ADVANCED FINANCIAL STRATEGIES INC
CRD #108296 SEC #801-57835 IRVINE, CA 949-502-5333
SEC Registered
Total AUM
$241.6M
Discretionary
$241.1M
Employees
6
Clients
10
Accounts
404
Firm Details
- Organization Type
- Corporation
- State of Formation
- California
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 31, 2025
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| NGO, PIERRE, NGOC | I | PRESIDENT, CHIEF COMPLIANCE OFFICER, SECRETARY, TREASURER | NA | Control |
| NGO, PIERRE, NGOC | I | PRESIDENT, CHIEF COMPLIANCE OFFICER, SECRETARY, TREASURER | NA | Control |
| NGO, PIERRE, NGOC | I | PRESIDENT, CHIEF COMPLIANCE OFFICER, SECRETARY, TREASURER | NA | Control |
| NGO, PIERRE, NGOC | I | PRESIDENT, CHIEF COMPLIANCE OFFICER, SECRETARY, TREASURER | NA | Control |
| NGO, PIERRE, NGOC | I | PRESIDENT, SECRETARY, TREASURER | NA | Control |
| NGO, PIERRE, NGOC | I | PRESIDENT, CHIEF COMPLIANCE OFFICER, SECRETARY, TREASURER | NA | Control |
| ASPEN ADVISORY GROUP, INC. | DE | HOLDING COMPANY | E | Control |
| ASPEN ADVISORY GROUP, INC. | DE | HOLDING COMPANY | E | Control |
| ASPEN ADVISORY GROUP, INC. | DE | HOLDING COMPANY | E | Control |
| ASPEN ADVISORY GROUP, INC. | DE | HOLDING COMPANY | E | Control |
| ASPEN ADVISORY GROUP, INC. | DE | HOLDING COMPANY | E | Control |
| ASPEN ADVISORY GROUP, INC. | DE | HOLDING COMPANY | E | Control |
| NGO, PIERRE, NGOC | I | PRESIDENT, CHIEF COMPLIANCE OFFICER, SECRETARY, TREASURER | E | Control |
| NGO, PIERRE, NGOC | I | PRESIDENT, CHIEF COMPLIANCE OFFICER, SECRETARY, TREASURER | E | Control |
| NGO, PIERRE, NGOC | I | PRESIDENT, CHIEF COMPLIANCE OFFICER, SECRETARY, TREASURER | E | Control |
| NGO, PIERRE, NGOC | I | PRESIDENT, CHIEF COMPLIANCE OFFICER, SECRETARY, TREASURER | E | Control |
| NGO, PIERRE, NGOC | I | PRESIDENT, CHIEF COMPLIANCE OFFICER, SECRETARY, TREASURER | E | Control |
| NGO, PIERRE, NGOC | I | PRESIDENT, CHIEF COMPLIANCE OFFICER, SECRETARY, TREASURER | E | Control |
| NGO, PIERRE, NGOC | I | PRESIDENT, CHIEF COMPLIANCE OFFICER, SECRETARY, TREASURER | E | Control |
| NGO, PIERRE, NGOC | I | PRESIDENT, CHIEF COMPLIANCE OFFICER, SECRETARY, TREASURER | E | Control |
| NGO, PIERRE, NGOC | I | PRESIDENT, CHIEF COMPLIANCE OFFICER, SECRETARY, TREASURER | E | Control |
| NGO, PIERRE, NGOC | I | PRESIDENT, CHIEF COMPLIANCE OFFICER, SECRETARY, TREASURER | E | Control |
| NGO, PIERRE, NGOC | I | PRESIDENT, CHIEF COMPLIANCE OFFICER, SECRETARY, TREASURER | E | Control |
| NGO, PIERRE, NGOC | I | PRESIDENT, CHIEF COMPLIANCE OFFICER, SECRETARY, TREASURER | E | Control |
| NGO, PIERRE, NGOC | I | PRESIDENT, CHIEF COMPLIANCE OFFICER, SECRETARY, TREASURER | E | Control |
| NGO, PIERRE, NGOC | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| NGO, PIERRE, NGOC | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| NGO, PIERRE, NGOC | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| NGO, PIERRE, NGOC | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| NGO, PIERRE, NGOC | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| NGO, PIERRE, NGOC | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| NGO, PIERRE, NGOC | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| NGO, PIERRE, NGOC | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| NGO, PIERRE, NGOC | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| NGO, PIERRE, NGOC | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| NGO, PIERRE, NGOC | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| NGO, PIERRE, NGOC | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| NGO, PIERRE, NGOC | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| NGO, PIERRE, NGOC | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| ABREGOV, ASLAN, HASAN | I | ASPEN ADVISORY GROUP, INC. | C | Control |
| ABREGOV, ASLAN, HASAN | I | ASPEN ADVISORY GROUP, INC. | C | Control |
| ABREGOV, ASLAN, HASAN | I | ASPEN ADVISORY GROUP, INC. | C | Control |
| ABREGOV, ASLAN, HASAN | I | ASPEN ADVISORY GROUP, INC. | C | Control |
| ABREGOV, ASLAN, HASAN | I | ASPEN ADVISORY GROUP, INC. | C | Control |
| ABREGOV, ASLAN, HASAN | I | ASPEN ADVISORY GROUP, INC. | C | Control |
| NGO, PIERRE, NGOC | I | ASPEN ADVISORY GROUP, INC. | C | Control |
| NGO, PIERRE, NGOC | I | ASPEN ADVISORY GROUP, INC. | C | Control |
| NGO, PIERRE, NGOC | I | ASPEN ADVISORY GROUP, INC. | C | Control |
| NGO, PIERRE, NGOC | I | ASPEN ADVISORY GROUP, INC. | C | Control |
| NGO, PIERRE, NGOC | I | ASPEN ADVISORY GROUP, INC. | C | Control |
| NGO, PIERRE, NGOC | I | ASPEN ADVISORY GROUP, INC. | C | Control |
| PAPRINO, CRAIG, ANTHONY | I | ASPEN ADVISORY GROUP, INC. | C | Control |
| PAPRINO, CRAIG, ANTHONY | I | ASPEN ADVISORY GROUP, INC. | C | Control |
| PAPRINO, CRAIG, ANTHONY | I | ASPEN ADVISORY GROUP, INC. | C | Control |
| PAPRINO, CRAIG, ANTHONY | I | ASPEN ADVISORY GROUP, INC. | C | Control |
| PAPRINO, CRAIG, ANTHONY | I | ASPEN ADVISORY GROUP, INC. | C | Control |
| PAPRINO, CRAIG, ANTHONY | I | ASPEN ADVISORY GROUP, INC. | C | Control |
| STEINHAUS, CURTIS, MARTIN | I | ASPEN ADVISORY GROUP, INC. | C | Control |
| STEINHAUS, CURTIS, MARTIN | I | ASPEN ADVISORY GROUP, INC. | C | Control |
| STEINHAUS, CURTIS, MARTIN | I | ASPEN ADVISORY GROUP, INC. | C | Control |
| STEINHAUS, CURTIS, MARTIN | I | ASPEN ADVISORY GROUP, INC. | C | Control |
| STEINHAUS, CURTIS, MARTIN | I | ASPEN ADVISORY GROUP, INC. | C | Control |
Registrations
Federal
IA
Mar 31, 2025 REGISTERED
Notice Filings (2)
CA TX
Address
5 HUBBLEIRVINE, CA 92618
United States
Phone: 949-502-5333