WATERMARK ASSET MANAGEMENT, INC.
CRD #108407 SEC #801-57796 SAN RAMON, CA 925-648-4730
SEC Registered
Total AUM
$408.1M
Discretionary
$408.1M
Employees
10
Clients
51
Accounts
1,146
Firm Details
- Organization Type
- Corporation
- State of Formation
- California
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jan 14, 2019
- Branch Offices
- 1
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| COSTELLO, ROSANNE | I | VICE PRESIDENT | NA | Control |
| COSTELLO, ROSANNE | I | VICE PRESIDENT | NA | Control |
| COSTELLO, ROSANNE | I | VICE PRESIDENT | NA | Control |
| MILLER, BARBARA, LOUISE | I | CORPORATE SECRETARY | D | Control |
| MILLER, BARBARA, LOUISE | I | CORPORATE SECRETARY | D | Control |
| MILLER, BARBARA, LOUISE | I | CORPORATE SECRETARY | D | Control |
| MILLER, BARBARA, LOUISE | I | CORPORATE SECRETARY | D | Control |
| MILLER, MARK, IRWIN | I | PRESIDENT/CCO | D | Control |
| MILLER, MARK, IRWIN | I | PRESIDENT | D | Control |
| MILLER, MARK, IRWIN | I | PRESIDENT | D | Control |
| MILLER, MARK, IRWIN | I | PRESIDENT | D | Control |
| MILLER, BARBARA, LOUISE | I | CORPORATE SECRETARY | C | Control |
| MILLER, BARBARA, LOUISE | I | CORPORATE SECRETARY | C | Control |
| MILLER, BARBARA, LOUISE | I | BOARD MEMBER | C | Control |
| MILLER, BARBARA, LOUISE | I | BOARD MEMBER | C | Control |
| MILLER, BARBARA, LOUISE | I | BOARD MEMBER | C | Control |
| MILLER, BARBARA, LOUISE | I | BOARD MEMBER | C | Control |
| MILLER, BARBARA, LOUISE | I | BOARD MEMBER | C | Control |
| MILLER, BARBARA, LOUISE | I | BOARD MEMBER | C | Control |
| MILLER, BARBARA, LOUISE | I | BOARD MEMBER | C | Control |
| MILLER, BARBARA, LOUISE | I | BOARD MEMBER | C | Control |
| MILLER, BARBARA, LOUISE | I | BOARD MEMBER | C | Control |
| MILLER, BARBARA, LOUISE | I | BOARD MEMBER | C | Control |
| MILLER, BARBARA, LOUISE | I | BOARD MEMBER | C | Control |
| MILLER, BARBARA, LOUISE | I | BOARD MEMBER | C | Control |
| MILLER, BARBARA, LOUISE | I | BOARD MEMBER | C | Control |
| MILLER, BARBARA, LOUISE | I | BOARD MEMBER | C | Control |
| MILLER, BARBARA, LOUISE | I | BOARD MEMBER | C | Control |
| MILLER, BARBARA, LOUISE | I | BOARD MEMBER | C | Control |
| MILLER, BARBARA, LOUISE | I | BOARD MEMBER | C | Control |
| MILLER, MARK, IRWIN | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | C | Control |
| MILLER, MARK, IRWIN | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | C | Control |
| MILLER, MARK, IRWIN | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | C | Control |
| MILLER, MARK, IRWIN | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | C | Control |
| MILLER, MARK, IRWIN | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | C | Control |
| MILLER, MARK, IRWIN | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | C | Control |
| MILLER, MARK, IRWIN | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | C | Control |
| MILLER, MARK, IRWIN | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | C | Control |
| MILLER, MARK, IRWIN | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | C | Control |
| MILLER, MARK, IRWIN | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | C | Control |
| MILLER, MARK, IRWIN | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | C | Control |
| MILLER, MARK, IRWIN | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | C | Control |
| MILLER, MARK, IRWIN | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | C | Control |
| MILLER, MARK, IRWIN | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | C | Control |
| MILLER, MARK, IRWIN | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | C | Control |
| MILLER, MARK, IRWIN | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | C | Control |
| MILLER, MARK, IRWIN | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | C | Control |
| MILLER, MARK, IRWIN | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | C | Control |
| MILLER, MARK, IRWIN | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | C | Control |
| LAI, ERIC, TINGWOEI | I | SHAREHOLDER | A | |
| LAI, ERIC, TINGWOEI | I | VICE PRESIDENT | A | Control |
| LAI, ERIC, TINGWOEI | I | VICE PRESIDENT | A | Control |
| LAI, ERIC, TINGWOEI | I | VICE PRESIDENT | A | Control |
| LAI, ERIC, TINGWOEI | I | VICE PRESIDENT | A | Control |
| LAI, ERIC, TINGWOEI | I | VICE PRESIDENT | A | Control |
| LAI, ERIC, TINGWOEI | I | VICE PRESIDENT | A | Control |
| LAI, ERIC, TINGWOEI | I | VICE PRESIDENT | A | Control |
| LAI, ERIC, TINGWOEI | I | VICE PRESIDENT | A | Control |
| LAI, ERIC, TINGWOEI | I | VICE PRESIDENT | A | Control |
| LAI, ERIC, TINGWOEI | I | VICE PRESIDENT | A | Control |
| LAI, ERIC, TINGWOEI | I | VICE PRESIDENT | A | Control |
Registrations
Federal
IA
Jan 14, 2019 REGISTERED
Notice Filings (5)
AR AZ CA TX WA
Address
2010 CROW CANYON PLACESTE. 210
SAN RAMON, CA 94583
United States
Phone: 925-648-4730