WILLIAM HARRIS INVESTORS, INC.
CRD #108353 SEC #801-29805 CHICAGO, IL 312-621-0590
SEC Registered Private Funds
Total AUM
$1.7B
Discretionary
$1.6B
Employees
47
Clients
101
Accounts
419
Firm Details
- Organization Type
- Corporation
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Sep 14, 2016
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BASSEWITZ, MARC, D | I | VICE PRESIDENT AND GENERAL COUNSEL/CHIEF COMPLIANCE OFFICER | NA | Control |
| BASSEWITZ, MARC, D | I | GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | NA | Control |
| BASSEWITZ, MARC, D | I | VICE PRESIDENT, GENERAL COUNSEL, SECRETARY/CHIEF COMPLIANCE OFFICER | NA | Control |
| BASSEWITZ, MARC, D | I | VICE PRESIDENT, GENERAL COUNSEL, SECRETARY/CHIEF COMPLIANCE OFFICER | NA | Control |
| BASSEWITZ, MARC, D | I | VICE PRESIDENT AND GENERAL COUNSEL/CHIEF COMPLIANCE OFFICER | NA | Control |
| BASSEWITZ, MARC, D | I | VICE PRESIDENT, GENERAL COUNSEL, SECRETARY/CHIEF COMPLIANCE OFFICER | NA | Control |
| BASSEWITZ, MARC, D | I | VICE PRESIDENT, GENERAL COUNSEL, SECRETARY/CHIEF COMPLIANCE OFFICER | NA | Control |
| BASSEWITZ, MARC, D | I | VICE PRESIDENT AND GENERAL COUNSEL/CHIEF COMPLIANCE OFFICER | NA | Control |
| BASSEWITZ, MARC, D | I | VICE PRESIDENT AND GENERAL COUNSEL/CHIEF COMPLIANCE OFFICER | NA | Control |
| BASSEWITZ, MARC, D | I | VICE PRESIDENT AND GENERAL COUNSEL/CHIEF COMPLIANCE OFFICER | NA | Control |
| BASSEWITZ, MARC, D | I | VICE PRESIDENT AND GENERAL COUNSEL/CHIEF COMPLIANCE OFFICER | NA | Control |
| BASSEWITZ, MARC, D | I | VICE PRESIDENT, GENERAL COUNSEL, SECRETARY/CHIEF COMPLIANCE OFFICER | NA | Control |
| BASSEWITZ, MARC, D | I | VICE PRESIDENT, GENERAL COUNSEL, SECRETARY/CHIEF COMPLIANCE OFFICER | NA | Control |
| BASSEWITZ, MARC, D | I | VICE PRESIDENT, GENERAL COUNSEL, SECRETARY/CHIEF COMPLIANCE OFFICER | NA | Control |
| FRANK, ROXANNE, HARRIS | I | SHAREHOLDER TRUSTEE: ROXANNE H FRANK TRUST | NA | Control |
| FRANK, ROXANNE, HARRIS | I | SHAREHOLDER TRUSTEE: ROXANNE H FRANK TRUST | NA | Control |
| FRANK, ROXANNE, HARRIS | I | SHAREHOLDER TRUSTEE: ROXANNE H FRANK TRUST | NA | Control |
| FRANK, ROXANNE, HARRIS | I | SHAREHOLDER TRUSTEE: ROXANNE H FRANK TRUST | NA | Control |
| FRANK, ROXANNE, HARRIS | I | SHAREHOLDER TRUSTEE: ROXANNE H FRANK TRUST | NA | Control |
| FRANK, ROXANNE, HARRIS | I | SHAREHOLDER TRUSTEE: ROXANNE H FRANK TRUST | NA | Control |
| FRANK, ROXANNE, HARRIS | I | SHAREHOLDER TRUSTEE: ROXANNE H FRANK TRUST | NA | Control |
| FRANK, ROXANNE, HARRIS | I | SHAREHOLDER TRUSTEE: ROXANNE H FRANK TRUST | NA | Control |
| FRANK, ROXANNE, HARRIS | I | SHAREHOLDER TRUSTEE: ROXANNE H FRANK TRUST | NA | Control |
| FRANK, ROXANNE, HARRIS | I | SHAREHOLDER TRUSTEE: ROXANNE H FRANK TRUST | NA | Control |
| FRANK, ROXANNE, HARRIS | I | SHAREHOLDER TRUSTEE: ROXANNE H FRANK TRUST | NA | Control |
| FRANK, ROXANNE, HARRIS | I | SHAREHOLDER TRUSTEE: ROXANNE H FRANK TRUST | NA | Control |
| FRANK, ROXANNE, HARRIS | I | SHAREHOLDER TRUSTEE: ROXANNE H FRANK TRUST | NA | Control |
| FRANK, ROXANNE, HARRIS | I | SHAREHOLDER TRUSTEE: ROXANNE H FRANK TRUST | NA | Control |
| FRANK, ROXANNE, HARRIS | I | SHAREHOLDER TRUSTEE: ROXANNE H FRANK TRUST | NA | Control |
| FRANK, ROXANNE, HARRIS | I | TRUSTEE: ROXANNE H FRANK TRUST | NA | Control |
| FRANK, ROXANNE, HARRIS | I | TRUSTEE: ROXANNE H FRANK TRUST | NA | Control |
| FRANK, ROXANNE, HARRIS | I | TRUSTEE: ROXANNE H FRANK TRUST | NA | Control |
| GRABER, JONATHAN | I | SHAREHOLDER TRUSTEE: VHP GRANDCHILDREN TRUST, RHF GC TRUST | NA | |
| GRABER, JONATHAN | I | TRUSTEE: VHP GRANDCHILDREN TRUST, RHF GC TRUST | NA | |
| GRABER, JONATHAN | I | TRUSTEE: VHP GRANDCHILDREN TRUST, RHF GC TRUST | NA | |
| GRABER, JONATHAN | I | TRUSTEE: VHP GRANDCHILDREN TRUST, RHF GC TRUST | NA | |
| HARRIS, BENJAMIN, HEILBRUN | I | SHAREHOLDER TRUSTEE: BENJAMIN FAMILY TRUST; DAVID FAMILY TRUST | NA | |
| HARRIS, BENJAMIN, HEILBRUN | I | SHAREHOLDER TRUSTEE: BENJAMIN FAMILY TRUST; DAVID FAMILY TRUST | NA | |
| HARRIS, BENJAMIN, HEILBRUN | I | SHAREHOLDER TRUSTEE: BENJAMIN 92 FAMILY TRUST, IBH GGC-GST TRUST | NA | |
| HARRIS, BENJAMIN, HEILBRUN | I | SHAREHOLDER TRUSTEE | NA | |
| HARRIS, BENJAMIN, HEILBRUN | I | SHAREHOLDER TRUSTEE | NA | |
| HARRIS, BENJAMIN, HEILBRUN | I | SHAREHOLDER TRUSTEE: BENJAMIN FAMILY TRUST; DAVID FAMILY TRUST | NA | |
| HARRIS, BENJAMIN, HEILBRUN | I | SHAREHOLDER TRUSTEE: BENJAMIN FAMILY TRUST; DAVID FAMILY TRUST | NA | |
| HARRIS, BENJAMIN, HEILBRUN | I | SHAREHOLDER TRUSTEE: BENJAMIN 92 FAMILY TRUST, IBH GGC-GST TRUST | NA | |
| HARRIS, BENJAMIN, HEILBRUN | I | SHAREHOLDER TRUSTEE: BENJAMIN FAMILY TRUST; DAVID FAMILY TRUST | NA | |
| HARRIS, BENJAMIN, HEILBRUN | I | SHAREHOLDER TRUSTEE: BENJAMIN 92 FAMILY TRUST, IBH GGC-GST TRUST | NA | |
| HARRIS, BENJAMIN, HEILBRUN | I | SHAREHOLDER TRUSTEE: IBH GGC-GST TRUST | NA | |
| HARRIS, BENJAMIN, HEILBRUN | I | SHAREHOLDER TRUSTEE: IBH GGC-GST TRUST | NA | |
| HARRIS, BENJAMIN, HEILBRUN | I | SHAREHOLDER TRUSTEE: BENJAMIN 92 FAMILY TRUST, IBH GGC-GST TRUST | NA | |
| HARRIS, BENJAMIN, HEILBRUN | I | SHAREHOLDER TRUSTEE: IBH GGC-GST TRUST | NA | |
| HARRIS, BENJAMIN, HEILBRUN | I | SHAREHOLDER TRUSTEE: BENJAMIN 92 FAMILY TRUST, IBH GGC-GST TRUST | NA | |
| HARRIS, BENJAMIN, HEILBRUN | I | SHAREHOLDER TRUSTEE: BENJAMIN 92 FAMILY TRUST, IBH GGC-GST TRUST | NA | |
| HARRIS, BENJAMIN, HEILBRUN | I | SHAREHOLDER TRUSTEE: BENJAMIN 92 FAMILY TRUST, IBH GGC-GST TRUST | NA | |
| HARRIS, BENJAMIN, HEILBRUN | I | SHAREHOLDER TRUSTEE: BENJAMIN 92 FAMILY TRUST, IBH GGC-GST TRUST | NA | |
| HARRIS, BENJAMIN, HEILBRUN | I | SHAREHOLDER TRUSTEE: BENJAMIN 92 FAMILY TRUST, IBH GGC-GST TRUST | NA | |
| HARRIS, BENJAMIN, HEILBRUN | I | TRUSTEE: IBH GGC-GST TRUST | NA | |
| HARRIS, BENJAMIN, HEILBRUN | I | TRUSTEE: IBH GGC-GST TRUST | NA | |
| HARRIS, BENJAMIN, HEILBRUN | I | TRUSTEE: IBH GGC-GST TRUST | NA | |
| HARRIS, DAVID, BROOKS | I | SHAREHOLDER TRUSTEE: DAVID FAMILY TRUST; BENJAMIN FAMILY TRUST | NA | |
| HARRIS, DAVID, BROOKS | I | SHAREHOLDER TRUSTEE: DAVID FAMILY TRUST; BENJAMIN FAMILY TRUST | NA | |
| HARRIS, DAVID, BROOKS | I | SHAREHOLDER TRUSTEE: DAVID 92 FAMILY TRUST | NA | |
| HARRIS, DAVID, BROOKS | I | SHAREHOLDER TRUSTEE | NA | |
| HARRIS, DAVID, BROOKS | I | SHAREHOLDER TRUSTEE | NA | |
| HARRIS, DAVID, BROOKS | I | SHAREHOLDER TRUSTEE: DAVID FAMILY TRUST; BENJAMIN FAMILY TRUST | NA | |
| HARRIS, DAVID, BROOKS | I | SHAREHOLDER TRUSTEE: DAVID FAMILY TRUST; BENJAMIN FAMILY TRUST | NA | |
| HARRIS, DAVID, BROOKS | I | SHAREHOLDER TRUSTEE: DAVID 92 FAMILY TRUST | NA | |
| HARRIS, DAVID, BROOKS | I | SHAREHOLDER TRUSTEE: DAVID FAMILY TRUST; BENJAMIN FAMILY TRUST | NA | |
| HARRIS, DAVID, BROOKS | I | SHAREHOLDER TRUSTEE: DAVID 92 FAMILY TRUST | NA | |
| HARRIS, DAVID, BROOKS | I | SHAREHOLDER TRUSTEE: DAVID 92 FAMILY TRUST | NA | |
| HARRIS, DAVID, BROOKS | I | SHAREHOLDER TRUSTEE: DAVID 92 FAMILY TRUST | NA | |
| HARRIS, DAVID, BROOKS | I | SHAREHOLDER TRUSTEE: DAVID 92 FAMILY TRUST | NA | |
| HARRIS, DAVID, BROOKS | I | SHAREHOLDER TRUSTEE: DAVID 92 FAMILY TRUST | NA | |
| HARRIS, DAVID, BROOKS | I | SHAREHOLDER TRUSTEE: DAVID 92 FAMILY TRUST | NA | |
| HARRIS, DAVID, BROOKS | I | SHAREHOLDER TRUSTEE: DAVID 92 FAMILY TRUST | NA | |
| HARRIS, HILARY, GRAND | I | SHAREHOLDER TRUSTEE: BENJAMIN 92 FAMILY TRUST | NA | |
| HARRIS, HILARY, GRAND | I | SHAREHOLDER TRUSTEE: BENJAMIN 92 FAMILY TRUST | NA | |
| HARRIS, HILARY, GRAND | I | SHAREHOLDER TRUSTEE: BENJAMIN 92 FAMILY TRUST | NA | |
| HARRIS, HILARY, GRAND | I | SHAREHOLDER TRUSTEE: BENJAMIN 92 FAMILY TRUST | NA | |
| HARRIS, HILARY, GRAND | I | SHAREHOLDER TRUSTEE: BENJAMIN 92 FAMILY TRUST | NA | |
| HARRIS, HILARY, GRAND | I | SHAREHOLDER TRUSTEE: BENJAMIN 92 FAMILY TRUST | NA | |
| HARRIS, HILARY, GRAND | I | SHAREHOLDER TRUSTEE: BENJAMIN 92 FAMILY TRUST | NA | |
| HARRIS, HILARY, GRAND | I | SHAREHOLDER TRUSTEE: BENJAMIN 92 FAMILY TRUST | NA | |
| HARRIS, HILARY, GRAND | I | SHAREHOLDER TRUSTEE: BENJAMIN 92 FAMILY TRUST | NA | |
| HARRIS, IRVING, BROOKS | I | SHAREHOLDER TRUSTEE: IRVING B HARRIS REVOCABLE TRUST | NA | Control |
| HARRIS, ROBERTA, HEILBRUN | I | SHAREHOLDER TRUSTEE: WILLIAM W HARRIS TRUST; BENJAMIN FAMILY TRUST; DAVID FAMILY TRUST | NA | Control |
| HARRIS, ROBERTA, HEILBRUN | I | SHAREHOLDER TRUSTEE: WILLIAM W HARRIS TRUST; BENJAMIN FAMILY TRUST; DAVID FAMILY TRUST | NA | Control |
| HARRIS, ROBERTA, HEILBRUN | I | SHAREHOLDER TRUSTEE: WILLIAM W HARRIS TRUST | NA | Control |
| HARRIS, ROBERTA, HEILBRUN | I | SHAREHOLDER TRUSTEE: WILLIAM W HARRIS TRUST | NA | Control |
| HARRIS, ROBERTA, HEILBRUN | I | SHAREHOLDER TRUSTEE: WILLIAM W HARRIS TRUST; BENJAMIN FAMILY TRUST; DAVID FAMILY TRUST | NA | Control |
| HARRIS, ROBERTA, HEILBRUN | I | SHAREHOLDER TRUSTEE: WILLIAM W HARRIS TRUST | NA | Control |
| HARRIS, ROBERTA, HEILBRUN | I | SHAREHOLDER TRUSTEE: WILLIAM W HARRIS TRUST | NA | Control |
| HARRIS, ROBERTA, HEILBRUN | I | SHAREHOLDER TRUSTEE: WILLIAM W HARRIS TRUST | NA | Control |
| HARRIS, ROBERTA, HEILBRUN | I | SHAREHOLDER TRUSTEE: WILLIAM W HARRIS TRUST | NA | Control |
| HARRIS, ROBERTA, HEILBRUN | I | SHAREHOLDER TRUSTEE: WILLIAM W HARRIS TRUST | NA | Control |
| HARRIS, ROBERTA, HEILBRUN | I | SHAREHOLDER TRUSTEE: WILLIAM W HARRIS TRUST | NA | Control |
| HARRIS, ROBERTA, HEILBRUN | I | SHAREHOLDER TRUSTEE: WILLIAM W HARRIS TRUST | NA | Control |
| HARRIS, WILLIAM, WOLPERT | I | SHAREHOLDER TRUSTEE: WILLIAM W HARRIS TRUST | NA | Control |
| HARRIS, WILLIAM, WOLPERT | I | SHAREHOLDER TRUSTEE: WILLIAM W HARRIS TRUST | NA | Control |
| HARRIS, WILLIAM, WOLPERT | I | SHAREHOLDER TRUSTEE: WILLIAM W HARRIS TRUST | NA | Control |
| HARRIS, WILLIAM, WOLPERT | I | SHAREHOLDER TRUSTEE: WILLIAM W HARRIS TRUST | NA | Control |
| HARRIS, WILLIAM, WOLPERT | I | SHAREHOLDER TRUSTEE: WILLIAM W HARRIS TRUST | NA | Control |
| HARRIS, WILLIAM, WOLPERT | I | SHAREHOLDER TRUSTEE: WILLIAM W HARRIS TRUST | NA | Control |
| HARRIS, WILLIAM, WOLPERT | I | SHAREHOLDER TRUSTEE: WILLIAM W HARRIS TRUST | NA | Control |
| HARRIS, WILLIAM, WOLPERT | I | SHAREHOLDER TRUSTEE: WILLIAM W HARRIS TRUST | NA | Control |
| HARRIS, WILLIAM, WOLPERT | I | SHAREHOLDER TRUSTEE: WILLIAM W HARRIS TRUST | NA | Control |
| HARRIS, WILLIAM, WOLPERT | I | SHAREHOLDER TRUSTEE: WILLIAM W HARRIS TRUST | NA | Control |
| HARRIS, WILLIAM, WOLPERT | I | SHAREHOLDER TRUSTEE: WILLIAM W HARRIS TRUST | NA | Control |
| HARRIS, WILLIAM, WOLPERT | I | SHAREHOLDER TRUSTEE: WILLIAM W HARRIS TRUST | NA | Control |
| IRVING B HARRIS REVOCABLE TRUST | DE | SHAREHOLDER-CL A | NA | Control |
| KAHN, JEROME, NMN | I | SHAREHOLDER TRUSTEE: WILLIAM W HARRIS TRUST; VIRGINIA H POLSKY TRUST; BENJAMIN FAMILY TRUST; DAVID FAMILY TRUST | NA | Control |
| KAHN, JEROME, NMN | I | SHAREHOLDER TRUSTEE: WILLIAM W HARRIS TRUST; VIRGINIA H POLSKY TRUST; BENJAMIN FAMILY TRUST; DAVID FAMILY TRUST | NA | Control |
| KAHN, JEROME, NMN | I | SHAREHOLDER TRUSTEE: VHP GRANDCHILDREN TRUST | NA | Control |
| KAHN, JEROME, NMN | I | SHAREHOLDER TRUSTEE: VHP GRANDCHILDREN TRUST | NA | Control |
| KAHN, JEROME, NMN | I | SHAREHOLDER TRUSTEE: WILLIAM W HARRIS TRUST; VIRGINIA H POLSKY TRUST; BENJAMIN FAMILY TRUST; DAVID FAMILY TRUST | NA | Control |
| KAHN, JEROME, NMN | I | SHAREHOLDER TRUSTEE: VHP GRANDCHILDREN TRUST | NA | Control |
| KAHN, JEROME, NMN | I | SHAREHOLDER TRUSTEE: VHP GRANDCHILDREN TRUST | NA | Control |
| KAHN, JEROME, NMN | I | SHAREHOLDER TRUSTEE: VHP GRANDCHILDREN TRUST | NA | Control |
| KAHN, JEROME, NMN | I | SHAREHOLDER TRUSTEE: VHP GRANDCHILDREN TRUST | NA | Control |
| KAHN, JEROME, NMN | I | SHAREHOLDER TRUSTEE: VHP GRANDCHILDREN TRUST | NA | Control |
| KAHN, JEROME, NMN | I | SHAREHOLDER TRUSTEE: VHP GRANDCHILDREN TRUST | NA | Control |
| KAHN, JEROME, NMN | I | SHAREHOLDER TRUSTEE: VHP GRANDCHILDREN TRUST | NA | Control |
| KAHN, JEROME, NMN | I | SHAREHOLDER TRUSTEE: VHP GRANDCHILDREN TRUST | NA | Control |
| KAHN, JEROME, NMN | I | SHAREHOLDER TRUSTEE: VHP GRANDCHILDREN TRUST | NA | Control |
| LANGSAM, ADAM, BLAKE | I | SENIOR VICE PRESIDENT/CHIEF OPERATING OFFICER | NA | Control |
| LANGSAM, ADAM, BLAKE | I | SENIOR VICE PRESIDENT/CHIEF OPERATING OFFICER | NA | Control |
| LANGSAM, ADAM, BLAKE | I | SENIOR VICE PRESIDENT/CHIEF OPERATING OFFICER | NA | Control |
| LANGSAM, ADAM, BLAKE | I | SENIOR VICE PRESIDENT/CHIEF OPERATING OFFICER | NA | Control |
| LANGSAM, ADAM, BLAKE | I | SENIOR VICE PRESIDENT/CHIEF OPERATING OFFICER | NA | Control |
| LANGSAM, ADAM, BLAKE | I | SENIOR VICE PRESIDENT/CHIEF OPERATING OFFICER | NA | Control |
| LANGSAM, ADAM, BLAKE | I | SENIOR VICE PRESIDENT/CHIEF OPERATING OFFICER | NA | Control |
| LANGSAM, ADAM, BLAKE | I | SENIOR VICE PRESIDENT/CHIEF OPERATING OFFICER | NA | Control |
| LLOYD, BOARDMAN, NMN | I | SHAREHOLDER TRUSTEE: WILLIAM W HARRIS TRUST; BENJAMIN FAMILY TRUST; DAVID FAMILY TRUST | NA | Control |
| LLOYD, BOARDMAN, NMN | I | SHAREHOLDER TRUSTEE: WILLIAM W HARRIS TRUST; BENJAMIN FAMILY TRUST; DAVID FAMILY TRUST | NA | Control |
| LLOYD, BOARDMAN, NMN | I | SHAREHOLDER TRUSTEE: WILLIAM W HARRIS TRUST, DAVID 92 FAMILY TRUST | NA | Control |
| LLOYD, BOARDMAN, NMN | I | SHAREHOLDER TRUSTEE: WILLIAM W HARRIS TRUST, DAVID 92 FAMILY TRUST | NA | Control |
| LLOYD, BOARDMAN, NMN | I | SHAREHOLDER TRUSTEE: WILLIAM W HARRIS TRUST; BENJAMIN FAMILY TRUST; DAVID FAMILY TRUST | NA | Control |
| LLOYD, BOARDMAN, NMN | I | SHAREHOLDER TRUSTEE: WILLIAM W HARRIS TRUST, DAVID 92 FAMILY TRUST | NA | Control |
| LLOYD, BOARDMAN, NMN | I | SHAREHOLDER TRUSTEE: WILLIAM W HARRIS TRUST, DAVID 92 FAMILY TRUST | NA | Control |
| LLOYD, BOARDMAN, NMN | I | SHAREHOLDER TRUSTEE: WILLIAM W HARRIS TRUST, DAVID 92 FAMILY TRUST | NA | Control |
| LLOYD, BOARDMAN, NMN | I | SHAREHOLDER TRUSTEE: WILLIAM W HARRIS TRUST, DAVID 92 FAMILY TRUST | NA | Control |
| LLOYD, BOARDMAN, NMN | I | SHAREHOLDER TRUSTEE: WILLIAM W HARRIS TRUST, DAVID 92 FAMILY TRUST | NA | Control |
| LLOYD, BOARDMAN, NMN | I | SHAREHOLDER TRUSTEE: WILLIAM W HARRIS TRUST, DAVID 92 FAMILY TRUST | NA | Control |
| LLOYD, BOARDMAN, NMN | I | SHAREHOLDER TRUSTEE: WILLIAM W HARRIS TRUST, DAVID 92 FAMILY TRUST | NA | Control |
| MCQUINN, MICHAEL, CHRISTOPHER | I | SHAREHOLDER TRUSTEE: ROXANNE FRANK GRANKCHILDREN TRUST | NA | |
| MCQUINN, MICHAEL, CHRISTOPHER | I | SHAREHOLDER TRUSTEE: ROXANNE FRANK GRANKCHILDREN TRUST | NA | |
| MCQUINN, MICHAEL, CHRISTOPHER | I | SHAREHOLDER TRUSTEE: ROXANNE FRANK GRANKCHILDREN TRUST | NA | |
| MCQUINN, MICHAEL, CHRISTOPHER | I | SHAREHOLDER TRUSTEE: ROXANNE FRANK GRANDCHILDREN TRUST | NA | |
| MCQUINN, MICHAEL, CHRISTOPHER | I | SHAREHOLDER TRUSTEE: ROXANNE FRANK GRANKCHILDREN TRUST | NA | |
| MCQUINN, MICHAEL, CHRISTOPHER | I | SHAREHOLDER TRUSTEE: ROXANNE FRANK GRANKCHILDREN TRUST | NA | |
| MCQUINN, MICHAEL, CHRISTOPHER | I | SHAREHOLDER TRUSTEE: ROXANNE FRANK GRANDCHILDREN TRUST | NA | |
| MCQUINN, MICHAEL, CHRISTOPHER | I | SHAREHOLDER TRUSTEE: ROXANNE FRANK GRANDCHILDREN TRUST | NA | |
| MCQUINN, MICHAEL, CHRISTOPHER | I | SHAREHOLDER TRUSTEE: ROXANNE FRANK GRANDCHILDREN TRUST | NA | |
| MCQUINN, MICHAEL, CHRISTOPHER | I | SHAREHOLDER TRUSTEE: VHP GRANDCHILDREN TRUST, RHF GC TRUST | NA | |
| MCQUINN, MICHAEL, CHRISTOPHER | I | SHAREHOLDER TRUSTEE: ROXANNE FRANK GRANDCHILDREN TRUST | NA | |
| MCQUINN, MICHAEL, CHRISTOPHER | I | SHAREHOLDER TRUSTEE: ROXANNE FRANK GRANDCHILDREN TRUST | NA | |
| MCQUINN, MICHAEL, CHRISTOPHER | I | SHAREHOLDER TRUSTEE: ROXANNE FRANK GRANDCHILDREN TRUST | NA | |
| MCQUINN, MICHAEL, CHRISTOPHER | I | SHAREHOLDER TRUSTEE: ROXANNE FRANK GRANDCHILDREN TRUST | NA | |
| MCQUINN, MICHAEL, CHRISTOPHER | I | SHAREHOLDER TRUSTEE: ROXANNE FRANK GRANDCHILDREN TRUST | NA | |
| MCQUINN, MICHAEL, CHRISTOPHER | I | TRUSTEE: VHP GRANDCHILDREN TRUST, RHF GC TRUST, JACK POLSKY INV TRUST, VIRGINIA H. POLSKY TRUST | NA | |
| MCQUINN, MICHAEL, CHRISTOPHER | I | TRUSTEE: VHP GRANDCHILDREN TRUST, RHF GC TRUST, JACK POLSKY INV TRUST, VIRGINIA H. POLSKY TRUST | NA | |
| MCQUINN, MICHAEL, CHRISTOPHER | I | TRUSTEE: VHP GRANDCHILDREN TRUST, RHF GC TRUST, JACK POLSKY INV TRUST, VIRGINIA H. POLSKY TRUST | NA | |
| MEYER, DANIEL, HARRIS | I | SHAREHOLDER TRUSTEE: IBH GGC-GST TRUST | NA | |
| MEYER, DANIEL, HARRIS | I | SHAREHOLDER TRUSTEE: IBH GGC-GST TRUST | NA | |
| MEYER, DANIEL, HARRIS | I | SHAREHOLDER TRUSTEE: IBH GGC-GST TRUST | NA | |
| MEYER, DANIEL, HARRIS | I | SHAREHOLDER TRUSTEE: IBH GGC-GST TRUST | NA | |
| MEYER, DANIEL, HARRIS | I | SHAREHOLDER TRUSTEE: IBH GGC-GST TRUST | NA | |
| MEYER, DANIEL, HARRIS | I | SHAREHOLDER TRUSTEE: IBH GGC-GST TRUST | NA | |
| MEYER, DANIEL, HARRIS | I | SHAREHOLDER TRUSTEE: IBH GGC-GST TRUST | NA | |
| MEYER, DANIEL, HARRIS | I | SHAREHOLDER TRUSTEE: IBH GGC-GST TRUST | NA | |
| MEYER, DANIEL, HARRIS | I | SHAREHOLDER TRUSTEE: IBH GGC-GST TRUST | NA | |
| MEYER, DANIEL, HARRIS | I | SHAREHOLDER TRUSTEE: IBH GGC-GST TRUST | NA | |
| MEYER, DANIEL, HARRIS | I | SHAREHOLDER TRUSTEE: IBH GGC-GST TRUST | NA | |
| MEYER, DANIEL, HARRIS | I | SHAREHOLDER TRUSTEE: IBH GGC-GST TRUST | NA | |
| MEYER, DANIEL, HARRIS | I | SHAREHOLDER TRUSTEE: IBH GGC-GST TRUST | NA | |
| MEYER, DANIEL, HARRIS | I | SHAREHOLDER TRUSTEE: IBH GGC-GST TRUST | NA | |
| MEYER, DANIEL, HARRIS | I | SHAREHOLDER TRUSTEE: IBH GGC-GST TRUST | NA | |
| MEYER, DANIEL, HARRIS | I | TRUSTEE: IBH GGC-GST TRUST | NA | |
| MEYER, DANIEL, HARRIS | I | TRUSTEE: IBH GGC-GST TRUST | NA | |
| MEYER, DANIEL, HARRIS | I | TRUSTEE: IBH GGC-GST TRUST | NA | |
| NEUMAYER, GARY, JAMES | I | TREASURER & CHIEF COMPLIANCE OFFICER | NA | Control |
| NEUMAYER, GARY, JAMES | I | TREASURER & CHIEF COMPLIANCE OFFICER | NA | Control |
| NEUMAYER, GARY, JAMES | I | TREASURER & COMPLIANCE OFFICER | NA | Control |
| NEUMAYER, GARY, JAMES | I | TREASURER & COMPLIANCE OFFICER | NA | Control |
| NEUMAYER, GARY, JAMES | I | TREASURER & COMPLIANCE OFFICER | NA | Control |
| NEUMAYER, GARY, JAMES | I | TREASURER & COMPLIANCE OFFICER | NA | Control |
| NEUMAYER, GARY, JAMES | I | TREASURER & CHIEF COMPLIANCE OFFICER | NA | Control |
| NOVICK, DAVID, TODD | I | VP & GENERAL COUNSEL | NA | Control |
| NOVICK, DAVID, TODD | I | VP & GENERAL COUNSEL | NA | Control |
| NOVICK, DAVID, TODD | I | CHIEF OPERATING OFFICER,VP,GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER | NA | Control |
| NOVICK, DAVID, TODD | I | VP & GENERAL COUNSEL | NA | Control |
| POLSKY, CHARLES, V. | I | DIRECTOR | NA | Control |
| POLSKY, CHARLES, V. | I | DIRECTOR | NA | Control |
| POLSKY, CHARLES, V. | I | DIRECTOR | NA | Control |
| POLSKY, CHARLES, V. | I | DIRECTOR | NA | Control |
| POLSKY, CHARLES, V. | I | DIRECTOR | NA | Control |
| POLSKY, CHARLES, V. | I | DIRECTOR | NA | Control |
| POLSKY, CHARLES, V. | I | DIRECTOR | NA | Control |
| POLSKY, JACK, R | I | CHAIRMAN, CEO, TRUSTEE: VIRGINIA H POLSKY TRUST; ROXANNE H FRANK TRUST; ROXANNE FRANK GRANDCHILDRENS TRUST; IBH CGG-GST TRUST | NA | Control |
| POLSKY, JACK, R | I | CHAIRMAN, CEO, TRUSTEE: VIRGINIA H POLSKY TRUST; ROXANNE H FRANK TRUST; ROXANNE FRANK GRANDCHILDRENS TRUST; IBH CGG-GST TRUST | NA | Control |
| POLSKY, JACK, R | I | CHAIRMAN, CEO, PRESIDENT,TRUSTEE: VIRGINIA POLSKY TRUST,ROXANNE FRANK TRUST & GRANDCHILDRENS TRUST, IBH CGG-GST TRUST | NA | Control |
| POLSKY, JACK, R | I | DIRECTOR, CEO, PRESIDENT,TRUSTEE: VIRGINIA H POLSKY TRUST,ROXANNE H FRANK TRUST & GRANDCHILDREN TRUST, IBH GGC-GST TRUST | NA | Control |
| POLSKY, JACK, R | I | CHAIRMAN, CEO, TRUSTEE: VIRGINIA H POLSKY TRUST; ROXANNE H FRANK TRUST; ROXANNE FRANK GRANDCHILDRENS TRUST; IBH CGG-GST TRUST | NA | Control |
| POLSKY, JACK, R | I | CHAIRMAN, CEO, PRESIDENT,TRUSTEE: VIRGINIA POLSKY TRUST,ROXANNE FRANK TRUST & GRANDCHILDRENS TRUST, IBH CGG-GST TRUST | NA | Control |
| POLSKY, JACK, R | I | DIRECTOR, CEO, PRESIDENT,TRUSTEE: VIRGINIA H POLSKY TRUST,ROXANNE H FRANK TRUST & GRANDCHILDREN TRUST, IBH GGC-GST TRUST | NA | Control |
| POLSKY, JACK, R | I | DIRECTOR, CEO, PRESIDENT,TRUSTEE: VIRGINIA H POLSKY TRUST,ROXANNE H FRANK TRUST & GRANDCHILDREN TRUST, IBH GGC-GST TRUST | NA | Control |
| POLSKY, JACK, R | I | DIRECTOR, CEO, PRESIDENT,TRUSTEE: VIRGINIA H POLSKY TRUST,ROXANNE H FRANK TRUST & GRANDCHILDREN TRUST, IBH GGC-GST TRUST | NA | Control |
| POLSKY, JACK, R | I | DIRECTOR, CEO, PRESIDENT,TRUSTEE: VIRGINIA H POLSKY TRUST,ROXANNE H FRANK TRUST & GRANDCHILDREN TRUST, IBH GGC-GST TRUST | NA | Control |
| POLSKY, JACK, R | I | DIRECTOR, CEO, PRESIDENT,TRUSTEE: VIRGINIA H POLSKY TRUST,ROXANNE H FRANK TRUST & GRANDCHILDREN TRUST, IBH GGC-GST TRUST | NA | Control |
| POLSKY, JACK, R | I | DIRECTOR, CEO, PRESIDENT,TRUSTEE: VIRGINIA H POLSKY TRUST,ROXANNE H FRANK TRUST & GRANDCHILDREN TRUST, IBH GGC-GST TRUST | NA | Control |
| POLSKY, VIRGINIA, HARRIS | I | SHAREHOLDER TRUSTEE: VIRGINIA H POLSKY TRUST | NA | Control |
| POLSKY, VIRGINIA, HARRIS | I | SHAREHOLDER TRUSTEE: VIRGINIA H POLSKY TRUST | NA | Control |
| POLSKY, VIRGINIA, HARRIS | I | SHAREHOLDER TRUSTEE: VIRGINIA H POLSKY TRUST | NA | Control |
| POLSKY, VIRGINIA, HARRIS | I | SHAREHOLDER TRUSTEE: VIRGINIA H POLSKY TRUST | NA | Control |
| POLSKY, VIRGINIA, HARRIS | I | SHAREHOLDER TRUSTEE: VIRGINIA H POLSKY TRUST | NA | Control |
| POLSKY, VIRGINIA, HARRIS | I | SHAREHOLDER TRUSTEE: VIRGINIA H POLSKY TRUST | NA | Control |
| POLSKY, VIRGINIA, HARRIS | I | SHAREHOLDER TRUSTEE: VIRGINIA H POLSKY TRUST | NA | Control |
| POLSKY, VIRGINIA, HARRIS | I | SHAREHOLDER TRUSTEE: VIRGINIA H POLSKY TRUST | NA | Control |
| POLSKY, VIRGINIA, HARRIS | I | SHAREHOLDER TRUSTEE: VIRGINIA H POLSKY TRUST | NA | Control |
| POLSKY, VIRGINIA, HARRIS | I | SHAREHOLDER TRUSTEE: VIRGINIA H POLSKY TRUST | NA | Control |
| POLSKY, VIRGINIA, HARRIS | I | SHAREHOLDER TRUSTEE: VIRGINIA H POLSKY TRUST | NA | Control |
| POLSKY, VIRGINIA, HARRIS | I | SHAREHOLDER TRUSTEE: VIRGINIA H POLSKY TRUST | NA | Control |
| POLSKY, VIRGINIA, HARRIS | I | SHAREHOLDER TRUSTEE: VIRGINIA H POLSKY TRUST | NA | Control |
| POLSKY, VIRGINIA, HARRIS | I | SHAREHOLDER TRUSTEE: VIRGINIA H POLSKY TRUST | NA | Control |
| POLSKY, VIRGINIA, HARRIS | I | SHAREHOLDER TRUSTEE: VIRGINIA H POLSKY TRUST | NA | Control |
| POLSKY, VIRGINIA, HARRIS | I | TRUSTEE: VIRGINIA H POLSKY TRUST | NA | Control |
| POLSKY, VIRGINIA, HARRIS | I | TRUSTEE: VIRGINIA H POLSKY TRUST | NA | Control |
| POLSKY, VIRGINIA, HARRIS | I | TRUSTEE: VIRGINIA H POLSKY TRUST | NA | Control |
| RESNICK, MICHAEL, SETH | I | EXECUTIVE VP, SECRETARY, TRUSTEE: VHP GRANDCHILDREN TRUST | NA | Control |
| RESNICK, MICHAEL, SETH | I | EXECUTIVE VP, SECRETARY, TRUSTEE: VHP GRANDCHILDREN TRUST | NA | Control |
| RESNICK, MICHAEL, SETH | I | EXECUTIVE VP, SECRETARY, TRUSTEE: VHP GRANDCHILDREN TRUST | NA | Control |
| RESNICK, MICHAEL, SETH | I | SECRETARY, TRUSTEE | NA | Control |
| RESNICK, MICHAEL, SETH | I | EXECUTIVE VP, SECRETARY, TRUSTEE | NA | Control |
| RESNICK, MICHAEL, SETH | I | EXECUTIVE VP, SECRETARY, TRUSTEE: VHP GRANDCHILDREN TRUST | NA | Control |
| RESNICK, MICHAEL, SETH | I | EXECUTIVE VP, SECRETARY, TRUSTEE: VHP GRANDCHILDREN TRUST | NA | Control |
| RESNICK, MICHAEL, SETH | I | EXECUTIVE VP, SECRETARY, TRUSTEE: VHP GRANDCHILDREN TRUST | NA | Control |
| RESNICK, MICHAEL, SETH | I | EXECUTIVE VP, SECRETARY, TRUSTEE: VHP GRANDCHILDREN TRUST | NA | Control |
| RESNICK, MICHAEL, SETH | I | EXECUTIVE VP, SECRETARY, TRUSTEE: VHP GRANDCHILDREN TRUST | NA | Control |
| RESNICK, MICHAEL, SETH | I | EXECUTIVE VP, SECRETARY, TRUSTEE: VHP GRANDCHILDREN TRUST | NA | Control |
| RESNICK, MICHAEL, SETH | I | EXECUTIVE VP, SECRETARY, TRUSTEE: VHP GRANDCHILDREN TRUST | NA | Control |
| RESNICK, MICHAEL, SETH | I | EXECUTIVE VP, SECRETARY, TRUSTEE: VHP GRANDCHILDREN TRUST | NA | Control |
| RESNICK, MICHAEL, SETH | I | EXECUTIVE VP, SECRETARY, TRUSTEE: VHP GRANDCHILDREN TRUST | NA | Control |
| RESNICK, MICHAEL, SETH | I | EXECUTIVE VP, SECRETARY, TRUSTEE: VHP GRANDCHILDREN TRUST | NA | Control |
| ROXANNE H FRANK TRUST | DE | SHAREHOLDER-CL A | NA | Control |
| ROXANNE H FRANK TRUST | DE | SHAREHOLDER-CL A | NA | Control |
| ROXANNE H FRANK TRUST | DE | SHAREHOLDER-CL A | NA | Control |
| ROXANNE H FRANK TRUST | DE | SHAREHOLDER-CL A | NA | Control |
| ROXANNE H FRANK TRUST | DE | SHAREHOLDER-CL A | NA | Control |
| ROXANNE H FRANK TRUST | DE | SHAREHOLDER-CL A | NA | Control |
| ROXANNE H FRANK TRUST | DE | SHAREHOLDER-CL A | NA | Control |
| ROXANNE H FRANK TRUST | DE | SHAREHOLDER-CL A | NA | Control |
| ROXANNE H FRANK TRUST | DE | SHAREHOLDER-CL A | NA | Control |
| ROXANNE H FRANK TRUST | DE | SHAREHOLDER-CL A | NA | Control |
| ROXANNE H FRANK TRUST | DE | SHAREHOLDER-CL A | NA | Control |
| ROXANNE H FRANK TRUST | DE | SHAREHOLDER-CL A | NA | Control |
| ROXANNE H FRANK TRUST | DE | SHAREHOLDER-CL A | NA | Control |
| ROXANNE H FRANK TRUST | DE | SHAREHOLDER-CL A | NA | Control |
| ROXANNE H FRANK TRUST | DE | SHAREHOLDER-CL A | NA | Control |
| ROXANNE H FRANK TRUST | DE | SHAREHOLDER-CL A | NA | Control |
| ROXANNE H FRANK TRUST | DE | SHAREHOLDER-CL A | NA | Control |
| ROXANNE H FRANK TRUST | DE | SHAREHOLDER-CL A | NA | Control |
| STEPHENS, MARY BETH | I | TRUSTEE: ROXANNE H. FRANK TRUST | NA | Control |
| STEPHENS, MARY BETH | I | TRUSTEE: ROXANNE H. FRANK TRUST | NA | Control |
| STEPHENS, MARY BETH | I | TRUSTEE: ROXANNE H. FRANK TRUST | NA | Control |
| VIRGINIA H POLSKY TRUST | DE | SHAREHOLDER-CL A | NA | Control |
| VIRGINIA H POLSKY TRUST | DE | SHAREHOLDER-CL A | NA | Control |
| VIRGINIA H POLSKY TRUST | DE | SHAREHOLDER-CL A | NA | Control |
| VIRGINIA H POLSKY TRUST | DE | SHAREHOLDER-CL A | NA | Control |
| VIRGINIA H POLSKY TRUST | DE | SHAREHOLDER-CL A | NA | Control |
| VIRGINIA H POLSKY TRUST | DE | SHAREHOLDER-CL A | NA | Control |
| VIRGINIA H POLSKY TRUST | DE | SHAREHOLDER-CL A | NA | Control |
| VIRGINIA H POLSKY TRUST | DE | SHAREHOLDER-CL A | NA | Control |
| VIRGINIA H POLSKY TRUST | DE | SHAREHOLDER-CL A | NA | Control |
| VIRGINIA H POLSKY TRUST | DE | SHAREHOLDER-CL A | NA | Control |
| VIRGINIA H POLSKY TRUST | DE | SHAREHOLDER-CL A | NA | Control |
| VIRGINIA H POLSKY TRUST | DE | SHAREHOLDER-CL A | NA | Control |
| VIRGINIA H POLSKY TRUST | DE | SHAREHOLDER-CL A | NA | Control |
| VIRGINIA H POLSKY TRUST | DE | SHAREHOLDER-CL A | NA | Control |
| VIRGINIA H POLSKY TRUST | DE | SHAREHOLDER-CL A | NA | Control |
| VIRGINIA H POLSKY TRUST | DE | SHAREHOLDER-CL A | NA | Control |
| VIRGINIA H POLSKY TRUST | DE | SHAREHOLDER-CL A | NA | Control |
| VIRGINIA H POLSKY TRUST | DE | SHAREHOLDER-CL A | NA | Control |
| WILLIAM W HARRIS TRUST | DE | SHAREHOLDER-CL A | NA | Control |
| WILLIAM W HARRIS TRUST | DE | SHAREHOLDER-CL A | NA | Control |
| WILLIAM W HARRIS TRUST | DE | SHAREHOLDER-CL A | NA | Control |
| WILLIAM W HARRIS TRUST | DE | SHAREHOLDER-CL A | NA | Control |
| WILLIAM W HARRIS TRUST | DE | SHAREHOLDER-CL A | NA | Control |
| WILLIAM W HARRIS TRUST | DE | SHAREHOLDER-CL A | NA | Control |
| WILLIAM W HARRIS TRUST | DE | SHAREHOLDER-CL A | NA | Control |
| WILLIAM W HARRIS TRUST | DE | SHAREHOLDER-CL A | NA | Control |
| WILLIAM W HARRIS TRUST | DE | SHAREHOLDER-CL A | NA | Control |
| WILLIAM W HARRIS TRUST | DE | SHAREHOLDER-CL A | NA | Control |
| WILLIAM W HARRIS TRUST | DE | SHAREHOLDER-CL A | NA | Control |
| WILLIAM W HARRIS TRUST | DE | SHAREHOLDER-CL A | NA | Control |
| WOLF, ANN MARIE, C. | I | TREASURER | NA | Control |
| WOLF, ANN MARIE, C. | I | TREASURER | NA | Control |
| WOLF, ANN MARIE, C. | I | TREASURER | NA | Control |
| WOLF, ANN MARIE, C. | I | VICE PRESIDENT, TREASURER | NA | Control |
| WOLF, ANN MARIE, C. | I | VICE PRESIDENT, TREASURER | NA | Control |
| WOLF, ANN MARIE, C. | I | TREASURER | NA | Control |
| WOLF, ANN MARIE, C. | I | VICE PRESIDENT, TREASURER | NA | Control |
| WOLF, ANN MARIE, C. | I | VICE PRESIDENT, TREASURER | NA | Control |
| WOLF, ANN MARIE, C. | I | TREASURER | NA | Control |
| WOLF, ANN MARIE, C. | I | TREASURER | NA | Control |
| WOLF, ANN MARIE, C. | I | TREASURER | NA | Control |
| WOLF, ANN MARIE, C. | I | TREASURER | NA | Control |
| WOLF, ANN MARIE, C. | I | VICE PRESIDENT, TREASURER | NA | Control |
| WOLF, ANN MARIE, C. | I | VICE PRESIDENT, TREASURER | NA | Control |
| WOLF, ANN MARIE, C. | I | VICE PRESIDENT, TREASURER | NA | Control |
| KAHN, JEROME | I | SHAREHOLDER TRUSTEE: WILLIAM W HARRIS TRUST; VIRGINIA H POLSKY TRUST; BENJAMIN FAMILY TRUST; DAVID FAMILY TRUST | D | Control |
| KAHN, JEROME, NMN | I | SHAREHOLDER TRUSTEE: WILLIAM W HARRIS TRUST; VIRGINIA H POLSKY TRUST; BENJAMIN FAMILY TRUST; DAVID FAMILY TRUST | D | Control |
| POLSKY, JACK, R | I | CHAIRMAN, CEO, TRUSTEE: VIRGINIA H POLSKY TRUST; ROXANNE H FRANK TRUST; ROXANNE FRANK GRANDCHILDRENS TRUST; IBH CGG-GST TRUST | D | Control |
| POLSKY, JACK, R | I | CHAIRMAN, CEO, TRUSTEE: VIRGINIA H POLSKY TRUST; ROXANNE H FRANK TRUST; ROXANNE FRANK GRANDCHILDRENS TRUST; IBH CGG-GST TRUST | D | Control |
| FRANK, ROXANNE, HARRIS | I | SHAREHOLDER TRUSTEE: ROXANNE H FRANK TRUST | C | Control |
| FRANK, ROXANNE, HARRIS | I | SHAREHOLDER TRUSTEE: ROXANNE H FRANK TRUST | C | Control |
| HARRIS, IRVING, BROOKS | I | DIRECTOR, TRUSTEE | C | Control |
| HARRIS, IRVING, BROOKS | I | TRUSTEE | C | Control |
| HARRIS, IRVING, BROOKS | I | SHAREHOLDER TRUSTEE: IRVING B HARRIS REVOCABLE TRUST | C | Control |
| HARRIS, IRVING, BROOKS | I | SHAREHOLDER TRUSTEE: IRVING B HARRIS REVOCABLE TRUST | C | Control |
| HARRIS, ROBERTA, HEILBRUN | I | SHAREHOLDER TRUSTEE: WILLIAM W HARRIS TRUST; BENJAMIN FAMILY TRUST; DAVID FAMILY TRUST | C | Control |
| HARRIS, ROBERTA, HEILBRUN | I | SHAREHOLDER TRUSTEE: WILLIAM W HARRIS TRUST; BENJAMIN FAMILY TRUST; DAVID FAMILY TRUST | C | Control |
| HARRIS, WILLIAM, WOLPERT | I | SHAREHOLDER TRUSTEE: WILLIAM W HARRIS TRUST | C | Control |
| HARRIS, WILLIAM, WOLPERT | I | SHAREHOLDER TRUSTEE: WILLIAM W HARRIS TRUST | C | Control |
| IRVING B HARRIS REVOCABLE TRUST | DE | SHAREHOLDER-CL A | C | Control |
| IRVING B HARRIS REVOCABLE TRUST | DE | SHAREHOLDER-CL A | C | Control |
| IRVING B HARRIS REVOCABLE TRUST | DE | SHAREHOLDER-CL A | C | Control |
| IRVING B HARRIS REVOCABLE TRUST | DE | SHAREHOLDER-CL A | C | Control |
| LLOYD, BOARDMAN, NMN | I | SHAREHOLDER TRUSTEE: WILLIAM W HARRIS TRUST; BENJAMIN FAMILY TRUST; DAVID FAMILY TRUST | C | Control |
| LLOYD, BOARDMAN, NMN | I | SHAREHOLDER TRUSTEE: WILLIAM W HARRIS TRUST; BENJAMIN FAMILY TRUST; DAVID FAMILY TRUST | C | Control |
| POLSKY, VIRGINIA, HARRIS | I | SHAREHOLDER TRUSTEE: VIRGINIA H POLSKY TRUST | C | Control |
| POLSKY, VIRGINIA, HARRIS | I | SHAREHOLDER TRUSTEE: VIRGINIA H POLSKY TRUST | C | Control |
| ROXANNE H FRANK TRUST | DE | SHAREHOLDER-CL A | C | Control |
| ROXANNE H FRANK TRUST | DE | SHAREHOLDER-CL A | C | Control |
| ROXANNE H FRANK TRUST | DE | SHAREHOLDER-CL A | C | Control |
| ROXANNE H FRANK TRUST | DE | SHAREHOLDER-CL A | C | Control |
| VIRGINIA H POLSKY TRUST | DE | SHAREHOLDER-CL A | C | Control |
| VIRGINIA H POLSKY TRUST | DE | SHAREHOLDER-CL A | C | Control |
| VIRGINIA H POLSKY TRUST | DE | SHAREHOLDER-CL A | C | Control |
| VIRGINIA H POLSKY TRUST | DE | SHAREHOLDER-CL A | C | Control |
| WILLIAM W HARIS TRUST | DE | SHAREHOLDER-CL A | C | Control |
| WILLIAM W HARIS TRUST | DE | SHAREHOLDER-CL A | C | Control |
| WILLIAM W HARIS TRUST | DE | SHAREHOLDER-CL A | C | Control |
| WILLIAM W HARIS TRUST | DE | SHAREHOLDER-CL A | C | Control |
| BENJAMIN 92 FAMILY TRUST | DE | SHAREHOLDER-CL B | B | |
| BENJAMIN 92 FAMILY TRUST | DE | SHAREHOLDER-CL B | B | |
| BENJAMIN 92 FAMILY TRUST | DE | SHAREHOLDER-CL B | B | |
| BENJAMIN 92 FAMILY TRUST | DE | SHAREHOLDER-CL B | B | |
| BENJAMIN 92 FAMILY TRUST | DE | SHAREHOLDER-CL B | B | |
| BENJAMIN 92 FAMILY TRUST | DE | SHAREHOLDER-CL B | B | |
| BENJAMIN 92 FAMILY TRUST | DE | SHAREHOLDER-CL B | B | |
| BENJAMIN 92 FAMILY TRUST | DE | SHAREHOLDER-CL B | B | |
| BENJAMIN 92 FAMILY TRUST | DE | SHAREHOLDER-CL B | B | |
| BENJAMIN FAMILY TRUST | DE | SHAREHOLDER-CL B | B | |
| BENJAMIN FAMILY TRUST | DE | SHAREHOLDER-CL B | B | |
| BENJAMIN FAMILY TRUST | DE | SHAREHOLDER-CL B | B | |
| BENJAMIN FAMILY TRUST | DE | SHAREHOLDER-CL B | B | |
| BENJAMIN FAMILY TRUST | DE | SHAREHOLDER-CL B | B | |
| BENJAMIN FAMILY TRUST | DE | SHAREHOLDER-CL B | B | |
| BENJAMIN FAMILY TRUST | DE | SHAREHOLDER-CL B | B | |
| DAVID 92 FAMILY TRUST | DE | SHAREHOLDER-CL B | B | |
| DAVID 92 FAMILY TRUST | DE | SHAREHOLDER-CL B | B | |
| DAVID 92 FAMILY TRUST | DE | SHAREHOLDER-CL B | B | |
| DAVID 92 FAMILY TRUST | DE | SHAREHOLDER-CL B | B | |
| DAVID 92 FAMILY TRUST | DE | SHAREHOLDER-CL B | B | |
| DAVID 92 FAMILY TRUST | DE | SHAREHOLDER-CL B | B | |
| DAVID 92 FAMILY TRUST | DE | SHAREHOLDER-CL B | B | |
| DAVID 92 FAMILY TRUST | DE | SHAREHOLDER-CL B | B | |
| DAVID 92 FAMILY TRUST | DE | SHAREHOLDER-CL B | B | |
| DAVID FAMILY TRUST | DE | SHAREHOLDER-CL B | B | |
| DAVID FAMILY TRUST | DE | SHAREHOLDER-CL B | B | |
| DAVID FAMILY TRUST | DE | SHAREHOLDER-CL B | B | |
| DAVID FAMILY TRUST | DE | SHAREHOLDER-CL B | B | |
| DAVID FAMILY TRUST | DE | SHAREHOLDER-CL B | B | |
| DAVID FAMILY TRUST | DE | SHAREHOLDER-CL B | B | |
| DAVID FAMILY TRUST | DE | SHAREHOLDER-CL B | B | |
| FRANK, ROXANNE, H. | I | SHAREHOLDER TRUSTEE | B | Control |
| FRANK, ROXANNE, H. | I | SHAREHOLDER TRUSTEE | B | Control |
| IBH GGC-GST TRUST | DE | SHAREHOLDER-CL B | B | |
| IBH GGC-GST TRUST | DE | SHAREHOLDER-CL B | B | |
| IBH GGC-GST TRUST | DE | SHAREHOLDER-CL B | B | |
| IBH GGC-GST TRUST | DE | SHAREHOLDER-CL B | B | |
| IBH GGC-GST TRUST | DE | SHAREHOLDER-CL B | B | |
| IBH GGC-GST TRUST | DE | SHAREHOLDER-CL B | B | |
| IBH GGC-GST TRUST | DE | SHAREHOLDER-CL B | B | |
| IBH GGC-GST TRUST | DE | SHAREHOLDER-CL B | B | |
| IBH GGC-GST TRUST | DE | SHAREHOLDER-CL B | B | |
| IBH GGC-GST TRUST | DE | SHAREHOLDER-CL B | B | |
| IBH GGC-GST TRUST | DE | SHAREHOLDER-CL B | B | |
| IBH GGC-GST TRUST | DE | SHAREHOLDER-CL B | B | |
| IBH GGC-GST TRUST | DE | SHAREHOLDER-CL B | B | |
| IBH GGC-GST TRUST | DE | SHAREHOLDER-CL B | B | |
| IBH GGC-GST TRUST | DE | SHAREHOLDER-CL B | B | |
| IBH GGC-GST TRUST | DE | SHAREHOLDER-CL B | B | |
| IBH GGC-GST TURST | DE | SHAREHOLDER-CL B | B | |
| IBH GGC-GST TURST | DE | SHAREHOLDER-CL B | B | |
| IBH GGC-GST TURST | DE | SHAREHOLDER-CL B | B | |
| IBH GGC-GST TURST | DE | SHAREHOLDER-CL B | B | |
| JACK POLSKY INVESTMENT TRUST | DE | SHAREHOLDER - CL A AND CL B | B | Control |
| JACK POLSKY INVESTMENT TRUST | DE | SHAREHOLDER - CL A AND CL B | B | Control |
| JACK POLSKY INVESTMENT TRUST | DE | SHAREHOLDER - CL A AND CL B | B | Control |
| JACK POLSKY INVESTMENT TRUST | DE | SHAREHOLDER - CL A AND CL B | B | Control |
| JACK POLSKY INVESTMENT TRUST | DE | SHAREHOLDER - CL A AND CL B | B | Control |
| JACK POLSKY INVESTMENT TRUST | DE | SHAREHOLDER - CL A AND CL B | B | Control |
| MCQUINN, MICHAEL, CHRISTOPHER | I | SHRAEHOLDER TRUSTEE: ROXANNE FRANK GRANKCHILDREN TRUST | B | |
| MCQUINN, MICHAEL, CHRISTOPHER | I | SHRAEHOLDER TRUSTEE: ROXANNE FRANK GRANKCHILDREN TRUST | B | |
| MEYER, DANIEL, H | I | SHAREHOLDER TRUSTEE: IBH GGC-GST TRUST | B | |
| MEYER, DANIEL, HARRIS | I | SHAREHOLDER TRUSTEE: IBH GGC-GST TRUST | B | |
| POLSKY, JACK, R | I | CEO, TRUSTEE | B | Control |
| POLSKY, JACK, R | I | CHAIRMAN, CEO, TRUSTEE | B | Control |
| POLSKY, JACK, R | I | DIRECTOR, CEO, PRESIDENT,TRUSTEE: JACK POLSKY INV TRUST,VIRGINIA POLSKY TRUST,ROXANNE FRANK TRUST & GC TRUST, IBH GGC-GST TRUST | B | Control |
| POLSKY, JACK, R | I | DIRECTOR, CEO, PRESIDENT,TRUSTEE: JACK POLSKY INV TRUST,VIRGINIA POLSKY TRUST,ROXANNE FRANK TRUST & GC TRUST, IBH GGC-GST TRUST | B | Control |
| POLSKY, JACK, R | I | DIRECTOR, CEO, PRESIDENT,TRUSTEE: JACK POLSKY INV TRUST,VIRGINIA POLSKY TRUST,ROXANNE FRANK TRUST, IBH GGC-GST TRUST | B | Control |
| POLSKY, JACK, R | I | DIRECTOR, CEO, PRESIDENT,TRUSTEE: JACK POLSKY INV TRUST | B | Control |
| POLSKY, JACK, R | I | DIRECTOR;TRUSTEE: JACK POLSKY INV TRUST | B | Control |
| POLSKY, JACK, R | I | DIRECTOR;TRUSTEE: JACK POLSKY INV TRUST | B | Control |
| POLSKY, VIRGINIA, H | I | SHAREHOLDER TRUSTEE | B | Control |
| POLSKY, VIRGINIA, H | I | SHAREHOLDER TRUSTEE | B | Control |
| RHF GC TRUST | DE | SHAREHOLDER - CL B | B | |
| RHF GC TRUST | DE | SHAREHOLDER - CL B | B | |
| RHF GC TRUST | DE | SHAREHOLDER - CL B | B | |
| RHF GC TRUST | DE | SHAREHOLDER - CL B | B | |
| ROXANNE FRANK GRANDCHILDREN TRUST | DE | SHAREHOLDER-CL B | B | |
| ROXANNE FRANK GRANDCHILDREN TRUST | DE | SHAREHOLDER-CL B | B | |
| ROXANNE FRANK GRANDCHILDREN TRUST | DE | SHAREHOLDER-CL B | B | |
| ROXANNE FRANK GRANDCHILDREN TRUST | DE | SHAREHOLDER-CL B | B | |
| ROXANNE FRANK GRANDCHILDREN TRUST | DE | SHAREHOLDER-CL B | B | |
| ROXANNE FRANK GRANDCHILDREN TRUST | DE | SHAREHOLDER-CL B | B | |
| ROXANNE FRANK GRANDCHILDREN TRUST | DE | SHAREHOLDER-CL B | B | |
| ROXANNE FRANK GRANDCHILDREN TRUST | DE | SHAREHOLDER-CL B | B | |
| ROXANNE FRANK GRANDCHILDREN TRUST | DE | SHAREHOLDER-CL B | B | |
| ROXANNE FRANK GRANDCHILDREN TRUST | DE | SHAREHOLDER-CL B | B | |
| ROXANNE FRANK GRANDCHILDREN TRUST | DE | SHAREHOLDER-CL B | B | |
| ROXANNE FRANK GRANDCHILDREN TRUST | DE | SHAREHOLDER-CL B | B | |
| ROXANNE FRANK GRANDCHILDREN TRUST | DE | SHAREHOLDER-CL B | B | |
| ROXANNE FRANK GRANDCHILDREN TRUST | DE | SHAREHOLDER-CL B | B | |
| ROXANNE FRANK GRANDCHILDREN TRUST | DE | SHAREHOLDER-CL B | B | |
| ROXANNE FRANK GRANDCHILDREN TRUST | DE | SHAREHOLDER-CL B | B | |
| ROXANNE FRANK GRANDCHILDREN TRUST | DE | SHAREHOLDER-CL B | B | |
| ROXANNE FRANK GRANDCHILDREN TRUST | DE | SHAREHOLDER-CL B | B | |
| VHP GRANDCHILDREN TRUST | DE | SHAREHOLDER-CL B | B | |
| VHP GRANDCHILDREN TRUST | DE | SHAREHOLDER-CL B | B | |
| VHP GRANDCHILDREN TRUST | DE | SHAREHOLDER-CL B | B | |
| VHP GRANDCHILDREN TRUST | DE | SHAREHOLDER-CL B | B | |
| VHP GRANDCHILDREN TRUST | DE | SHAREHOLDER-CL B | B | |
| VHP GRANDCHILDREN TRUST | DE | SHAREHOLDER-CL B | B | |
| VHP GRANDCHILDREN TRUST | DE | SHAREHOLDER-CL B | B | |
| VHP GRANDCHILDREN TRUST | DE | SHAREHOLDER-CL B | B | |
| VHP GRANDCHILDREN TRUST | DE | SHAREHOLDER-CL B | B | |
| VHP GRANDCHILDREN TRUST | DE | SHAREHOLDER-CL B | B | |
| VHP GRANDCHILDREN TRUST | DE | SHAREHOLDER-CL B | B | |
| VHP GRANDCHILDREN TRUST | DE | SHAREHOLDER-CL B | B | |
| VHP GRANDCHILDREN TRUST | DE | SHAREHOLDER-CL B | B | |
| VHP GRANDCHILDREN TRUST | DE | SHAREHOLDER-CL B | B | |
| VHP GRANDCHILDREN TRUST | DE | SHAREHOLDER-CL B | B | |
| VHP GRANDCHILDREN TRUST | DE | SHAREHOLDER-CL B | B | |
| VHP GRANDCHILDREN TRUST | DE | SHAREHOLDER-CL B | B | |
| VHP GRANDCHILDREN TRUST | DE | SHAREHOLDER-CL B | B | |
| VHP GRANDCHILDREN TRUST | DE | SHAREHOLDER-CL B | B | |
| VHP GRANDCHILDREN TRUST | DE | SHAREHOLDER-CL B | B | |
| VHP GRANDCHILDREN TRUST | DE | SHAREHOLDER-CL B | B | |
| VHP GRANDCHILDREN TRUST | DE | SHAREHOLDER-CL B | B | |
| CHARLES POLSKY INVESTMENT TRUST | DE | SHAREHOLDER - CL A AND CL B | A | Control |
| CHARLES POLSKY INVESTMENT TRUST | DE | SHAREHOLDER - CL A AND CL B | A | Control |
| CHARLES POLSKY INVESTMENT TRUST | DE | SHAREHOLDER - CL A AND CL B | A | Control |
| CHARLES POLSKY INVESTMENT TRUST | DE | SHAREHOLDER - CL A AND CL B | A | Control |
| CHARLES POLSKY INVESTMENT TRUST | DE | SHAREHOLDER - CL A AND CL B | A | Control |
| CHARLES POLSKY INVESTMENT TRUST | DE | SHAREHOLDER - CL A AND CL B | A | Control |
| HARRIS, ROBERTA, H | I | SHAREHOLDER TRUSTEE | A | Control |
| HARRIS, ROBERTA, H | I | SHAREHOLDER TRUSTEE | A | Control |
| HARRIS, WILLIAM, WOLPERT | I | SHAREHOLDER TRUSTEE | A | Control |
| HARRIS, WILLIAM, WOLPERT | I | SHAREHOLDER TRUSTEE | A | Control |
| LLOYD, BOARDMAN, NMN | I | SHAREHOLDER TRUSTEE | A | Control |
| LLOYD, BOARDMAN, NMN | I | SHAREHOLDER TRUSTEE | A | Control |
| POLSKY, CHARLES, V. | I | DIRECTOR, SENIOR VICE PRESIDENT;TRUSTEE: CHARLES POLSKY INV TRUST | A | Control |
| POLSKY, CHARLES, V. | I | DIRECTOR, SENIOR VICE PRESIDENT;TRUSTEE: CHARLES POLSKY INV TRUST | A | Control |
| POLSKY, CHARLES, V. | I | DIRECTOR, SENIOR VICE PRESIDENT;TRUSTEE: CHARLES POLSKY INV TRUST | A | Control |
| POLSKY, CHARLES, V. | I | DIRECTOR, SENIOR VICE PRESIDENT;TRUSTEE: CHARLES POLSKY INV TRUST, IBH GGC-GST TRUST | A | Control |
| POLSKY, CHARLES, V. | I | DIRECTOR, CEO, PRESIDENT; TRUSTEE: CHARLES POLSKY INV TRUST, IBH GGC-GST TRUST | A | Control |
| POLSKY, CHARLES, V. | I | DIRECTOR, CEO, PRESIDENT; TRUSTEE: CHARLES POLSKY INV TRUST, IBH GGC-GST TRUST | A | Control |
Registrations
Federal
IA
Sep 14, 2016 REGISTERED
Notice Filings (5)
CA IL MA MN NY
Address
191 N WACKER DRIVESUITE 1500
CHICAGO, IL 60606-1899
United States
Phone: 312-621-0590