RIA Intelligence

CUNNINGHAM WILLIAM MICHAEL

Legal name: WILLIAM MICHAEL CUNNINGHAM

CRD #108348 SEC #801-35969 WASHINGTON, DC 202-347-3124
SEC Registered
Total AUM
$52M
Discretionary
$0
Employees
5
Clients
10
Accounts
2

Firm Details

Organization Type
Sole Proprietorship
State of Formation
Delaware
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Mar 31, 2009
Branch Offices
--

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
CUNNINGHAM, WILLIAM, MICHAELICEOE Control
CUNNINGHAM, WILLIAM, MICHAELICHIEF COMPLIANCE OFFICERE Control
CUNNINGHAM, WILLIAM, MICHAELICEOE Control
CUNNINGHAM, WILLIAM, MICHAELICHIEF COMPLIANCE OFFICERE Control
CUNNINGHAM, WILLIAM, MICHAELICEOE Control
CUNNINGHAM, WILLIAM, MICHAELICHIEF COMPLIANCE OFFICERE Control
CUNNINGHAM, WILLIAM, MICHAELICEOE Control
CUNNINGHAM, WILLIAM, MICHAELICHIEF COMPLIANCE OFFICERE Control
CUNNINGHAM, WILLIAM, MICHAELICEOE Control
CUNNINGHAM, WILLIAM, MICHAELICHIEF COMPLIANCE OFFICERE Control
CUNNINGHAM, WILLIAM, MICHAELICEOE Control

Registrations

Federal

IA
Mar 31, 2009 REGISTERED

Notice Filings (4)

CA DC IL MN

Address

1411 K STREET, NW
1400
WASHINGTON, DC 20005
United States
Phone: 202-347-3124