECTOR, SR. PORTFOLIO MANAGER & CIO NORTH AMERICA | NA | |
| BEAULIEU, CYNTHIA, ANNE | I | MANAGING DIRECTOR, SR. PORTFOLIO MANAGER & CIO NORTH AMERICA | NA | |
| BEERS, JOHN, HENRY | I | VICE PRESIDENT AND SECRETARY | NA | |
| BEERS, JOHN, HENRY | I | VICE PRESIDENT AND SECRETARY | NA | |
| BEERS, JOHN, HENRY | I | VICE PRESIDENT AND SECRETARY | NA | |
| BEERS, JOHN, HENRY | I | VICE PRESIDENT AND SECRETARY | NA | |
| BEERS, JOHN, HENRY | I | VICE PRESIDENT AND SECRETARY | NA | |
| BEERS, JOHN, HENRY | I | VICE PRESIDENT AND SECRETARY | NA | |
| BEERS, JOHN, HENRY | I | VICE PRESIDENT AND SECRETARY | NA | |
| BEERS, JOHN, HENRY | I | VICE PRESIDENT AND SECRETARY | NA | |
| BEERS, JOHN, HENRY | I | VICE PRESIDENT AND SECRETARY | NA | |
| BEERS, JOHN, HENRY | I | VICE PRESIDENT AND SECRETARY | NA | |
| BEERS, JOHN, HENRY | I | VICE PRESIDENT AND SECRETARY | NA | |
| BEERS, JOHN, HENRY | I | VICE PRESIDENT AND SECRETARY | NA | |
| BEERS, JOHN, HENRY | I | VICE PRESIDENT AND SECRETARY | NA | |
| BEERS, JOHN, HENRY | I | VICE PRESIDENT AND SECRETARY | NA | |
| BEERS, JOHN, HENRY | I | VICE PRESIDENT AND SECRETARY | NA | |
| BEERS, JOHN, HENRY | I | VICE PRESIDENT AND SECRETARY | NA | |
| BEERS, JOHN, HENRY | I | VICE PRESIDENT AND SECRETARY | NA | |
| BEERS, JOHN, HENRY | I | VICE PRESIDENT AND SECRETARY | NA | |
| BEERS, JOHN, HENRY | I | SECRETARY | NA | |
| BEERS, JOHN, HENRY | I | VICE PRESIDENT AND SECRETARY | NA | |
| BEERS, JOHN, HENRY | I | VICE PRESIDENT AND SECRETARY | NA | |
| BONNER, DOREEN, ALICIA | I | VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | NA | Control |
| BONNER, DOREEN, ALICIA | I | VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | NA | Control |
| BONNER, DOREEN, ALICIA | I | VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | NA | Control |
| BONNER, DOREEN, ALICIA | I | VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | NA | |
| BONNER, DOREEN, ALICIA | I | VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | NA | |
| BONNER, DOREEN, ALICIA | I | VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | NA | Control |
| BONNER, DOREEN, ALICIA | I | VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | NA | Control |
| BONNER, DOREEN, ALICIA | I | VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | NA | Control |
| BONNER, DOREEN, ALICIA | I | VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | NA | Control |
| BONNER, DOREEN, ALICIA | I | VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | NA | Control |
| BONNER, DOREEN, ALICIA | I | VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | NA | Control |
| BONNER, DOREEN, ALICIA | I | VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | NA | Control |
| BONNER, DOREEN, ALICIA | I | VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | NA | Control |
| BONNER, DOREEN, ALICIA | I | VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | NA | Control |
| BONNER, DOREEN, ALICIA | I | VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | NA | Control |
| BONNER, DOREEN, ALICIA | I | VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | NA | Control |
| BRADFORD, LINWOOD, EARLE | I | CHIEF OPERATIONS OFFICER | NA | Control |
| BRADFORD, LINWOOD, EARLE | I | CHIEF OPERATIONS OFFICER | NA | Control |
| BRADFORD, LINWOOD, EARLE | I | CHIEF OPERATIONS OFFICER | NA | Control |
| BRADFORD, LINWOOD, EARLE | I | CHIEF OPERATIONS OFFICER | NA | Control |
| BRADFORD, LINWOOD, EARLE | I | CHIEF OPERATIONS OFFICER | NA | Control |
| BRADFORD, LINWOOD, EARLE | I | CHIEF OPERATIONS OFFICER | NA | Control |
| BRADFORD, LINWOOD, EARLE | I | CHIEF OPERATIONS OFFICER | NA | Control |
| BRADFORD, LINWOOD, EARLE | I | CHIEF OPERATIONS OFFICER | NA | Control |
| BRADFORD, LINWOOD, EARLE | I | CHIEF OPERATIONS OFFICER | NA | Control |
| BRADFORD, LINWOOD, EARLE | I | CHIEF OPERATIONS OFFICER | NA | Control |
| BRADFORD, LINWOOD, EARLE | I | CHIEF OPERATIONS OFFICER | NA | Control |
| BRADFORD, LINWOOD, EARLE | I | CHIEF OPERATIONS OFFICER | NA | Control |
| BRADFORD, LINWOOD, EARLE | I | CHIEF OPERATIONS OFFICER | NA | Control |
| BRADFORD, LINWOOD, EARLE | I | CHIEF OPERATIONS OFFICER | NA | Control |
| BRADFORD, LINWOOD, EARLE | I | CHIEF OPERATIONS OFFICER | NA | Control |
| BRADFORD, LINWOOD, EARLE | I | CHIEF OPERATIONS OFFICER | NA | Control |
| BRADFORD, LINWOOD, EARLE | I | CHIEF OPERATIONS OFFICER | NA | Control |
| BRADFORD, LINWOOD, EARLE | I | CHIEF OPERATIONS OFFICER | NA | Control |
| BRADFORD, LINWOOD, EARLE | I | CHIEF OPERATIONS OFFICER | NA | Control |
| BRADFORD, LINWOOD, EARLE | I | CHIEF OPERATIONS OFFICER | NA | Control |
| BRADFORD, LINWOOD, EARLE | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| BRADFORD, LINWOOD, EARLE | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| BRADFORD, LINWOOD, EARLE | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| BRADFORD, LINWOOD, EARLE | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| BRADFORD, LINWOOD, EARLE | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| BRADFORD, LINWOOD, EARLE | I | CHIEF EXECUTIVE OFFICER & CHAIR OF THE BOARD | NA | Control |
| BRADFORD, LINWOOD, EARLE | I | CHIEF EXECUTIVE OFFICER & CHAIR OF THE BOARD | NA | Control |
| BRADFORD, LINWOOD, EARLE | I | CHIEF EXECUTIVE OFFICER & CHAIR OF THE BOARD | NA | Control |
| BRADFORD, LINWOOD, EARLE | I | CHIEF EXECUTIVE OFFICER & CHAIR OF THE BOARD | NA | Control |
| BRADFORD, LINWOOD, EARLE | I | CHIEF EXECUTIVE OFFICER & CHAIR OF THE BOARD | NA | Control |
| BRADFORD, LINWOOD, EARLE | I | CHIEF EXECUTIVE OFFICER & CHAIR OF THE BOARD | NA | Control |
| BRADFORD, LINWOOD, EARLE | I | CHIEF EXECUTIVE OFFICER & CHAIR OF THE BOARD | NA | Control |
| BRADFORD, LINWOOD, EARLE | I | CHIEF EXECUTIVE OFFICER & CHAIR OF THE BOARD | NA | Control |
| BRADFORD, LINWOOD, EARLE | I | CHIEF EXECUTIVE OFFICER & CHAIR OF THE BOARD | NA | Control |
| BRADFORD, LINWOOD, EARLE | I | CHIEF EXECUTIVE OFFICER & CHAIR OF THE BOARD | NA | Control |
| BRADFORD, LINWOOD, EARLE | I | CHIEF EXECUTIVE OFFICER & CHAIR OF THE BOARD | NA | Control |
| BRADFORD, LINWOOD, EARLE | I | CHIEF EXECUTIVE OFFICER & CHAIR OF THE BOARD | NA | Control |
| BRADFORD, LINWOOD, EARLE | I | CHIEF EXECUTIVE OFFICER & CHAIR OF THE BOARD | NA | Control |
| BRADFORD, LINWOOD, EARLE | I | CHIEF EXECUTIVE OFFICER & CHAIR OF THE BOARD | NA | Control |
| BRADFORD, LINWOOD, EARLE | I | CHIEF EXECUTIVE OFFICER & CHAIR OF THE BOARD | NA | Control |
| BRADFORD, LINWOOD, EARLE | I | CHIEF EXECUTIVE OFFICER & CHAIR OF THE BOARD | NA | Control |
| CARTER, PAUL, JEROME | I | COMPLIANCE OFFICER | NA | |
| CARTER, PAUL, JEROME | I | COMPLIANCE OFFICER | NA | |
| CARTER, PAUL, JEROME | I | COMPLIANCE OFFICER | NA | |
| CORRENTI, SALVATORE | I | MANAGING DIRECTOR | NA | Control |
| DALY, MATTHEW, KENNETH | I | HEAD OF CONNING NORTH AMERICA | NA | Control |
| DALY, MATTHEW, KENNETH | I | HEAD OF CONNING NORTH AMERICA | NA | Control |
| DALY, MATTHEW, KENNETH | I | HEAD OF CONNING NORTH AMERICA | NA | Control |
| DALY, MATTHEW, KENNETH | I | HEAD OF CONNING NORTH AMERICA | NA | Control |
| DALY, MATTHEW, KENNETH | I | HEAD OF CONNING NORTH AMERICA | NA | Control |
| DALY, MATTHEW, KENNETH | I | HEAD OF CONNING NORTH AMERICA/BOARD MEMBER | NA | Control |
| DALY, MATTHEW, KENNETH | I | HEAD OF CONNING NORTH AMERICA/BOARD MEMBER | NA | Control |
| DRIESSEN, ROBERT, STEVEN | I | VICE PRESIDENT, COMPLIANCE & ASSISTANT SECRETARY | NA | |
| ENGBERG, NANCY, JEAN | I | COUNSEL | NA | |
| ENGBERG, NANCY, JEAN | I | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | |
| ENGBERG, NANCY, JEAN | I | COUNSEL | NA | |
| ENGBERG, NANCY, JEAN | I | COUNSEL | NA | |
| ENGBERG, NANCY, JEAN | I | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | |
| ENGBERG, NANCY, JEAN | I | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | |
| ENGBERG, NANCY, JEAN | I | ASSISTANT SECRETARY | NA | |
| FISHER, AMY, ELLEN | I | PRESIDENT | NA | Control |
| FISHER, AMY, ELLEN | I | PRESIDENT | NA | Control |
| FISHER, AMY, ELLEN | I | PRESIDENT | NA | Control |
| FISHER, AMY, ELLEN | I | PRESIDENT | NA | Control |
| FLORES, JOHN, RUBEN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GERACI, DANIEL, THEODORE | I | DIRECTOR | NA | |
| GERACI, DANIEL, THEODORE | I | DIRECTOR | NA | Control |
| GERACI, DANIEL, THEODORE | I | DIRECTOR | NA | |
| GERACI, DANIEL, THEODORE | I | DIRECTOR | NA | |
| HANLEY, DAVID, G | I | VICE PRESIDENT AND TREASURER | NA | |
| HANLEY, DAVID, G | I | VICE PRESIDENT AND TREASURER | NA | |
| HAYLON, MICHAEL, EDWARD | I | DIRECTOR | NA | Control |
| HAYLON, MICHAEL, EDWARD | I | DIRECTOR | NA | Control |
| HAYLON, MICHAEL, EDWARD | I | DIRECTOR | NA | |
| HAYLON, MICHAEL, EDWARD | I | DIRECTOR | NA | Control |
| HAYLON, MICHAEL, EDWARD | I | DIRECTOR | NA | Control |
| HAYLON, MICHAEL, EDWARD | I | DIRECTOR | NA | |
| HAYLON, MICHAEL, EDWARD | I | DIRECTOR | NA | |
| HAYLON, MICHAEL, EDWARD | I | DIRECTOR | NA | |
| HAYLON, MICHAEL, EDWARD | I | HEAD OF CONNING NORTH AMERICA | NA | Control |
| HAYLON, MICHAEL, EDWARD | I | HEAD OF CONNING NORTH AMERICA | NA | Control |
| HAYLON, MICHAEL, EDWARD | I | HEAD OF CONNING NORTH AMERICA | NA | Control |
| HAYLON, MICHAEL, EDWARD | I | HEAD OF CONNING NORTH AMERICA | NA | Control |
| HAYLON, MICHAEL, EDWARD | I | HEAD OF CONNING NORTH AMERICA | NA | Control |
| HAYLON, MICHAEL, EDWARD | I | HEAD OF CONNING NORTH AMERICA | NA | Control |
| HAYLON, MICHAEL, EDWARD | I | HEAD OF CONNING NORTH AMERICA | NA | Control |
| HAYLON, MICHAEL, EDWARD | I | HEAD OF CONNING NORTH AMERICA | NA | Control |
| HAYLON, MICHAEL, EDWARD | I | HEAD OF CONNING NORTH AMERICA | NA | Control |
| HEANEY, TIMOTHY, M. | I | SENIOR MANAGING DIRECTOR | NA | |
| HEANEY, TIMOTHY, M. | I | SENIOR MANAGING DIRECTOR | NA | |
| HEANEY, TIMOTHY, M. | I | SENIOR MANAGING DIRECTOR | NA | |
| HEANEY, TIMOTHY, M. | I | SENIOR MANAGING DIRECTOR | NA | |
| HEANEY, TIMOTHY, M. | I | SENIOR MANAGING DIRECTOR | NA | |
| HEISER, GLENN | I | CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| HEISER, GLENN | I | CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| HEISER, GLENN | I | CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| HEISER, GLENN | I | CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| HEISER, GLENN | I | CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| HEISER, GLENN | I | CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| HEISER, GLENN | I | CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| HEISER, GLENN | I | CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| HEISER, GLENN | I | CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| HEISER, GLENN | I | CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| HEISER, GLENN | I | CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| HEISER, GLENN | I | CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| HEISER, GLENN | I | CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| HEISER, GLENN | I | CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| HEISER, GLENN | I | CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| HEISER, GLENN | I | CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| HEISER, GLENN | I | CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| HEISER, GLENN | I | CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| HEISER, GLENN | I | CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| HEISER, GLENN | I | CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| HOFMANN, PETER, ALEXANDER | I | TREASURER | NA | Control |
| HOFMANN, PETER, ALEXANDER | I | TREASURER | NA | |
| HOFMANN, PETER, ALEXANDER | I | TREASURER | NA | |
| HOFMANN, PETER, ALEXANDER | I | TREASURER | NA | Control |
| HOFMANN, PETER, ALEXANDER | I | TREASURER | NA | Control |
| HOFMANN, PETER, ALEXANDER | I | TREASURER | NA | Control |
| HOFMANN, PETER, ALEXANDER | I | TREASURER | NA | Control |
| HOFMANN, PETER, ALEXANDER | I | TREASURER | NA | Control |
| HOFMANN, PETER, ALEXANDER | I | TREASURER | NA | Control |
| HOFMANN, PETER, ALEXANDER | I | TREASURER | NA | Control |
| HOFMANN, PETER, ALEXANDER | I | TREASURER | NA | Control |
| KELLEHER, CHRISTOPHER, JUDE | I | SENIOR MANAGING DIRECTOR | NA | |
| KELLEHER, CHRISTOPHER, JUDE | I | SENIOR MANAGING DIRECTOR | NA | |
| KELLEHER, CHRISTOPHER, JUDE | I | SENIOR MANAGING DIRECTOR | NA | |
| KELLEHER, CHRISTOPHER, JUDE | I | SENIOR MANAGING DIRECTOR | NA | |
| KELLEHER, CHRISTOPHER, JUDE | I | SENIOR MANAGING DIRECTOR | NA | |
| KELLEHER, CHRISTOPHER, JUDE | I | SENIOR MANAGING DIRECTOR | NA | |
| KELLEHER, CHRISTOPHER, JUDE | I | SENIOR MANAGING DIRECTOR | NA | |
| KELLEHER, CHRISTOPHER, JUDE | I | SENIOR MANAGING DIRECTOR | NA | |
| KELLEHER, CHRISTOPHER, JUDE | I | SENIOR MANAGING DIRECTOR | NA | |
| LEE, JUNG, WON | I | CHIEF FINANCIAL OFFICER | NA | Control |
| LEE, JUNG, WON | I | CHIEF FINANCIAL OFFICER | NA | Control |
| LEE, JUNG, WON | I | CHIEF FINANCIAL OFFICER | NA | Control |
| LEE, JUNG, WON | I | CHIEF FINANCIAL OFFICER | NA | Control |
| LEE, JUNG, WON | I | CHIEF FINANCIAL OFFICER | NA | Control |
| LEE, JUNG, WON | I | CHIEF FINANCIAL OFFICER | NA | Control |
| LEE, JUNG, WON | I | CHIEF FINANCIAL OFFICER | NA | Control |
| LEE, JUNG, WON | I | CHIEF FINANCIAL OFFICER | NA | Control |
| LEE, JUNG, WON | I | CHIEF FINANCIAL OFFICER | NA | Control |
| LEE, JUNG, WON | I | CHIEF FINANCIAL OFFICER | NA | Control |
| LEE, JUNG, WON | I | CHIEF FINANCIAL OFFICER | NA | Control |
| LEE, JUNG, WON | I | CHIEF FINANCIAL OFFICER | NA | Control |
| LEE, JUNG, WON | I | CHIEF FINANCIAL OFFICER | NA | Control |
| LEE, JUNG, WON | I | CHIEF FINANCIAL OFFICER | NA | Control |
| LEE, JUNG, WON | I | CHIEF FINANCIAL OFFICER | NA | Control |
| LEE, JUNG, WON | I | CHIEF FINANCIAL OFFICER | NA | Control |
| LEE, JUNG, WON | I | CHIEF FINANCIAL OFFICER | NA | Control |
| LEE, JUNG, WON | I | CHIEF FINANCIAL OFFICER | NA | Control |
| LEE, JUNG, WON | I | CHIEF FINANCIAL OFFICER | NA | Control |
| LEE, JUNG, WON | I | CHIEF FINANCIAL OFFICER | NA | Control |
| LEE, JUNG, WON | I | CHIEF FINANCIAL OFFICER | NA | Control |
| LEE, JUNG, WON | I | CHIEF FINANCIAL OFFICER | NA | Control |
| LEE, JUNG, WON | I | CHIEF FINANCIAL OFFICER | NA | Control |
| LEE, JUNG, WON | I | CHIEF FINANCIAL OFFICER | NA | Control |
| LEE, JUNG, WON | I | CHIEF FINANCIAL OFFICER | NA | Control |
| LEE, JUNG, WON | I | CHIEF FINANCIAL OFFICER | NA | Control |
| LEE, JUNG, WON | I | CHIEF FINANCIAL OFFICER | NA | Control |
| LEE, JUNG, WON | I | CHIEF FINANCIAL OFFICER | NA | Control |
| LEE, JUNG, WON | I | CHIEF FINANCIAL OFFICER | NA | Control |
| LEE, JUNG, WON | I | CHIEF FINANCIAL OFFICER | NA | Control |
| LEE, JUNG, WON | I | CHIEF FINANCIAL OFFICER | NA | Control |
| LEE, JUNG, WON | I | CHIEF FINANCIAL OFFICER | NA | Control |
| LEE, JUNG, WON | I | CHIEF FINANCIAL OFFICER | NA | Control |
| LEE, JUNG, WON | I | CHIEF FINANCIAL OFFICER | NA | Control |
| LEE, JUNG, WON | I | CHIEF FINANCIAL OFFICER | NA | Control |
| LEE, JUNG, WON | I | CHIEF FINANCIAL OFFICER | NA | Control |
| LEE, JUNG, WON | I | CHIEF FINANCIAL OFFICER | NA | Control |
| LEE, JUNG, WON | I | CHIEF FINANCIAL OFFICER | NA | Control |
| LEE, JUNG, WON | I | CHIEF FINANCIAL OFFICER | NA | Control |
| LEE, JUNG, WON | I | CHIEF FINANCIAL OFFICER/BOARD MEMBER | NA | Control |
| LEE, JUNG, WON | I | CHIEF FINANCIAL OFFICER/BOARD MEMBER | NA | Control |
| MCLOUGHLIN, PHILIP, ROBERT | I | DIRECTOR | NA | |
| MCLOUGHLIN, PHILIP, ROBERT | I | DIRECTOR | NA | |
| MCLOUGHLIN, PHILIP, ROBERT | I | DIRECTOR | NA | |
| MEYERS, THOMAS, ALAN | I | EXEC. VP & CHIEF DISTRIBUTION OFFICER | NA | |
| MEYERS, THOMAS, ALAN | I | EXEC. VP & CHIEF DISTRIBUTION OFFICER | NA | |
| MEYERS, THOMAS, ALAN | I | EXEC. VP & CHIEF DISTRIBUTION OFFICER | NA | |
| MOYER, WILLIAM, RALPH | I | CFO, TREASURER AND DIRECTOR | NA | Control |
| MOYER, WILLIAM, RALPH | I | DIRECTOR | NA | Control |
| MOYER, WILLIAM, RALPH | I | CFO, TREASURER AND DIRECTOR | NA | Control |
| MOYER, WILLIAM, RALPH | I | CFO, TREASURER AND DIRECTOR | NA | Control |
| MOYER, WILLIAM, RALPH | I | DIRECTOR | NA | Control |
| MOYER, WILLIAM, RALPH | I | DIRECTOR | NA | Control |
| MOYER, WILLIAM, RALPH | I | CFO, TREASURER, DIRECTOR AND ACTING PRESIDENT | NA | Control |
| PEARCE, ROBERT, STEDMAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PEARCE, ROBERT, STEDMAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PEARCE, ROBERT, STEDMAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PEARCE, ROBERT, STEDMAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PEARCE, ROBERT, STEDMAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PEARCE, ROBERT, STEDMAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PEARCE, ROBERT, STEDMAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PEARCE, ROBERT, STEDMAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PEARCE, ROBERT, STEDMAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PEARCE, ROBERT, STEDMAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PEARCE, ROBERT, STEDMAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PEARCE, ROBERT, STEDMAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PEARCE, ROBERT, STEDMAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PEARCE, ROBERT, STEDMAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PEARCE, ROBERT, STEDMAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PEARCE, ROBERT, STEDMAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PEARCE, ROBERT, STEDMAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PEARCE, ROBERT, STEDMAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PEARCE, ROBERT, STEDMAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PEARCE, ROBERT, STEDMAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PEARCE, ROBERT, STEDMAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PEARCE, ROBERT, STEDMAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PEARCE, ROBERT, STEDMAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PEARCE, ROBERT, STEDMAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PEARCE, ROBERT, STEDMAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PEARCE, ROBERT, STEDMAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PEARCE, ROBERT, STEDMAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PEARCE, ROBERT, STEDMAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PEARCE, ROBERT, STEDMAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PEARCE, ROBERT, STEDMAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PEARCE, ROBERT, STEDMAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PEARCE, ROBERT, STEDMAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PEARCE, ROBERT, STEDMAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PEARCE, ROBERT, STEDMAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PEARCE, ROBERT, STEDMAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PEARCE, ROBERT, STEDMAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PEARCE, ROBERT, STEDMAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PEARCE, ROBERT, STEDMAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PEARCE, ROBERT, STEDMAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PEARCE, ROBERT, STEDMAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PEARCE, ROBERT, STEDMAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PEASE, GLENN, H | I | VICE PRESIDENT, FINANCE AND TREASURER | NA | |
| PEASE, GLENN, H | I | VICE PRESIDENT, FINANCE AND TREASURER | NA | |
| PEASE, GLENN, H | I | VICE PRESIDENT, FINANCE AND TREASURER | NA | |
| PEASE, GLENN, H | I | VICE PRESIDENT, FINANCE AND TREASURER | NA | |
| PEASE, GLENN, H | I | VICE PRESIDENT, FINANCE AND TREASURER | NA | |
| PEASE, GLENN, H | I | VICE PRESIDENT, FINANCE AND TREASURER | NA | |
| PEASE, GLENN, H | I | VICE PRESIDENT, FINANCE AND TREASURER | NA | |
| ROMANO, JAMES, P | I | CHIEF RISK OFFICER | NA | Control |
| ROMANO, JAMES, P | I | CHIEF RISK OFFICER | NA | Control |
| ROMANO, JAMES, P | I | CHIEF RISK OFFICER | NA | Control |
| ROMANO, JAMES, P | I | CHIEF RISK OFFICER | NA | Control |
| ROMANO, JAMES, P | I | CHIEF RISK OFFICER | NA | Control |
| ROMANO, JAMES, P | I | CHIEF RISK OFFICER | NA | Control |
| ROMANO, JAMES, P | I | CHIEF RISK OFFICER | NA | Control |
| ROMANO, JAMES, P | I | CHIEF RISK OFFICER | NA | Control |
| ROMANO, JAMES, P | I | CHIEF RISK OFFICER | NA | Control |
| ROMANO, JAMES, P | I | CHIEF RISK OFFICER | NA | Control |
| ROMANO, JAMES, P | I | CHIEF RISK OFFICER | NA | Control |
| ROMANO, JAMES, P | I | CHIEF RISK OFFICER | NA | Control |
| ROMANO, JAMES, P | I | CHIEF RISK OFFICER | NA | Control |
| ROMANO, JAMES, P | I | CHIEF RISK OFFICER | NA | Control |
| ROMANO, JAMES, P | I | CHIEF RISK OFFICER | NA | Control |
| ROMANO, JAMES, P | I | CHIEF RISK OFFICER | NA | Control |
| ROMANO, JAMES, P | I | CHIEF RISK OFFICER | NA | Control |
| ROMANO, JAMES, P | I | CHIEF RISK OFFICER | NA | Control |
| ROMANO, JAMES, P | I | CHIEF RISK OFFICER | NA | Control |
| ROMANO, JAMES, P | I | CHIEF RISK OFFICER | NA | Control |
| ROMANO, JAMES, P | I | CHIEF RISK OFFICER | NA | Control |
| ROMANO, JAMES, P | I | CHIEF RISK OFFICER | NA | Control |
| ROMANO, JAMES, P | I | CHIEF RISK OFFICER | NA | Control |
| RYAN, LYNN, MARIE | I | MANAGING DIRECTOR | NA | Control |
| RYAN, LYNN, MARIE | I | SENIOR MANAGING DIRECTOR | NA | |
| RYAN, LYNN, MARIE | I | SENIOR MANAGING DIRECTOR | NA | |
| RYAN, LYNN, MARIE | I | MANAGING DIRECTOR | NA | Control |
| RYAN, LYNN, MARIE | I | MANAGING DIRECTOR | NA | Control |
| RYAN, LYNN, MARIE | I | MANAGING DIRECTOR | NA | Control |
| RYAN, LYNN, MARIE | I | SENIOR MANAGING DIRECTOR | NA | |
| RYAN, LYNN, MARIE | I | SENIOR MANAGING DIRECTOR | NA | |
| RYAN, LYNN, MARIE | I | SENIOR MANAGING DIRECTOR | NA | |
| RYAN, LYNN, MARIE | I | SENIOR MANAGING DIRECTOR | NA | |
| RYAN, LYNN, MARIE | I | SENIOR MANAGING DIRECTOR | NA | |
| RYAN, LYNN, MARIE | I | MANAGING DIRECTOR, SR. PORTFOLIO MANAGER | NA | |
| RYAN, LYNN, MARIE | I | MANAGING DIRECTOR, SR. PORTFOLIO MANAGER | NA | |
| RYAN, LYNN, MARIE | I | MANAGING DIRECTOR, SR. PORTFOLIO MANAGER | NA | |
| RYAN, LYNN, MARIE | I | MANAGING DIRECTOR, SR. PORTFOLIO MANAGER | NA | |
| RYAN, LYNN, MARIE | I | MANAGING DIRECTOR, SR. PORTFOLIO MANAGER | NA | |
| RYAN, LYNN, MARIE | I | MANAGING DIRECTOR, SR. PORTFOLIO MANAGER | NA | |
| RYAN, LYNN, MARIE | I | MANAGING DIRECTOR, SR. PORTFOLIO MANAGER | NA | |
| RYAN, LYNN, MARIE | I | MANAGING DIRECTOR, SR. PORTFOLIO MANAGER | NA | |
| RYAN, LYNN, MARIE | I | MANAGING DIRECTOR, SR. PORTFOLIO MANAGER | NA | |
| RYAN, LYNN, MARIE | I | MANAGING DIRECTOR, SR. PORTFOLIO MANAGER | NA | |
| RYAN, LYNN, MARIE | I | MANAGING DIRECTOR, SR. PORTFOLIO MANAGER | NA | |
| RYAN, LYNN, MARIE | I | MANAGING DIRECTOR, SR. PORTFOLIO MANAGER | NA | |
| RYAN, LYNN, MARIE | I | MANAGING DIRECTOR, SR. PORTFOLIO MANAGER | NA | |
| RYAN, LYNN, MARIE | I | MANAGING DIRECTOR, SR. PORTFOLIO MANAGER | NA | |
| RYAN, LYNN, MARIE | I | MANAGING DIRECTOR, SR. PORTFOLIO MANAGER | NA | |
| RYAN, LYNN, MARIE | I | MANAGING DIRECTOR, SR. PORTFOLIO MANAGER | NA | |
| RYAN, LYNN, MARIE | I | MANAGING DIRECTOR, SR. PORTFOLIO MANAGER | NA | |
| RYAN, LYNN, MARIE | I | MANAGING DIRECTOR, SR. PORTFOLIO MANAGER | NA | |
| RYAN, LYNN, MARIE | I | MANAGING DIRECTOR, SR. PORTFOLIO MANAGER | NA | |
| RYAN, LYNN, MARIE | I | MANAGING DIRECTOR, SR. PORTFOLIO MANAGER | NA | |
| RYAN, LYNN, MARIE | I | MANAGING DIRECTOR, SR. PORTFOLIO MANAGER | NA | |
| RYAN, LYNN, MARIE | I | MANAGING DIRECTOR, SR. PORTFOLIO MANAGER | NA | |
| RYAN, LYNN, MARIE | I | MANAGING DIRECTOR, SR. PORTFOLIO MANAGER | NA | |
| RYAN, LYNN, MARIE | I | MANAGING DIRECTOR, SR. PORTFOLIO MANAGER | NA | |
| RYAN, LYNN, MARIE | I | MANAGING DIRECTOR, SR. PORTFOLIO MANAGER | NA | |
| RYAN, LYNN, MARIE | I | MANAGING DIRECTOR, SR. PORTFOLIO MANAGER | NA | |
| RYAN, LYNN, MARIE | I | MANAGING DIRECTOR, SR. PORTFOLIO MANAGER | NA | |
| RYAN, LYNN, MARIE | I | MANAGING DIRECTOR, SR. PORTFOLIO MANAGER | NA | |
| RYAN, LYNN, MARIE | I | MANAGING DIRECTOR, SR. PORTFOLIO MANAGER | NA | |
| RYAN, LYNN, MARIE | I | MANAGING DIRECTOR, SR. PORTFOLIO MANAGER | NA | |
| RYAN, LYNN, MARIE | I | MANAGING DIRECTOR, SR. PORTFOLIO MANAGER | NA | |
| RYAN, LYNN, MARIE | I | MANAGING DIRECTOR, SR. PORTFOLIO MANAGER | NA | |
| RYAN, LYNN, MARIE | I | MANAGING DIRECTOR, SR. PORTFOLIO MANAGER | NA | |
| RYAN, LYNN, MARIE | I | MANAGING DIRECTOR, SR. PORTFOLIO MANAGER | NA | |
| RYAN, LYNN, MARIE | I | MANAGING DIRECTOR, SR. PORTFOLIO MANAGER | NA | |
| RYAN, LYNN, MARIE | I | MANAGING DIRECTOR, SR. PORTFOLIO MANAGER | NA | |
| RYAN, LYNN, MARIE | I | MANAGING DIRECTOR, SR. PORTFOLIO MANAGER | NA | |
| RYAN, LYNN, MARIE | I | MANAGING DIRECTOR, SR. PORTFOLIO MANAGER | NA | |
| RYAN, LYNN, MARIE | I | MANAGING DIRECTOR, SR. PORTFOLIO MANAGER | NA | |
| RYAN, LYNN, MARIE | I | MANAGING DIRECTOR, SR. PORTFOLIO MANAGER | NA | |
| RYAN, LYNN, MARIE | I | MANAGING DIRECTOR, SR. PORTFOLIO MANAGER | NA | |
| SANER, CHRISTOPHER, JOHN | I | MANAGING DIRECTOR | NA | |
| SANER, CHRISTOPHER, JOHN | I | MANAGING DIRECTOR | NA | |
| SANER, CHRISTOPHER, JOHN | I | MANAGING DIRECTOR | NA | |
| SANER, CHRISTOPHER, JOHN | I | MANAGING DIRECTOR | NA | |
| SANER, CHRISTOPHER, JOHN | I | MANAGING DIRECTOR | NA | |
| SANER, CHRISTOPHER, JOHN | I | MANAGING DIRECTOR | NA | |
| SANER, CHRISTOPHER, JOHN | I | MANAGING DIRECTOR | NA | |
| SANER, CHRISTOPHER, JOHN | I | MANAGING DIRECTOR | NA | |
| SEGA, RICHARD, LOUIS | I | PRESIDENT, CIO | NA | Control |
| SEGA, RICHARD, LOUIS | I | PRESIDENT, CIO | NA | Control |
| SEGA, RICHARD, LOUIS | I | PRESIDENT, CIO | NA | Control |
| SEGA, RICHARD, LOUIS | I | PRESIDENT, CIO | NA | Control |
| SEGA, RICHARD, LOUIS | I | PRESIDENT, CIO | NA | Control |
| SEGA, RICHARD, LOUIS | I | PRESIDENT, CIO | NA | Control |
| SEGA, RICHARD, LOUIS | I | PRESIDENT, CIO | NA | Control |
| SEGA, RICHARD, LOUIS | I | PRESIDENT, CIO | NA | Control |
| SEGA, RICHARD, LOUIS | I | PRESIDENT, CIO | NA | Control |
| SEGA, RICHARD, LOUIS | I | PRESIDENT, CIO | NA | Control |
| SEGA, RICHARD, LOUIS | I | PRESIDENT, CIO | NA | Control |
| SEGA, RICHARD, LOUIS | I | PRESIDENT, CIO | NA | Control |
| SEGA, RICHARD, LOUIS | I | PRESIDENT, CIO | NA | Control |
| SEGA, RICHARD, LOUIS | I | PRESIDENT, CIO | NA | Control |
| SEGA, RICHARD, LOUIS | I | PRESIDENT, CIO | NA | Control |
| SEGA, RICHARD, LOUIS | I | PRESIDENT, CIO | NA | Control |
| SEGA, RICHARD, LOUIS | I | PRESIDENT, CIO | NA | Control |
| SEGA, RICHARD, LOUIS | I | PRESIDENT, CIO | NA | Control |
| SEGA, RICHARD, LOUIS | I | PRESIDENT, CIO | NA | Control |
| SEGA, RICHARD, LOUIS | I | PRESIDENT, CIO | NA | Control |
| SEGA, RICHARD, LOUIS | I | PRESIDENT & CHIEF INVESTMENT OFFICER | NA | Control |
| SEGA, RICHARD, LOUIS | I | PRESIDENT & CHIEF INVESTMENT OFFICER | NA | Control |
| SEGA, RICHARD, LOUIS | I | PRESIDENT & CHIEF INVESTMENT OFFICER | NA | Control |
| SEGA, RICHARD, LOUIS | I | PRESIDENT & CHIEF INVESTMENT OFFICER | NA | Control |
| SEGA, RICHARD, LOUIS | I | PRESIDENT & CHIEF INVESTMENT OFFICER | NA | Control |
| SEGA, RICHARD, LOUIS | I | PRESIDENT AND GLOBAL CHIEF INVESTMENT STRATEGIST | NA | Control |
| SEGA, RICHARD, LOUIS | I | PRESIDENT AND GLOBAL CHIEF INVESTMENT STRATEGIST | NA | Control |
| SEGA, RICHARD, LOUIS | I | PRESIDENT AND GLOBAL CHIEF INVESTMENT STRATEGIST | NA | Control |
| SEGA, RICHARD, LOUIS | I | PRESIDENT AND GLOBAL CHIEF INVESTMENT STRATEGIST | NA | Control |
| SEGA, RICHARD, LOUIS | I | PRESIDENT AND GLOBAL CHIEF INVESTMENT STRATEGIST | NA | Control |
| SEGA, RICHARD, LOUIS | I | PRESIDENT AND GLOBAL CHIEF INVESTMENT STRATEGIST | NA | Control |
| SEGA, RICHARD, LOUIS | I | PRESIDENT AND GLOBAL CHIEF INVESTMENT STRATEGIST | NA | Control |
| SEGA, RICHARD, LOUIS | I | PRESIDENT AND GLOBAL CHIEF INVESTMENT STRATEGIST | NA | Control |
| SEGA, RICHARD, LOUIS | I | PRESIDENT AND GLOBAL CHIEF INVESTMENT STRATEGIST | NA | Control |
| SEGA, RICHARD, LOUIS | I | BOARD MEMBER | NA | Control |
| SEGA, RICHARD, LOUIS | I | BOARD MEMBER | NA | Control |
| SMALLEY, VI (VIOLA), R. | I | CHIEF LEGAL OFFICER\CORPORATE SECRETARY | NA | Control |
| SMALLEY, VI (VIOLA), R. | I | CHIEF LEGAL OFFICER\CORPORATE SECRETARY | NA | Control |
| SMALLEY, VI (VIOLA), R. | I | CHIEF LEGAL OFFICER\CORPORATE SECRETARY | NA | Control |
| SMALLEY, VI (VIOLA), R. | I | CHIEF LEGAL OFFICER\CORPORATE SECRETARY | NA | Control |
| SMALLEY, VI (VIOLA), R. | I | CHIEF LEGAL OFFICER\CORPORATE SECRETARY | NA | Control |
| SMALLEY, VI (VIOLA), R. | I | CHIEF LEGAL OFFICER\CORPORATE SECRETARY | NA | Control |
| SMALLEY, VI (VIOLA), R. | I | CHIEF LEGAL OFFICER\CORPORATE SECRETARY | NA | Control |
| SMALLEY, VI (VIOLA), R. | I | CHIEF LEGAL OFFICER\CORPORATE SECRETARY | NA | Control |
| SMALLEY, VI (VIOLA), R. | I | CHIEF LEGAL OFFICER\CORPORATE SECRETARY | NA | Control |
| SMALLEY, VI (VIOLA), R. | I | CHIEF LEGAL OFFICER\CORPORATE SECRETARY | NA | Control |
| SMALLEY, VI (VIOLA), R. | I | CHIEF LEGAL OFFICER\CORPORATE SECRETARY | NA | Control |
| SMALLEY, VI (VIOLA), R. | I | CHIEF LEGAL OFFICER\CORPORATE SECRETARY | NA | Control |
| SMALLEY, VI (VIOLA), R. | I | CHIEF LEGAL OFFICER\CORPORATE SECRETARY | NA | Control |
| SMALLEY, VI (VIOLA), R. | I | CHIEF LEGAL OFFICER\CORPORATE SECRETARY | NA | Control |
| SMALLEY, VI (VIOLA), R. | I | CHIEF LEGAL OFFICER\CORPORATE SECRETARY | NA | Control |
| SMALLEY, VI (VIOLA), R. | I | CHIEF LEGAL OFFICER\CORPORATE SECRETARY | NA | Control |
| SMALLEY, VI (VIOLA), R. | I | CHIEF LEGAL OFFICER\CORPORATE SECRETARY | NA | Control |
| SMALLEY, VI (VIOLA), R. | I | CHIEF LEGAL OFFICER\CORPORATE SECRETARY | NA | Control |
| SMALLEY, VI (VIOLA), R. | I | CHIEF LEGAL OFFICER\CORPORATE SECRETARY | NA | Control |
| SMALLEY, VI (VIOLA), R. | I | CHIEF LEGAL OFFICER\CORPORATE SECRETARY | NA | Control |
| SMALLEY, VI (VIOLA), R. | I | CHIEF LEGAL OFFICER\CORPORATE SECRETARY | NA | Control |
| SMALLEY, VI (VIOLA), R. | I | CHIEF LEGAL OFFICER\CORPORATE SECRETARY | NA | Control |
| SMALLEY, VI (VIOLA), R. | I | CHIEF LEGAL OFFICER\CORPORATE SECRETARY | NA | Control |
| SMALLEY, VI (VIOLA), R. | I | CHIEF LEGAL OFFICER\CORPORATE SECRETARY | NA | Control |
| SMALLEY, VI (VIOLA), R. | I | CHIEF LEGAL OFFICER\CORPORATE SECRETARY | NA | Control |
| SMALLEY, VI (VIOLA), R. | I | CHIEF LEGAL OFFICER\CORPORATE SECRETARY | NA | Control |
| SMALLEY, VI (VIOLA), R. | I | CHIEF LEGAL OFFICER\CORPORATE SECRETARY | NA | Control |
| SMALLEY, VI (VIOLA), R. | I | CHIEF LEGAL OFFICER\CORPORATE SECRETARY | NA | Control |
| SMALLEY, VI (VIOLA), R. | I | CHIEF LEGAL OFFICER\CORPORATE SECRETARY | NA | Control |
| SMALLEY, VI (VIOLA), R. | I | CHIEF LEGAL OFFICER\CORPORATE SECRETARY | NA | Control |
| SMALLEY, VI (VIOLA), R. | I | CHIEF LEGAL OFFICER\CORPORATE SECRETARY | NA | Control |
| SMALLEY, VI (VIOLA), R. | I | CHIEF LEGAL OFFICER\CORPORATE SECRETARY | NA | Control |
| SMALLEY, VI (VIOLA), R. | I | CHIEF LEGAL OFFICER\CORPORATE SECRETARY | NA | Control |
| SMALLEY, VI (VIOLA), R. | I | CHIEF LEGAL OFFICER\CORPORATE SECRETARY | NA | Control |
| SMALLEY, VI (VIOLA), R. | I | CHIEF LEGAL OFFICER\CORPORATE SECRETARY | NA | Control |
| SMALLEY, VI (VIOLA), R. | I | CHIEF LEGAL OFFICER\CORPORATE SECRETARY | NA | Control |
| SMALLEY, VI (VIOLA), R. | I | CHIEF LEGAL OFFICER\CORPORATE SECRETARY | NA | Control |
| SMALLEY, VI (VIOLA), R. | I | CHIEF LEGAL OFFICER\CORPORATE SECRETARY | NA | Control |
| SMALLEY, VI (VIOLA), R. | I | CHIEF LEGAL OFFICER\CORPORATE SECRETARY | NA | Control |
| SMALLEY, VI (VIOLA), R. | I | CHIEF LEGAL OFFICER\CORPORATE SECRETARY | NA | Control |
| SMALLEY, VI (VIOLA), R. | I | CHIEF LEGAL OFFICER\CORPORATE SECRETARY | NA | Control |
| STEENBURG, THOMAS, NELSON | I | PRESIDENT & DIRECTOR | NA | Control |
| STEENBURG, THOMAS, NELSON | I | PRESIDENT & DIRECTOR | NA | Control |
| WALTMAN, FRANCIS, GEORGE | I | SENIOR VICE PRESIDENT | NA | Control |
| WALTMAN, FRANCIS, GEORGE | I | SENIOR VICE PRESIDENT | NA | Control |
| WALTMAN, FRANCIS, GEORGE | I | SENIOR VICE PRESIDENT | NA | Control |
| WALTMAN, FRANCIS, GEORGE | I | SENIOR VICE PRESIDENT | NA | Control |
| WEHR, JAMES, DAVID | I | DIRECTOR AND PRESIDENT | NA | Control |
| WEHR, JAMES, DAVID | I | DIRECTOR AND PRESIDENT | NA | Control |
| WEHR, JAMES, DAVID | I | DIRECTOR AND PRESIDENT | NA | Control |
| WEHR, JAMES, DAVID | I | DIRECTOR AND PRESIDENT | NA | Control |
| WEHR, JAMES, DAVID | I | DIRECTOR AND PRESIDENT | NA | Control |
| WEHR, JAMES, DAVID | I | DIRECTOR AND PRESIDENT | NA | Control |
| WEHR, JAMES, DAVID | I | DIRECTOR AND PRESIDENT | NA | Control |
| WILKOS, CHRISTOPHER, MATTHEW | I | SENIOR VICE PRESIDENT | NA | |
| WILKOS, CHRISTOPHER, MATTHEW | I | SENIOR VICE PRESIDENT | NA | |
| WILKOS, CHRISTOPHER, MATTHEW | I | DIRECTOR AND PRESIDENT | NA | |
| WILKOS, CHRISTOPHER, MATTHEW | I | DIRECTOR AND PRESIDENT | NA | Control |
| WILKOS, CHRISTOPHER, MATTHEW | I | DIRECTOR AND PRESIDENT | NA | Control |
| WILKOS, CHRISTOPHER, MATTHEW | I | DIRECTOR AND PRESIDENT | NA | |
| WILKOS, CHRISTOPHER, MATTHEW | I | DIRECTOR AND SENIOR VICE PRESIDENT | NA | |
| WILKOS, CHRISTOPHER, MATTHEW | I | DIRECTOR AND SENIOR VICE PRESIDENT | NA | |
| WILKOS, CHRISTOPHER, MATTHEW | I | DIRECTOR AND PRESIDENT | NA | Control |
| WILKOS, CHRISTOPHER, MATTHEW | I | SENIOR VICE PRESIDENT | NA | |
| WILKOS, CHRISTOPHER, MATTHEW | I | SENIOR VICE PRESIDENT | NA | |
| WILKOS, CHRISTOPHER, MATTHEW | I | DIRECTOR AND SENIOR VICE PRESIDENT | NA | |
| WILKOS, CHRISTOPHER, MATTHEW | I | DIRECTOR AND PRESIDENT | NA | Control |
| WILKOS, CHRISTOPHER, MATTHEW | I | DIRECTOR AND PRESIDENT | NA | Control |
| WILKOS, CHRISTOPHER, MATTHEW | I | DIRECTOR AND PRESIDENT | NA | Control |
| WILKOS, CHRISTOPHER, MATTHEW | I | DIRECTOR AND PRESIDENT | NA | Control |
| WINCHAR, DENISE, MARIE | I | PRESIDENT | NA | |
| CONNING & COMPANY | DE | OWNER | E | Control |
| CONNING & COMPANY | DE | OWNER | E | Control |
| CONNING & COMPANY | DE | OWNER | E | Control |
| CONNING & COMPANY | DE | OWNER | E | Control |
| CONNING & COMPANY | DE | OWNER | E | Control |
| CONNING & COMPANY | DE | OWNER | E | Control |
| CONNING & COMPANY | DE | OWNER | E | Control |
| CONNING & COMPANY | DE | OWNER | E | Control |
| CONNING & COMPANY | DE | OWNER | E | Control |
| CONNING & COMPANY | DE | OWNER | E | Control |
| CONNING & COMPANY | DE | OWNER | E | Control |
| CONNING & COMPANY | DE | OWNER | E | Control |
| CONNING & COMPANY | DE | OWNER | E | Control |
| CONNING & COMPANY | DE | OWNER | E | Control |
| CONNING & COMPANY | DE | OWNER | E | Control |
| CONNING & COMPANY | DE | OWNER | E | Control |
| CONNING & COMPANY | DE | OWNER | E | Control |
| CONNING & COMPANY | DE | OWNER | E | Control |
| CONNING & COMPANY | DE | OWNER | E | Control |
| CONNING & COMPANY | DE | OWNER | E | Control |
| CONNING & COMPANY | DE | OWNER | E | Control |
| CONNING & COMPANY | DE | OWNER | E | Control |
| CONNING & COMPANY | DE | OWNER | E | Control |
| CONNING & COMPANY | DE | OWNER | E | Control |
| CONNING & COMPANY | DE | OWNER | E | Control |
| CONNING & COMPANY | DE | OWNER | E | Control |
| CONNING & COMPANY | DE | OWNER | E | Control |
| CONNING & COMPANY | DE | OWNER | E | Control |
| CONNING & COMPANY | DE | OWNER | E | Control |
| CONNING & COMPANY | DE | OWNER | E | Control |
| CONNING & COMPANY | DE | OWNER | E | Control |
| CONNING & COMPANY | DE | OWNER | E | Control |
| CONNING & COMPANY | DE | OWNER | E | Control |
| CONNING & COMPANY | DE | OWNER | E | Control |
| CONNING & COMPANY | DE | OWNER | E | Control |
| CONNING & COMPANY | DE | OWNER | E | Control |
| CONNING & COMPANY | DE | OWNER | E | Control |
| CONNING & COMPANY | DE | OWNER | E | Control |
| CONNING & COMPANY | DE | OWNER | E | Control |
| CONNING & COMPANY | DE | OWNER | E | Control |
| CONNING & COMPANY | DE | OWNER | E | Control |
| PHOENIX INVESTMENT PARTNERS, LTD | DE | SHAREHOLDER | E | Control |
| PHOENIX INVESTMENT PARTNERS, LTD | DE | SHAREHOLDER | E | Control |
| PHOENIX INVESTMENT PARTNERS, LTD | DE | SHAREHOLDER | E | Control |
| PHOENIX INVESTMENT PARTNERS, LTD | DE | SHAREHOLDER | E | Control |
| PHOENIX INVESTMENT PARTNERS, LTD | DE | SHAREHOLDER | E | Control |
| PHOENIX INVESTMENT PARTNERS, LTD | DE | SHAREHOLDER | E | Control |
| PHOENIX INVESTMENT PARTNERS, LTD | DE | SHAREHOLDER | E | Control |
| PHOENIX INVESTMENT PARTNERS, LTD | DE | SHAREHOLDER | E | Control |
| PHOENIX INVESTMENT PARTNERS, LTD | DE | SHAREHOLDER | E | Control |
| PHOENIX INVESTMENT PARTNERS, LTD | DE | SHAREHOLDER | E | Control |
| PHOENIX INVESTMENT PARTNERS, LTD | DE | SHAREHOLDER | E | Control |
| PHOENIX INVESTMENT PARTNERS, LTD | DE | SHAREHOLDER | E | Control |
| PHOENIX INVESTMENT PARTNERS, LTD | DE | SHAREHOLDER | E | Control |
| THE PHOENIX COMPANIES | DE | PARENT COMPANY | E | Control |
| THE PHOENIX COMPANIES | DE | PARENT COMPANY | E | Control |
| THE PHOENIX COMPANIES | DE | PARENT COMPANY | E | Control |
| THE PHOENIX COMPANIES | DE | PARENT COMPANY | E | Control |
| THE PHOENIX COMPANIES | DE | PARENT COMPANY | E | Control |
| THE PHOENIX COMPANIES | DE | PARENT COMPANY | E | Control |
| THE PHOENIX COMPANIES | DE | PARENT COMPANY | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| ASSICURAZIONI GENERALI S.P.A | FE | GENERALI INVESTMENTS HOLDING S.P.A | E | Control |
| ASSICURAZIONI GENERALI S.P.A | FE | GENERALI INVESTMENTS HOLDING S.P.A | E | Control |
| ASSICURAZIONI GENERALI S.P.A | FE | GENERALI INVESTMENTS HOLDING S.P.A | E | Control |
| CATHAY FINANCIAL HOLDING CO., LTD. | FE | CATHAY LIFE INSURANCE CO., LTD. | E | Control |
| CATHAY FINANCIAL HOLDING CO., LTD. | FE | CATHAY LIFE INSURANCE CO., LTD. | E | Control |
| CATHAY FINANCIAL HOLDING CO., LTD. | FE | CATHAY LIFE INSURANCE CO., LTD. | E | Control |
| CATHAY FINANCIAL HOLDING CO., LTD. | FE | CATHAY LIFE INSURANCE CO., LTD. | E | Control |
| CATHAY FINANCIAL HOLDING CO., LTD. | FE | CATHAY LIFE INSURANCE CO., LTD. | E | Control |
| CATHAY FINANCIAL HOLDING CO., LTD. | FE | CATHAY LIFE INSURANCE CO., LTD. | E | Control |
| CATHAY FINANCIAL HOLDING CO., LTD. | FE | CATHAY LIFE INSURANCE CO., LTD. | E | Control |
| CATHAY FINANCIAL HOLDING CO., LTD. | FE | CATHAY LIFE INSURANCE CO., LTD. | E | Control |
| CATHAY FINANCIAL HOLDING CO., LTD. | FE | CATHAY LIFE INSURANCE CO., LTD. | E | Control |
| CATHAY FINANCIAL HOLDING CO., LTD. | FE | CATHAY LIFE INSURANCE CO., LTD. | E | Control |
| CATHAY FINANCIAL HOLDING CO., LTD. | FE | CATHAY LIFE INSURANCE CO., LTD. | E | Control |
| CATHAY FINANCIAL HOLDING CO., LTD. | FE | CATHAY LIFE INSURANCE CO., LTD. | E | Control |
| CATHAY FINANCIAL HOLDING CO., LTD. | FE | CATHAY LIFE INSURANCE CO., LTD. | E | Control |
| CATHAY FINANCIAL HOLDING CO., LTD. | FE | CATHAY LIFE INSURANCE CO., LTD. | E | Control |
| CATHAY FINANCIAL HOLDING CO., LTD. | FE | CATHAY LIFE INSURANCE CO., LTD. | E | Control |
| CATHAY FINANCIAL HOLDING CO., LTD. | FE | CATHAY LIFE INSURANCE CO., LTD. | E | Control |
| CATHAY FINANCIAL HOLDING CO., LTD. | FE | CATHAY LIFE INSURANCE CO., LTD. | E | Control |
| CATHAY FINANCIAL HOLDING CO., LTD. | FE | CATHAY LIFE INSURANCE CO., LTD. | E | Control |
| CATHAY LIFE INSURANCE CO., LTD. | FE | CONNING HOLDINGS LIMITED | E | Control |
| CATHAY LIFE INSURANCE CO., LTD. | FE | CONNING HOLDINGS LIMITED | E | Control |
| CATHAY LIFE INSURANCE CO., LTD. | FE | CONNING HOLDINGS LIMITED | E | Control |
| CATHAY LIFE INSURANCE CO., LTD. | FE | CONNING HOLDINGS LIMITED | E | Control |
| CATHAY LIFE INSURANCE CO., LTD. | FE | CONNING HOLDINGS LIMITED | E | Control |
| CATHAY LIFE INSURANCE CO., LTD. | FE | CONNING HOLDINGS LIMITED | E | Control |
| CATHAY LIFE INSURANCE CO., LTD. | FE | CONNING HOLDINGS LIMITED | E | Control |
| CATHAY LIFE INSURANCE CO., LTD. | FE | CONNING HOLDINGS LIMITED | E | Control |
| CATHAY LIFE INSURANCE CO., LTD. | FE | CONNING HOLDINGS LIMITED | E | Control |
| CATHAY LIFE INSURANCE CO., LTD. | FE | CONNING HOLDINGS LIMITED | E | Control |
| CATHAY LIFE INSURANCE CO., LTD. | FE | CONNING HOLDINGS LIMITED | E | Control |
| CATHAY LIFE INSURANCE CO., LTD. | FE | CONNING HOLDINGS LIMITED | E | Control |
| CATHAY LIFE INSURANCE CO., LTD. | FE | CONNING HOLDINGS LIMITED | E | Control |
| CATHAY LIFE INSURANCE CO., LTD. | FE | CONNING HOLDINGS LIMITED | E | Control |
| CATHAY LIFE INSURANCE CO., LTD. | FE | CONNING HOLDINGS LIMITED | E | Control |
| CATHAY LIFE INSURANCE CO., LTD. | FE | CONNING HOLDINGS LIMITED | E | Control |
| CATHAY LIFE INSURANCE CO., LTD. | FE | CONNING HOLDINGS LIMITED | E | Control |
| CATHAY LIFE INSURANCE CO., LTD. | FE | CONNING HOLDINGS LIMITED | E | Control |
| CONNING HOLDINGS CORP | DE | CONNING & COMPANY | E | Control |
| CONNING HOLDINGS CORP | DE | CONNING & COMPANY | E | Control |
| CONNING HOLDINGS CORP | DE | CONNING & COMPANY | E | Control |
| CONNING HOLDINGS CORP | DE | CONNING & COMPANY | E | Control |
| CONNING HOLDINGS CORP | DE | CONNING & COMPANY | E | Control |
| CONNING HOLDINGS CORP | DE | CONNING & COMPANY | E | Control |
| CONNING HOLDINGS CORP | DE | CONNING & COMPANY | E | Control |
| CONNING HOLDINGS CORP | DE | CONNING & COMPANY | E | Control |
| CONNING HOLDINGS CORP | DE | CONNING & COMPANY | E | Control |
| CONNING HOLDINGS CORP | DE | CONNING & COMPANY | E | Control |
| CONNING HOLDINGS CORP | DE | CONNING & COMPANY | E | Control |
| CONNING HOLDINGS CORP | DE | CONNING & COMPANY | E | Control |
| CONNING HOLDINGS CORP | DE | CONNING & COMPANY | E | Control |
| CONNING HOLDINGS CORP | DE | CONNING & COMPANY | E | Control |
| CONNING HOLDINGS CORP | DE | CONNING & COMPANY | E | Control |
| CONNING HOLDINGS CORP | DE | CONNING & COMPANY | E | Control |
| CONNING HOLDINGS CORP | DE | CONNING & COMPANY | E | Control |
| CONNING HOLDINGS CORP | DE | CONNING & COMPANY | E | Control |
| CONNING HOLDINGS CORP | DE | CONNING & COMPANY | E | Control |
| CONNING HOLDINGS CORP | DE | CONNING & COMPANY | E | Control |
| CONNING HOLDINGS CORP | DE | CONNING & COMPANY | E | Control |
| CONNING HOLDINGS CORP | DE | CONNING & COMPANY | E | Control |
| CONNING HOLDINGS CORP | DE | CONNING & COMPANY | E | Control |
| CONNING HOLDINGS CORP | DE | CONNING & COMPANY | E | Control |
| CONNING HOLDINGS CORP | DE | CONNING & COMPANY | E | Control |
| CONNING HOLDINGS CORP | DE | CONNING & COMPANY | E | Control |
| CONNING HOLDINGS CORP | DE | CONNING & COMPANY | E | Control |
| CONNING HOLDINGS CORP | DE | CONNING & COMPANY | E | Control |
| CONNING HOLDINGS CORP | DE | CONNING & COMPANY | E | Control |
| CONNING HOLDINGS CORP | DE | CONNING & COMPANY | E | Control |
| CONNING HOLDINGS CORP | DE | CONNING & COMPANY | E | Control |
| CONNING HOLDINGS CORP | DE | CONNING & COMPANY | E | Control |
| CONNING HOLDINGS CORP | DE | CONNING & COMPANY | E | Control |
| CONNING HOLDINGS CORP | DE | CONNING & COMPANY | E | Control |
| CONNING HOLDINGS CORP | DE | CONNING & COMPANY | E | Control |
| CONNING HOLDINGS CORP | DE | CONNING & COMPANY | E | Control |
| CONNING HOLDINGS CORP | DE | CONNING & COMPANY | E | Control |
| CONNING HOLDINGS CORP | DE | CONNING & COMPANY | E | Control |
| CONNING HOLDINGS CORP | DE | CONNING & COMPANY | E | Control |
| CONNING HOLDINGS LIMITED | FE | CONNING U.S. HOLDINGS INC. | E | Control |
| CONNING HOLDINGS LIMITED | FE | CONNING U.S. HOLDINGS INC. | E | Control |
| CONNING HOLDINGS LIMITED | FE | CONNING U.S. HOLDINGS INC. | E | Control |
| CONNING HOLDINGS LIMITED | FE | CONNING U.S. HOLDINGS INC. | E | Control |
| CONNING HOLDINGS LIMITED | FE | CONNING U.S. HOLDINGS INC. | E | Control |
| CONNING HOLDINGS LIMITED | FE | CONNING U.S. HOLDINGS INC. | E | Control |
| CONNING HOLDINGS LIMITED | FE | CONNING U.S. HOLDINGS INC. | E | Control |
| CONNING HOLDINGS LIMITED | FE | CONNING U.S. HOLDINGS INC. | E | Control |
| CONNING HOLDINGS LIMITED | FE | CONNING U.S. HOLDINGS INC. | E | Control |
| CONNING HOLDINGS LIMITED | FE | CONNING U.S. HOLDINGS INC. | E | Control |
| CONNING HOLDINGS LIMITED | FE | CONNING U.S. HOLDINGS INC. | E | Control |
| CONNING HOLDINGS LIMITED | FE | CONNING U.S. HOLDINGS INC. | E | Control |
| CONNING HOLDINGS LIMITED | FE | CONNING U.S. HOLDINGS INC. | E | Control |
| CONNING HOLDINGS LIMITED | FE | CONNING U.S. HOLDINGS INC. | E | Control |
| CONNING HOLDINGS LIMITED | FE | CONNING U.S. HOLDINGS INC. | E | Control |
| CONNING HOLDINGS LIMITED | FE | CONNING U.S. HOLDINGS INC. | E | Control |
| CONNING HOLDINGS LIMITED | FE | CONNING U.S. HOLDINGS INC. | E | Control |
| CONNING HOLDINGS LIMITED | FE | CONNING U.S. HOLDINGS INC. | E | Control |
| CONNING HOLDINGS LIMITED | FE | CONNING U.S. HOLDINGS INC. | E | Control |
| CONNING HOLDINGS LIMITED | FE | CONNING U.S. HOLDINGS INC. | E | Control |
| CONNING HOLDINGS LIMITED | FE | CONNING U.S. HOLDINGS INC. | E | Control |
| CONNING U.S. HOLDINGS, INC. | DE | CONNING HOLDINGS CORP. | E | Control |
| CONNING U.S. HOLDINGS, INC. | DE | CONNING HOLDINGS CORP. | E | Control |
| CONNING U.S. HOLDINGS, INC. | DE | CONNING HOLDINGS CORP. | E | Control |
| CONNING U.S. HOLDINGS, INC. | DE | CONNING HOLDINGS CORP. | E | Control |
| CONNING U.S. HOLDINGS, INC. | DE | CONNING HOLDINGS CORP. | E | Control |
| CONNING U.S. HOLDINGS, INC. | DE | CONNING HOLDINGS CORP. | E | Control |
| CONNING U.S. HOLDINGS, INC. | DE | CONNING HOLDINGS CORP. | E | Control |
| CONNING U.S. HOLDINGS, INC. | DE | CONNING HOLDINGS CORP. | E | Control |
| CONNING U.S. HOLDINGS, INC. | DE | CONNING HOLDINGS CORP. | E | Control |
| CONNING U.S. HOLDINGS, INC. | DE | CONNING HOLDINGS CORP. | E | Control |
| CONNING U.S. HOLDINGS, INC. | DE | CONNING HOLDINGS CORP. | E | Control |
| CONNING U.S. HOLDINGS, INC. | DE | CONNING HOLDINGS CORP. | E | Control |
| CONNING U.S. HOLDINGS, INC. | DE | CONNING HOLDINGS CORP. | E | Control |
| CONNING U.S. HOLDINGS, INC. | DE | CONNING HOLDINGS CORP. | E | Control |
| CONNING U.S. HOLDINGS, INC. | DE | CONNING HOLDINGS CORP. | E | Control |
| CONNING U.S. HOLDINGS, INC. | DE | CONNING HOLDINGS CORP. | E | Control |
| CONNING U.S. HOLDINGS, INC. | DE | CONNING HOLDINGS CORP. | E | Control |
| CONNING U.S. HOLDINGS, INC. | DE | CONNING HOLDINGS CORP. | E | Control |
| CONNING U.S. HOLDINGS, INC. | DE | CONNING HOLDINGS CORP. | E | Control |
| CONNING U.S. HOLDINGS, INC. | DE | CONNING HOLDINGS CORP. | E | Control |
| CONNING U.S. HOLDINGS, INC. | DE | CONNING HOLDINGS CORP. | E | Control |
| GENERALI INVESTMENTS HOLDING S.P.A | FE | CONNING HOLDINGS LIMITED | E | Control |
| GENERALI INVESTMENTS HOLDING S.P.A | FE | CONNING HOLDINGS LIMITED | E | Control |
| GENERALI INVESTMENTS HOLDING S.P.A | FE | CONNING HOLDINGS LIMITED | E | Control |
| PHOENIX INVESTMENT MANAGEMENT COMPANY, INC. | DE | PHOENIX INVESTMENT PARTNERS, LTD. | E | Control |
| PHOENIX INVESTMENT MANAGEMENT COMPANY, INC. | DE | PHOENIX INVESTMENT PARTNERS, LTD. | E | Control |
| PHOENIX INVESTMENT MANAGEMENT COMPANY, INC. | DE | PHOENIX INVESTMENT PARTNERS, LTD. | E | Control |
| PHOENIX INVESTMENT MANAGEMENT COMPANY, INC. | DE | PHOENIX INVESTMENT PARTNERS, LTD. | E | Control |
| PHOENIX INVESTMENT MANAGEMENT COMPANY, INC. | DE | PHOENIX INVESTMENT PARTNERS, LTD. | E | Control |
| PHOENIX INVESTMENT MANAGEMENT COMPANY, INC. | DE | PHOENIX INVESTMENT PARTNERS, LTD. | E | Control |
| PHOENIX INVESTMENT MANAGEMENT COMPANY, INC. | DE | PHOENIX INVESTMENT PARTNERS, LTD. | E | Control |
| PHOENIX INVESTMENT MANAGEMENT COMPANY, INC. | DE | PHOENIX INVESTMENT PARTNERS, LTD. | E | Control |
| PHOENIX INVESTMENT MANAGEMENT COMPANY, INC. | DE | PHOENIX INVESTMENT PARTNERS, LTD. | E | Control |
| PHOENIX INVESTMENT MANAGEMENT COMPANY, INC. | DE | PHOENIX INVESTMENT PARTNERS, LTD. | E | Control |
| PHOENIX INVESTMENT MANAGEMENT COMPANY, INC. | DE | PHOENIX INVESTMENT PARTNERS, LTD. | E | Control |
| PHOENIX INVESTMENT MANAGEMENT COMPANY, INC. | DE | PHOENIX INVESTMENT PARTNERS, LTD. | E | Control |
| PHOENIX INVESTMENT MANAGEMENT COMPANY, INC. | DE | PHOENIX INVESTMENT PARTNERS, LTD. | E | Control |
| THE PHOENIX COMPANIES, INC. | DE | PHOENIX INVESTMENT MANAGEMENT COMPANY, INC. | E | Control |
| THE PHOENIX COMPANIES, INC. | DE | PHOENIX INVESTMENT MANAGEMENT COMPANY, INC. | E | Control |
| THE PHOENIX COMPANIES, INC. | DE | PM HOLDINGS, INC. | E | Control |
| THE PHOENIX COMPANIES, INC. | DE | PM HOLDINGS, INC. | E | Control |
| THE PHOENIX COMPANIES, INC. | DE | PM HOLDINGS, INC. | E | Control |
| THE PHOENIX COMPANIES, INC. | DE | PM HOLDINGS, INC. | E | Control |
| THE PHOENIX COMPANIES, INC. | DE | PHOENIX INVESTMENT MANAGEMENT COMPANY, INC. | E | Control |
| THE PHOENIX COMPANIES, INC. | DE | PHOENIX INVESTMENT MANAGEMENT COMPANY, INC. | E | Control |
| THE PHOENIX COMPANIES, INC. | DE | PHOENIX INVESTMENT MANAGEMENT COMPANY, INC. | E | Control |
| THE PHOENIX COMPANIES, INC. | DE | PHOENIX INVESTMENT MANAGEMENT COMPANY, INC. | E | Control |
| THE PHOENIX COMPANIES, INC. | DE | PHOENIX INVESTMENT MANAGEMENT COMPANY, INC. | E | Control |
| THE PHOENIX COMPANIES, INC. | DE | PHOENIX INVESTMENT MANAGEMENT COMPANY, INC. | E | Control |
| THE PHOENIX COMPANIES, INC. | DE | PHOENIX INVESTMENT MANAGEMENT COMPANY, INC. | E | Control |
| THE PHOENIX COMPANIES, INC. | DE | PHOENIX INVESTMENT MANAGEMENT COMPANY, INC. | E | Control |
| THE PHOENIX COMPANIES, INC. | DE | PHOENIX INVESTMENT MANAGEMENT COMPANY, INC. | E | Control |
| THE PHOENIX COMPANIES, INC. | DE | PHOENIX INVESTMENT MANAGEMENT COMPANY, INC. | E | Control |
| THE PHOENIX COMPANIES, INC. | DE | PHOENIX INVESTMENT MANAGEMENT COMPANY, INC. | E | Control |
| AQUILINE FINANCIAL SERVICES FUND L.P. | DE | CONNING HOLDINGS CORP. | D | Control |
| AQUILINE FINANCIAL SERVICES FUND L.P. | DE | CONNING HOLDINGS CORP. | D | Control |
| AQUILINE FINANCIAL SERVICES FUND L.P. | DE | CONNING HOLDINGS CORP. | D | Control |
| AQUILINE FINANCIAL SERVICES FUND L.P. | DE | CONNING HOLDINGS CORP. | D | Control |
| AQUILINE FINANCIAL SERVICES FUND L.P. | DE | CONNING HOLDINGS CORP. | D | Control |
| AQUILINE FINANCIAL SERVICES FUND L.P. | DE | CONNING HOLDINGS CORP. | D | Control |
| AQUILINE FINANCIAL SERVICES FUND L.P. | DE | CONNING HOLDINGS CORP. | D | Control |
| AQUILINE FINANCIAL SERVICES FUND L.P. | DE | CONNING HOLDINGS CORP. | D | Control |
| AQUILINE FINANCIAL SERVICES FUND L.P. | DE | CONNING HOLDINGS CORP. | D | Control |
| AQUILINE FINANCIAL SERVICES FUND L.P. | DE | CONNING HOLDINGS CORP. | D | Control |
| AQUILINE FINANCIAL SERVICES FUND L.P. | DE | CONNING HOLDINGS CORP. | D | Control |
| AQUILINE FINANCIAL SERVICES FUND L.P. | DE | CONNING HOLDINGS CORP. | D | Control |
| AQUILINE FINANCIAL SERVICES FUND L.P. | DE | CONNING HOLDINGS CORP. | D | Control |
| AQUILINE FINANCIAL SERVICES FUND L.P. | DE | CONNING HOLDINGS CORP. | D | Control |
| AQUILINE FINANCIAL SERVICES FUND L.P. | DE | CONNING HOLDINGS CORP. | D | Control |
| AQUILINE FINANCIAL SERVICES FUND L.P. | DE | CONNING HOLDINGS CORP. | D | Control |
| AQUILINE FINANCIAL SERVICES FUND L.P. | DE | CONNING HOLDINGS CORP. | D | Control |
| AQUILINE FINANCIAL SERVICES FUND L.P. | DE | CONNING HOLDINGS CORP. | D | Control |
| AQUILINE FINANCIAL SERVICES FUND (OFFSHORE) L.P. | FE | CONNING HOLDINGS CORP | C | Control |
| AQUILINE FINANCIAL SERVICES FUND (OFFSHORE) L.P. | FE | CONNING HOLDINGS CORP | C | Control |
| AQUILINE FINANCIAL SERVICES FUND (OFFSHORE) L.P. | FE | CONNING HOLDINGS CORP | C | Control |
| AQUILINE FINANCIAL SERVICES FUND (OFFSHORE) L.P. | FE | CONNING HOLDINGS CORP | C | Control |
| AQUILINE FINANCIAL SERVICES FUND (OFFSHORE) L.P. | FE | CONNING HOLDINGS CORP | C | Control |
| AQUILINE FINANCIAL SERVICES FUND (OFFSHORE) L.P. | FE | CONNING HOLDINGS CORP | C | Control |
| AQUILINE FINANCIAL SERVICES FUND (OFFSHORE) L.P. | FE | CONNING HOLDINGS CORP | C | Control |
| AQUILINE FINANCIAL SERVICES FUND (OFFSHORE) L.P. | FE | CONNING HOLDINGS CORP | C | Control |
| AQUILINE FINANCIAL SERVICES FUND (OFFSHORE) L.P. | FE | CONNING HOLDINGS CORP | C | Control |
| AQUILINE FINANCIAL SERVICES FUND (OFFSHORE) L.P. | FE | CONNING HOLDINGS CORP | C | Control |
| AQUILINE FINANCIAL SERVICES FUND (OFFSHORE) L.P. | FE | CONNING HOLDINGS CORP | C | Control |
| AQUILINE FINANCIAL SERVICES FUND (OFFSHORE) L.P. | FE | CONNING HOLDINGS CORP | C | Control |
| AQUILINE FINANCIAL SERVICES FUND (OFFSHORE) L.P. | FE | CONNING HOLDINGS CORP | C | Control |
| AQUILINE FINANCIAL SERVICES FUND (OFFSHORE) L.P. | FE | CONNING HOLDINGS CORP | C | Control |
| AQUILINE FINANCIAL SERVICES FUND (OFFSHORE) L.P. | FE | CONNING HOLDINGS CORP | C | Control |
| AQUILINE FINANCIAL SERVICES FUND (OFFSHORE) L.P. | FE | CONNING HOLDINGS CORP | C | Control |
| AQUILINE FINANCIAL SERVICES FUND (OFFSHORE) L.P. | FE | CONNING HOLDINGS CORP | C | Control |
| AQUILINE FINANCIAL SERVICES FUND (OFFSHORE) L.P. | FE | CONNING HOLDINGS CORP | C | Control |
Registrations
Federal
IA
Nov 11, 2025 REGISTERED
Notice Filings (7)
CT GA IL IN MA PA TX
Address
ONE FINANCIAL PLAZA755 MAIN STREET
HARTFORD, CT 06103-2608
United States
Phone: 860-299-2000