RIA Intelligence

NORTH CAPITAL LLC

CRD #108402 SEC #801-56869 SAN FRANCISCO, CA 415-986-6227
SEC Registered
Total AUM
$28.1M
Discretionary
$28.1M
Employees
5
Clients
--
Accounts
3

Firm Details

Organization Type
Limited Liability Company
State of Formation
--
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Mar 21, 2002
Branch Offices
--

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
DOWD, JAMES, PIMEMBER/MANAGERD Control
BROWN, RANDALL, KEVINIMEMBER/CFOB Control

Registrations

Federal

IA
Mar 21, 2002 REGISTERED

Address

388 MARKET ST
STE 610
SAN FRANCISCO, CA 94111
USA
Phone: 415-986-6227