APPEL ASSET MANAGEMENT CORPORATION
CRD #108311 SEC #801-51346 GREAT NECK, NY 516-487-7146
SEC Registered
Total AUM
$60.6M
Discretionary
$60.6M
Employees
10
Clients
--
Accounts
100
Firm Details
- Organization Type
- Corporation
- State of Formation
- New York
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 31, 2011
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| APPEL, GERALD | I | PRESIDENT | NA | Control |
| APPEL, GERALD | I | PRESIDENT | NA | Control |
| APPEL, GERALD | I | PRESIDENT | NA | Control |
| APPEL, GERALD | I | PRESIDENT | NA | Control |
| APPEL, GERALD | I | PRESIDENT | NA | Control |
| APPEL, GERALD | I | PRESIDENT | NA | Control |
| APPEL, GERALD | I | PRESIDENT | NA | Control |
| APPEL, GERALD | I | PRESIDENT | NA | Control |
| APPEL, MARVIN | I | CHAIRMAN, CEO, SHAREHOLDER,CHIEF COMPLIANCE OFFICER | E | Control |
| APPEL, MARVIN | I | CHAIRMAN, CEO, SHAREHOLDER,CHIEF COMPLIANCE OFFICER | E | Control |
| APPEL, MARVIN | I | CHAIRMAN, CEO, SHAREHOLDER,CHIEF COMPLIANCE OFFICER | E | Control |
| APPEL, MARVIN | I | CHAIRMAN, CEO, SHAREHOLDER,CHIEF COMPLIANCE OFFICER | E | Control |
| APPEL, MARVIN | I | CHAIRMAN, CEO, SHAREHOLDER,CHIEF COMPLIANCE OFFICER | E | Control |
| APPEL, MARVIN | I | CHAIRMAN, CEO, SHAREHOLDER | E | Control |
| APPEL, MARVIN | I | CHAIRMAN, CEO, SHAREHOLDER | E | Control |
| APPEL, MARVIN | I | CHAIRMAN, CEO, SHAREHOLDER | E | Control |
Registrations
Federal
IA
Mar 31, 2011 REGISTERED
Notice Filings (7)
CA FL NJ NY PA VA WI
Address
150 GREAT NECK RDGREAT NECK, NY 11021
United States
Phone: 516-487-7146