RIA Intelligence

S3 INC

Legal name: S3, INC

CRD #108401 SEC #801-57681 MINNEAPOLIS, MN 612-929-7000
SEC Registered
Total AUM
$26M
Discretionary
$16M
Employees
5
Clients
25
Accounts
94

Firm Details

Organization Type
Corporation
State of Formation
--
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Sep 12, 2005
Branch Offices
--

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
SHERMAN, MARK, DOUGLASICHIEF EXECUTIVE OFFICER / SHARE HOLDER / CHIEF COMPLIANCE OFFICERE Control
SHERMAN, MARK, DOUGLASICHIEF EXECUTIVE OFFICER / SHARE HOLDER / CHIEF COMPLIANCE OFFICERE Control
SHERMAN, MARK, DOUGLASICHIEF EXECUTIVE OFFICER / SHARE HOLDER / CHIEF COMPLIANCE OFFICERD Control
SHERMAN, MARK, DOUGLASICHIEF EXECUTIVE OFFICER / SHARE HOLDER / CHIEF COMPLIANCE OFFICERD Control

Registrations

Federal

IA
Sep 12, 2005 REGISTERED

Address

3033 EXCELSIOR BLVD
SUITE 460
MINNEAPOLIS, MN 55416
USA
Phone: 612-929-7000