FIC CAPITAL, INC.

CRD #108322 SEC #801-57196 NEW YORK, NY 212-679-2100

SEC Registered

Total AUM

$306.7M

Discretionary

$277.7M

Employees

Clients

Accounts

345

Firm Details

Organization Type: Corporation
State of Formation: New York
Fiscal Year End: DECEMBER
Registration Date: --
Latest Filing: Mar 24, 2017
Branch Offices: --

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

Name	Type	Title / Status	Ownership	Control
EMDE, TERRENCE, ROBERT	I	CHIEF COMPLIANCE OFFICER, CHIEF LEGAL OFFICER, CHIEF FINANCIAL OFFICER, & VICE PRESIDENT	NA	Control
EMDE, TERRENCE, ROBERT	I	CHIEF COMPLIANCE OFFICER, CHIEF LEGAL OFFICER, CHIEF FINANCIAL OFFICER, & VICE PRESIDENT	NA	Control
EMDE, TERRENCE, ROBERT	I	CHIEF COMPLIANCE OFFICER, CHIEF LEGAL OFFICER, CHIEF FINANCIAL OFFICER, & VICE PRESIDENT	NA	Control
EMDE, TERRENCE, ROBERT	I	CHIEF COMPLIANCE OFFICER, CHIEF LEGAL OFFICER, & VICE PRESIDENT	NA	Control
EMDE, TERRENCE, ROBERT	I	CHIEF COMPLIANCE OFFICER, CHIEF LEGAL OFFICER, CHIEF FINANCIAL OFFICER, VICE PRESIDENT, & PARTNER	NA	Control
EMDE, TERRENCE, ROBERT	I	VICE PRESIDENT	NA	Control
EVANS, DEREK, R	I	PARTNER	NA	Control
FERGUSON, JONATHAN, ANDREW	I	CHIEF EXECUTIVE OFFICER, CHIEF OPERATIONS OFFICER, & PRESIDENT	NA	Control
FERGUSON, JONATHAN, ANDREW	I	PRESIDENT	NA	Control
REDICAN, JOHN, KYLE	I	CHIEF COMPLIANCE OFFICER	NA
REDICAN, JOHN, KYLE	I	CHIEF COMPLIANCE OFFICER	NA
REDICAN, JOHN, KYLE	I	CHIEF COMPLIANCE OFFICER	NA
FERGUSON, JONATHAN, ANDREW	I	CHAIRMAN, CHIEF EXECUTIVE OFFICER, CHIEF OPERATIONS OFFICER, & PRESIDENT	D	Control
FERGUSON, JONATHAN, ANDREW	I	CHAIRMAN, CHIEF EXECUTIVE OFFICER, CHIEF OPERATIONS OFFICER, & PRESIDENT	D	Control
FERGUSON, JONATHAN, ANDREW	I	CHAIRMAN, CHIEF EXECUTIVE OFFICER, CHIEF OPERATIONS OFFICER, PRESIDENT, & PARTNER	D	Control
FERGUSON, JONATHAN, ANDREW	I	CHAIRMAN, CHIEF EXECUTIVE OFFICER, PRESIDENT, & PARTNER	D	Control
FERGUSON, JONATHAN, ANDREW	I	CHAIRMAN, CHIEF EXECUTIVE OFFICER, PRESIDENT, & PARTNER	D	Control
FERGUSON, JONATHAN, ANDREW	I	CHAIRMAN, CHIEF EXECUTIVE OFFICER, CHIEF OPERATIONS OFFICER, PRESIDENT, & PARTNER	D	Control
FERGUSON, CYNTHIA K.	DE	VICE PRESIDENT	C	Control
FERGUSON, CYNTHIA, LOUISE	I	CHIEF FINANCIAL OFFICER & VICE PRESIDENT	C	Control
FERGUSON, CYNTHIA, LOUISE	I	CONSULTANT	C	Control
FERGUSON, DOUGLAS	I	CONSULTANT	C	Control
FERGUSON, DOUGLAS	I	CHAIRMAN	C	Control
FERGUSON, DOUGLAS E.	DE	CHAIRMAN	C	Control
FERGUSON, JONATHAN, ANDREW	I	CHAIRMAN, CHIEF EXECUTIVE OFFICER, CHIEF OPERATIONS OFFICER, & PRESIDENT	C	Control
FERGUSON, JONATHAN, ANDREW	I	CHAIRMAN, CHIEF EXECUTIVE OFFICER, PRESIDENT, & PARTNER	C	Control
FERGUSON, JONATHAN, ANDREW	I	CHAIRMAN, CHIEF EXECUTIVE OFFICER, PRESIDENT, & PARTNER	C	Control
FERGUSON, JONATHAN, ANDREW	I	CHAIRMAN, CHIEF EXECUTIVE OFFICER, PRESIDENT, & PARTNER	C	Control
FERGUSON, JONATHAN, ANDREW	I	CHAIRMAN, CHIEF EXECUTIVE OFFICER, PRESIDENT, & PARTNER	C	Control
FERGUSON, JONATHAN, ANDREW	I	CHAIRMAN, CHIEF EXECUTIVE OFFICER, PRESIDENT, & PARTNER	C	Control
FERGUSON, JONATHAN, ANDREW	I	CHAIRMAN, CHIEF EXECUTIVE OFFICER, PRESIDENT, & PARTNER	C	Control
FERGUSON, JONATHAN, ANDREW	I	CHAIRMAN, CHIEF EXECUTIVE OFFICER, CHIEF FINANCIAL OFFICER, PRESIDENT, & DIRECTOR	C	Control
FERGUSON, JONATHAN, ANDREW	I	CHAIRMAN, CHIEF EXECUTIVE OFFICER, CHIEF FINANCIAL OFFICER, PRESIDENT, & DIRECTOR	C	Control
FERGUSON, JONATHAN, ANDREW	I	CHAIRMAN, CHIEF EXECUTIVE OFFICER, CHIEF FINANCIAL OFFICER, PRESIDENT, & DIRECTOR	C	Control
FERGUSON, JONATHAN, ANDREW	I	CHAIRMAN, CHIEF EXECUTIVE OFFICER, CHIEF FINANCIAL OFFICER, PRESIDENT, & DIRECTOR	C	Control
FERGUSON, JONATHAN, ANDREW	I	CHAIRMAN, CHIEF EXECUTIVE OFFICER, CHIEF FINANCIAL OFFICER, PRESIDENT, & DIRECTOR	C	Control
FERGUSON, JONATHAN, ANDREW	I	CHAIRMAN, CHIEF EXECUTIVE OFFICER, CHIEF FINANCIAL OFFICER, PRESIDENT, & DIRECTOR	C	Control
FERGUSON, JONATHAN, ANDREW	I	CHAIRMAN, CHIEF EXECUTIVE OFFICER, CHIEF FINANCIAL OFFICER, PRESIDENT, & DIRECTOR	C	Control
WATERHOUSE, LAWRENCE, MICHAEL	I	EXECUTIVE VICE PRESIDENT-CLIENT RELATIONS	C	Control
WATERHOUSE, LAWRENCE, MICHAEL	I	EXECUTIVE VICE PRESIDENT-CLIENT RELATIONS	C	Control
WATERHOUSE, LAWRENCE, MICHAEL	I	EXECUTIVE VICE PRESIDENT-CLIENT RELATIONS	C	Control
WATERHOUSE, LAWRENCE, MICHAEL	I	EXECUTIVE VICE PRESIDENT-CLIENT RELATIONS	C	Control
WATERHOUSE, LAWRENCE, MICHAEL	I	EXECUTIVE VICE PRESIDENT-CLIENT RELATIONS	C	Control
WATERHOUSE, LAWRENCE, MICHAEL	I	EXECUTIVE VICE PRESIDENT-CLIENT RELATIONS	C	Control
WATERHOUSE, LAWRENCE, MICHAEL	I	MANAGING DIRECTOR	C	Control
WATERHOUSE, LAWRENCE, MICHAEL	I	MANAGING DIRECTOR	C	Control
WATERHOUSE, LAWRENCE, MICHAEL	I	EXECUTIVE VICE PRESIDENT-CLIENT RELATIONS & DIRECTOR	C	Control
WATERHOUSE, LAWRENCE, MICHAEL	I	MANAGING DIRECTOR	C	Control
WATERHOUSE, LAWRENCE, MICHAEL	I	MANAGING DIRECTOR	C	Control
WATERHOUSE, LAWRENCE, MICHAEL	I	MANAGING DIRECTOR	C	Control
WATERHOUSE, LAWRENCE, MICHAEL	I	MANAGING DIRECTOR	C	Control
EMDE, TERRENCE, ROBERT	I	CHIEF COMPLIANCE OFFICER, CHIEF LEGAL OFFICER, CHIEF FINANCIAL OFFICER, VICE PRESIDENT, & PARTNER	B	Control
EMDE, TERRENCE, ROBERT	I	CHIEF COMPLIANCE OFFICER, CHIEF LEGAL OFFICER, VICE PRESIDENT, & PARTNER	B	Control
EMDE, TERRENCE, ROBERT	I	CHIEF COMPLIANCE OFFICER, CHIEF LEGAL OFFICER, VICE PRESIDENT, & PARTNER	B	Control
EVANS, DEREK, R	I	PARTNER, CHIEF OPERATING OFFICER, CHIEF FINANCIAL OFFICER	B	Control
EVANS, DEREK, R	I	PARTNER, CHIEF OPERATING OFFICER, CHIEF FINANCIAL OFFICER	B	Control
EVANS, DEREK, R	I	PARTNER, CHIEF OPERATING OFFICER, CHIEF FINANCIAL OFFICER	B	Control
EVANS, DEREK, R	I	PARTNER, CHIEF OPERATING OFFICER, CHIEF FINANCIAL OFFICER	B	Control
EVANS, DEREK, R	I	PARTNER, CHIEF OPERATING OFFICER, CHIEF FINANCIAL OFFICER	B	Control
EVANS, DEREK, R	I	PARTNER, CHIEF OPERATING OFFICER, CHIEF FINANCIAL OFFICER	B	Control
EVANS, DEREK, R	I	PARTNER, CHIEF OPERATING OFFICER, CHIEF FINANCIAL OFFICER	B	Control
EVANS, DEREK, R	I	PARTNER, CHIEF OPERATING OFFICER, CHIEF FINANCIAL OFFICER	B	Control
EVANS, DEREK, R	I	DIRECTOR	B	Control
EVANS, DEREK, R	I	DIRECTOR	B	Control
EVANS, DEREK, R	I	DIRECTOR	B	Control
EVANS, DEREK, R	I	DIRECTOR	B	Control
EVANS, DEREK, R	I	DIRECTOR	B	Control
EVANS, DEREK, R	I	DIRECTOR	B	Control
EVANS, DEREK, R	I	DIRECTOR	B	Control
FERGUSON, CYNTHIA, LOUISE	I	CONSULTANT	B	Control
FERGUSON, CYNTHIA, LOUISE	I	CONSULTANT	B	Control
FERGUSON, CYNTHIA, LOUISE	I	CONSULTANT	B	Control
FERGUSON, CYNTHIA, LOUISE	I	CONSULTANT	B	Control
FERGUSON, CYNTHIA, LOUISE	I	CONSULTANT	B	Control
FERGUSON, CYNTHIA, LOUISE	I	CONSULTANT	B	Control
FERGUSON, DOUGLAS	I	CONSULTANT	B	Control
FERGUSON, DOUGLAS	I	CONSULTANT	B	Control
REDICAN, FRANCIS, WARREN	I	DIRECTOR	B	Control
REDICAN, FRANCIS, WARREN	I	DIRECTOR	B	Control
REDICAN, FRANCIS, WARREN	I	DIRECTOR & ANALYST	B	Control
REDICAN, FRANCIS, WARREN	I	DIRECTOR	B	Control
REDICAN, FRANCIS, WARREN	I	DIRECTOR	B	Control
THE ESTATE OF FRANCIS WARREN REDICAN, ANN REDICAN EXECUTOR	DE	ESTATE ACCOUNT OF FRANCIS WARREN REDICAN	B
THE ESTATE OF FRANCIS WARREN REDICAN, ANN REDICAN EXECUTOR	DE	ESTATE ACCOUNT OF FRANCIS WARREN REDICAN	B
EMDE, TERRENCE, ROBERT	I	CHIEF COMPLIANCE OFFICER, CHIEF LEGAL OFFICER, EXECUTIVE VP- OPERATIONS, & PARTNER	A	Control
EMDE, TERRENCE, ROBERT	I	CHIEF COMPLIANCE OFFICER, CHIEF LEGAL OFFICER, EXECUTIVE VP- OPERATIONS, & PARTNER	A	Control
EMDE, TERRENCE, ROBERT	I	CHIEF COMPLIANCE OFFICER, CHIEF LEGAL OFFICER, EXECUTIVE VP- OPERATIONS, & PARTNER	A	Control
EMDE, TERRENCE, ROBERT	I	CHIEF COMPLIANCE OFFICER, CHIEF LEGAL OFFICER, EXECUTIVE VP- OPERATIONS, & PARTNER	A	Control
EMDE, TERRENCE, ROBERT	I	CHIEF COMPLIANCE OFFICER, CHIEF LEGAL OFFICER, EXECUTIVE VP- OPERATIONS, & PARTNER	A	Control
EMDE, TERRENCE, ROBERT	I	CHIEF COMPLIANCE OFFICER, CHIEF LEGAL OFFICER, EXECUTIVE VP- OPERATIONS, & PARTNER	A	Control
EMDE, TERRENCE, ROBERT	I	CHIEF COMPLIANCE OFFICER, CHIEF LEGAL OFFICER, CHIEF OPERATING OFFICER & DIRECTOR	A	Control
EMDE, TERRENCE, ROBERT	I	CHIEF COMPLIANCE OFFICER, CHIEF LEGAL OFFICER, CHIEF OPERATING OFFICER & DIRECTOR	A	Control
EMDE, TERRENCE, ROBERT	I	CHIEF COMPLIANCE OFFICER, CHIEF LEGAL OFFICER, CHIEF OPERATING OFFICER & DIRECTOR	A	Control
EMDE, TERRENCE, ROBERT	I	CHIEF COMPLIANCE OFFICER, CHIEF LEGAL OFFICER, CHIEF OPERATING OFFICER & DIRECTOR	A	Control
EMDE, TERRENCE, ROBERT	I	CHIEF OPERATING OFFICER & DIRECTOR	A	Control
EMDE, TERRENCE, ROBERT	I	CHIEF OPERATING OFFICER & DIRECTOR	A	Control
EMDE, TERRENCE, ROBERT	I	CHIEF OPERATING OFFICER & DIRECTOR	A	Control
EVANS, DEREK, R	I	PARTNER	A	Control
FERGUSON, CYNTHIA, LOUISE	I	CONSULTANT	A
FERGUSON, CYNTHIA, LOUISE	I	CONSULTANT	A	Control
FERGUSON, CYNTHIA, LOUISE	I	CONSULTANT	A
FERGUSON, CYNTHIA, LOUISE	I	CONSULTANT	A
FERGUSON, CYNTHIA, LOUISE	I	CONSULTANT	A
FERGUSON, CYNTHIA, LOUISE	I	CONSULTANT	A
FERGUSON, CYNTHIA, LOUISE	I	CONSULTANT	A
FERGUSON, CYNTHIA, LOUISE	I	CONSULTANT	A
FERGUSON, CYNTHIA, LOUISE	I	CONSULTANT	A
FERGUSON, CYNTHIA, LOUISE	I	CONSULTANT	A
FERGUSON, CYNTHIA, LOUISE	I	CONSULTANT	A
FERGUSON, CYNTHIA, LOUISE	I	CONSULTANT	A
FERGUSON, CYNTHIA, LOUISE	I	CONSULTANT	A
REDICAN, FRANCIS, WARREN	I	SENIOR PORTFOLIO MANAGER	A	Control
REDICAN, FRANCIS, WARREN	I	SENIOR PORTFOLIO MANAGER	A	Control
REDICAN, FRANCIS, WARREN	I	SENIOR PORTFOLIO MANAGER	A	Control
REDICAN, FRANCIS, WARREN	I	SENIOR PORTFOLIO MANAGER	A	Control
REDICAN, FRANCIS, WARREN	I	SENIOR PORTFOLIO MANAGER	A	Control
REDICAN, FRANCIS, WARREN	I	SENIOR PORTFOLIO MANAGER	A	Control

Registrations

Federal

Mar 24, 2017 REGISTERED

Notice Filings (14)

CA CT FL MA MD NC NH NJ NY OR PA SC VT WA

Address

260 MADISON AVE.
SUITE 8035
NEW YORK, NY 10016
United States

Phone: 212-679-2100