HUNTLEY THATCHER ELLSWORTH, LTD.
CRD #108297 SEC #801-54675 COLORADO SPRINGS, CO 719-522-1339
SEC Registered
Total AUM
$71.4M
Discretionary
$65.1M
Employees
5
Clients
26
Accounts
328
Firm Details
- Organization Type
- Corporation
- State of Formation
- Colorado
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- May 9, 2011
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BOGREN, CYNTHIA, ANN | I | CHIEF COMPLIANCE OFFICER | NA | |
| BOGREN, CYNTHIA, ANN | I | COMPLIANCE OFFICER | NA | |
| BOGREN, CYNTHIA, ANN | I | COMPLIANCE OFFICER | NA | |
| BOGREN, CYNTHIA, ANN | I | COMPLIANCE OFFICER | NA | |
| BOGREN, CYNTHIA, ANN | I | COMPLIANCE OFFICER | NA | |
| ELLSWORTH, DONALD, BRUCE | I | MANAGING DIRECTOR | NA | |
| ELLSWORTH, DONALD, BRUCE | I | MANAGING DIRECTOR | NA | |
| HOULE, DAVID, ANDREW | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HOULE, DAVID, ANDREW | I | MEMBER | NA | Control |
| HOULE, DAVID, ANDREW | I | MEMBER | NA | Control |
| HOULE, DAVID, ANDREW | I | MEMBER | NA | Control |
| HOULE, DAVID, ANDREW | I | MEMBER | NA | Control |
| HOULE, DAVID, ANDREW | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HUNTLEY, JASON, DANIEL | I | PRESIDENT | NA | Control |
| HUNTLEY, JASON, DANIEL | I | PRESIDENT | NA | Control |
| HUNTLEY, JASON, DANIEL | I | PRESIDENT | NA | Control |
| HUNTLEY, JASON, DANIEL | I | PRESIDENT | NA | Control |
| HUNTLEY, JASON, DANIEL | I | PRESIDENT | NA | Control |
| HUNTLEY, JASON, DANIEL | I | PRESIDENT | NA | Control |
| HUNTLEY, JASON, DANIEL | I | PRESIDENT | NA | Control |
| HUNTLEY, JASON, DANIEL | I | PRESIDENT | NA | Control |
| HUNTLEY, JASON, DANIEL | I | CHIEF INVESTMENT OFFICER | NA | Control |
| KNIGHT, DANIEL, TAYLOR | I | DIRECTOR OF RESEARCH | NA | |
| ORSILLO, ELLIOTT, JACOB | I | MEMBER | NA | Control |
| ORSILLO, ELLIOTT, JACOB | I | MEMBER | NA | Control |
| ORSILLO, ELLIOTT, JACOB | I | MEMBER | NA | Control |
| ORSILLO, ELLIOTT, JACOB | I | MEMBER | NA | Control |
| ORSILLO, ELLIOTT, JACOB | I | MEMBER | NA | Control |
| ORSILLO, ELLIOTT, JACOB | I | MEMBER | NA | Control |
| THATCHER, GREGORY, LAMBERT | I | VICE PRESIDENT | NA | Control |
| THATCHER, GREGORY, LAMBERT | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| THATCHER, GREGORY, LAMBERT | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| THATCHER, GREGORY, LAMBERT | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| THATCHER, GREGORY, LAMBERT | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| THATCHER, GREGORY, LAMBERT | I | VICE PRESIDENT | NA | Control |
| THATCHER, GREGORY, LAMBERT | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| THATCHER, GREGORY, LAMBERT | I | CHIEF OPERATING OFFICER | NA | Control |
| LAKE AVENUE PARTNERS, L.L.C. | DE | PARENT COMPANY | E | Control |
| LAKE AVENUE PARTNERS, L.L.C. | DE | PARENT COMPANY | E | Control |
| LAKE AVENUE PARTNERS, L.L.C. | DE | PARENT COMPANY | E | Control |
| LAKE AVENUE PARTNERS, L.L.C. | DE | PARENT COMPANY | E | Control |
| LAKE AVENUE PARTNERS, L.L.C. | DE | PARENT COMPANY | E | Control |
| LAKE AVENUE PARTNERS, L.L.C. | DE | PARENT COMPANY | E | Control |
| LAKE AVENUE PARTNERS, L.L.C. | DE | PARENT COMPANY | E | Control |
| LAKE AVENUE PARTNERS, L.L.C. | DE | PARENT COMPANY | E | Control |
| LAKE AVENUE PARTNERS, L.L.C. | DE | PARENT COMPANY | E | Control |
| LAKE AVENUE PARTNERS, L.L.C. | DE | PARENT COMPANY | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| THATCHER, GREGORY, LAMBERT | I | LAKE AVENUE PARTNERS, LLC | C | Control |
| THATCHER, GREGORY, LAMBERT | I | LAKE AVENUE PARTNERS, LLC | C | Control |
| THATCHER, GREGORY, LAMBERT | I | LAKE AVENUE PARTNERS, LLC | C | Control |
| THATCHER, GREGORY, LAMBERT | I | LAKE AVENUE PARTNERS, LLC | C | Control |
| THATCHER, GREGORY, LAMBERT | I | LAKE AVENUE PARTNERS, LLC | C | Control |
| THATCHER, GREGORY, LAMBERT | I | LAKE AVENUE PARTNERS, LLC | C | Control |
Registrations
Federal
IA
May 9, 2011 REGISTERED
Notice Filings (5)
CA CO TN TX WA
Address
102 SOUTH TEJON STREETSUITE 430
COLORADO SPRINGS, CO 80903
United States
Phone: 719-522-1339