FQN MANAGEMENT LLC
Legal name: FQN
CRD #108389 SEC #801-56234 PASADENA, CA 626-795-8220
SEC Registered
Total AUM
$39.2M
Discretionary
$39.2M
Employees
10
Clients
--
Accounts
1
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 30, 2007
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ARNOTT, ROBERT, DOUGLAS | I | PRESIDENT, CHAIRMAN OF BOARD, DIRECTOR | NA | Control |
| ARNOTT, ROBERT, DOUGLAS | I | PRESIDENT, CHAIRMAN OF BOARD, DIRECTOR | NA | Control |
| ARNOTT, ROBERT, DOUGLAS | I | PRESIDENT, CHAIRMAN OF BOARD, DIRECTOR | NA | Control |
| ARNOTT, ROBERT, DOUGLAS | I | PRESIDENT, CHAIRMAN OF BOARD, DIRECTOR | NA | Control |
| ARNOTT, ROBERT, DOUGLAS | I | PRESIDENT, CHAIRMAN OF BOARD, DIRECTOR | NA | Control |
| DARNELL, MAX | I | VICE PRESIDENT | NA | Control |
| DARNELL, MAX | I | VICE PRESIDENT | NA | Control |
| DARNELL, MAX | I | VICE PRESIDENT | NA | Control |
| DARNELL, MAX | I | VICE PRESIDENT | NA | Control |
| DARNELL, MAX | I | VICE PRESIDENT | NA | Control |
| DARNELL, MAX | I | VICE PRESIDENT | NA | Control |
| DARNELL, RONNIE, MAX | I | PRESIDENT, DIRECTOR | NA | Control |
| FUNK, KENNETH, RICHARD | I | CHIEF COMPLIANCE OFFICER | NA | |
| HINO, HISAAKI | I | DIRECTOR | NA | Control |
| HINO, HISAAKI | I | DIRECTOR | NA | Control |
| HINO, HISAAKI | I | DIRECTOR | NA | Control |
| HINO, HISAAKI | I | DIRECTOR | NA | Control |
| KATAYAMA, NOBUO | I | DIRECTOR | NA | Control |
| KATAYAMA, NOBUO | I | DIRECTOR | NA | Control |
| KETTERER, CURTIS, JUSTIN | I | CHIEF OPERATING OFFICER, TREASURER & VICE PRESIDENT,DIRECTOR | NA | Control |
| KETTERER, CURTIS, JUSTIN | I | CHIEF OPERATING OFFICER, TREASURER & VICE PRESIDENT,DIRECTOR | NA | Control |
| KETTERER, CURTIS, JUSTIN | I | CHIEF OPERATING OFFICER, TREASURER & VICE PRESIDENT,DIRECTOR | NA | Control |
| KETTERER, CURTIS, JUSTIN | I | CHIEF OPERATING OFFICER, TREASURER & VICE PRESIDENT,DIRECTOR | NA | Control |
| KETTERER, CURTIS, JUSTIN | I | CHIEF OPERATING OFFICER, TREASURER & VICE PRESIDENT,DIRECTOR | NA | Control |
| KETTERER, CURTIS, JUSTIN | I | CHIEF OPERATING OFFICER, TREASURER & VICE PRESIDENT,DIRECTOR | NA | Control |
| KETTERER, CURTIS, JUSTIN | I | CHIEF OPERATING OFFICER, TREASURER & VICE PRESIDENT,DIRECTOR | NA | Control |
| LUCK, CHRISTOPHER, GERALD | I | VICE PRESIDENT & SECRETARY | NA | Control |
| LUCK, CHRISTOPHER, GERALD | I | VICE PRESIDENT & SECRETARY | NA | Control |
| LUCK, CHRISTOPHER, GERALD | I | VICE PRESIDENT & SECRETARY | NA | Control |
| LUCK, CHRISTOPHER, GERALD | I | VICE PRESIDENT & SECRETARY | NA | Control |
| LUCK, CHRISTOPHER, GERALD | I | VICE PRESIDENT & SECRETARY | NA | Control |
| LUCK, CHRISTOPHER, GERALD | I | VICE PRESIDENT & SECRETARY | NA | Control |
| LUCK, CHRISTOPHER, GERALD | I | VICE PRESIDENT & SECRETARY | NA | Control |
| MIZUNO, TAKAHIDE | I | DIRECTOR | NA | Control |
| MIZUNO, TAKAHIDE | I | DIRECTOR | NA | Control |
| MIZUNO, TAKAHIDE | I | DIRECTOR | NA | Control |
| YASHIKI, MASANOBU | I | DIRECTOR | NA | Control |
| YASHIKI, MASANOBU | I | DIRECTOR | NA | Control |
| YASHIKI, MASANOBU | I | DIRECTOR | NA | Control |
| YASHIKI, MASANOBU | I | DIRECTOR | NA | Control |
| YOSHIKAWA, ATSUSHI | I | DIRECTOR | NA | Control |
| FIRST QUADRANT LP | DE | MEMBER | D | Control |
| FIRST QUADRANT LP | DE | MEMBER | D | Control |
| FIRST QUADRANT LP | DE | MEMBER | D | Control |
| FIRST QUADRANT LP | DE | MEMBER | D | Control |
| FIRST QUADRANT LP | DE | MEMBER | D | Control |
| FIRST QUADRANT LP | DE | MEMBER | D | Control |
| FIRST QUADRANT LP | DE | MEMBER | D | Control |
| NOMURA ASSET MANAGEMENT DELAWARE, INC. | DE | MEMBER | D | Control |
| NOMURA ASSET MANAGEMENT DELAWARE, INC. | DE | MEMBER | D | Control |
| NOMURA ASSET MANAGEMENT DELAWARE, INC. | DE | MEMBER | D | Control |
| NOMURA ASSET MANAGEMENT DELAWARE, INC. | DE | MEMBER | D | Control |
| NOMURA ASSET MANAGEMENT DELAWARE, INC. | DE | MEMBER | D | Control |
| NOMURA ASSET MANAGEMENT DELAWARE, INC. | DE | MEMBER | D | Control |
| NOMURA ASSET MANAGEMENT DELAWARE, INC. | DE | MEMBER | D | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| AFFILIATED MANAGERS GROUP, INC. | DE | FIRST QUADRANT HOLDINGS, INC. | E | Control |
| AFFILIATED MANAGERS GROUP, INC. | DE | FIRST QUADRANT HOLDINGS, INC. | E | Control |
| AFFILIATED MANAGERS GROUP, INC. | DE | FIRST QUADRANT HOLDINGS, INC. | E | Control |
| AFFILIATED MANAGERS GROUP, INC. | DE | FIRST QUADRANT HOLDINGS, INC. | E | Control |
| AFFILIATED MANAGERS GROUP, INC. | DE | FIRST QUADRANT HOLDINGS, INC. | E | Control |
| AFFILIATED MANAGERS GROUP, INC. | DE | FIRST QUADRANT HOLDINGS, INC. | E | Control |
| AFFILIATED MANAGERS GROUP, INC. | DE | FIRST QUADRANT HOLDINGS, INC. | E | Control |
| FIRST QUADRANT CORP. | DE | FIRST QUADRANT, L.P. | E | Control |
| FIRST QUADRANT CORP. | DE | FIRST QUADRANT, L.P. | E | Control |
| FIRST QUADRANT CORP. | DE | FIRST QUADRANT, L.P. | E | Control |
| FIRST QUADRANT CORP. | DE | FIRST QUADRANT, L.P. | E | Control |
| FIRST QUADRANT CORP. | DE | FIRST QUADRANT, L.P. | E | Control |
| FIRST QUADRANT CORP. | DE | FIRST QUADRANT, L.P. | E | Control |
| FIRST QUADRANT HOLDINGS, INC. | DE | FIRST QUADRANT CORP. | E | Control |
| FIRST QUADRANT HOLDINGS, INC. | DE | FIRST QUADRANT CORP. | E | Control |
| FIRST QUADRANT HOLDINGS, INC. | DE | FIRST QUADRANT CORP. | E | Control |
| FIRST QUADRANT HOLDINGS, INC. | DE | FIRST QUADRANT CORP. | E | Control |
| FIRST QUADRANT HOLDINGS, INC. | DE | FIRST QUADRANT CORP. | E | Control |
| FIRST QUADRANT HOLDINGS, INC. | DE | FIRST QUADRANT CORP. | E | Control |
| FIRST QUADRANT HOLDINGS, INC. | DE | FIRST QUADRANT CORP. | E | Control |
| NOMURA ASSET MANAGEMENT CO., LTD. | FE | NOMURA ASSET MANAGEMENT DELAWARE, INC. | E | Control |
| NOMURA ASSET MANAGEMENT CO., LTD. | FE | NOMURA ASSET MANAGEMENT DELAWARE, INC. | E | Control |
| NOMURA ASSET MANAGEMENT CO., LTD. | FE | NOMURA ASSET MANAGEMENT DELAWARE, INC. | E | Control |
| NOMURA ASSET MANAGEMENT CO., LTD. | FE | NOMURA ASSET MANAGEMENT DELAWARE, INC. | E | Control |
| NOMURA ASSET MANAGEMENT CO., LTD. | FE | NOMURA ASSET MANAGEMENT DELAWARE, INC. | E | Control |
| NOMURA ASSET MANAGEMENT CO., LTD. | FE | NOMURA ASSET MANAGEMENT DELAWARE, INC. | E | Control |
| NOMURA ASSET MANAGEMENT CO., LTD. | FE | NOMURA ASSET MANAGEMENT DELAWARE, INC. | E | Control |
| NOMURA HOLDINGS,INC. | FE | NOMURA ASSET MANAGEMENT CO., LTD. | E | Control |
| NOMURA HOLDINGS,INC. | FE | NOMURA ASSET MANAGEMENT CO., LTD. | E | Control |
| NOMURA HOLDINGS,INC. | FE | NOMURA ASSET MANAGEMENT CO., LTD. | E | Control |
| NOMURA HOLDINGS,INC. | FE | NOMURA ASSET MANAGEMENT CO., LTD. | E | Control |
| NOMURA HOLDINGS,INC. | FE | NOMURA ASSET MANAGEMENT CO., LTD. | E | Control |
| NOMURA HOLDINGS,INC. | FE | NOMURA ASSET MANAGEMENT CO., LTD. | E | Control |
| THE NOMURA SECURITIES CO., LTD. | FE | NOMURA ASSET MANAGEMENT CO., LTD. | E | Control |
| FIRST QUADRANT CORP. | DE | FIRST QUADRANT, L.P. | D | Control |
Registrations
Federal
IA
Mar 30, 2007 REGISTERED
Notice Filings (1)
CA
Address
800 EAST COLORADO BLVDSTE 900
PASADENA, CA 91101
USA
Phone: 626-795-8220