EMERITUS INVESTMENT MANAGEMENT, INC.
CRD #108328 SEC #801-56671 MILL VALLEY, CA 415-388-3830
SEC Registered
Total AUM
$33.2M
Discretionary
$33.2M
Employees
1
Clients
51
Accounts
95
Firm Details
- Organization Type
- Corporation
- State of Formation
- California
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 29, 2012
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| EHMANN, DAWN, GILLIARD | I | VICE PRESIDENT | NA | Control |
| EHMANN, DAWN, GILLIARD | I | VICE PRESIDENT | NA | Control |
| EHMANN, DAWN, GILLIARD | I | VICE PRESIDENT | NA | Control |
| EHMANN, DAWN, GILLIARD | I | VICE PRESIDENT | NA | Control |
| EHMANN, DAWN, GILLIARD | I | VICE PRESIDENT | NA | Control |
| EHMANN, DAWN, GILLIARD | I | VICE PRESIDENT | NA | Control |
| EHMANN, DAWN, GILLIARD | I | VICE PRESIDENT | NA | Control |
| GILLIARD, DIRK, GAVIN | I | VICE PRESIDENT | NA | |
| GILLIARD, DIRK, GAVIN | I | VICE PRESIDENT | NA | |
| GILLIARD, DIRK, GAVIN | I | VICE PRESIDENT | NA | |
| GILLIARD, BARBARA, SMITH | I | PRESIDENT, CHIEF EXECUTIVE OFFICER & CHIEF COMPLIANCE OFFICER | E | Control |
| GILLIARD, BARBARA, SMITH | I | PRESIDENT, CHIEF EXECUTIVE OFFICER & CHIEF COMPLIANCE OFFICER | E | Control |
| GILLIARD, BARBARA, SMITH | I | PRESIDENT, CHIEF EXECUTIVE OFFICER & CHIEF COMPLIANCE OFFICER | E | Control |
| GILLIARD, BARBARA, SMITH | I | PRESIDENT, CEO & CCO | E | Control |
| GILLIARD, BARBARA, SMITH | I | PRESIDENT, CHIEF EXECUTIVE OFFICER & CHIEF COMPLIANCE OFFICER | E | Control |
| GILLIARD, BARBARA, SMITH | I | PRESIDENT, CEO & CCO | E | Control |
| GILLIARD, BARBARA, SMITH | I | PRESIDENT, CHIEF EXECUTIVE OFFICER & CHIEF COMPLIANCE OFFICER | E | Control |
| GILLIARD, BARBARA, SMITH | I | PRESIDENT, CHIEF EXECUTIVE OFFICER & CHIEF COMPLIANCE OFFICER | E | Control |
Registrations
Federal
IA
Mar 29, 2012 REGISTERED
Notice Filings (2)
CA FL
Address
254 MILLER AVENUEMILL VALLEY, CA 94941
United States
Phone: 415-388-3830