AMERICAN GENERAL ASSET MANAGEMENT CORP
CRD #108332 SEC #801-54698 BOSTON, MA 617-368-3535
SEC Registered
Total AUM
$1.7B
Discretionary
$1.7B
Employees
10
Clients
0
Accounts
26
Firm Details
- Organization Type
- Corporation
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Sep 7, 2001
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BARRETT, KENT, EDWARD | I | TREASURER/DIRECTOR | NA | Control |
| BARRETT, KENT, EDWARD | I | TREASURER/DIRECTOR | NA | Control |
| BARRETT, KENT, EDWARD | I | TREASURER/DIRECTOR | NA | Control |
| BROWN, THOMAS, JOHN | I | CHIEF FINANCIAL OFFICER | NA | |
| BROWN, THOMAS, JOHN | I | CHIEF FINANCIAL OFFICER | NA | |
| BROWN, THOMAS, JOHN | I | CHIEF FINANCIAL OFFICER | NA | |
| CAVANAUGH, MARY, L | I | SECRETARY | NA | |
| CAVANAUGH, MARY, L | I | SECRETARY | NA | |
| CAVANAUGH, MARY, L | I | SECRETARY | NA | |
| FITZGERALD, JOHN, IGNATIUS | I | CHIEF LEGAL OFFICER | NA | |
| FITZGERALD, JOHN, IGNATIUS | I | CHIEF LEGAL OFFICER | NA | |
| FITZGERALD, JOHN, IGNATIUS | I | CHIEF LEGAL OFFICER | NA | |
| GRAF, JOHN, ARTHUR | I | DIRECTOR | NA | Control |
| GRAF, JOHN, ARTHUR | I | DIRECTOR | NA | Control |
| GRAF, JOHN, ARTHUR | I | DIRECTOR | NA | Control |
| GUTERMAN, STEVEN | I | CHIEF INVESTMENT OFFICER | NA | |
| GUTERMAN, STEVEN | I | CHIEF INVESTMENT OFFICER | NA | |
| GUTERMAN, STEVEN | I | CHIEF INVESTMENT OFFICER | NA | |
| KANE, ALICE, THERESA | I | CHAIRMAN/DIRECTOR/PRESIDENT | NA | Control |
| KANE, ALICE, THERESA | I | CHAIRMAN/DIRECTOR/PRESIDENT | NA | Control |
| KANE, ALICE, THERESA | I | CHAIRMAN/DIRECTOR/PRESIDENT | NA | Control |
| PACKS, JOHN, NICHOLAS | I | DIRECTOR OF RESEARCH | NA | |
| PACKS, JOHN, NICHOLAS | I | DIRECTOR OF RESEARCH | NA | |
| PACKS, JOHN, NICHOLAS | I | DIRECTOR OF RESEARCH | NA | |
| AMERICAN GENERAL CORPORATION | DE | 100% SHAREHOLDER | E | Control |
| AMERICAN GENERAL CORPORATION | DE | 100% SHAREHOLDER | E | Control |
| AMERICAN GENERAL CORPORATION | DE | 100% SHAREHOLDER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| AMERICAN INTERNATIONAL GROUP, INC. | DE | AMERICAN GENERAL CORPORATION | E | Control |
| AMERICAN INTERNATIONAL GROUP, INC. | DE | AMERICAN GENERAL CORPORATION | E | Control |
Registrations
Federal
IA
Sep 7, 2001 REGISTERED
Address
286 CONGRESS STREET, 2ND FLBOSTON, MA 2210
USA
Phone: 617-368-3535