THOMAS J. HERZFELD ADVISORS, INC.
CRD #108369 SEC #801-20866 MIAMI BEACH, FL 305-777-1660
SEC Registered Private Funds
Total AUM
$847.6M
Discretionary
$826.8M
Employees
10
Clients
--
Accounts
294
Firm Details
- Organization Type
- Corporation
- State of Formation
- Florida
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Sep 12, 2025
- Branch Offices
- 0
- LEI
- 5493000NHLPFYM29TH78
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| GONDOR, CECILIA, LAURA | I | EXECUTIVE VICE PRESIDENT/CHIEF COMPLIANCE OFFICER | NA | Control |
| GONDOR, CECILIA, LAURA | I | EXECUTIVE VICE PRESIDENT/CCO | NA | Control |
| GONDOR, CECILIA, LAURA | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| GONDOR, CECILIA, LAURA | I | EXECUTIVE VICE PRESIDENT/CHIEF COMPLIANCE OFFICER | NA | Control |
| GONDOR, CECILIA, LAURA | I | EXECUTIVE VICE PRESIDENT/CHIEF COMPLIANCE OFFICER | NA | Control |
| GONDOR, CECILIA, LAURA | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| GONDOR, CECILIA, LAURA | I | EXECUTIVE VICE PRESIDENT/CHIEF COMPLIANCE OFFICER | NA | Control |
| GONDOR, CECILIA, LAURA | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| GONDOR, CECILIA, LAURA | I | EXECUTIVE VICE PRESIDENT/CHIEF COMPLIANCE OFFICER | NA | Control |
| GONDOR, CECILIA, LAURA | I | EXECUTIVE VICE PRESIDENT/CHIEF COMPLIANCE OFFICER | NA | Control |
| GONDOR, CECILIA, LAURA | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| GONDOR, CECILIA, LAURA | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| GONDOR, CECILIA, LAURA | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| GONDOR, CECILIA, LAURA | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| GONDOR, CECILIA, LAURA | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| HERZFELD, ERIK, MERVIN | I | HEAD OF ALTERNATIVE STRATEGIES | NA | Control |
| HERZFELD, ERIK, MERVIN | I | HEAD OF ALTERNATIVE STRATEGIES | NA | Control |
| HERZFELD, ERIK, MERVIN | I | HEAD OF ALTERNATIVE STRATEGIES | NA | Control |
| HERZFELD, ERIK, MERVIN | I | HEAD OF ALTERNATIVE STRATEGIES | NA | Control |
| HERZFELD, ERIK, MERVIN | I | HEAD OF ALTERNATIVE STRATEGIES | NA | Control |
| HERZFELD, ERIK, MERVIN | I | HEAD OF ALTERNATIVE STRATEGIES | NA | Control |
| HERZFELD, ERIK, MERVIN | I | HEAD OF ALTERNATIVE STRATEGIES | NA | Control |
| HERZFELD, ERIK, MERVIN | I | HEAD OF ALTERNATIVE STRATEGIES | NA | Control |
| HERZFELD, ERIK, MERVIN | I | MANAGING DIRECTOR | NA | Control |
| HERZFELD, ERIK, MERVIN | I | HEAD OF ALTERNATIVE STRATEGIES | NA | Control |
| HERZFELD, ERIK, MERVIN | I | HEAD OF ALTERNATIVE STRATEGIES | NA | Control |
| HERZFELD, ERIK, MERVIN | I | PRESIDENT, SECRETARY, TREASURER | NA | Control |
| HERZFELD, ERIK, MERVIN | I | PRESIDENT, SECRETARY, TREASURER | NA | Control |
| HERZFELD, ERIK, MERVIN | I | PRESIDENT, SECRETARY, TREASURER | NA | Control |
| HERZFELD, ERIK, MERVIN | I | PRESIDENT, SECRETARY, TREASURER | NA | Control |
| HERZFELD, ERIK, MERVIN | I | PRESIDENT, SECRETARY, TREASURER | NA | Control |
| HERZFELD, ERIK, MERVIN | I | PRESIDENT, SECRETARY, TREASURER | NA | Control |
| HERZFELD, ERIK, MERVIN | I | PRESIDENT, SECRETARY, TREASURER | NA | Control |
| HERZFELD, ERIK, MERVIN | I | PRESIDENT, SECRETARY, TREASURER | NA | Control |
| HERZFELD, ERIK, MERVIN | I | PRESIDENT, SECRETARY, TREASURER | NA | Control |
| HERZFELD, ERIK, MERVIN | I | PRESIDENT, SECRETARY, TREASURER | NA | Control |
| HERZFELD, ERIK, MERVIN | I | PRESIDENT, SECRETARY, TREASURER | NA | Control |
| HERZFELD, ERIK, MERVIN | I | PRESIDENT, SECRETARY, TREASURER | NA | Control |
| HERZFELD, ERIK, MERVIN | I | PRESIDENT, SECRETARY, TREASURER | NA | Control |
| HERZFELD, ERIK, MERVIN | I | PRESIDENT, SECRETARY, TREASURER | NA | Control |
| HERZFELD, ERIK, MERVIN | I | PRESIDENT, SECRETARY, TREASURER | NA | Control |
| HERZFELD, ERIK, MERVIN | I | PRESIDENT, SECRETARY, TREASURER | NA | Control |
| HERZFELD, ERIK, MERVIN | I | PRESIDENT, SECRETARY, TREASURER | NA | Control |
| HERZFELD, ERIK, MERVIN | I | PRESIDENT, SECRETARY, TREASURER | NA | Control |
| HERZFELD, ERIK, MERVIN | I | PRESIDENT, SECRETARY, TREASURER | NA | Control |
| HERZFELD, ERIK, MERVIN | I | PRESIDENT, SECRETARY, TREASURER | NA | Control |
| LEE, REANNA, JANE MORAN | I | CHIEF COMPLIANCE OFFICER | NA | |
| LEE, REANNA, JANE MORAN | I | CHIEF COMPLIANCE OFFICER | NA | |
| LEE, REANNA, JANE MORAN | I | CHIEF COMPLIANCE OFFICER | NA | |
| LEE, REANNA, JANE MORAN | I | CHIEF COMPLIANCE OFFICER | NA | |
| LEE, REANNA, JANE MORAN | I | CHIEF COMPLIANCE OFFICER | NA | |
| LEE, REANNA, JANE MORAN | I | CHIEF COMPLIANCE OFFICER | NA | |
| MORGAN, THOMAS, KENNETH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MORGAN, THOMAS, KENNETH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MORGAN, THOMAS, KENNETH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MORGAN, THOMAS, KENNETH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MORGAN, THOMAS, KENNETH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MORGAN, THOMAS, KENNETH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MORGAN, THOMAS, KENNETH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MORGAN, THOMAS, KENNETH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MORGAN, THOMAS, KENNETH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MORGAN, THOMAS, KENNETH | I | CHIEF COMPLIANCE OFFICER AND CHIEF OPERATING OFFICER | NA | Control |
| MORGAN, THOMAS, KENNETH | I | CHIEF COMPLIANCE OFFICER AND CHIEF OPERATING OFFICER | NA | Control |
| MORGAN, THOMAS, KENNETH | I | CHIEF COMPLIANCE OFFICER AND CHIEF OPERATING OFFICER | NA | Control |
| MORGAN, THOMAS, KENNETH | I | CHIEF COMPLIANCE OFFICER AND CHIEF OPERATING OFFICER | NA | Control |
| MORGAN, THOMAS, KENNETH | I | CHIEF COMPLIANCE OFFICER AND CHIEF OPERATING OFFICER | NA | Control |
| MORGAN, THOMAS, KENNETH | I | CHIEF COMPLIANCE OFFICER AND CHIEF OPERATING OFFICER | NA | Control |
| MORGAN, THOMAS, KENNETH | I | CHIEF COMPLIANCE OFFICER AND CHIEF OPERATING OFFICER | NA | Control |
| MORGAN, THOMAS, KENNETH | I | CHIEF COMPLIANCE OFFICER AND CHIEF OPERATING OFFICER | NA | Control |
| HERZFELD, THOMAS, JAY | I | PRESIDENT/SECRETARY/TREASURER/SOLE DIRECTOR | E | Control |
| HERZFELD, THOMAS, JAY | I | PRESIDENT/SECRETARY/TREASURER/SOLE DIRECTOR | E | Control |
| HERZFELD, THOMAS, JAY | I | PRESIDENT/SECRETARY/TREASURER/SOLE DIRECTOR | E | Control |
| HERZFELD, THOMAS, JAY | I | PRESIDENT/SECRETARY/TREASURER/SOLE DIRECTOR | E | Control |
| HERZFELD, THOMAS, JAY | I | PRESIDENT/SECRETARY/TREASURER/SOLE DIRECTOR | E | Control |
| HERZFELD, THOMAS, JAY | I | PRESIDENT/SECRETARY/TREASURER/SOLE DIRECTOR | E | Control |
| HERZFELD, THOMAS, JAY | I | PRESIDENT/SECRETARY/TREASURER/SOLE DIRECTOR | E | Control |
| HERZFELD, THOMAS, JAY | I | PRESIDENT/SECRETARY/TREASURER/SOLE DIRECTOR | E | Control |
| HERZFELD, THOMAS, JAY | I | PRESIDENT/SECRETARY/TREASURER/SOLE DIRECTOR | E | Control |
| HERZFELD, THOMAS, JAY | I | PRESIDENT/SECRETARY/TREASURER/SOLE DIRECTOR | E | Control |
| HERZFELD, THOMAS, JAY | I | PRESIDENT/SECRETARY/TREASURER/SOLE DIRECTOR | E | Control |
| HERZFELD, THOMAS, JAY | I | PRESIDENT/SECRETARY/TREASURER/SOLE DIRECTOR | E | Control |
| HERZFELD, THOMAS, JAY | I | PRESIDENT/SECRETARY/TREASURER/SOLE DIRECTOR/CHIEF COMPLIANCE OFFICER | E | Control |
| HERZFELD, THOMAS, JAY | I | PRESIDENT/SECRETARY/TREASURER/SOLE DIRECTOR | E | Control |
| HERZFELD, THOMAS, JAY | I | PRESIDENT/SECRETARY/TREASURER/SOLE DIRECTOR/CHIEF COMPLIANCE OFFICER | E | Control |
| HERZFELD, THOMAS, JAY | I | PRESIDENT/SECRETARY/TREASURER/SOLE DIRECTOR/CHIEF COMPLIANCE OFFICER | E | Control |
| HERZFELD, THOMAS, JAY | I | CHAIRMAN AND SOLE DIRECTOR | E | Control |
| HERZFELD, THOMAS, JAY | I | CHAIRMAN AND SOLE DIRECTOR | E | Control |
| HERZFELD, THOMAS, JAY | I | CHAIRMAN AND SOLE DIRECTOR | E | Control |
| HERZFELD, THOMAS, JAY | I | CHAIRMAN AND SOLE DIRECTOR | E | Control |
| HERZFELD, THOMAS, JAY | I | CHAIRMAN AND SOLE DIRECTOR | E | Control |
| HERZFELD, THOMAS, JAY | I | CHAIRMAN AND SOLE DIRECTOR | E | Control |
| HERZFELD, THOMAS, JAY | I | CHAIRMAN AND SOLE DIRECTOR | E | Control |
| HERZFELD, THOMAS, JAY | I | CHAIRMAN AND SOLE DIRECTOR | E | Control |
| HERZFELD, THOMAS, JAY | I | CHAIRMAN AND SOLE DIRECTOR | E | Control |
| HERZFELD, THOMAS, JAY | I | CHAIRMAN AND SOLE DIRECTOR | E | Control |
| HERZFELD, THOMAS, JAY | I | CHAIRMAN AND SOLE DIRECTOR | E | Control |
| HERZFELD, THOMAS, JAY | I | CHAIRMAN AND SOLE DIRECTOR | E | Control |
| HERZFELD, THOMAS, JAY | I | CHAIRMAN AND SOLE DIRECTOR | E | Control |
| HERZFELD, THOMAS, JAY | I | CHAIRMAN AND SOLE DIRECTOR | E | Control |
| HERZFELD, THOMAS, JAY | I | CHAIRMAN AND SOLE DIRECTOR | E | Control |
| HERZFELD, THOMAS, JAY | I | CHAIRMAN AND SOLE DIRECTOR | E | Control |
| HERZFELD, THOMAS, JAY | I | CHAIRMAN AND SOLE DIRECTOR | E | Control |
| HERZFELD, THOMAS, JAY | I | CHAIRMAN AND SOLE DIRECTOR | E | Control |
| HERZFELD, THOMAS, JAY | I | CHAIRMAN AND SOLE DIRECTOR | E | Control |
| HERZFELD, THOMAS, JAY | I | CHAIRMAN AND SOLE DIRECTOR | E | Control |
Registrations
Federal
IA
Sep 12, 2025 REGISTERED
Notice Filings (19)
AL AZ CA CO CT FL GA IL LA MA MI NH NJ NM NY PA TN TX WA
Address
119 WASHINGTON AVENUESUITE 504
MIAMI BEACH, FL 33139
United States
Phone: 305-777-1660