NAOMI RUTH MONSCHEIN
Legal name: MONSCHEIN AND ASSOCIATES, INC
CRD #108375 SEC #801-58017 MODESTO, CA 209-549-8520
SEC Registered
Total AUM
$18M
Discretionary
$13.7M
Employees
5
Clients
251
Accounts
488
Firm Details
- Organization Type
- Corporation
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 15, 2002
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| MONSCHEIN, NAOMI, RUTH | I | REGISTERED INVESTMENT ADVISOR / OWNER | E | Control |
| MONSCHEIN, NAOMI, RUTH | I | REGISTERED INVESTMENT ADVISOR / OWNER | E | Control |
| MONSCHEIN, NAOMI, RUTH | I | REGISTERED INVESTMENT ADVISOR / OWNER | E | Control |
Registrations
Federal
IA
Mar 15, 2002 REGISTERED
Notice Filings (1)
CA
Address
1317 OAKDALE ROADSUITE 440
MODESTO, CA 95355
USA
Phone: 209-549-8520