METROPOLITAN WEST FINANCIAL INC
CRD #108394 SEC #801-55300 LOS ANGELES, CA 310-979-6300
SEC Registered
Total AUM
$3.8B
Discretionary
$3.8B
Employees
51
Clients
--
Accounts
9
Firm Details
- Organization Type
- Corporation
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jul 26, 2001
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| CHOW, PAUL, CHUNG | I | MANAGING DIRECTOR; VICE CHAIRMAN | NA | Control |
| CURIEL, EDWARD, EMILIO | I | MANAGING DIRECTOR | NA | Control |
| MACKIN, THOMAS, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | |
| MARCUS, PAUL, BERNARD | I | MANAGING DIRECTOR | NA | Control |
| MITCHELL, PATRICK, L. | I | MANAGING DIRECTOR | NA | |
| SPURGE, LORRAINE, FABIANO | I | MANAGING DIRECTOR | NA | |
| WOMACK, ROBERT, REID | I | MANAGING DIRECTOR | NA | Control |
| HOLLANDER, RICHARD, SCOTT | I | CHAIRMAN & CHIEF EXECUTIVE OFFICER | D | Control |
| HAYES, THOMAS, WILLIAM | I | DIRECTOR & PRESIDENT | B | Control |
| CROW, TERRY, MICHAEL | I | MANAGING DIRECTOR; CHIEF INVESTMENT OFFICER | A | Control |
| GOULD, RUSSELL, SCOTT | I | DIRECTOR & SECRETARY | A | Control |
| SCHWEITZER, RICHARD, HARLAN | I | SHAREHOLDER; CHIEF FINANCIAL OFFICER | A | Control |
Registrations
Federal
IA
Jul 26, 2001 REGISTERED
Notice Filings (2)
CA WA
Address
11440 SAN VICENTE BLVD3RD FL
LOS ANGELES, CA 90049
USA
Phone: 310-979-6300