ZAIS GROUP LLC
Legal name: ZAIS GROUP
CRD #108371 SEC #801-54979 HOLMDEL, NJ 732-530-3610
SEC Registered Private Funds
Total AUM
$5.4B
Discretionary
$5.4B
Employees
49
Clients
--
Accounts
38
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- May 12, 2025
- Branch Offices
- 1
- LEI
- E0MBPPLOD7ILISPPA045
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BEARELLY, SRIDHAR | I | HEAD OF CORPORATE INVESTMENTS | NA | Control |
| BEARELLY, SRIDHAR | I | HEAD OF CORPORATE INVESTMENTS | NA | Control |
| BLANK, DONNA, JUDITH | I | CHIEF FINANCIAL OFFICER | NA | |
| BLANK, DONNA, JUDITH | I | CHIEF FINANCIAL OFFICER | NA | |
| BLANK, DONNA, JUDITH | I | CHIEF FINANCIAL OFFICER | NA | |
| CHOE, DON, SON | I | CHIEF TECHNOLOGY OFFICER | NA | |
| CHOE, DON, SON | I | CHIEF TECHNOLOGY OFFICER | NA | |
| CHOE, DON, SON | I | CHIEF TECHNOLOGY OFFICER | NA | |
| CHOE, DON, SON | I | CHIEF TECHNOLOGY OFFICER | NA | |
| CURRY, DANIEL, ALEXANDER | I | PRESIDENT | NA | Control |
| CURRY, DANIEL, ALEXANDER | I | PRESIDENT | NA | Control |
| CURRY, DANIEL, ALEXANDER | I | PRESIDENT | NA | Control |
| CURRY, DANIEL, ALEXANDER | I | PRESIDENT | NA | Control |
| CURRY, DANIEL, ALEXANDER | I | PRESIDENT | NA | Control |
| CURRY, DANIEL, ALEXANDER | I | PRESIDENT | NA | Control |
| CURRY, DANIEL, ALEXANDER | I | PRESIDENT | NA | Control |
| CURRY, DANIEL, ALEXANDER | I | PRESIDENT | NA | Control |
| CURRY, DANIEL, ALEXANDER | I | PRESIDENT | NA | Control |
| CURRY, DANIEL, ALEXANDER | I | PRESIDENT | NA | Control |
| CURRY, DANIEL, ALEXANDER | I | PRESIDENT | NA | Control |
| CURRY, DANIEL, ALEXANDER | I | PRESIDENT | NA | Control |
| CURRY, DANIEL, ALEXANDER | I | PRESIDENT | NA | Control |
| CURRY, DANIEL, ALEXANDER | I | PRESIDENT | NA | Control |
| CURRY, DANIEL, ALEXANDER | I | PRESIDENT | NA | Control |
| GALLIGAN, MARC, DAVID | I | CHIEF RISK OFFICER | NA | |
| GALLIGAN, MARC, DAVID | I | CHIEF RISK OFFICER | NA | |
| GALLIGAN, MARC, DAVID | I | CHIEF RISK OFFICER | NA | |
| GALLIGAN, MARC, DAVID | I | CHIEF RISK OFFICER | NA | |
| GALLIGAN, MARC, DAVID | I | CHIEF RISK OFFICER | NA | |
| GALLIGAN, MARC, DAVID | I | CHIEF RISK OFFICER | NA | |
| GALLIGAN, MARC, DAVID | I | CHIEF RISK OFFICER | NA | |
| GALLIGAN, MARC, DAVID | I | CHIEF RISK OFFICER | NA | |
| GALLIGAN, MARC, DAVID | I | CHIEF RISK OFFICER | NA | |
| GALLIGAN, MARC, DAVID | I | CHIEF RISK OFFICER | NA | |
| GALLIGAN, MARC, DAVID | I | CHIEF RISK OFFICER | NA | |
| GALLIGAN, MARC, DAVID | I | CHIEF RISK OFFICER | NA | |
| GALLIGAN, MARC, DAVID | I | CHIEF RISK OFFICER | NA | |
| HONG, JERRY, CHI-AN | I | OWNER | NA | |
| HONG, JERRY, CHI-AN | I | OWNER | NA | |
| HONG, JERRY, CHI-AN | I | OWNER | NA | |
| HONG, JERRY, CHI-AN | I | OWNER | NA | |
| HONG, JERRY, CHI-AN | I | OWNER | NA | |
| KELLY, CHRISTOPHER, GERARD | I | CHIEF OPERATING OFFICER | NA | Control |
| KELLY, CHRISTOPHER, GERARD | I | CHIEF OPERATING OFFICER | NA | Control |
| KELLY, CHRISTOPHER, GERARD | I | CHIEF OPERATING OFFICER | NA | Control |
| KELLY, CHRISTOPHER, GERARD | I | CHIEF OPERATING OFFICER | NA | Control |
| LENSBORN, SEAN, ERIK | I | CHIEF TECHNOLOGY OFFICER | NA | |
| LENSBORN, SEAN, ERIK | I | CHIEF TECHNOLOGY OFFICER | NA | |
| LENSBORN, SEAN, ERIK | I | CHIEF TECHNOLOGY OFFICER | NA | |
| LENSBORN, SEAN, ERIK | I | CHIEF TECHNOLOGY OFFICER | NA | |
| LENSBORN, SEAN, ERIK | I | CHIEF TECHNOLOGY OFFICER | NA | |
| LENSBORN, SEAN, ERIK | I | CHIEF TECHNOLOGY OFFICER | NA | |
| LENSBORN, SEAN, ERIK | I | CHIEF TECHNOLOGY OFFICER | NA | |
| LENSBORN, SEAN, ERIK | I | CHIEF TECHNOLOGY OFFICER | NA | |
| LENSBORN, SEAN, ERIK | I | CHIEF TECHNOLOGY OFFICER | NA | |
| LENSBORN, SEAN, ERIK | I | CHIEF TECHNOLOGY OFFICER | NA | |
| LENSBORN, SEAN, ERIK | I | CHIEF TECHNOLOGY OFFICER | NA | |
| LUI, KELVIN, KWOK WAY | I | HEAD OF INFORMATION TECHNOLOGY AND ANALYTICS | NA | |
| LUI, KELVIN, KWOK WAY | I | HEAD OF INFORMATION TECHNOLOGY AND ANALYTICS | NA | |
| LUI, KELVIN, KWOK WAY | I | HEAD OF INFORMATION TECHNOLOGY AND ANALYTICS | NA | |
| LUI, KELVIN, KWOK WAY | I | HEAD OF INFORMATION TECHNOLOGY AND ANALYTICS | NA | |
| LUI, KELVIN, KWOK WAY | I | HEAD OF INFORMATION TECHNOLOGY AND ANALYTICS | NA | |
| LUI, KELVIN, KWOK WAY | I | HEAD OF INFORMATION TECHNOLOGY AND ANALYTICS | NA | |
| LUI, KELVIN, KWOK WAY | I | CHIEF TECHNOLOGY OFFICER | NA | |
| LUI, KELVIN, KWOK WAY | I | CHIEF TECHNOLOGY OFFICER | NA | |
| MCDADE, PAUL, JAMES | I | CHIEF FINANCIAL OFFICER | NA | |
| MCDADE, PAUL, JAMES | I | CHIEF FINANCIAL OFFICER | NA | |
| MCDADE, PAUL, JAMES | I | CHIEF FINANCIAL OFFICER | NA | |
| MCDADE, PAUL, JAMES | I | CHIEF FINANCIAL OFFICER | NA | |
| MCDADE, PAUL, JAMES | I | CHIEF FINANCIAL OFFICER | NA | |
| MCDADE, PAUL, JAMES | I | CHIEF FINANCIAL OFFICER | NA | |
| MCDADE, PAUL, JAMES | I | CHIEF FINANCIAL OFFICER | NA | |
| MCDADE, PAUL, JAMES | I | CHIEF FINANCIAL OFFICER | NA | |
| MCDADE, PAUL, JAMES | I | CHIEF FINANCIAL OFFICER | NA | |
| MCDADE, PAUL, JAMES | I | CHIEF FINANCIAL OFFICER | NA | |
| MCDADE, PAUL, JAMES | I | CHIEF FINANCIAL OFFICER | NA | |
| MCDADE, PAUL, JAMES | I | CHIEF FINANCIAL OFFICER | NA | |
| MCDADE, PAUL, JAMES | I | CHIEF FINANCIAL OFFICER | NA | |
| MCDADE, PAUL, JAMES | I | CHIEF FINANCIAL OFFICER | NA | |
| MCDADE, PAUL, JAMES | I | CHIEF FINANCIAL OFFICER | NA | |
| MCDADE, PAUL, JAMES | I | CHIEF FINANCIAL OFFICER | NA | |
| MOTANI, NISHA, KESHAVJI | I | CHIEF FINANCIAL OFFICER | NA | |
| MOTANI, NISHA, KESHAVJI | I | ACTING CHIEF FINANCIAL OFFICER | NA | |
| MOTANI, NISHA, KESHAVJI | I | CHIEF FINANCIAL OFFICER | NA | |
| MOTANI, NISHA, KESHAVJI | I | CHIEF FINANCIAL OFFICER | NA | |
| MOTANI, NISHA, KESHAVJI | I | CHIEF FINANCIAL OFFICER | NA | |
| MOTANI, NISHA, KESHAVJI | I | CHIEF FINANCIAL OFFICER | NA | |
| MOTANI, NISHA, KESHAVJI | I | CHIEF FINANCIAL OFFICER | NA | |
| MOTANI, NISHA, KESHAVJI | I | CHIEF FINANCIAL OFFICER | NA | |
| MOTANI, NISHA, KESHAVJI | I | CHIEF FINANCIAL OFFICER | NA | |
| MOTANI, NISHA, KESHAVJI | I | CHIEF FINANCIAL OFFICER | NA | |
| MOTANI, NISHA, KESHAVJI | I | CHIEF FINANCIAL OFFICER | NA | |
| MOTANI, NISHA, KESHAVJI | I | CHIEF FINANCIAL OFFICER | NA | |
| MOTANI, NISHA, KESHAVJI | I | CHIEF FINANCIAL OFFICER | NA | |
| MOTANI, NISHA, KESHAVJI | I | CHIEF FINANCIAL OFFICER | NA | |
| MOTANI, NISHA, KESHAVJI | I | CHIEF FINANCIAL OFFICER | NA | |
| MOTANI, NISHA, KESHAVJI | I | CHIEF FINANCIAL OFFICER | NA | |
| MOTANI, NISHA, KESHAVJI | I | CHIEF FINANCIAL OFFICER | NA | |
| Motani, Nisha | I | ACTING CHIEF FINANCIAL OFFICER | NA | |
| Motani, Nisha | I | ACTING CHIEF FINANCIAL OFFICER | NA | |
| Motani, Nisha | I | ACTING CHIEF FINANCIAL OFFICER | NA | |
| Motani, Nisha | I | ACTING CHIEF FINANCIAL OFFICER | NA | |
| O'DOWD, ANN, L | I | CONTROLLER | NA | Control |
| O'DOWD, ANN, L | I | CONTROLLER | NA | Control |
| O'DOWD, ANN, L | I | CONTROLLER | NA | Control |
| O'DOWD, ANN, L | I | CONTROLLER | NA | Control |
| PRINCE, RUSSELL, COE | I | CHIEF COMPLIANCE OFFICER/GENERAL | NA | Control |
| PRINCE, RUSSELL, COE | I | CHIEF COMPLIANCE OFFICER/GENERAL | NA | Control |
| PRINCE, RUSSELL, COE | I | CHIEF COMPLIANCE OFFICER/GENERAL | NA | Control |
| PRINCE, RUSSELL, COE | I | CHIEF COMPLIANCE OFFICER/GENERAL | NA | Control |
| PRINCE, RUSSELL, COE | I | CHIEF COMPLIANCE OFFICER/GENERAL | NA | Control |
| RYAN, KELLY, ANNE | I | CHIEF COMPLIANCE OFFICER | NA | |
| RYAN, Kelly | I | CHIEF COMPLIANCE OFFICER | NA | |
| RYAN, Kelly | I | CHIEF COMPLIANCE OFFICER | NA | |
| RYAN, Kelly | I | CHIEF COMPLIANCE OFFICER | NA | |
| RYAN, Kelly | I | CHIEF COMPLIANCE OFFICER | NA | |
| RYAN, Kelly | I | CHIEF COMPLIANCE OFFICER | NA | |
| RYAN, Kelly | I | CHIEF COMPLIANCE OFFICER | NA | |
| Russo, Mark, Andrew | I | GENERAL COUNSEL | NA | |
| Russo, Mark, Andrew | I | GENERAL COUNSEL | NA | |
| Russo, Mark, Andrew | I | GENERAL COUNSEL | NA | |
| Russo, Mark, Andrew | I | GENERAL COUNSEL | NA | |
| Russo, Mark, Andrew | I | GENERAL COUNSEL | NA | |
| Russo, Mark, Andrew | I | GENERAL COUNSEL | NA | |
| Russo, Mark, Andrew | I | GENERAL COUNSEL | NA | |
| Russo, Mark, Andrew | I | GENERAL COUNSEL | NA | |
| Russo, Mark, Andrew | I | GENERAL COUNSEL | NA | |
| Russo, Mark, Andrew | I | GENERAL COUNSEL | NA | |
| Russo, Mark, Andrew | I | GENERAL COUNSEL | NA | |
| Russo, Mark, Andrew | I | GENERAL COUNSEL | NA | |
| Russo, Mark, Andrew | I | GENERAL COUNSEL | NA | |
| Russo, Mark, Andrew | I | GENERAL COUNSEL | NA | |
| Russo, Mark, Andrew | I | GENERAL COUNSEL | NA | |
| Russo, Mark, Andrew | I | GENERAL COUNSEL | NA | |
| Russo, Mark, Andrew | I | GENERAL COUNSEL | NA | |
| Russo, Mark, Andrew | I | GENERAL COUNSEL | NA | |
| SHAPIRO, KAREN, L | I | CHIEF COMPLIANCE OFFICER | NA | |
| SHAPIRO, KAREN, L | I | CHIEF COMPLIANCE OFFICER | NA | |
| SHAPIRO, KAREN, L | I | CHIEF COMPLIANCE OFFICER | NA | |
| SHAPIRO, KAREN, L | I | CHIEF COMPLIANCE OFFICER | NA | |
| SHAPIRO, KAREN, L | I | CHIEF COMPLIANCE OFFICER | NA | |
| SHAPIRO, KAREN, L | I | CHIEF COMPLIANCE OFFICER | NA | |
| SHAPIRO, KAREN, L | I | CHIEF COMPLIANCE OFFICER | NA | |
| SHAPIRO, KAREN, L | I | CHIEF COMPLIANCE OFFICER | NA | |
| SHAPIRO, KAREN, L | I | CHIEF COMPLIANCE OFFICER | NA | |
| SHAPIRO, KAREN, L | I | CHIEF COMPLIANCE OFFICER | NA | |
| SHAPIRO, KAREN, L | I | CHIEF COMPLIANCE OFFICER | NA | |
| SHAPIRO, KAREN, L | I | CHIEF COMPLIANCE OFFICER | NA | |
| SHAPIRO, KAREN, L | I | CHIEF COMPLIANCE OFFICER | NA | |
| SHAPIRO, KAREN, L | I | CHIEF COMPLIANCE OFFICER | NA | |
| SHAPIRO, KAREN, L | I | CHIEF COMPLIANCE OFFICER | NA | |
| SHAPIRO, KAREN, L | I | CHIEF COMPLIANCE OFFICER | NA | |
| SHAPIRO, KAREN, L | I | CHIEF COMPLIANCE OFFICER | NA | |
| SHAPIRO, KAREN, L | I | CHIEF COMPLIANCE OFFICER | NA | |
| SHAPIRO, KAREN, L | I | CHIEF COMPLIANCE OFFICER | NA | |
| SHAPIRO, KAREN, L | I | CHIEF COMPLIANCE OFFICER | NA | |
| SHAPIRO, KAREN, L | I | CHIEF COMPLIANCE OFFICER | NA | |
| SHAPIRO, KAREN, L | I | CHIEF COMPLIANCE OFFICER | NA | |
| SHAPIRO, KAREN, L | I | CHIEF COMPLIANCE OFFICER | NA | |
| SHAPIRO, KAREN, L | I | CHIEF COMPLIANCE OFFICER | NA | |
| SHAPIRO, KAREN, L | I | CHIEF COMPLIANCE OFFICER | NA | |
| SHAPIRO, KAREN, L | I | CHIEF COMPLIANCE OFFICER | NA | |
| STEINBERG, HOWARD, E. | I | GENERAL COUNSEL | NA | |
| STEINBERG, HOWARD, E. | I | GENERAL COUNSEL | NA | |
| STEINBERG, HOWARD, E. | I | GENERAL COUNSEL | NA | |
| STEINBERG, HOWARD, E. | I | GENERAL COUNSEL | NA | |
| STEINBERG, HOWARD, E. | I | GENERAL COUNSEL | NA | |
| STEINBERG, HOWARD, E. | I | GENERAL COUNSEL | NA | |
| STEINBERG, HOWARD, E. | I | GENERAL COUNSEL | NA | |
| STEINBERG, HOWARD, E. | I | GENERAL COUNSEL | NA | |
| STEINBERG, HOWARD, E. | I | GENERAL COUNSEL | NA | |
| STEINBERG, HOWARD, E. | I | GENERAL COUNSEL | NA | |
| STEINBERG, HOWARD, E. | I | GENERAL COUNSEL | NA | |
| STEINBERG, HOWARD, E. | I | GENERAL COUNSEL | NA | |
| STEINBERG, HOWARD, E. | I | GENERAL COUNSEL | NA | |
| STEINBERG, HOWARD, E. | I | GENERAL COUNSEL | NA | |
| STEINBERG, HOWARD, E. | I | GENERAL COUNSEL | NA | |
| STEINBERG, HOWARD, E. | I | GENERAL COUNSEL | NA | |
| STEINBERG, HOWARD, E. | I | GENERAL COUNSEL | NA | |
| STEINBERG, HOWARD, E. | I | GENERAL COUNSEL | NA | |
| STEINBERG, HOWARD, E. | I | GENERAL COUNSEL | NA | |
| STEINBERG, HOWARD, E. | I | GENERAL COUNSEL | NA | |
| STEINBERG, HOWARD, E. | I | GENERAL COUNSEL | NA | |
| STEINBERG, HOWARD, E. | I | SENIOR LEGAL ADVISOR | NA | |
| STEINBERG, HOWARD, E. | I | GENERAL COUNSEL | NA | |
| STEINBERG, HOWARD, E. | I | GENERAL COUNSEL | NA | |
| SZYMANSKI, MICHAEL, FRANK | I | PRESIDENT AND CHIEF OPERATING OFFICER | NA | Control |
| SZYMANSKI, MICHAEL, FRANK | I | CHIEF OPERATING OFFICER | NA | Control |
| SZYMANSKI, MICHAEL, FRANK | I | CHIEF OPERATING OFFICER | NA | Control |
| SZYMANSKI, MICHAEL, FRANK | I | PRESIDENT | NA | Control |
| SZYMANSKI, MICHAEL, FRANK | I | PRESIDENT | NA | Control |
| SZYMANSKI, MICHAEL, FRANK | I | PRESIDENT | NA | Control |
| SZYMANSKI, MICHAEL, FRANK | I | PRESIDENT | NA | Control |
| SZYMANSKI, MICHAEL, FRANK | I | PRESIDENT | NA | Control |
| SZYMANSKI, MICHAEL, FRANK | I | PRESIDENT | NA | Control |
| SZYMANSKI, MICHAEL, FRANK | I | PRESIDENT | NA | Control |
| SZYMANSKI, MICHAEL, FRANK | I | PRESIDENT | NA | Control |
| SZYMANSKI, MICHAEL, FRANK | I | PRESIDENT | NA | Control |
| SZYMANSKI, MICHAEL, FRANK | I | PRESIDENT | NA | Control |
| SZYMANSKI, MICHAEL, FRANK | I | PRESIDENT | NA | Control |
| SZYMANSKI, MICHAEL, FRANK | I | PRESIDENT AND CHIEF OPERATING OFFICER | NA | Control |
| SZYMANSKI, MICHAEL, FRANK | I | PRESIDENT AND CHIEF OPERATING OFFICER | NA | Control |
| SZYMANSKI, MICHAEL, FRANK | I | PRESIDENT | NA | Control |
| SZYMANSKI, MICHAEL, FRANK | I | PRESIDENT | NA | Control |
| SZYMANSKI, MICHAEL, FRANK | I | PRESIDENT | NA | Control |
| SZYMANSKI, MICHAEL, FRANK | I | PRESIDENT | NA | Control |
| SZYMANSKI, MICHAEL, FRANK | I | PRESIDENT | NA | Control |
| SZYMANSKI, MICHAEL, FRANK | I | PRESIDENT | NA | Control |
| SZYMANSKI, MICHAEL, FRANK | I | PRESIDENT | NA | Control |
| SZYMANSKI, MICHAEL, FRANK | I | PRESIDENT | NA | Control |
| SZYMANSKI, MICHAEL, FRANK | I | PRESIDENT | NA | Control |
| WALSH, MICHAEL, FRANCIS | I | CHIEF COMPLIANCE OFFICER | NA | |
| WALSH, MICHAEL, FRANCIS | I | CHIEF COMPLIANCE OFFICER | NA | |
| WALSH, MICHAEL, FRANCIS | I | CHIEF COMPLIANCE OFFICER | NA | |
| WALSH, MICHAEL, FRANCIS | I | CHIEF COMPLIANCE OFFICER | NA | |
| WALSH, MICHAEL, FRANCIS | I | CHIEF COMPLIANCE OFFICER | NA | |
| WALSH, MICHAEL, FRANCIS | I | CHIEF COMPLIANCE OFFICER | NA | |
| WALSH, MICHAEL, FRANCIS | I | CHIEF COMPLIANCE OFFICER | NA | |
| ZUGEL, CHRISTIAN, MARKUS | I | MANAGING MEMBER AND CHIEF INVESTMENT OFFICER | NA | Control |
| ZUGEL, CHRISTIAN, MARKUS | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| ZUGEL, CHRISTIAN, MARKUS | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| ZUGEL, CHRISTIAN, MARKUS | I | MANAGING MEMBER AND CHIEF INVESTMENT OFFICER | NA | Control |
| ZUGEL, CHRISTIAN, MARKUS | I | MANAGING MEMBER AND CHIEF INVESTMENT OFFICER | NA | Control |
| ZUGEL, CHRISTIAN, MARKUS | I | MANAGING MEMBER AND CHIEF INVESTMENT OFFICER | NA | Control |
| ZUGEL, CHRISTIAN, MARKUS | I | MANAGING MEMBER AND CHIEF INVESTMENT OFFICER | NA | Control |
| ZUGEL, CHRISTIAN, MARKUS | I | MANAGING MEMBER AND CHIEF INVESTMENT OFFICER | NA | Control |
| ZUGEL, CHRISTIAN, MARKUS | I | MANAGING MEMBER AND CHIEF INVESTMENT OFFICER | NA | Control |
| ZUGEL, CHRISTIAN, MARKUS | I | MANAGING MEMBER AND CHIEF INVESTMENT OFFICER | NA | Control |
| ZUGEL, CHRISTIAN, MARKUS | I | MANAGING MEMBER AND CHIEF INVESTMENT OFFICER | NA | Control |
| ZUGEL, CHRISTIAN, MARKUS | I | MANAGING MEMBER AND CHIEF INVESTMENT OFFICER | NA | Control |
| ZUGEL, CHRISTIAN, MARKUS | I | MANAGING MEMBER AND CHIEF INVESTMENT OFFICER | NA | Control |
| ZUGEL, CHRISTIAN, MARKUS | I | MANAGING MEMBER AND CHIEF INVESTMENT OFFICER | NA | Control |
| ZUGEL, CHRISTIAN, MARKUS | I | MANAGING MEMBER AND CHIEF INVESTMENT OFFICER | NA | Control |
| ZUGEL, CHRISTIAN, MARKUS | I | MANAGING MEMBER AND CHIEF INVESTMENT OFFICER | NA | Control |
| ZUGEL, CHRISTIAN, MARKUS | I | MANAGING MEMBER AND CHIEF INVESTMENT OFFICER | NA | Control |
| ZUGEL, CHRISTIAN, MARKUS | I | MANAGING MEMBER AND CHIEF INVESTMENT OFFICER | NA | Control |
| ZUGEL, CHRISTIAN, MARKUS | I | MANAGING MEMBER AND CHIEF INVESTMENT OFFICER | NA | Control |
| ZUGEL, CHRISTIAN, MARKUS | I | MANAGING MEMBER AND CHIEF INVESTMENT OFFICER | NA | Control |
| ZUGEL, CHRISTIAN, MARKUS | I | MANAGING MEMBER AND CHIEF INVESTMENT OFFICER | NA | Control |
| ZUGEL, CHRISTIAN, MARKUS | I | MANAGING MEMBER AND CHIEF INVESTMENT OFFICER | NA | Control |
| ZUGEL, CHRISTIAN, MARKUS | I | MANAGING MEMBER AND CHIEF INVESTMENT OFFICER | NA | Control |
| ZUGEL, CHRISTIAN, MARKUS | I | MANAGING MEMBER AND CHIEF INVESTMENT OFFICER | NA | Control |
| ZUGEL, CHRISTIAN, MARKUS | I | MANAGING MEMBER AND CHIEF INVESTMENT OFFICER | NA | Control |
| ZUGEL, CHRISTIAN, MARKUS | I | MANAGING MEMBER AND CHIEF INVESTMENT OFFICER | NA | Control |
| ZUGEL, CHRISTIAN, MARKUS | I | MANAGING MEMBER AND CHIEF INVESTMENT OFFICER | NA | Control |
| ZUGEL, CHRISTIAN, MARKUS | I | MANAGING MEMBER AND CHIEF INVESTMENT OFFICER | NA | Control |
| ZUGEL, CHRISTIAN, MARKUS | I | MANAGING MEMBER AND CHIEF INVESTMENT OFFICER | NA | Control |
| ZUGEL, CHRISTIAN, MARKUS | I | MANAGING MEMBER AND CHIEF INVESTMENT OFFICER | NA | Control |
| ZUGEL, CHRISTIAN, MARKUS | I | MANAGING MEMBER AND CHIEF INVESTMENT OFFICER | NA | Control |
| ZUGEL, CHRISTIAN, MARKUS | I | MANAGING MEMBER AND CHIEF INVESTMENT OFFICER | NA | Control |
| ZUGEL, CHRISTIAN, MARKUS | I | MANAGING MEMBER AND CHIEF INVESTMENT OFFICER | NA | Control |
| ZUGEL, CHRISTIAN, MARKUS | I | MANAGING MEMBER AND CHIEF INVESTMENT OFFICER | NA | Control |
| ZUGEL, CHRISTIAN, MARKUS | I | MANAGING MEMBER AND CHIEF INVESTMENT OFFICER | NA | Control |
| ZUGEL, CHRISTIAN, MARKUS | I | MANAGING MEMBER AND CHIEF INVESTMENT OFFICER | NA | Control |
| ZUGEL, CHRISTIAN, MARKUS | I | MANAGING MEMBER AND CHIEF INVESTMENT OFFICER | NA | Control |
| ZUGEL, CHRISTIAN, MARKUS | I | MANAGING MEMBER AND CHIEF INVESTMENT OFFICER | NA | Control |
| ZUGEL, CHRISTIAN, MARKUS | I | MANAGING MEMBER AND CHIEF INVESTMENT OFFICER | NA | Control |
| ZUGEL, CHRISTIAN, MARKUS | I | MANAGING MEMBER AND CHIEF INVESTMENT OFFICER | NA | Control |
| RIVER RAIN, LLC | DE | OWNER | E | Control |
| RIVER RAIN, LLC | DE | OWNER | E | Control |
| RIVER RAIN, LLC | DE | OWNER | E | Control |
| ZAIS GROUP HOLDINGS, INC. | DE | OWNER | E | Control |
| ZAIS GROUP HOLDINGS, INC. | DE | OWNER | E | Control |
| ZAIS GROUP HOLDINGS, INC. | DE | OWNER | E | Control |
| ZAIS GROUP HOLDINGS, INC. | DE | OWNER | E | Control |
| ZAIS GROUP HOLDINGS, INC. | DE | OWNER | E | Control |
| ZAIS GROUP HOLDINGS, INC. | DE | OWNER | E | Control |
| ZAIS GROUP HOLDINGS, INC. | DE | OWNER | E | Control |
| ZAIS GROUP HOLDINGS, INC. | DE | OWNER | E | Control |
| ZAIS GROUP HOLDINGS, INC. | DE | OWNER | E | Control |
| ZAIS GROUP HOLDINGS, INC. | DE | OWNER | E | Control |
| ZAIS GROUP HOLDINGS, INC. | DE | OWNER | E | Control |
| ZAIS GROUP HOLDINGS, INC. | DE | OWNER | E | Control |
| ZAIS GROUP HOLDINGS, INC. | DE | OWNER | E | Control |
| ZAIS GROUP PARENT, LLC | DE | OWNER | E | Control |
| ZAIS GROUP PARENT, LLC | DE | OWNER | E | Control |
| ZAIS GROUP PARENT, LLC | DE | OWNER | E | Control |
| ZAIS GROUP PARENT, LLC | DE | OWNER | E | Control |
| ZAIS GROUP PARENT, LLC | DE | OWNER | E | Control |
| ZAIS GROUP PARENT, LLC | DE | OWNER | E | Control |
| ZAIS GROUP PARENT, LLC | DE | OWNER | E | Control |
| ZAIS GROUP PARENT, LLC | DE | OWNER | E | Control |
| ZAIS GROUP PARENT, LLC | DE | OWNER | E | Control |
| ZAIS GROUP PARENT, LLC | DE | OWNER | E | Control |
| ZAIS GROUP PARENT, LLC | DE | OWNER | E | Control |
| ZAIS GROUP PARENT, LLC | DE | OWNER | E | Control |
| RIVER RAIN, LLC | DE | OWNER | D | Control |
| RIVER RAIN, LLC | DE | OWNER | C | Control |
| RIVER RAIN, LLC | DE | OWNER | C | Control |
| RIVER RAIN, LLC | DE | OWNER | C | Control |
| RIVER RAIN, LLC | DE | OWNER | C | Control |
| RIVER RAIN, LLC | DE | OWNER | C | Control |
| RIVER RAIN, LLC | DE | OWNER | C | Control |
| RIVER RAIN, LLC | DE | OWNER | C | Control |
| RIVER RAIN, LLC | DE | OWNER | C | Control |
| RIVER RAIN, LLC | DE | OWNER | C | Control |
| RIVER RAIN, LLC | DE | OWNER | C | Control |
| RIVER RAIN, LLC | DE | OWNER | C | Control |
| RIVER RAIN, LLC | DE | OWNER | C | Control |
| RIVER RAIN, LLC | DE | OWNER | C | Control |
| RIVER RAIN, LLC | DE | OWNER | C | Control |
| RIVER RAIN, LLC | DE | OWNER | C | Control |
| RIVER RAIN, LLC | DE | OWNER | C | Control |
| RIVER RAIN, LLC | DE | OWNER | C | Control |
| RIVER RAIN, LLC | DE | OWNER | C | Control |
| RUMSON SERVICES, LLC | DE | OWNER | C | Control |
| RUMSON SERVICES, LLC | DE | OWNER | C | Control |
| RUMSON SERVICES, LLC | DE | OWNER | C | Control |
| RUMSON SERVICES, LLC | DE | OWNER | C | Control |
| RUMSON SERVICES, LLC | DE | OWNER | C | Control |
| RUMSON SERVICES, LLC | DE | OWNER | C | Control |
| RUMSON SERVICES, LLC | DE | OWNER | C | Control |
| RUMSON SERVICES, LLC | DE | OWNER | C | Control |
| RUMSON SERVICES, LLC | DE | OWNER | C | Control |
| RUMSON SERVICES, LLC | DE | OWNER | C | Control |
| RUMSON SERVICES, LLC | DE | OWNER | C | Control |
| RUMSON SERVICES, LLC | DE | OWNER | C | Control |
| ZUGEL, CHRISTIAN, MARKUS | I | MANAGING MEMBER | B | Control |
| ZUGEL, CHRISTIAN, MARKUS | I | MANAGING MEMBER | B | Control |
| ZUGEL, CHRISTIAN, MARKUS | I | MANAGING MEMBER | B | Control |
| ZUGEL, CHRISTIAN, MARKUS | I | MANAGING MEMBER | B | Control |
| ZUGEL, CHRISTIAN, MARKUS | I | MANAGING MEMBER | B | Control |
| DCDE LLC | DE | MEMBER | A | |
| DCDE LLC | DE | MEMBER | A | |
| DCDE LLC | DE | MEMBER | A | |
| DCDE LLC | DE | MEMBER | A | |
| DCDE LLC | DE | MEMBER | A | |
| DCDE LLC | DE | MEMBER | A | |
| DCDE LLC | DE | MEMBER | A | |
| HONG FAMILY INVESTMENTS LLC | DE | OWNER | A | |
| HONG FAMILY INVESTMENTS LLC | DE | OWNER | A | |
| HONG FAMILY INVESTMENTS LLC | DE | OWNER | A | |
| HONG FAMILY INVESTMENTS LLC | DE | OWNER | A | |
| HONG FAMILY INVESTMENTS LLC | DE | OWNER | A | |
| HONG FAMILY INVESTMENTS LLC | DE | MEMBER | A | |
| HONG FAMILY INVESTMENTS LLC | DE | MEMBER | A | |
| HONG FAMILY INVESTMENTS LLC | DE | MEMBER | A | |
| HONG FAMILY INVESTMENTS LLC | DE | MEMBER | A | |
| HONG FAMILY INVESTMENTS LLC | DE | MEMBER | A | |
| HONG FAMILY INVESTMENTS LLC | DE | MEMBER | A | |
| HONG FAMILY INVESTMENTS LLC | DE | MEMBER | A | |
| HONG, JERRY | I | OWNER | A | |
| HONG, JERRY, CHI-AN | I | OWNER | A |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| WALSH, JEFFREY, RICHARD | I | OCI TRUST | F | Control |
| WALSH, JEFFREY, RICHARD | I | OCI TRUST | F | Control |
| WALSH, JEFFREY, RICHARD | I | OCI TRUST | F | Control |
| WALSH, JEFFREY, RICHARD | I | OCI TRUST | F | Control |
| WALSH, JEFFREY, RICHARD | I | OCI TRUST | F | Control |
| WALSH, JEFFREY, RICHARD | I | OCI TRUST | F | Control |
| WALSH, JEFFREY, RICHARD | I | OCI TRUST | F | Control |
| WALSH, JEFFREY, RICHARD | I | OCI TRUST | F | Control |
| WALSH, JEFFREY, RICHARD | I | OCI TRUST | F | Control |
| WALSH, JEFFREY, RICHARD | I | OCI TRUST | F | Control |
| WALSH, JEFFREY, RICHARD | I | OCI TRUST | F | Control |
| ZUGEL, CHRISTIAN, MARKUS | I | ZAIS GROUP HOLDINGS, INC. | F | Control |
| HONG, JERRY, CHI-AN | I | HONG FAMILY INVESTMENTS LLC | E | |
| HONG, JERRY, CHI-AN | I | HONG FAMILY INVESTMENTS LLC | E | |
| HONG, JERRY, CHI-AN | I | HONG FAMILY INVESTMENTS LLC | E | |
| HONG, JERRY, CHI-AN | I | HONG FAMILY INVESTMENTS LLC | E | |
| HONG, JERRY, CHI-AN | I | HONG FAMILY INVESTMENTS LLC | E | |
| OCI TRUST | DE | WR ZAIS INVESTORS LLC | E | |
| OCI TRUST | DE | WR ZAIS INVESTORS LLC | E | |
| OCI TRUST | DE | WR ZAIS INVESTORS LLC | E | |
| OCI TRUST | DE | WR ZAIS INVESTORS LLC | E | |
| OCI TRUST | DE | WR ZAIS INVESTORS LLC | E | |
| OCI TRUST | DE | WR ZAIS INVESTORS LLC | E | |
| OCI TRUST | DE | WR ZAIS INVESTORS LLC | E | |
| OCI TRUST | DE | WR ZAIS INVESTORS LLC | E | |
| OCI TRUST | DE | WR ZAIS INVESTORS LLC | E | |
| OCI TRUST | DE | WR ZAIS INVESTORS LLC | E | |
| OCI TRUST | DE | WR ZAIS INVESTORS LLC | E | |
| OCI TRUST **SEE "MISCELLANEOUS" FOR TRUSTEE | DE | WR ZAIS INVESTORS LLC | E | |
| OCI TRUST **SEE "MISCELLANEOUS" FOR TRUSTEE | DE | WR RUMSON INVESTORS LLC | E | |
| Z ACQUISITION LLC | DE | ZAIS GROUP HOLDINGS, INC. | E | Control |
| ZAIS GROUP HOLDINGS, INC. | DE | ZAIS GROUP PARENT, LLC | E | Control |
| ZAIS GROUP HOLDINGS, INC. | DE | ZAIS GROUP PARENT, LLC | E | Control |
| ZAIS GROUP HOLDINGS, INC. | DE | ZAIS GROUP PARENT, LLC | E | Control |
| ZAIS GROUP HOLDINGS, INC. | DE | ZAIS GROUP PARENT, LLC | E | Control |
| ZAIS GROUP HOLDINGS, INC. | DE | ZAIS GROUP PARENT, LLC | E | Control |
| ZAIS GROUP HOLDINGS, INC. | DE | ZAIS GROUP PARENT, LLC | E | Control |
| ZAIS GROUP HOLDINGS, INC. | DE | ZAIS GROUP PARENT, LLC | E | Control |
| ZAIS GROUP HOLDINGS, INC. | DE | ZAIS GROUP PARENT, LLC | E | Control |
| ZAIS GROUP HOLDINGS, INC. | DE | ZAIS GROUP PARENT, LLC | E | Control |
| ZAIS GROUP HOLDINGS, INC. | DE | ZAIS GROUP PARENT, LLC | E | Control |
| ZAIS GROUP HOLDINGS, INC. | DE | ZAIS GROUP PARENT, LLC | E | Control |
| BURKE, JOHN, DANIEL | I | RUMSON CAPITAL MANAGEMENT, LLC | D | Control |
| BURKE, JOHN, DANIEL | I | RUMSON CAPITAL MANAGEMENT, LLC | D | Control |
| BURKE, JOHN, DANIEL | I | RUMSON CAPITAL MANAGEMENT, LLC | D | Control |
| BURKE, JOHN, DANIEL | I | RUMSON CAPITAL MANAGEMENT LLC | D | |
| BURKE, JOHN, DANIEL | I | RUMSON CAPITAL MANAGEMENT, LLC | D | Control |
| BURKE, JOHN, DANIEL | I | RUMSON CAPITAL MANAGEMENT, LLC | D | Control |
| RUMSON CAPITAL MANAGEMENT LLC | DE | RUMSON CAPITAL LLC | D | |
| WR ZAIS INVESTORS, LLC | DE | RUMSON SERVICES, LLC | D | Control |
| WR ZAIS INVESTORS, LLC | DE | RUMSON SERVICES, LLC | D | Control |
| WR ZAIS INVESTORS, LLC | DE | RUMSON SERVICES, LLC | D | Control |
| WR ZAIS INVESTORS, LLC | DE | RUMSON SERVICES, LLC | D | Control |
| WR ZAIS INVESTORS, LLC | DE | RUMSON SERVICES, LLC | D | Control |
| WR ZAIS INVESTORS, LLC | DE | RUMSON SERVICES, LLC | D | Control |
| WR ZAIS INVESTORS, LLC | DE | RUMSON SERVICES, LLC | D | Control |
| WR ZAIS INVESTORS, LLC | DE | RUMSON SERVICES, LLC | D | Control |
| WR ZAIS INVESTORS, LLC | DE | RUMSON SERVICES, LLC | D | Control |
| WR ZAIS INVESTORS, LLC | DE | RUMSON SERVICES, LLC | D | Control |
| WR ZAIS INVESTORS, LLC | DE | RUMSON SERVICES, LLC | D | Control |
| WR ZAIS INVESTORS, LLC | DE | RUMSON SERVICES, LLC | D | Control |
| ZUGEL, CHRISTIAN, MARKUS | I | RIVER RAIN, LLC | D | Control |
| ZUGEL, CHRISTIAN, MARKUS | I | RIVER RAIN, LLC | D | Control |
| ZUGEL, CHRISTIAN, MARKUS | I | RIVER RAIN, LLC | D | Control |
| ZUGEL, CHRISTIAN, MARKUS | I | RIVER RAIN, LLC | D | Control |
| ZUGEL, CHRISTIAN, MARKUS | I | RIVER RAIN, LLC | D | Control |
| ZUGEL, CHRISTIAN, MARKUS | I | RIVER RAIN, LLC | D | Control |
| ZUGEL, CHRISTIAN, MARKUS | I | RIVER RAIN, LLC | D | Control |
| ZUGEL, CHRISTIAN, MARKUS | I | RIVER RAIN, LLC | D | Control |
| ZUGEL, CHRISTIAN, MARKUS | I | RIVER RAIN, LLC | D | Control |
| ZUGEL, CHRISTIAN, MARKUS | I | RIVER RAIN, LLC | D | Control |
| ZUGEL, CHRISTIAN, MARKUS | I | RIVER RAIN, LLC | D | Control |
| ZUGEL, CHRISTIAN, MARKUS | I | RIVER RAIN, LLC | D | Control |
| ZUGEL, CHRISTIAN, MARKUS | I | RIVER RAIN, LLC | D | Control |
| ZUGEL, CHRISTIAN, MARKUS | I | RIVER RAIN, LLC | D | Control |
| ZUGEL, CHRISTIAN, MARKUS | I | RIVER RAIN, LLC | D | Control |
| ZUGEL, CHRISTIAN, MARKUS | I | RIVER RAIN, LLC | D | Control |
| ZUGEL, CHRISTIAN, MARKUS | I | RIVER RAIN, LLC | D | Control |
| CURRY, DANIEL, ALEXANDER | I | Z ACQUISITION LLC | C | Control |
| CURRY, DANIEL, ALEXANDER | I | Z ACQUISITION LLC | C | Control |
| CURRY, DANIEL, ALEXANDER | I | Z ACQUISITION LLC | C | Control |
| RUMSON CAPITAL LLC | DE | RUMSON SERVICES, LLC | C | Control |
| RUMSON CAPITAL MANAGEMENT, LLC | DE | RUMSON SERVICES, LLC | C | Control |
| RUMSON CAPITAL MANAGEMENT, LLC | DE | RUMSON SERVICES, LLC | C | Control |
| RUMSON CAPITAL MANAGEMENT, LLC | DE | RUMSON SERVICES, LLC | C | Control |
| RUMSON CAPITAL MANAGEMENT, LLC | DE | RUMSON SERVICES, LLC | C | Control |
| RUMSON CAPITAL MANAGEMENT, LLC | DE | RUMSON SERVICES, LLC | C | Control |
| WR RUMSON INVESTORS LLC | DE | RUMSON CAPITAL LLC | C | |
| Z ACQUISITION LLC | DE | ZAIS GROUP HOLDINGS, INC. | C | Control |
| Z ACQUISITION LLC | DE | ZAIS GROUP HOLDINGS, INC. | C | Control |
| ZAIS GROUP HOLDINGS, INC. | DE | ZAIS GROUP PARENT, LLC | C | Control |
| ZUGEL, CHRISTIAN, MARKUS | I | RIVER RAIN, LLC | C | Control |
| ZUGEL, CHRISTIAN, MARKUS | I | RIVER RAIN, LLC | C | Control |
| ZUGEL, CHRISTIAN, MARKUS | I | RIVER RAIN, LLC | C | Control |
| ZUGEL, CHRISTIAN, MARKUS | I | RIVER RAIN, LLC | C | Control |
| ZUGEL, CHRISTIAN, MARKUS | I | RIVER RAIN, LLC | C | Control |
| ZUGEL, CHRISTIAN, MARKUS | I | ZAIS GROUP PARENT, LLC | C | Control |
| ZUGEL, CHRISTIAN, MARKUS | I | Z ACQUISITION LLC | C | Control |
| ZUGEL, CHRISTIAN, MARKUS | I | Z ACQUISITION LLC | C | Control |
| ZUGEL, CHRISTIAN, MARKUS | I | Z ACQUISITION LLC | C | Control |
| ZUGEL, CHRISTIAN, MARKUS | I | ZAIS GROUP HOLDINGS, INC. | C | Control |
| ZUGEL, CHRISTIAN, MARKUS | I | ZAIS GROUP HOLDINGS, INC. | C | Control |
| ZUGEL, CHRISTIAN, MARKUS | I | ZAIS GROUP HOLDINGS, INC. | C | Control |
| ZUGEL, CHRISTIAN, MARKUS | I | ZAIS GROUP HOLDINGS, INC. | C | Control |
| ZUGEL, CHRISTIAN, MARKUS | I | ZAIS GROUP HOLDINGS, INC. | C | Control |
| ZUGEL, CHRISTIAN, MARKUS | I | ZAIS GROUP HOLDINGS, INC. | C | Control |
| ZUGEL, CHRISTIAN, MARKUS | I | ZAIS GROUP HOLDINGS, INC. | C | Control |
| ZUGEL, CHRISTIAN, MARKUS | I | ZAIS GROUP HOLDINGS, INC. | C | Control |
| ZUGEL, CHRISTIAN, MARKUS | I | ZAIS GROUP HOLDINGS, INC. | C | Control |
| ZUGEL, LAUREEN | I | RIVER RAIN, LLC | C | Control |
| ZUGEL, LAUREEN, T.C. | I | RIVER RAIN, LLC | C | Control |
Registrations
Federal
IA
May 12, 2025 REGISTERED
Address
101 CRAWFORDS CORNER ROADSUITE 1206
HOLMDEL, NJ 07733
United States
Phone: 732-530-3610