NORTHWEST INVESTMENT CONSULTING, INC.
CRD #108359 SEC #801-47325 SEATTLE, WA 206-933-1500
SEC Registered
Total AUM
$450.6M
Discretionary
$0
Employees
165
Clients
11
Accounts
15
Firm Details
- Organization Type
- Corporation
- State of Formation
- Washington
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 29, 2021
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| HOWELL, RICK, SPENCER | I | CCO | NA | Control |
| WULFEKUHLE, TIMOTHY, MARK | I | CCO | NA | Control |
| WULFEKUHLE, TIMOTHY, MARK | I | CCO | NA | Control |
| WULFEKUHLE, TIMOTHY, MARK | I | CCO | NA | Control |
| WULFEKUHLE, TIMOTHY, MARK | I | CCO | NA | Control |
| WULFEKUHLE, TIMOTHY, MARK | I | CCO | NA | Control |
| WULFEKUHLE, TIMOTHY, MARK | I | EXECUTIVE OFFICER | NA | Control |
| WULFEKUHLE, TIMOTHY, MARK | I | CCO | NA | Control |
| WULFEKUHLE, TIMOTHY, MARK | I | CCO | NA | Control |
| WULFEKUHLE, TIMOTHY, MARK | I | CCO | NA | Control |
| WULFEKUHLE, TIMOTHY, MARK | I | CCO | NA | Control |
| WULFEKUHLE, TIMOTHY, MARK | I | CCO | NA | Control |
| WULFEKUHLE, TIMOTHY, MARK | I | CCO | NA | Control |
| WULFEKUHLE, TIMOTHY, MARK | I | CCO | NA | Control |
| WULFEKUHLE, TIMOTHY, MARK | I | CCO | NA | Control |
| Wulfekuhle, Timothy, Mark | I | PRESIDENT, CCO | NA | Control |
| Wulfekuhle, Timothy, Mark | I | PRESIDENT, CCO | NA | Control |
| HOWELL, RICK, SPENCER | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| HOWELL, RICK, SPENCER | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| HOWELL, RICK, SPENCER | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| NORTHWEST HOLDINGS, INC. | DE | DIRECT OWNER | E | Control |
| NORTHWEST HOLDINGS, INC. | DE | DIRECT OWNER | E | Control |
| NORTHWEST HOLDINGS, INC. | DE | DIRECT OWNER | E | Control |
| NORTHWEST HOLDINGS, INC. | DE | DIRECT OWNER | E | Control |
| NORTHWEST HOLDINGS, INC. | DE | DIRECT OWNER | E | Control |
| NORTHWEST HOLDINGS, INC. | DE | DIRECT OWNER | E | Control |
| NORTHWEST HOLDINGS, INC. | DE | DIRECT OWNER | E | Control |
| NORTHWEST HOLDINGS, INC. | DE | DIRECT OWNER | E | Control |
| NORTHWEST HOLDINGS, INC. | DE | DIRECT OWNER | E | Control |
| NORTHWEST HOLDINGS, INC. | DE | DIRECT OWNER | E | Control |
| NORTHWEST HOLDINGS, INC. | DE | DIRECT OWNER | E | Control |
| NORTHWEST HOLDINGS, INC. | DE | DIRECT OWNER | E | Control |
| NORTHWEST HOLDINGS, INC. | DE | DIRECT OWNER | E | Control |
| NWPS HOLDINGS, INC. | DE | DIRECT OWNER | E | Control |
| NWPS HOLDINGS, INC. | DE | DIRECT OWNER | E | Control |
| NWPS HOLDINGS, INC. | DE | DIRECT OWNER | E | Control |
| HOWELL, RICK, SPENCER | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | D | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| SETTEMBRINO, JEFF, CHARLES | I | PINE TREE EQUITY II, LP | F | Control |
| SETTEMBRINO, JEFF, CHARLES | I | PINE TREE EQUITY II, LP | F | Control |
| SETTEMBRINO, JEFF, CHARLES | I | PINE TREE EQUITY II, LP | F | Control |
| SETTEMBRINO, JEFF, CHARLES | I | PINE TREE EQUITY II, LP | F | Control |
| SETTEMBRINO, JEFF, CHARLES | I | PINE TREE EQUITY II, LP | F | Control |
| SETTEMBRINO, JEFF, CHARLES | I | PINE TREE EQUITY II, LP | F | Control |
| SETTEMBRINO, JEFF, CHARLES | I | PINE TREE EQUITY II, LP | F | Control |
| SETTEMBRINO, JEFF, CHARLES | I | PINE TREE EQUITY II, LP | F | Control |
| SETTEMBRINO, JEFF, CHARLES | I | PINE TREE EQUITY II, LP | F | Control |
| SETTEMBRINO, JEFF, CHARLES | I | PINE TREE EQUITY II, LP | F | Control |
| SETTEMBRINO, JEFF, CHARLES | I | PINE TREE EQUITY II, LP | F | Control |
| HUNNICUTT, JONATHAN, EDWARD | I | NWPS HOLDINGS, INC. | E | Control |
| HUNNICUTT, JONATHAN, EDWARD | I | NWPS HOLDINGS, INC. | E | Control |
| HUNNICUTT, JONATHAN, EDWARD | I | NWPS HOLDINGS, INC. | E | Control |
| NWPS HOLDINGS, INC. | DE | NORTHWEST HOLDINGS, INC. | E | Control |
| NWPS HOLDINGS, INC. | DE | NORTHWEST HOLDINGS, INC. | E | Control |
| RAYMOND JAMES FINANCIAL, INC. | DE | NWPS HOLDINGS, INC. | E | Control |
| RAYMOND JAMES FINANCIAL, INC. | DE | NWPS HOLDINGS, INC. | E | Control |
| WESTVIEW CAPITAL | DE | NORTHWEST HOLDINGS, INC. | E | Control |
| WESTVIEW CAPITAL | DE | NORTHWEST HOLDINGS, INC. | E | Control |
| WESTVIEW CAPITAL | DE | NORTHWEST HOLDINGS, INC. | E | Control |
| WESTVIEW CAPITAL | DE | NORTHWEST HOLDINGS, INC. | E | Control |
| PINE TREE EQUITY PARTNERS, LLC | DE | NORTHWEST HOLDINGS, INC. | D | Control |
| PINE TREE EQUITY PARTNERS, LLC | DE | NORTHWEST HOLDINGS, INC. | D | Control |
| PINE TREE EQUITY PARTNERS, LLC | DE | NORTHWEST HOLDINGS, INC. | D | Control |
| PINE TREE EQUITY PARTNERS, LLC | DE | NORTHWEST HOLDINGS, INC. | D | Control |
| PINE TREE EQUITY PARTNERS, LLC | DE | NORTHWEST HOLDINGS, INC. | D | Control |
| PINE TREE EQUITY PARTNERS, LLC | DE | NORTHWEST HOLDINGS, INC. | D | Control |
| PINE TREE EQUITY PARTNERS, LLC | DE | NORTHWEST HOLDINGS, INC. | D | Control |
| PINE TREE EQUITY PARTNERS, LLC | DE | NORTHWEST HOLDINGS, INC. | D | Control |
| PINE TREE EQUITY PARTNERS, LLC | DE | NORTHWEST HOLDINGS, INC. | D | Control |
| PINE TREE EQUITY PARTNERS, LLC | DE | NORTHWEST HOLDINGS, INC. | D | Control |
Registrations
Federal
IA
Mar 29, 2021 REGISTERED
Notice Filings (1)
WA
Address
4025 DELRIDGE WAY SWSUITE 250
SEATTLE, WA 98106
United States
Phone: 206-933-1500