CFG WEALTH MANAGEMENT SERVICES INC
CRD #108351 SEC #801-26372 INDIANAPOLIS, IN 317-841-7959
SEC Registered
Total AUM
$64.5M
Discretionary
$62.9M
Employees
1
Clients
11
Accounts
341
Firm Details
- Organization Type
- Corporation
- State of Formation
- Indiana
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 19, 2012
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| HARRIER, JONATHAN, WAYNE | I | CHIEF COMPLIANCE OFFICER, CHIEF INVESTMENT OFFICER | NA | Control |
| HARRIER, JONATHAN, WAYNE | I | CHIEF COMPLIANCE OFFICER, CHIEF INVESTMENT OFFICER | NA | Control |
| HARRIER, JONATHAN, WAYNE | I | CHIEF COMPLIANCE OFFICER, CHIEF INVESTMENT OFFICER | NA | Control |
| PUCKETT, MICHAEL, DILLARD | I | PRESIDENT, CHIEF EXECUTIVE OFFICER | E | Control |
| PUCKETT, MICHAEL, DILLARD | I | PRESIDENT, CHIEF EXECUTIVE OFFICER | E | Control |
| PUCKETT, MICHAEL, DILLARD | I | PRESIDENT, CHIEF EXECUTIVE OFFICER | E | Control |
| PUCKETT, MICHAEL, DILLARD | I | PRESIDENT, CHIEF EXECUTIVE OFFICER | E | Control |
| PUCKETT, MICHAEL, DILLARD | I | PRESIDENT, CHIEF EXECUTIVE OFFICER | E | Control |
| PUCKETT, MICHAEL, DILLARD | I | PRESIDENT, CHIEF EXECUTIVE OFFICER | E | Control |
| PUCKETT, MICHAEL, DILLARD | I | PRESIDENT, CHIEF EXECUTIVE OFFICER | E | Control |
| PUCKETT, MICHAEL, DILLARD | I | PRESIDENT, CHIEF EXECUTIVE OFFICER | E | Control |
| PUCKETT, MICHAEL, DILLARD | I | PRESIDENT, CHIEF EXECUTIVE OFFICER | E | Control |
| PUCKETT, MICHAEL, DILLARD | I | PRESIDENT, CHIEF EXECUTIVE OFFICER | E | Control |
| PUCKETT, MICHAEL, DILLARD | I | PRESIDENT, CHIEF EXECUTIVE OFFICER | E | Control |
| PUCKETT, MICHAEL, DILLARD | I | PRESIDENT | E | Control |
| PUCKETT, MICHAEL, DILLARD | I | PRESIDENT | E | Control |
| PUCKETT, MICHAEL, DILLARD | I | PRESIDENT, CHIEF EXECUTIVE OFFICER | E | Control |
| PUCKETT, MICHAEL, DILLARD | I | PRESIDENT, CHIEF EXECUTIVE OFFICER | E | Control |
| HARRIER, JONATHAN, WAYNE | I | CHIEF COMPLIANCE OFFICER, CHIEF INVESTMENT OFFICER | C | Control |
| HARRIER, JONATHAN, WAYNE | I | CHIEF COMPLIANCE OFFICER, CHIEF INVESTMENT OFFICER | C | Control |
| HARRIER, JONATHAN, WAYNE | I | CHIEF COMPLIANCE OFFICER, CHIEF INVESTMENT OFFICER | C | Control |
| HARRIER, JONATHAN, WAYNE | I | CHIEF COMPLIANCE OFFICER, CHIEF INVESTMENT OFFICER | C | Control |
| HARRIER, JONATHAN, WAYNE | I | CHIEF COMPLIANCE OFFICER, CHIEF INVESTMENT OFFICER | C | Control |
| HARRIER, JONATHAN, WAYNE | I | CHIEF COMPLIANCE OFFICER, CHIEF INVESTMENT OFFICER | C | Control |
| HARRIER, JONATHAN, WAYNE | I | CHIEF COMPLIANCE OFFICER, CHIEF INVESTMENT OFFICER | C | Control |
| HARRIER, JONATHAN, WAYNE | I | CHIEF COMPLIANCE OFFICER, CHIEF INVESTMENT OFFICER | C | Control |
| HARRIER, JONATHAN, WAYNE | I | CHIEF COMPLIANCE OFFICER, CHIEF INVESTMENT OFFICER | B | Control |
| HARRIER, JONATHAN, WAYNE | I | CHIEF COMPLIANCE OFFICER, CHIEF INVESTMENT OFFICER | B | Control |
Registrations
Federal
IA
Mar 19, 2012 REGISTERED
Notice Filings (3)
CA FL IN
Address
9840 WESTPOINT DRIVESUITE 150
INDIANAPOLIS, IN 46256
United States
Phone: 317-841-7959