CAPITAL & SECURITY MANAGEMENT, INC.
Legal name: CAPITAL & SECURITY MANAGEMENT INC
CRD #108295 SEC #801-22428 WEST CHESTER, PA 610-692-4794
SEC Registered
Total AUM
$71.2M
Discretionary
$70M
Employees
1
Clients
0
Accounts
124
Firm Details
- Organization Type
- Corporation
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- May 11, 2012
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| CLARK, GRANT, H | I | PORTFOLIO ANALYST | NA | |
| CLARK, GRANT, H | I | PORTFOLIO ANALYST | NA | |
| CLARK, GRANT, H | I | PORTFOLIO ANALYST | NA | |
| CLARK, GRANT, H | I | PORTFOLIO ANALYST | NA | |
| CLARK, GRANT, H | I | PORTFOLIO ANALYST | NA | |
| CLARK, GRANT, H | I | PORTFOLIO ANALYST | NA | |
| CLARK, GRANT, H | I | PORTFOLIO ANALYST | NA | |
| CLARK, GRANT, H | I | PORTFOLIO ANALYST | NA | |
| CLARK, GRANT, H | I | PORTFOLIO ANALYST | NA | |
| ERB, J., WILLIAM | I | SECURITY RSEARCH ASSISTANT | NA | |
| ERB, JOSEPH, WILLIAM | I | SECURITY RESEARCH ASSISTANT | NA | |
| ERB, JOSEPH, WILLIAM | I | SECURITY RESEARCH ASSISTANT | NA | |
| ERB, JOSEPH, WILLIAM | I | SECURITY RESEARCH ASSISTANT | NA | |
| ERB, JOSEPH, WILLIAM | I | SECURITY RESEARCH ASSISTANT | NA | |
| ERB, JOSEPH, WILLIAM | I | SECURITY RESEARCH ASSISTANT | NA | |
| HELSTOWSKI, WILLIAM, THOMAS | I | VICE PRESIDENT | NA | |
| HELSTOWSKI, WILLIAM, THOMAS | I | VICE PRESIDENT | NA | |
| HELSTOWSKI, WILLIAM, THOMAS | I | VICE PRESIDENT | NA | |
| HELSTOWSKI, WILLIAM, THOMAS | I | VICE PRESIDENT | NA | |
| HELSTOWSKI, WILLIAM, THOMAS | I | VICE PRESIDENT | NA | |
| HESS, GARY | I | PORTFOLIO ANALY. | NA | |
| HESS, GARY, STUART | I | PORTFOLIO ANALY. | NA | |
| HESS, GARY, STUART | I | PORTFOLIO ANALY. | NA | |
| HESS, GARY, STUART | I | PORTFOLIO ANALY. | NA | |
| HESS, GARY, STUART | I | PORTFOLIO ANALY. | NA | |
| HESS, GARY, STUART | I | PORTFOLIO ANALY. | NA | |
| HESS, GARY, STUART | I | PORTFOLIO ANALY. | NA | |
| SUCHANICK, MICHAEL, CHRISTOPHER | I | SECURITY RESEARCH ASSISTANT | NA | |
| DORSETT, DAVID, GODDARD | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| DORSETT, DAVID, GODDARD | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| DORSETT, DAVID, GODDARD | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| DORSETT, DAVID, GODDARD | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| DORSETT, DAVID, GODDARD | I | PRESIDENT | E | Control |
| DORSETT, DAVID, GODDARD | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| DORSETT, DAVID, GODDARD | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| DORSETT, DAVID, GODDARD | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| DORSETT, DAVID, GODDARD | I | PRESIDENT | E | Control |
| DORSETT, DAVID, GODDARD | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| DORSETT, DAVID, GODDARD | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| DORSETT, DAVID, GODDARD | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| DORSETT, DAVID, GODDARD | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| DORSETT, DAVID, GODDARD | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
Registrations
Federal
IA
May 11, 2012 REGISTERED
Notice Filings (1)
PA
Address
34 WEST MINER STREETWEST CHESTER, PA 19382-3214
United States
Phone: 610-692-4794