FINANCIAL MANAGEMENT, INC.
CRD #108350 SEC #801-126707 LITTLE ROCK, AR 501-227-7400
SEC Registered
Total AUM
$181.2M
Discretionary
$180.6M
Employees
6
Clients
0
Accounts
356
Firm Details
- Organization Type
- Corporation
- State of Formation
- Arkansas
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Nov 6, 2025
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BUMPERS, JOSEPH, PARROTT | I | CHIEF FINANCIAL OFFICER | NA | Control |
| BUMPERS, JOSEPH, PARROTT | I | CHIEF FINANCIAL OFFICER | NA | Control |
| BUMPERS, JOSEPH, PARROTT | I | CHIEF FINANCIAL OFFICER | NA | Control |
| BUMPERS, JOSEPH, PARROTT | I | CHIEF FINANCIAL OFFICER | NA | Control |
| BUMPERS, JOSEPH, PARROTT | I | CHIEF FINANCIAL OFFICER | NA | Control |
| BUMPERS, JOSEPH, PARROTT | I | CHIEF FINANCIAL OFFICER | NA | Control |
| BUMPERS, JOSEPH, PARROTT | I | CHIEF FINANCIAL OFFICER | NA | Control |
| BUMPERS, JOSEPH, PARROTT | I | CHIEF FINANCIAL OFFICER | NA | Control |
| BUMPERS, JOSEPH, PARROTT | I | CHIEF FINANCIAL OFFICER | NA | Control |
| BUMPERS, JOSEPH, PARROTT | I | CHIEF FINANCIAL OFFICER | NA | Control |
| CLAY, DENNIS, CHARLES | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| CLAY, DENNIS, CHARLES | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| CLAY, DENNIS, CHARLES | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| CLAY, DENNIS, CHARLES | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| CLAY, DENNIS, CHARLES | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| GRUBBS, BRANDON, HEATH | I | VICE PRESIDENT | NA | |
| GRUBBS, BRANDON, HEATH | I | CHIEF INVESTMENT OFFICER | NA | Control |
| GRUBBS, BRANDON, HEATH | I | CHIEF INVESTMENT OFFICER | NA | Control |
| GRUBBS, BRANDON, HEATH | I | CHIEF INVESTMENT OFFICER | NA | Control |
| GRUBBS, BRANDON, HEATH | I | CHIEF INVESTMENT OFFICER | NA | Control |
| GRUBBS, BRANDON, HEATH | I | CHIEF INVESTMENT OFFICER | NA | Control |
| GRUBBS, CYNTHIA, L. | I | VICE PRESIDENT | NA | |
| GRUBBS, CYNTHIA, L. | I | VICE PRESIDENT | NA | |
| GRUBBS, CYNTHIA, L. | I | VICE PRESIDENT | NA | |
| GRUBBS, CYNTHIA, L. | I | VICE PRESIDENT | NA | |
| GRUBBS, CYNTHIA, L. | I | VICE PRESIDENT | NA | |
| GRUBBS, CYNTHIA, L. | I | VICE PRESIDENT | NA | |
| GRUBBS, HAROLD, FRANKLIN | I | PRESIDENT | NA | Control |
| GRUBBS, HAROLD, FRANKLIN | I | PRESIDENT | NA | Control |
| GRUBBS, HAROLD, FRANKLIN | I | PRESIDENT | NA | Control |
| GRUBBS, HAROLD, FRANKLIN | I | PRESIDENT | NA | Control |
| GRUBBS, HAROLD, FRANKLIN | I | PRESIDENT | NA | Control |
| GRUBBS, HAROLD, FRANKLIN | I | PRESIDENT/ CIO | NA | Control |
| GRUBBS, HAROLD, FRANKLIN | I | PRESIDENT/ CIO | NA | Control |
| GRUBBS, HAROLD, FRANKLIN | I | PRESIDENT/ CIO | NA | Control |
| GRUBBS, HAROLD, FRANKLIN | I | PRESIDENT/ CIO | NA | Control |
| GRUBBS, HAROLD, FRANKLIN | I | PRESIDENT/ CIO | NA | Control |
| MEYER, DAMON, CHRISTIAN | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| MEYER, DAMON, CHRISTIAN | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| MEYER, DAMON, CHRISTIAN | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| MEYER, DAMON, CHRISTIAN | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| MEYER, DAMON, CHRISTIAN | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| ROGERS, SUSAN, GERALDINE | I | SECRETARY/TREASURER | NA | |
| WALLACE, JESSICA, LYNNE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WALLACE, JESSICA, LYNNE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WALLACE, JESSICA, LYNNE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WALLACE, JESSICA, LYNNE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WALLACE, JESSICA, LYNNE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WALLACE, JESSICA, LYNNE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WALLACE, JESSICA, LYNNE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WALLACE, JESSICA, LYNNE | I | CHIEF COMPLIANCE OFFICER/ VICE PRESIDENT | NA | Control |
| WALLACE, JESSICA, LYNNE | I | CHIEF COMPLIANCE OFFICER/ VICE PRESIDENT | NA | Control |
| WALLACE, JESSICA, LYNNE | I | CHIEF COMPLIANCE OFFICER/ VICE PRESIDENT | NA | Control |
| CREWS CORE HOLDING COMPANY | DE | SHAREHOLDER | E | Control |
| CREWS CORE HOLDING COMPANY | DE | SHAREHOLDER | E | Control |
| CREWS CORE HOLDING COMPANY | DE | SHAREHOLDER | E | Control |
| CREWS CORE HOLDING COMPANY | DE | SHAREHOLDER | E | Control |
| CREWS CORE HOLDING COMPANY | DE | SHAREHOLDER | E | Control |
| CREWS CORE HOLDING COMPANY | DE | SHAREHOLDER | E | Control |
| CREWS CORE HOLDING COMPANY | DE | SHAREHOLDER | E | Control |
| CREWS CORE HOLDING COMPANY | DE | SHAREHOLDER | E | Control |
| CREWS CORE HOLDING COMPANY | DE | SHAREHOLDER | E | Control |
| CREWS CORE HOLDING COMPANY | DE | SHAREHOLDER | E | Control |
| GRUBBS, HAROLD, FRANKLIN | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| GRUBBS, HAROLD, FRANKLIN | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| GRUBBS, HAROLD, FRANKLIN | I | PRESIDENT/DIRECTOR | E | Control |
| GRUBBS, HAROLD, FRANKLIN | I | CHIEF COMPLIANCE OFFICER | E | Control |
| GRUBBS, HAROLD, FRANKLIN | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| GRUBBS, HAROLD, FRANKLIN | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| GRUBBS, HAROLD, FRANKLIN | I | PRESIDENT/DIRECTOR | E | Control |
| GRUBBS, HAROLD, FRANKLIN | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| GRUBBS, HAROLD, FRANKLIN | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| GRUBBS, HAROLD, FRANKLIN | I | PRESIDENT/DIRECTOR | E | Control |
| GRUBBS, HAROLD, FRANKLIN | I | CHIEF COMPLIANCE OFFICER | E | Control |
| GRUBBS, HAROLD, FRANKLIN | I | PRESIDENT/DIRECTOR | E | Control |
| GRUBBS, HAROLD, FRANKLIN | I | PRESIDENT/DIRECTOR | E | Control |
| GRUBBS, HAROLD, FRANKLIN | I | PRESIDENT/DIRECTOR | E | Control |
| GRUBBS, HAROLD, FRANKLIN | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| GRUBBS, HAROLD, FRANKLIN | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| GRUBBS, HAROLD, FRANKLIN | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| GRUBBS, HAROLD, FRANKLIN | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| GRUBBS, HAROLD, FRANKLIN | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| BOLING, CHARLES, HERBERT | I | PRESIDENT/DIRECTOR | D | Control |
| GRUBBS, HAROLD, FRANKLIN | I | CHAIRMAN/DIRECTOR | D | Control |
| ROGERS, SUSAN, GERALDINE | I | VICE PRESIDENT/SECRETARY | B | Control |
| ROGERS, SUSAN, GERALDINE | I | VICE PRESIDENT/SECRETARY | B | Control |
| ROGERS, SUSAN, GERALDINE | I | VICE PRESIDENT/SECRETARY | B | Control |
| ROGERS, SUSAN, GERALDINE | I | VICE PRESIDENT/SECRETARY | B | |
| ROGERS, SUSAN, GERALDINE | I | VICE PRESIDENT/SECRETARY | B | Control |
| ROGERS, SUSAN, GERALDINE | I | VICE PRESIDENT/SECRETARY | B | Control |
| ROGERS, SUSAN, GERALDINE | I | VICE PRESIDENT/SECRETARY | B | Control |
| ROGERS, SUSAN, GERALDINE | I | VICE PRESIDENT/SECRETARY | B | Control |
| ROGERS, SUSAN, GERALDINE | I | SECRETARY/TREASURER | A | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| FIRST SECURITY BANCORP | DE | CREWS CORE HOLDING COMPANY | E | Control |
| FIRST SECURITY BANCORP | DE | CREWS CORE HOLDING COMPANY | E | Control |
| FIRST SECURITY BANCORP | DE | CREWS CORE HOLDING COMPANY | E | Control |
| FIRST SECURITY BANCORP | DE | CREWS CORE HOLDING COMPANY | E | Control |
| FIRST SECURITY BANCORP | DE | CREWS CORE HOLDING COMPANY | E | Control |
Registrations
Federal
IA
Nov 6, 2025 REGISTERED
Notice Filings (15)
AL AR CO FL IN LA MD MI MS NC PA SC TN TX VA
Address
521 PRESIDENT CLINTON AVENUESUITE 800
LITTLE ROCK, AR 72201
United States
Phone: 501-227-7400