CAROL GRANT DESMOND
Legal name: DBA SPECTRUM FINANCIAL MANAGEMENT
CRD #108397 SEC #801-57507 SAN RAFAEL, CA 415-472-7300
SEC Registered
Total AUM
$30M
Discretionary
$28.7M
Employees
5
Clients
51
Accounts
88
Firm Details
- Organization Type
- Sole Proprietorship
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 22, 2002
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| DESMOND, CAROL, GRANT | DE | OWNER | E | Control |
Registrations
Federal
IA
Mar 22, 2002 REGISTERED
Notice Filings (1)
CA
Address
899 NORTHGATE DRIVESUITE 305
SAN RAFAEL, CA 94903
USA
Phone: 415-472-7300