AMBROSE WEALTH MANAGEMENT
CRD #108395 SEC #801-57952 CHADDS FORD, PA 610-388-4424
SEC Registered
Total AUM
$27.1M
Discretionary
$20.7M
Employees
5
Clients
26
Accounts
97
Firm Details
- Organization Type
- Corporation
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 31, 2009
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| GUIDOTTI, WAYNE, FRANK | I | CHEIF EXECUTIVE OFFICER | NA | Control |
| GUIDOTTI, WAYNE, FRANK | I | CHEIF EXECUTIVE OFFICER | NA | Control |
| AMBROSE, THOMAS, KEVIN | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| AMBROSE, THOMAS, KEVIN | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| AMBROSE, THOMAS, KEVIN | I | PRESIDENT | E | Control |
| AMBROSE, THOMAS, KEVIN | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| AMBROSE, THOMAS, KEVIN | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| AMBROSE, THOMAS, KEVIN | I | PRESIDENT | E | Control |
| AMBROSE, THOMAS, KEVIN | I | PRESIDENT | E | Control |
Registrations
Federal
IA
Mar 31, 2009 REGISTERED
Notice Filings (5)
DE MN NJ PA VA
Address
810 BALTIMORE PIKECHADDS FORD, PA 19317
United States
Phone: 610-388-4424